BILL ANALYSIS                                                                                                                                                                                                    �




                                                                  AB 427
                                                                  Page A
          Date of Hearing:   January 13, 2014

                    ASSEMBLY COMMITTEE ON UTILITIES AND COMMERCE
                               Steven Bradford, Chair
                    AB 427 (Mullin) - As Amended:  January 6, 2014
           
          SUBJECT  :   Bottoming cycle waste heat recovery: nonbypassable  
          charge exemption

           SUMMARY  :   This bill would exempt some electrical corporation  
          customers who use bottoming cycle waste heat recovery from all  
          nonbypassable charges.  Specifically,  this bill  :  

          a)Defines "bottoming cycle waste heat recovery" as: the use of  
            waste heat from a commercial or industrial process to produce  
            electricity without consuming fuel to supplement the waste  
            heat and to supply electricity for onsite use without  
            exporting electricity to the electrical grid.

          b)Provides an exemption from "nonbypassable charges" to up to  
            cumulative load of 200 megawatts (MW).

          c)Excludes transferring those charges to residential customers  
            and any other customer that has an average monthly usage of  
            500 kilowatts or less.

          d)Provides that customers receiving the exemption shall continue  
            to be responsible for charges related to receiving electrical  
            service.

           EXISTING LAW  :

          1)Defines cogeneration as the sequential use of energy for the  
            production of electrical and useful thermal energy and  
            specifies that at least 5 percent of the facility's total  
            annual energy output shall be in the form of useful thermal  
            energy and where useful thermal energy follows power  
            production, the useful annual power output plus one-half the  
            useful annual thermal energy output equals not less than 42.5  
            percent of any natural gas and oil energy input. (Public  
            Utilities Code 216.6) 

          2)Provides that the cost of the competition transition charge  
            exemptions granted to members of the combined class of  
            customers other than residential and small commercial  









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            customers shall be recovered only from those customers.  
            (Public Utilities Code 330) 

          3)Authorizes allocation of costs for procurement contracts  
            entered into to meet local capacity needs and resource  
            adequacy. (Public Utilities Code 365.1) 

          4)Provides that each retail end-use customer should bear a fair  
            share of power purchases made by the Department of Water  
            Resources, as well as power purchase contract obligations  
            incurred as of January 1, 2003, and to prevent any shifting of  
            recoverable costs between customers. (Public Utilities Code  
            366.1(d)(1) 

          5)Established nonbypassable costs to be paid by all ratepayers:  
            Requires that the cost of divesting generation related assets,  
            nuclear settlements, and power purchase contracts that were  
            part of rates approved by the California Public Utilities  
            Commission (PUC) as of December 20, 1995 shall be recovered  
            from all customers on a nonbypassable basis, amortized over a  
            reasonable period of time. (Public Utilities Code 367) 

          6)Provides authorization for cost recovery through rates for  
            specified expenditures by electrical corporations prior to  
            1998 (Public Utilities Code 368) 

          7)Provides that nonbypassable charges will be applied to each  
            customer based on the amount of electricity purchased by the  
            customer from an electrical corporation or alternate supplier  
            of electricity, subject to changes in usage. (Public Utilities  
            Code 371(a) 

          8)Defines "change in usage" to generally mean changes occurring  
            in the normal course of business resulting from changes in  
            business cycles, termination of operations, departure from the  
            utility service territory, weather, reduced production,  
            modifications to production equipment or operations, changes  
            in production or manufacturing processes. (Public Utilities  
            Code 371(b) 

          9)Exempts fuel cell facilities and replacement of existing  
            cogeneration facilities from nonbypassable charges by  
            including them within the definition of change in usage.  
            (Public Utilities Code 371(b) 










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          10)Exempts specified cogeneration facilities placed in service  
            or committed to construction prior to December 20, 1995 from  
            specified nonbypassable charges. (Public Utilities Code 374) 

          11)Provides the following exemptions from nonbypassable charges  
            and provides that the costs of these exemptions be borne by  
            all ratepayers in the affected service area: 

             a)   110 megawatts of cogeneration serving irrigation  
               districts served by electrical corporations with specific  
               allocations to Merced Irrigation District and Castle Air  
               Force Base. 

             b)   Irrigation districts, joint power authorities, and  
               publicly owned utility districts that were owned prior to  
               December 20, 1995. 

             c)   A federal power marketing agency that existed as of  
               January 1, 1996, or its successor, from nonbypassable  
               charges. 

             d)   A portion of the load at the University of California  
               campus in Yolo County not served by power from a federal  
               marketing agency provided that the power is used for the  
               facility load and not directly or indirectly for sale. 

               (Public Utilities Code 374) 

          1)Provides authorization for cost recovery to accommodate  
            implementation of direct access (Public Utilities Code 376) 

          2)Provides ratepayer funded incentives for projects the first 3  
            megawatts of up to $0.46/watt for qualified non-renewable  
            combined heat and power systems or up to $1.46/watt for fuel  
            cell combined heat and power or electric only fuel cells  
            through the Self Generation Incentive Program (SGIP). (Public  
            Utilities Code 379.6)


          3)Allows the PUC commission to require an electrical corporation  
            to purchase from an eligible customer-generator, excess  
            electricity that is delivered to the grid that is generated by  
            a combined heat and power. (Public Utilities Code 2840)

           FISCAL EFFECT  :   Unknown









                                                                  AB 427
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           COMMENTS  :   

           1)Author's Statement  . According to the author, "The imposition  
            of nonbypassable charges on bottoming cycle waste heat  
            recovery is a barrier to investment in energy efficiency in  
            the form of bottoming cycle waste heat recovery; that barrier  
            should and can be removed with rate impacts that are lost in  
            the rounding."

           2)What is bottoming cycle waste heat recovery?  There are several  
            types of waste heat recovery (WHR). This bill is specific to  
            bottoming cycle WHR. In a bottoming cycle WHR facility, the  
            energy in the fuel first serves a thermal need, and then is  
            used for electricity generation. In this way, the site  
            increases the efficiency of its natural gas usage. This  
            technology is also referred to broadly as Combined Heat and  
            Power (CHP).  The term CHP includes other types of WHR, in  
            addition to bottoming cycle WHR.

            When a customer installs a WHR facility they are generating  
            electricity on-site using the excess heat available through  
            another process on site, such as a kiln used by a cement  
            manufacturer. The amount of electricity and natural gas used  
            on site could be the same as it was before the on-site  
            generator was placed in service. The use of the gas will be  
            more efficient because the otherwise unused waste heat from  
            gas combustion is used to produce electricity.

            Performing a dual use with the same energy is important and  
            desirable. To the extent that a WHR facility generates  
            electricity without supplemental fuel, it improves the  
            efficient use of energy consumption on site, considering both  
            natural gas and electricity consumption. It does not  
            necessarily change usage nor reduce energy demand for either  
            natural gas or electricity. The sponsors of this bill note  
            that they have already implemented extensive energy efficiency  
            programs on their electricity usage. This would imply that  
            electricity consumption will not change as a result of adding  
            a WHR facility. With respect to natural gas usage, WHR  
            provides a more efficient use of gas, but also does not change  
            usage as the amount of thermal energy needed for the primary  
            usage (such as in a kiln) would not change.

            According to Pacific Gas and Electric (PG&E) there are  









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            currently 61 MW of bottoming cycle WHR facilities in operation  
            in PG&E service area and approximately 32 megawatts of  
            potential new facilities. According to Southern California  
            Edison (SCE) there are currently 128.5 MW of these facilities  
            and potentially 14 MW of new facilities.  Information on  
            existing and potential in San Diego Gas & Electric (SDG&E)  
            service areas is not known at this time.

           3)What are Nonbypassable charges?  Nonbypassable charges, also  
            sometimes called Departing Load Charges, are mandated customer  
            charges to be assessed on each kilowatt-hour of electricity  
            used by a customer.  These charges provide funds for a variety  
            of purposes, including:

              a)   Public Purpose Program Charges  fund a variety of  
               programs, including the California Alternate Rates for  
               Energy (CARE) low income rate assistance, the Energy  
               Savings Assistance program (energy efficiency retrofits for  
               low income households), Energy Efficiency Procurement, the  
               Electric Program Investment Charge authorized by the PUC,  
               and the Energy Data Center authorized by the PUC. 

               Since these charges are assessed based on the amount of  
               electricity used, large energy users will contribute a  
               proportionally larger amount to these programs. According  
               to California Large Energy Consumers Association (CLECA),  
               the 2012 cost of the CARE program in PG&E and SCE service  
               areas and the contribution of large energy users to support  
               these programs were:

                     For SCE: CARE Electric Costs were $346,208,897;  
                 large industrial customer classes funded approximately  
                 11.1% of these costs.  
                     For PG&E, CARE Electric Program costs were  
                 $603,588,209; large industrial customer classes funded  
                 approximately 20.22% of these costs.

               If large electricity consumers do not contribute to these  
               programs, the funding to support low income households will  
               come from other utility customers. Paradoxically, if  
               customers do not use much electricity, they also do not  
               contribute very much, proportionally, to support these  
               programs. Thus, it is the customers who use average or  
               higher amounts of electricity who contribute the majority  
               of the support for low-income programs.









                                                                  AB 427
                                                                  Page F

              a)   Other Nonbypassable Charges  were authorized by statute  
               to address stranded investment during electricity  
               deregulation and market manipulation during the electricity  
               crisis. These charges are not considered nonbypassable  
               charges and, depending on the tariff (the customer's rate  
               schedule), they may or may not be assessed these charges:

                     Department of Water Resources Bond Charges (the Bond  
                 charges will be paid in 2022)
                     Power Charge Indifference Adjustment
                     Competition Transition Charge
                     Nuclear Decommission Charge
                     Regulatory Asset Charge
                     Public Purpose Program
                     Energy Costs Recover Account

               Current law provides some exemptions from these charges,  
               primarily related to contracts made prior to electricity  
               restructuring and customers utilizing fuel cells. In  
               addition, Net Energy Metered customers are also exempted  
               from remitting these charges.

           1)Estimates on the Effect on Electricity Rates  . According to the  
            sponsor, "If 250 MW of bottoming cycle waste heat recovery  
            generation were exempt from departing load charges as provided  
            by this bill, the average electric retail rate for large power  
            classes SCE and PG&E would increase by an estimated  
            $0.00049/kWh." [note that AB 427 limits the exemption to 200  
            MW].

            According to the PUC, nonbypassable charges are equal to  
            $0.03/kilowatt-hour and in PG&E's service area the resulting  
            annual cost shift would be less than $8 million annually. The  
            PUC did not provide an estimate of the effect in SCE or SDG&E  
            service areas. They also point out the impact on rates depends  
            on the size of the group of customers who absorb the costs.

            PG&E estimates the cost shift to other customers to be  
            approximately $26 million annually.

            According to the Office of Ratepayer Advocates (ORA) the  
            revenue impact of AB 427 would be at about $44 million,  
            including transmission, based on a 74% load factor for the  
            Large Commercial and Industrial customers most likely to  









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            participate. They add that the exclusion of residential  
            customers as well as nonresidential below 500 kW, puts the  
            rate impact as about 0.034 cents per kWh. ORA adds that the  
            actual rate increase could be somewhat larger, given that some  
            small commercial and small agricultural customers would be  
            exempted.  

            ORA also points out that while each exemption allowed may not  
            independently result in a large percentage increase,  
            carve-outs for one segment may lead to carve-outs for another.  
            As the number of non-exempt customers dwindles, the rate  
            impacts quickly accelerate.

           2)Economics of Combined Heat and Power Systems.  According to an  
            analysis<1> published by the Clean Distributed Generation  
            Coalition in May 2013 the monetary value of the exemption for  
            various sizes of systems would be as follows:  

           
             ------------------------------------------------------------ 
            |Utility     |     100 kW     |    3,000 kW    |    20 MW    |
            |------------+----------------+----------------+-------------|
            |PG&E        |     $8,280     |    $399,622    | $2,711,308  |
            |------------+----------------+----------------+-------------|
            |SCE         |     $6,696     |    $340,453    | $2,273,570  |
            |------------+----------------+----------------+-------------|
            |SDG&E       |     $3,654     |    $234,098    |$1,834,169   |
             ------------------------------------------------------------ 
             
             Depending on the utility service area, a customer's investment  
            payback would be reduced by as much as 3 years if the monetary  
            value of the exemption were available to the customers. As a  
            result of the more attractive investment, more of these  
            systems would be more likely to be placed in service: "DLCs  
            [departing load charges] make up to 17% of a large CHP (20,000  
            kW) customer's retail bill and up to 23% of their avoidable  
            electricity costs. These costs reduce the potential savings  
            from new CHP investments by as much as 36%." The study  
            estimated that with this exemption the statewide cumulative  
            market would increase by 26% or 499 MW (from 1,885 MW to 2,385  
            MW).


            --------------------------
          <1> The Effect of Departing Load charges on the Costs and  
          Benefits of Combined Heat and Power, prepared for the California  
          Clean DG Coalition by ICF International, May 2013.








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            Currently, AB 427 provides an exemption in perpetuity that  
            could result in accrual of incentives that exceed what is  
            needed to induce customers to utilize bottoming cycle WHR.

             The author may wish to consider an amendment that would direct  
            the PUC to limit the total value of the exemption to no more  
            than what is needed to induce customers to utilize bottoming  
            cycle WHR, such as the amounts suggested in the analysis  
            commissioned by the Clean DG Coalition.

            In addition, the author may wish to clarify that this  
            exemption applies to new WHR facilities rather than existing  
            systems to ensure that new projects are able to use the  
            available exemptions.
           
           3)Positions in Support and Opposition.
           
            Supporters of AB 427 argue that manufacturers in California  
            should be encouraged to maximize the use of bottoming cycle  
            WHR to meet statewide greenhouse gas emission goals, reduce  
            air pollution, and lower the cost of doing business to stay  
            competitive in California.

            Opponents of AB 427 point out that bottoming cycle WHR already  
            receive financial support through the Self Generation  
            Incentive Program and that companies receiving these  
            exemptions will no longer contribute funds to support  
            low-income assistance and energy efficiency. The provision to  
            protect residential and small commercial customers from this  
            cost-shift will result in concentrating the cost shift to  
            medium sized customers, such as schools, hospitals,  
            universities, and prisons. 

            Other opponents point out that AB 427 would create a subsidy  
            for industrial ratepayers funded by small commercial and  
            industrial ratepayers.
           
          4)Clarification of cost shifting language.  The author may wish  
            to make the following clarifications to the cost shifting  
            language in the bill:  

            Specify 500 kilowatt rather than 500 kilowatt-hours as it is a  
            more common dividing line between small and large customers.  
            In addition, rather than stating that these customers should  
            pay their cost of service, it would be clearer to specify that  









                                                                 AB 427
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            these customers pay standby and demand charges, as specified  
            in the applicable tariff.
           
           5)WHR included in definition of change in usage  . WHR does not  
            necessarily result in a change in usage therefore its  
            inclusion in this section of statute is inaccurate. Another  
            section of AB 427 provides a definition of bottoming cycle  
            WHR.

             The author may wish to amend the bill to remove bottoming  
            cycle waste heat recovery in the definition of change in  
            usage.  

           6)Summary of Suggested amendments  . For purposes of AB 427, the  
            author may wish to consider the following amendments:

             1)   A cap on the total amount of funds provided for each  
               customer that is no greater than the amount necessary to  
               provide the economic incentive to invest in a bottoming  
               cycling WHR facility, as determined by the PUC.
             2)   Clarification that the exemption is provided for  new   
               bottoming cycling waste heat recovery systems placed in  
               service after this law takes effect (January 1, 2015).
             3)   Remove bottoming cycle WHR language from the definition  
               of change in usage.
             4)   Clarify the average 500 kilowatt-hours per month and  
               instead state: 500 kilowatts of monthly demand. This will  
               exempt most small businesses from paying additional costs  
               due to this bill and leave the exemption for all  
               residential customers unchanged.
             5)   Clarify that these customers will be responsible for  
               standby and demand charges as well as charges to support  
               programs that include the California Solar Initiative, the  
               New Solar Home Partnership, and the Self Generation  
               Incentive Program.
             6)   The PUC should also maintain on its website the  
               cumulative amount of charges avoided by the exemption and  
               annual rate impacts on customers that are not exempted from  
               these charges.

            Specifically, the proposed amendments are:

            371. (a) Except as provided in Sections 372 and 374, the  
            uneconomic costs provided in Sections 367, 368, 375, and 376  
            shall be applied to each customer based on the amount of  









                                                                  AB 427
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            electricity purchased by the customer from an electrical  
            corporation or alternate supplier of electricity, subject to  
            changes in usage occurring in the normal course of business.
            (b) (1) Changes in usage occurring in the normal course of  
            business are those resulting from changes in business cycles,  
            termination of operations, departure from the utility service  
            territory, weather, reduced production, modifications to  
            production equipment or operations, changes in production or  
            manufacturing processes, fuel switching, including  
            installation of fuel cells, enhancement or increased  
            efficiency of equipment or performance of existing  
            self-cogeneration equipment,  the production of electricity  
            using bottoming cycle waste heat recovery  , replacement of  
            existing cogeneration equipment with new power generation  
            equipment of similar size as described in paragraph (1) of  
            subdivision (a) of Section 372, installation of demand-side  
            management equipment or facilities, energy conservation  
            efforts, or other similar factors.
             (c)(1)   (2)  For the purposes of this section, "bottoming cycle  
            waste heat recovery" means the use of waste heat from a  
            commercial or industrial process to produce electricity  
            without consuming fuel to supplement the waste heat and to  
            supply electricity for onsite use without exporting  
            electricity to the electrical grid.
             (c)  (1)   Except as provided in paragraph (2), changes in usage  
            occurring in the normal course of business as described in  
            subdivision (b) are exempt from all nonbypassable charges  
            approved by the commission.  
            (2) For electricity produced using bottoming cycle waste heat  
            recovery  placed in service after January 1, 2015  , the  
            exemption specified in paragraph (  1   a  ) applies  only  also to the  
            cumulative total of 200 megawatts of load within all service  
            areas of electrical corporations.
            (d) A nonbypassable charge avoided pursuant to subdivision (c)  
            as a result of the use of electricity produced using bottoming  
            cycle waste heat recovery shall not be recovered from  
                                                                 residential ratepayers and  commercial  ratepayers with an  
            average monthly  usage  demand of 500  kilowatthours   kilowatts  of  
            electricity or less.
             (e) The commission shall establish a monetary limit on the  
            total funds provided by this exemption for each customer  
            utilizing a bottom cycling waste heat recovery system as  
            defined by (c)(1). The fund limit shall be sufficient to  
            induce acquisition of bottom cycling waste heat recovery  
            systems but be no greater than the amount necessary to provide  









                                                                 AB 427
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            the economic incentive to invest in a bottom cycling waste  
            heat recovery system, as determined by the commission.
             (  f   e  ) The commission shall ensure that customers exempt from  
            the nonbypassable charges pursuant to subdivision (c) pay  
            their  cost of receiving service   standby and demand charges as  
            specified  from  an   the applicable tariff of the  electrical  
            corporation.  In addition, these customers shall continue pay  
            program investment charges to support programs that include  
            California Solar Initiative and New Solar Home Partnership  
            authorized pursuant to 25780 of the Public Resources Code, and  
            the Self Generation Incentive Program authorized pursuant to  
            379.6 of the Public Utilities Code.  
            (f) This section does not exempt or alter the obligation of a  
            customer to comply with Chapter 5 (commencing with Section  
            119075) of Part 15 of Division 104 of the Health and Safety  
            Code. Nothing in this section shall be construed as a  
            limitation on the ability of residential customers to alter  
            their pattern of electricity purchases by activities on the  
            customer side of the meter.
             (g) The PUC shall also publish on its Internet website the  
            cumulative amount of charges avoided by the exemption and  
            annual rate impacts on customers that are not exempted from  
            these charges.
           
           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          California Manufacturers & Technology Association (CMTA)
          Environmental Defense Fund (EDF)

           Opposition 
           
          Coalition of California Utility Employees (CCUE)
          Office of Ratepayer Advocates (ORA)
          Pacific Gas and Electric Company (PG&E)
           
          Analysis Prepared by  :    Susan Kateley / U. & C. / (916)  
          319-2083