BILL ANALYSIS                                                                                                                                                                                                    �



                                                                            



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                                    THIRD READING


          Bill No:  AB 569
          Author:   Chau (D)
          Amended:  7/1/14 in Senate
          Vote:     21


           SENATE TRANSPORTATION & HOUSING COMMITTEE  :  11-0, 5/6/14
          AYES:  DeSaulnier, Gaines, Beall, Cannella, Galgiani, Hueso,  
            Lara, Liu, Pavley, Roth, Wyland

           SENATE JUDICIARY COMMITTEE  :  6-1, 6/24/14
          AYES:  Jackson, Anderson, Lara, Leno, Monning, Vidak
          NOES:  Corbett

          SENATE APPROPRIATIONS COMMITTEE  :  Senate Rule 28.8

           ASSEMBLY FLOOR  :  78-0, 1/29/14 (Consent) - See last page for  
            vote


           SUBJECT  :    Cooperative housing

           SOURCE  :     California Center for Cooperative Development


           DIGEST  :    This bill allows a stock cooperative or  
          limited-equity housing cooperative to be sold or leased subject  
          to a blanket encumbrance, under specified conditions.

           ANALYSIS  :    Cooperative housing members own a share in a  
          corporation that owns or controls the building(s) and/or  
          property in which they live.  Each shareholder is entitled to  
          occupy a specific unit and has a vote in the corporation.  Every  
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          month, shareholders pay an amount that covers their  
          proportionate share of the expense of operating the entire  
          cooperative, which typically includes underlying mortgage  
          payments, property taxes, management, maintenance, insurance,  
          utilities, and contributions to reserve funds.

          Limited-equity cooperatives limit the resale value of shares.   
          Generally targeted at low-and moderate-income people (in the 80%  
          - 120% of median-income range), the purpose of limited-equity  
          cooperatives is to prevent speculation, encourage long-term  
          residency, and preserve the affordable character of the  
          cooperative for a wide variety of future residents.

          The Subdivided Lands Law (Law) generally requires a person who  
          proposes to subdivide a property into five or more parcels for  
          purpose of sale or lease to obtain a public report from the  
          Bureau of Real Estate (BRE) before the subdivider may market the  
          lots or units.  This Law is intended to ensure that prospective  
          buyers receive disclosure of pertinent information about the  
          subdivision and that developers complete improvements or arrange  
          for their completion.  The Law contains a number of exemptions,  
          including one for a limited-equity housing cooperative that  
          meets both of the following conditions:

          1.A public agency has provided the land or financed at least 50%  
            of the total development cost or $100,000, whichever is less.

          2.A regulatory agreement provides assurances for completion of  
            the common areas and facilities and ensures that every  
            prospective purchaser receives, prior to sale, a membership  
            information report that contains full disclosure of the  
            financial obligations and responsibilities of cooperative  
            membership, rules regarding the resale of shares, the  
            financing of the cooperative, occupancy restrictions,  
            management arrangements, and any other information pertinent  
            to the benefits, risks, and obligations of cooperative  
            ownership.

          The Law also generally prohibits the sale or lease of lots or  
          parcels within a subdivision if the lots or parcels are subject  
          to a "blanket encumbrance," which is, a mortgage secured by the  
          entire property or more than one lot or parcel.  This  
          prohibition does not apply if the encumbrance contains a release  
          clause that unconditionally allows a purchaser to obtain legal  

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          title free and clear of the blanket encumbrance upon compliance  
          with the terms and conditions of the purchase or lease.

          Cooperative housing developments also fall under the  
          Davis-Stirling Act, which governs all common interest  
          developments (CIDs).  The act requires that a board of directors  
          govern a CID and, when elections are held for the board of  
          directors, specifies various election procedures, including use  
          of secret ballots and the appointment of an inspector of  
          elections.

          This bill:

          1.Provides that notwithstanding prohibitions in the Subdivided  
            Lands Act, an individual interest in a stock cooperative or a  
            limited-equity housing cooperative may be sold or leased  
            subject to a blanket encumbrance if all of the following  
            conditions are met:

             A.   The required notice is provided to every prospective  
               purchaser of the interest and is included in every purchase  
               contract;

             B.   The property subject to the sale has obtained a public  
               report from the Bureau of Real Estate that accounts for the  
               blanket encumbrance; and 

             C.   The governing documents require the association to  
               create and maintain during the term of the blanket  
               encumbrance all of the following:

               (1)    Prior to the sale of any individual interests, a  
                 financing reserve amount equal to at least two months of  
                 the amount of the debt service payments due on the  
                 blanket encumbrance.

               (2)    Within one year of the sale of at least 25% of the  
                 individual interests, a financing reserve amount equal to  
                 at least three months of the amount of the debt service  
                 payments due on the blanket encumbrance.

               (3)    Within one year of the sale of at least 50% of the  
                 individual interests, a financing reserve amount equal to  
                 at least five months of the amount of the debt service  

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                 payments due on the blanket encumbrance.

               (4)    Within one year of the sale of at least 75% of the  
                 individual interests, a financing reserve amount equal to  
                 at least eight months of the amount of the debt service  
                 payments due on the blanket encumbrance.

          1.Provides that a limited-equity housing cooperative or a  
            workforce housing cooperative trust shall be exempt from the  
            requirements of the Subdivided Lands Act if, alone or in any  
            combination with other specified entities, a state or  
            federally chartered credit union or a state or federally  
            certified community development financial institution directly  
            finances or subsidizes at least 50% of the total construction  
            or development cost or $100,000, whichever is less, of the  
            housing cooperative.

          2.Provides that a director shall not be required to be elected  
            pursuant to the Davis-Stirling Act if the governing documents  
            of a common interest development, including a housing  
            cooperative, provide that one member from each separate  
            interest is a director.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes    
          Local:  Yes

           SUPPORT  :   (Verified  8/5/14)

          California Center for Cooperative Development (source)
          Bay Area Community Land Trust
          East Bay Cooperative Housing Coalition
          Fairview House
          Housing Land Trust of Sonoma County
          Northern California Land Trust
          Oakland Community Land Trust
          San Diego Community Land Trust
          San Francisco Community Land Trust
          Sustainable Economies Law Center
          Urban Moshav
          Urban Strategies Council
          Walnut House Cooperative

           ARGUMENTS IN SUPPORT  :    The author writes:


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          Existing law, under the California Subdivided Land Act  
          prohibits, with a few limited exceptions, the sale of housing  
          cooperative shares when the units are subject to a "blanket  
          encumbrance."  Blanket encumbrances most commonly take the form  
          of a mortgage taken out by the corporation and secured by the  
          entire property.  The prohibition on blanket encumbrances serves  
          to protect cooperative members from losing their homes and  
          investments in the event that the cooperative defaults on its  
          mortgage.  However, this prohibition also has the effect of  
          banning housing cooperatives in California because the most  
          common way that a cooperative finances the purchase of a  
          building is by means of a single blanket mortgage.

          AB 569 creates safeguards to protect members of cooperatives,  
          while allowing a cooperative to obtain a single mortgage.   
          Specifically, the bill allows a cooperative to sell or lease  
          units subject to a blanket encumbrance so long as the  
          cooperative has obtained a public report from the Department of  
          Real Estate, built a reserve fund sufficient to make mortgage  
          payments for three months, and cooperative members receive clear  
          and specific notice of the risks of buying or leasing a unit  
          subject to a blanket encumbrance.  Additionally, the bill  
          exempts CIDs from election procedures for board members when the  
          bylaws require that every member serve on the board of  
          directors, and adds state or federally chartered credit unions  
          and state or federally certified community development financial  
          institutions to the list of financing agencies qualified to  
          enter into an agreement under the public reporting exemptions.

           ASSEMBLY FLOOR  :  78-0, 1/29/14
          AYES:  Achadjian, Alejo, Allen, Ammiano, Atkins, Bigelow, Bloom,  
            Bocanegra, Bonilla, Bonta, Bradford, Brown, Buchanan, Ian  
            Calderon, Campos, Chau, Ch�vez, Chesbro, Conway, Cooley,  
            Dababneh, Dahle, Daly, Dickinson, Donnelly, Eggman, Fong, Fox,  
            Frazier, Beth Gaines, Garcia, Gatto, Gomez, Gonzalez, Gordon,  
            Gorell, Gray, Grove, Hagman, Hall, Harkey, Roger Hern�ndez,  
            Holden, Jones, Jones-Sawyer, Levine, Linder, Lowenthal,  
            Maienschein, Mansoor, Medina, Melendez, Morrell, Mullin,  
            Muratsuchi, Nazarian, Nestande, Olsen, Pan, Patterson, V.  
            Manuel P�rez, Quirk, Quirk-Silva, Rendon, Ridley-Thomas,  
            Rodriguez, Salas, Skinner, Stone, Ting, Wagner, Waldron,  
            Weber, Wieckowski, Wilk, Williams, Yamada, John A. P�rez
          NO VOTE RECORDED:  Logue, Perea


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          JA:e  8/5/14   Senate Floor Analyses 

                           SUPPORT/OPPOSITION:  SEE ABOVE

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