BILL ANALYSIS                                                                                                                                                                                                    �



                                                               AB 674
                                                               Page  1

       Date of Hearing:   January 7, 2014

          ASSEMBLY COMMITTEE ON JOBS, ECONOMIC DEVELOPMENT AND THE ECONOMY
                                 Jose Medina, Chair
                 AB 674 (Quirk-Silva) - As Amended:  January 6, 2014
        
       SUBJECT  :  Definition of a Microenterprise and a Microenterprise  
       Development Organization

        SUMMARY  :   Updates the definition of microenterprise and  
       microenterprise development organization to more accurately reflect  
       industry practices.  Specifically,  this bill  :  

       1)Specifies that the owner of a microenterprise may be employed by  
         another firm including full or part-time.

       2)Adds a limited liability company to the list of legal structures  
         under which a microenterprise may be organized.

       3)Modifies the requirement that a microenterprise generally lacks  
         access to capital by stating that the microenterprise lacks  
         "sufficient" access to capital.

       4)Removes the specific list of examples of microenterprises.

       5)Makes technical and conforming changes to the definition of a  
         microenterprise development organization.

        EXISTING LAW  defines "microenterprise" as a sole proprietorship,  
       partnership, or corporation with fewer than five employees, including  
       the owner, and generally lacking access to conventional loans, equity,  
       or other banking services.

        FISCAL EFFECT  :  None

        COMMENTS  :   

        1)The Role of Microenterprise within the California Economy  :  Business  
         owners, with no employees make up the single largest component of  
         California firms, 2.8 million out of an estimated 3.5 firms in 2010.  
          Microenterprises, meaning businesses with less than five employees  
         represent approximately 93% of all businesses in the state, or  
         approximately 3.2 million of all businesses.  These non-employer and  
         smallest size firms create jobs, generate taxes, and revitalize  
         communities.  Common types of microenterprises consist of business  








                                                               AB 674
                                                               Page  2

         enterprises that provide both goods and services including  
         engineering, computer system design, housekeeping, construction,  
         landscaping, clothing production, and personnel services.   

         In challenging economic times, these smallest size businesses have  
         functioned as economic engines.  As an example, during the nation's  
         economic downturn from 1999 to 2003, microenterprises created  
         318,183 new jobs or 77% of all employment growth, while larger  
         businesses with more than 50 employees lost over 444,000 jobs.  From  
         2000 to 2001, microenterprises created 62,731 jobs in the state,  
         accounting for nearly 64% of all new employment growth.  In this  
         most recent recession the trend continued, with the number of  
         non-employer firms increasing from 2.6 million firms reporting $137  
         billion in revenues for 2008 to 2.8 million firms reporting $138  
         billion in revenues for 2010.  In the post-recession economy, these  
         businesses are expected to become increasingly important due to  
         their ability to be more flexible and better suited to meet niche  
         market needs.  

         However, their small size also results in certain market challenges,  
         including, but not limited to, having difficulty in meeting the  
         traditional credit and collateral requirements of mainstream  
         financial institutions.  Specialized technical assistance, access to  
         microloans, regulatory flexibility, and collaborative marketing  
         opportunities can help many microenterprises overcome or at least  
         minimize these difficulties.

       2)Microenterprise and Income Disparity:  In the past several decades,  
         the disparity between the most wealthy households in the U.S. and  
         those with the least income have widened.  A 2011 Congressional  
         Budget Office (CBO) report on after-tax incomes of American  
         households illustrates several key outcomes from shifts in public  
         policy and changes in domestic and global markets.

         First, the CBO report confirmed the disparity in income growth  
         between certain households.  Between 1979 and 2007, income for  
         households at the higher end of the income scale rose much more  
         rapidly than income for households in the middle and at the lower  
         end of the income scale.  Most significantly, by the end of the  
         report period (2005 and 2007), the after-tax income received by the  
         top 20% exceeded the after-tax income of the remaining 80%.  The  
         chart below illustrates the CBO's findings in more detail.


          ------------------------------------------------------------ 








                                                               AB 674
                                                               Page  3

         |            After-Tax Income Growth 1979 to 2007            |
          ------------------------------------------------------------ 
         |-----------+-------------+--------------+-------------------|
         |  Income   |   Income    |  Percentile  | Percentage Growth |
         |  Bracket  |   Earners   |              |                   |
         |-----------+-------------+--------------+-------------------|
         |     1     |Top 1%       |        100th |               275%|
         |-----------+-------------+--------------+-------------------|
         |     2     |Next 20%     | 81st to 99th |                65%|
         |-----------+-------------+--------------+-------------------|
         |     3     |Next 60%     | 20th to 80th |                40%|
         |-----------+-------------+--------------+-------------------|
         |     4     |Bottom 20%   |    1 to 19th |                18%|
          ------------------------------------------------------------ 
          ------------------------------------------------------------ 
         | Source: Trends in the Distribution of House Income Between |
         |1979 and 2007,3 Congressional Budget Office, 2011           |
          ------------------------------------------------------------ 

         The two primary reasons for the increase in income disparities were  
         the uneven distribution in the sources of household income and the  
         differing economic circumstances of those sources during the 28-year  
         report period.  Households in the higher income brackets (1 & 2)  
         received a majority of their income through capital gains and  
         business income, which as a share of total income increased in  
         value, while individuals in the bottom two brackets (3 & 4) received  
         a majority of their income from labor income and capital income,  
         which decreased in value.  In the recession, this income disparity  
         continued to increase, in part, because of the impact of long term  
         unemployment on wages, a core component of labor income, and rental  
         rates, a core component of capital income.  

         The findings in the report suggest that policies that inhibit access  
         to self-employment and microenterprise development reinforce the  
         trend in income disparities and, conversely, policies which break  
         down barriers and support greater access to capital and small  
         business formation, especially to historically underserved  
         populations, could begin to break the trend.  AB 674 updates a key  
         definition in this import policy discussion.

        3)Related legislation from previous sessions  :  Below is a list of  
         related bills.   

           a)   AB 165 (Carter) Self-Employment Training  :  This bill would  
            have required the California Workforce Investment Board to  








                                                               AB 674
                                                              Page  4

            develop guidelines for entrepreneurial training by January 1,  
            2011.  The bill would have also added legislative intent on the  
            importance of all Californians having access to training related  
            to self-employment and entrepreneurship.  Status:  Held in the  
            Senate Appropriations Committee, 2009.

           b)   AB 285 (Brown) Technical Assistance for Microenterprises  :   
            This bill would have required the California Workforce Investment  
            Board to develop guidelines for entrepreneurial training by  
            January 1, 2015.  The bill would have also added legislative  
            intent on the importance of all Californians having access to  
            training related to self-employment and entrepreneurship.   
            Status:  Vetoed by the Governor, 2013.

           c)   AB 816 (Carter) Technical Assistance for Microenterprises  :   
            This bill would have established a $5 million grant program to  
            assist microenterprise development organizations offer capacity  
            building services to microentrepreneurs.  Status:  Held in the  
            Senate Appropriations Committee, 2007.

           d)   AB 1209 (Yee) Technical Assistance for Microenterprises  :  This  
            bill would have established a $5 million grant program to assist  
            microenterprise development organizations offer capacity building  
            services to microentrepreneurs.  Status:  Held in the Senate  
            Appropriations Committee, 2006.

           a)   AB 2998 (Carter) Self-Employment Training  :  This bill would  
            have required the California Workforce Investment Board to  
            develop guidelines for entrepreneurial training by January 1,  
            2010.  The bill would have also added legislative intent on the  
            importance of all Californians having access to training related  
            to self-employment and entrepreneurship.  Status:  Held in the  
            Senate Appropriations Committee, 2008.  
        
           a)   SB 446 (Yee) Technical Assistance for Microenterprises  :  This  
            bill would have established a $500,000 grant program to assist  
            microenterprise development organization offer capacity building  
            services to microentrepreneurs.  Status:  Held in the Senate,  
            2008.

        REGISTERED SUPPORT / OPPOSITION  :   

        Support 
        
       None received 








                                                               AB 674
                                                               Page  5


        Opposition 
        
       None received 
        

       Analysis Prepared by  :    Toni Symonds / J., E.D. & E. / (916) 319-2090