BILL ANALYSIS                                                                                                                                                                                                    �




                     SENATE GOVERNANCE & FINANCE COMMITTEE
                            Senator Lois Wolk, Chair
          

          BILL NO:  AB 919                      HEARING:  6/11/14
          AUTHOR:  Williams                     FISCAL:  Yes
          VERSION:  5/23/14                     TAX LEVY:  No
          CONSULTANT:  Bouaziz                  

                SALES AND USE TAX: ITINERANT VENDORS: REPAYMENT
          

          Enables a "qualified veteran" to receive from the state a  
          "qualified repayment" of state and local sales taxes paid  
          between April 1, 2002, and April 1, 2010.  


                           Background and Existing Law
                                         
          State law imposes a sales tax on retailers for the  
          privilege of selling tangible personal property (TPP),  
          absent a specific exemption.  The tax is based upon the  
          retailer's gross receipts from TPP sales in this state.  

          State law imposes a complementary use tax on the storage,  
          use, or other consumption in this state of TPP purchased  
          from any retailer.  The use tax is imposed on the  
          purchaser, and unless the purchaser pays the use tax to a  
          retailer registered to collect, the purchaser is liable for  
          the tax.  The use tax is set at the same rate as the  
          state's sales tax and must be remitted to the Board of  
          Equalization (BOE).

          Generally, retailers must obtain a seller's permit and  
          report the sales and use tax on a BOE prescribed return,  
          unless designated as "consumers."  In which case, they  
          neither obtain a seller's permit nor report the tax on  
          sales.  Instead, consumers pay tax when they purchase  
          taxable products intended for sale.  Various classes of  
          retailers are classified as consumers, including qualified  
          itinerant vendors. A qualified itinerant vendor (QIV) is a  
          person that: 

                 Was a member of the Armed Forces of the United  
               States (U.S.), who received an honorable discharge or  
               release from active duty under honorable conditions;
                 Is unable to obtain a livelihood by manual labor  
               due to a service-connected disability;




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                 Is a sole proprietor with no employees; and, 
                 Has no permanent place of business in this state. 



                                   Proposed Law  

          Assembly Bill 919 enables a "qualified veteran" to receive  
          from the state a "qualified repayment" of state and local  
          sales taxes paid to the BOE during the eight-year period  
          beginning on and after April 1, 2002, and before April 1,  
          2010.  

          The bill defines a "qualified veteran" as a person who met  
          the requirements of a QIV during the period in which the  
          sales were made, and paid to the BOE state and local sales  
          taxes during the period beginning April 1, 2002, and before  
          April 1, 2010.  To qualify, the QIV must also not have  
          collected sales tax from customers.

          AB 919 defines a "qualified repayment" as an amount equal  
          to the state and local sales taxes paid during the period  
          beginning April 1, 2002, and before April 1, 2010, less any  
          amounts previously refunded, credited or paid through any  
          means.  

          The bill limits the allowable repayment amount to $50,000,  
          upon appropriation by the Legislature.     

                               State Revenue Impact

           Upon appropriation by the Legislature, the maximum  
          allowable repayment amount is $50,000.     


                                     Comments  

          1.   Purpose of the bill  .  According to the author,  
          "Disabled veterans transitioning from military to civilian  
          life can struggle to re-integrate. Frequently, they are  
          unable to find a job and many veterans become vendors  
          selling art, food, books, among other items.  As a result  
          of previous misinterpretations of the law governing the  
          collection of sales tax on the part of certain disabled  
          veteran vendors, the Legislature passed and the Governor  
          signed Senate Bill 809 in 2009.  That bill granted certain  





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          qualified vendors an exemption from collecting sales tax  
          from consumers through Jan 1, 2012.  Senate Bill 805 (2011)  
          extended these provisions to 2022.  While SB 809 and SB 805  
          benefit those qualified disabled veterans returning to the  
          civilian workforce from 2010 and moving forward, disabled  
          veteran vendors who operated before the adoption of AB 809  
          still paid several years' worth of sales tax, interest and  
          penalties to the BOE.  This bill targets a small group of  
          itinerant disabled veteran vendors.  These veterans live on  
          the fringe of our economy often as a direct result of their  
          military service.  To the extent that the Legislature can  
          offer a little financial relief in recognizing the  
          sacrifices our veterans made, it should take the  
          opportunity to do so.  AB 919 provides modest assistance to  
          those veterans who have been required to remit sales tax,  
          interest, and penalties to the BOE, and who lack  
          significant assets."
             
          2.   One man's personal cause  .  This bill, and the four  
          related bills preceding it, stem from the efforts of  
          veteran William M. Connell.  Since at least June 25, 1993,  
          Mr. Connell has operated a mobile food business known as  
          "All American Surf Dog."  Mr. Connell asserts that, under a  
          law originally enacted in the 19th Century, he has no  
          obligation to collect or remit sales and tax on his retail  
          sales.  Specifically, Mr. Connell has relied on Business &  
          Professions Code Section 16102, which provides in its  
          entirety:

          "Every soldier, sailor or marine of the United States who  
          has received an honorable discharge or a release from  
          active duty under honorable conditions from such service  
          may hawk, peddle and vend any goods, wares or merchandise  
          owned by him, except spirituous, malt, vinous or other  
          intoxicating liquor, without payment of any license, tax or  
          fee whatsoever, whether municipal, county or State, and the  
          board of supervisors shall issue to such soldier, sailor or  
          marine, without cost, a license therefor." 

          This provision was added in 1893 and was described in the  
          chaptering bill as "An act to establish a uniform system of  
          county and township government."  Moreover, this statute is  
          contained in Chapter 2 of Part 1 of Division 7 of the  
          Business & Professions Code, entitled Licensing by  
          Counties.  






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          In 1999, the BOE held that, while this statute exempts  
          honorably discharged veterans from locally imposed license  
          taxes and fees, it does not provide an exemption from sales  
          and use tax. 

          However, Mr. Connell was not satisfied with this  
          interpretation.  Thus, on May 12, 1999, June 2, 2004, and  
          on June 4, 2008, Mr. Connell filed three separate lawsuits  
          against the BOE seeking a sales and use tax refund for the  
          period "1993 to present."  He failed each time.

          On April 29, 2010, Mr. Connell signed a "Settlement  
          Agreement and Mutual Release of all Claims" (Settlement  
          Contract) covering the entire period from June 25, 1993  
          through March 31, 2009.  The BOE agreed to refund Mr.  
          Connell an undisclosed amount of money.  In addition to  
          requiring the dismissal of Mr. Connell's appeal, the  
          Settlement Contract required Mr. Connell to refrain from  
          further litigation or administrative claims against the  
          BOE, and furthermore, Mr. Connell agreed to waive "any  
          known or unknown claims". 

          At the same time that Mr. Connell was litigating his  
          dispute in the courts, he was also advocating for  
          legislation to amend the Sales and Use tax Law.  In 2008,  
          AB 3009 (Brownley) was introduced. The bill classified  
          certain veterans as consumers and not retailers, of the  
          food products and nonalcoholic beverages they sell.  AB  
          3009 was held in the Assembly Committee on Revenue and  
          Taxation.  In 2009, however, Mr. Connell was successful in  
          his efforts to pass SB 809 (Committee on Veterans Affairs),  
          Chapter 621, Statutes of 2009, which granted consumer  
          reporting status to QIVs until January 1, 2012.  In 2011,  
          SB 805 (Committee on Veterans Affairs), Chapter 246,  
          Statutes of 2011, was introduced to delete this sunset date  
          outright, making the preferential provisions permanent.  SB  
          805 was amended in the Assembly Committee on Revenue and  
          Taxation to provide a sunset extension to January 1, 2022.   
          Thus, until that date, Mr. Connell can continue to operate  
          his business without collecting or remitting sales tax.  

          Although there may be other similarly situated individuals,  
          Committee staff has not been made aware of anyone other  
          than Mr. Connell who failed to collect sales tax based on  
          their understanding of the 1893 statute.






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          3.   Related Legislation.   

                 AB 855 (Ma) of the 2011-12 Regular Session: AB 855  
               would have retroactively applied preferential consumer  
               status to QIVs as of January 1, 1986.  AB 855 was  
               never heard in this Committee. 

                 SB 805 (Committee on Veterans Affairs), Chapter  
               246, Statutes of 2011:  As originally introduced, SB  
               805 would have deleted outright the sunset date for  
               the provisions of the SUT Law that currently classify  
               a QIV as a consumer, and not a retailer, of specified  
               TPP the QIV sells.  SB 805 was instead amended in this  
               Committee to extend the sunset date for the  
               preferential consumer status provisions from January  
               1, 2012, until January 1, 2022.  

                 SB 809 (Committee on Veterans Affairs), Chapter  
               621, Statutes of 2009:  SB 809 provided that a QIV is  
               a consumer, and not a retailer, of TPP the QIV owns  
               and sells, except alcoholic beverages or TPP sold for  
               more than $100.  

                 AB 3009 (Brownley), of the 2007-08 Regular Session:  
                AB 3009 would have provided that, for purposes of the  
               SUT Law, certain U.S. veterans shall be considered  
               consumers of, and not retailers of, food products and  
               nonalcoholic beverages they sell.  AB 3009 was held in  
               the Assembly Committee on Revenue and Taxation.  
            

                                 Assembly Actions  

          Assembly Committee on Revenue and Taxation:9-0
          Assembly Appropriations Committee:      16-0
          Assembly Floor:                              78-0


                        Support and Opposition  (06/05/14)

           Support  :  American Legion Auxiliary, Unit 49; California  
          Association of County Veterans Services Officer; California  
          Board of Equalization; California Council of Chapter  
          Military Officers Association of America; California State  
          Commanders Veterans Council; California State Council  
          Vietnam Veterans of America; California Taxpayers  





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          Association; Carpinteria Valley Chamber of Commerce; City  
          of Carpinteria; County of Santa Barbara; Department of  
          California American Legion; Department of California  
          AMVETS;  Department of California Veterans of Foreign Wars;  
          Military Order of the Purple Heart, Chapter 750; Veterans  
          Caucus of the California Democratic Party; Veterans  
          Coordinating Council of Santa Barbara; 1 individual letter.

           Opposition  :  None Received.