BILL ANALYSIS                                                                                                                                                                                                    �






                         SENATE COMMITTEE ON EDUCATION
                                Carol Liu, Chair
                           2013-2014 Regular Session
                                        

          BILL NO:       AB 1318
          AUTHOR:        Bonilla
          AMENDED:       May 29, 2014
          FISCAL COMM:   Yes            HEARING DATE:  June 18, 2014
          URGENCY:       No             CONSULTANT: Kathleen Chavira

           SUBJECT  :  Cal Grant award at nonpublic postsecondary  
          institutions.
          
           SUMMARY  

          This bill establishes a statutory formula which increases  
          and stabilizes the amount of the current Cal Grant award  
          for students attending private colleges accredited by the  
          Western Association of Schools and Colleges and requires  
          these colleges, as a condition of funding the Cal Grant  
          maximum award established by the bill, to annually report  
          specified performance metrics to the Legislature, Governor,  
          Department of Finance, and Legislative Analyst's Office  
          beginning March 15, 2015.

           BACKGROUND  

          Current law authorizes the Cal Grant Program, administered  
          by the California Student Aid Commission, to provide grants  
          to financially needy students to attend college. The Cal  
          Grant programs include both the entitlement and the  
          competitive Cal Grant awards. The program consists of the  
          Cal Grant A, Cal Grant B, and Cal Grant C programs, and  
          eligibility is based upon financial need, grade point  
          average, California residency, and other eligibility  
          criteria, as specified in Education Code � 69433.9. 

          Current law provides for a long-term Cal Grant policy that  
          requires that the maximum Cal Grant A award and the Cal  
          Grant B award, for students attending each respective  
          segment, equal the amount of the mandatory systemwide fees  
          at the University of California and the California State  
          University, as specified. This policy also requires that  
          the maximum Cal Grant award for students attending  
          nonpublic institutions equal the tuition award level  






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          established in the Budget Act of 2000, or the amount as  
          adjusted in subsequent annual budget acts. 
          (EC � 66021.2) 

          Notwithstanding the provisions of EC 66021.2, current law,  
          enacted through the 2012 budget, sets the maximum amount of  
          the Cal Grant award for students who attend private  
          postsecondary institutions. Beginning in the 2013-14 award  
          year, this amount is $4,000 for new recipients attending  
          private for-profit institutions. For new recipients  
          attending private non-profit institutions or private  
          for-profit WASC accredited institutions, the amount is set  
          at $9,084 for the 2013-14 award year and $8,056 for  
          2014-15. (EC � 69432)
           ANALYSIS
           
           This bill  :

          1)   Establishes a maximum Cal Grant award for a student  
               attending a nonpublic postsecondary educational  
               institution accredited by the Western Association of  
               Schools and Colleges (WASC).  More specifically it:

                    a)             Requires that the award be set and  
                    maintained at 75 percent of the base funding per  
                    Cal Grant student at the UC and the CSU.

                    b)             Requires, as a condition for  
                    funding of the Cal Grant maximum award, the  
                    submission of performance metrics and further:

                           i)                  Requires the  
                         performance metrics be submitted in a  
                         cumulative report generated by the  
                         Association of Independent California  
                         Colleges and Universities.
                           ii)     Requires the report in (i) be  
                         submitted to the Governor, the Legislature,  
                         the Department of Finance and the  
                         Legislative Analyst's Office by March 15,  
                         2015, and by that date annually thereafter.
                           iii)    Requires the report to include  
                         specified data for each institution  
                         including:







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                                   (1)                           The  
                              percentage of undergraduates who are  
                              California residents, the number and  
                              percentage of transfer students from  
                              California Community Colleges. 
                                   (2)                           The  
                              number and percentage of Pell Grant  
                              students.
                                   (3)                           The  
                              number and percentage of Cal Grant  
                              recipients enrolled and their ethnic  
                              composition (in percentages), median  
                              amount of institutional aid.
                                   (4)                           The  
                              four and six year graduation rates for  
                              freshman entrants disaggregated by Pell  
                              Grant and Cal Grant recipients.
                                   (5)                           Two  
                              and three year graduation rates for  
                              community college transfer students,  
                              disaggregated by Pell Grant and Cal  
                              Grant recipients. 
                                   (6)                           The  
                              number of degrees awarded annually by  
                              the institution to undergraduates  
                              enrolled as freshmen, undergraduates  
                              enrolled as transfer students, graduate  
                              students and Pell Grant recipients.
                                   (7)                           The  
                              number of degrees and credentials  
                              awarded in health-related fields,  
                              teacher preparation and STEM fields. 

          2)   Establishes a phasing in of the maximum allowable  
               award per the following schedule:

                    a)             Requires that the maximum award be  
                    70 percent of the amount calculated per the  
                    formula established for the 2015-16 award year.

                    b)             Requires that the maximum award be  
                    80 percent of the amount calculated per the  
                    formula established for the 2016-17 award year.







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                    c)             Requires that the maximum award be  
                    90 percent of the amount calculated per the  
                    formula established for the 2017-18 award year.

                    d)             Requires that the maximum award be  
                    100 percent of the amount calculated per the  
                    formula established for the 2018-19 award year.

          3)   Makes a number of related declarations and findings.

           STAFF COMMENTS  

           1)   Need for the bill  . According to the author, "Since the  
               enactment of the Cal Grant Entitlement program there  
               has been no policy for setting the maximum award for  
               students attending private colleges and universities.  
               The absence of such a policy has led to a 33 percent  
               decline in the value of the award in current dollars,  
               and has led to an unpredictable and arbitrarily  
               determined award, which undermines the original  
               purpose of the Cal Grant program, which is to allow  
               financially needy students to choose an institution  
               that best serves their academic and financial needs. 
               AB 1318 seeks to strengthen the Cal Grant program and  
               the portability of the award. The majority of these  
               students are underrepresented in higher education and  
               35% of these students are first generation college  
               students."  This bill would provide predictability and  
               stability for both institutions and students. 

           2)   WASC accredited non-public institutions  .  The  
               institutions that would benefit from the provisions of  
               this bill are generally members of the Association of  
               Independent California Colleges and Universities  
               (AICCU) which represents 75 private, nonprofit, WASC  
               accredited colleges and universities. These  
               institutions include research universities, liberal  
               arts colleges, religiously affiliated institutions,  
               and specialized colleges and universities that focus  
               on the arts, theater and music. 

               The AICCU reports that their member institutions  
               enroll over 320,000 students, comprised of 184,000  







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               undergraduate students and 144,000 graduate students.  
               AICCU institutions award over 50% of all graduate  
               degrees in California and approximately 21% of the  
               baccalaureate degrees. The sector produces 40% of the  
               teaching credentials, 65% of the legal professional  
               degrees, 39% of the business degrees, 43% of the heath  
               degrees and 27% of the engineering degrees in the  
               state.  California residents make up approximately 70%  
               of the undergraduate population.  
                
            3)   Who is served  ?  According to the AICCU, Cal Grant  
               students at their member institutions are  
               overwhelmingly the first in their families to go to  
               college and from historically underrepresented groups  
               in higher education. AICCU reports that data collected  
               over the years has consistently demonstrated that Cal  
               Grant students graduate at a higher level than the  
               general student population in the sector even with the  
               barriers they confront.  According to the AICCU's  
               survey of their member institutions, 62% of their Cal  
               Grant students graduate in 4-years (similar to the  
               4-year rate at the UC) and 63% are first generation  
               college students. 

               Approximately 41% of the Cal Grant population at AICCU  
               institution is Latino, 27% Caucasian, 17% Asian and  
               Pacific Islander, 7% African American.  Based upon  
               data from the California Student Aid Commission, the  
               average family income for Cal Grant A students is  
               $41,300 and $16,523 for Cal B Students (CSAC data).  
               The average institutional aid award to a Cal Grant  
               student is $15,059.

               According to the AICCU the following are examples of  
               their member institutions and the proportion of their  
               students who are Cal Grant recipients:

               a)        Cal Baptist University - Riverside (33.5%)

               b)        Holy Names College - Oakland (31.8%)

               c)        La Sierra University - Riverside (38.7%)

               d)        Mills College - Oakland (38.4%)







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               e)        Mount St. Mary's - Los Angeles (54%)

               f)        Simpson University - Redding (38.6%)

               g)        University of the Pacific - Stockton (41.6%)

               h)        William Jessup University - Rocklin (36.1%)
                
                According to the AICCU, for the majority of their  
               member institutions, who are tuition dependent, as Cal  
               Grants have lost value over the years and the award  
               amount has been reduced, their options are to increase  
               loan or work contributions, leave a gap in the  
               financial aid package for families to address, or to  
               reduce their enrollment of low-income students.

           4)   Meeting California's needs  .  Several California  
               specific and national reports have highlighted the  
               need to improve overall educational attainment (i.e.  
               increase the percentage of adults with meaningful  
               postsecondary credentials) in order to regain and  
               maintain the State's role as an economic leader in a  
               global economy. According to California Competes, a  
               non-profit policy research organization, California  
               ranks 23rd among states in terms of the proportion of  
               adults ages 25 to 64 with an associate's degree or  
               above. In its report,  Credential Crunch: How to Regain  
               California's Economic Standing  , it suggests that  
               attainment goals must focus upon a target population,  
               the types of credentials, and a target date for  
               achievement and that California will need 2.3 million  
               additional degrees and certificates if it is to regain  
               its economic standing. 

               In light of recent budget deliberations and the status  
               of increased enrollment funding for California's  
               public four year colleges, the committee may wish to  
               consider: 

               a)        Can the UC and CSU meet the current demand  
                    for baccalaureate programs?

               b)        What would be necessary for our public  







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                    higher education institutions to meet the  
                    predicted shortage of college-educated workers  
                    over the next decade?

               c)        What role should the private sector play,  
                    and what policies are necessary if the private  
                    sector is to play a role in meeting the need for  
                    increased educational attainment of California's  
                    citizenry?

           5)   History of the bill's formula provisions.  This bill  
               establishes a formula for calculating the amount of a  
               Cal Grant award for students attending private  
               institutions. According to a 2005 report by the  
               California Postsecondary Education Commission (CPEC),  
               Recommendations for Adjusting the Maximum Cal Grant  
               Award at California's Nonpublic Colleges and  
               Universities, prior to the enactment of the Cal Grant  
               Entitlement program in 2000,the maximum Cal Grant  
               award for students attending non-public colleges and  
               universities was specified in state law. The current  
               formula in the bill reflects the same language which  
               had existed in statute prior to 2006 and, according to  
               the CPEC, was previously developed in consultation  
               with representatives from all of California's  
               postsecondary education institutions as well as the  
               Legislative Analyst's Office and the Department of  
               Finance. According to the CPEC, both the LAO and the  
               California Student Aid Commission recommended that the  
               Legislature adopt a long-term Cal Grant policy that  
               would link the maximum Cal Grant award for students  
               attending nonpublic colleges and universities to the  
               weighted average General Fund subsidy the state  
               provides for financially needy students attending the  
               UC and CSU.
                
               While the CPEC endorsed the adoption of this long term  
               policy, it also recommended that in exchange for these  
               additional Cal Grant resources, the State ensure that  
               participating non-public colleges and universities  
               were held accountable to the state. CPEC recommended  
               that for those students receiving Cal Grant support,  
               that nonpublic institutions be required to annually  
               report data on the number of California Cal Grant and  







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               non-Cal Grant students enrolled along with the  
               retention and graduation rates of their Cal Grant  
               recipients versus non-Cal Grant recipients, which, in  
               combination with data from the State's public higher  
               education institutions would enable the State to  
               determine its success in providing financially needy  
               Californians with higher education access and choice. 

               This bill was recently amended to incorporate the  
               recommendations to require annual reporting of data on  
               Cal Grant students.   The bill sets the amount of the  
               Cal Grant award at 75 percent of that provided to the  
               public 4-year institutions, but does not factor in a  
               weighted average general fund subsidy as recommended  
               by the LAO and CSAC.  

           6)   Narrow application  ? This bill proposes a policy for  
               establishing a Cal Grant award amount which would  
               apply only to the WASC accredited institutions, both  
               profit and non-profit, in an attempt to ensure that  
               "financially needy students can choose an institution  
               that best serves their academic and financial needs."  
               What is the policy rationale for excluding non-WASC  
               accredited institutions? Could this policy be subject  
               to challenges similar to those raised in Daghlian v.  
               DeVry University, Inc., 582 F. Supp. 2D 1231, 2008,  
               which found that California's then practice of solely  
               exempting the WASC accredited schools from state  
               oversight by the BPPVE violated the Commerce Clause of  
               the federal Constitution? If the state chooses to  
               implement a policy for determining participation in a  
               state funded financial aid program by nonpublic  
               entities, is the accrediting body an appropriate basis  
               for distinction?

           7)   Budget related activity  . As part of the 2013-14  
               Budget, the Legislature recently enacted, AB 94  
               (Committee on Budget, 2013), which among other things,  
               requires the UC and the CSU to annually report on  
               specified performance measures for the preceding  
               academic year in order to inform budget and policy  
               decisions, and promote the effective and efficient use  
               of available resources.  These performance measures  
               include data on the number of transfer students, the  







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               number and proportion of low-income students,  
               graduation rates, transfer rates, degree completions,  
               costs per degree, the number of STEM degrees and other  
               measures. 

           8)   Data collection  .  This bill directs the AICCU to  
               prepare a cumulative report based upon information  
               submitted by member institutions.  In order to ensure  
               data consistency and data integrity and in  
               anticipation of future statewide efforts to track  
               performance and improve education and workforce  
               outcomes across all segments staff recommends the bill  
               be amended to require the AICCU to work with the  
               public segments of higher education to ensure the data  
               are defined, collected and reported in a comparable  
               manner. Staff further recommends that the bill be  
               amended to require that the collection, reporting and  
               housing of data be done in a manner that ensures data  
               integrity and security and be in conformance with any  
               federal and state laws on the confidentiality of  
               student information.

           9)   Related LAO overview  .  Although never presented to the  
               Budget Conference Committee, the LAO did prepare an  
               overview of financial aid proposals to assist in  
               consideration of the various Cal Grant options before  
               that committee.  The LAO noted that current law  
               (Education Code
          � 69500) establishes that the primary purpose of student  
               assistance programs is to provide all Californians  
               equal opportunity and access to postsecondary  
               education.  The LAO also noted that some proposals  
               could serve other objectives, such as expansion of  
               institutional choice and improved affordability.   
               Finally, the LAO provided the following ranking of the  
               various proposals before the budget committee based  
               upon the likelihood of their improving access,  
               consistent with the statutory purpose outlined in  
               current law.   
                 
                a)        Increase Cal Grant amounts for living  
                    expenses, books and vocational education.

               b)        Increase Cal Grant amounts for qualifying  







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                    private colleges.

               c)        Increase the number of Cal Grants directed  
                    at older, nontraditional students.

               d)        Increase funding to UC, CSU and community  
                    colleges for enrollment growth.

               e)        Cover first-year tuition for low- income  
                    students who generally do not qualify for tuition  
                    aid because they have a sub-3.0 GPA.

               f)        Eliminate income and asset test for grant  
                    renewals.

               g)        Fund middle-class scholarship program.

           SUPPORT  

          Association of Independent California Colleges and  
          Universities
          Biola University
          California Catholic Conference, Inc. 
          California Chamber of Commerce
          Campaign for College Opportunity
          Claremont Graduate University
          Greater Redding Chamber of Commerce
          Holy Names University
          La Sierra University
          Mills College
          Mount St. Mary's College, Los Angeles
          Pacific Oaks College
          Pacific Union College
          Pepperdine University
          Pepperdine University, Seaver College
          Point Loma Nazarene University
          Saint Mary's College of California
          Santa Clara University
          Simpson University
          Stanford University
          Thomas Aquinas College
          University of La Verne
          University of Redlands
          University of San Diego







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          University of Southern California
          Vanguard University
          Western University
          Whittier College
          William Jessup University

           OPPOSITION

           None received.