BILL ANALYSIS                                                                                                                                                                                                    �




                                                                  AB 1434
                                                                  Page A

          ASSEMBLY THIRD READING
          AB 1434 (Yamada)
          As Amended  May 23, 2014
          Majority vote 

           UTILITIES & COMMERCE              9-5                
          APPROPRIATIONS      12-5        
           
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          |Ayes:|Bradford, Bonilla, Fong,  |Ayes:|Gatto, Bocanegra,         |
          |     |Garcia, Roger Hern�ndez,  |     |Bradford,                 |
          |     |Mullin, Quirk, Rendon,    |     |Ian Calderon, Campos,     |
          |     |Skinner                   |     |Eggman, Gomez, Holden,    |
          |     |                          |     |Pan, Quirk,               |
          |     |                          |     |Ridley-Thomas, Weber      |
          |     |                          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Patterson, Ch�vez, Dahle, |Nays:|Bigelow, Donnelly, Jones, |
          |     |                          |     |Linder, Wagner            |
          |     |Beth Gaines, Jones        |     |                          |
          |     |                          |     |                          |
           ----------------------------------------------------------------- 
           SUMMARY  :  Requires the Department of Community Services &  
          Development (CSD) to develop a plan for a Low-Income Water Rate  
          Assistance Program, report to the Legislature on the feasibility  
          and structure of the program by January 1, 2016.  Specifically,  
           this bill  :  

          1)Requires CSD, in collaboration with the State Board of  
            Equalization (BOE), to develop a plan by January 1, 2016,  
            regarding the feasibility, structure, funding, and  
            implementation of a Low-Income Water Rate Assistance Program.

          2)Requires CSD to report to the Legislature by January 1, 2016,  
            on its findings related to the program, including any  
            recommendations for legislative action that may need to be  
            taken to ensure the successful implementation of the program.

          FISCAL EFFECT  :   
           
          1)Increased General Fund costs to CSD in the $350,000 range over  
            a two-year period to conduct the feasibility study and develop  
            the rate assistance program.  Unknown ongoing implementation  
            costs for CSD. 









                                                                  AB 1434
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          2)Minor and absorbable costs to the California Public Utilities  
            Commission (PUC) to participate in the development of the plan  
            and unknown increased costs to ensure proper compliance with  
            the rate assistance program for investor-owned water utilities  
            should the CSD establish the program. 

          3)Minor, absorbable costs for the BOE. 

           COMMENTS  :
             
          1)Author's statement:  "The passage of AB 685 (Eng), [Chapter  
            524, Statutes of] 2012, established state policy for the right  
            for every human being to safe, clean, affordable water.  As  
            part of this obligation, the CPUC is required to consider  
            low-income rate relief programs.  However, they are currently  
            not required by statute to implement these programs.  In  
            addition, they have no authority over utilities that qualify  
            as public agencies, the vast majority of water service  
            providers in the state. 

            "Without a mandate to operate such programs, the majority of  
            water service providers have chosen not to provide assistance,  
            leaving at least three quarters of Californians without any  
            assistance for water affordability.  Even in areas covered by  
            a program, the lack of a standardized benefit structure  
            results in many discounts so small as to be insignificant." 
           
           2)Large water rate increases in Lucerne. A major driver of this  
            bill is the struggle between the Lake County community of  
            Lucerne and the investor-owned water utility (IOU) California  
            Water Service Company (Cal Water). In July 2012, Cal Water  
            filed a request with the PUC for a water rate increase of 77%  
            over three years to ratepayers in Lucerne, one of Lake  
            County's most disadvantaged communities. The average  
            resident's water bill, according to local news accounts, would  
            have doubled from $62.85 to $124.22 per month - this occurring  
            in an area with a median household income of approximately  
            $25,000 (versus California's median income of approximately  
            $61,000).  A pending settlement between PUC and Cal Water  
            would not drastically increase water rates in Lucerne.   
            However, over recent years, Lucerne has been subject to large  
            rate increases.  In 2005, Cal Water sought a 247% rate  
            increase, receiving PUC approval for a 120% rate increase. In  









                                                                  AB 1434
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            2009, Cal Water requested an increase of 54.9%, and received  
            approval for an increase of 41.8%.  Large rate increases are  
            not limited to Lucerne - many similar increases have been  
            approved by the PUC for other water companies.  
                                           
          3)Investor-owned versus publicly-owned water utilities. The PUC  
            is charged with ensuring California's 115 IOUs and 14  
            investor-owned wastewater utilities provide safe and reliable  
            water to customers at reasonable rates.<1> Water utilities  
            regulated by the PUC deliver water service to about 16%  
            (approximately 6 million) of the state's population.  
           
            The remaining water customers in California are served by  
            publicly-owned utilities (cities, water districts, and mutual  
            water companies), which are self-regulated and not under PUC  
            jurisdiction. 

          4)Voter Approved Propositions affect Water Rates. California  
            voters approved amendments to the California Constitution  
            through Proposition 218 in 1996.  One of the provisions in  
            Proposition 218 restricts water rates for publicly-owned water  
            utilities (POUs) to the cost of service.

            Propositions 13 and 26, enacted in 1979 and 2010 respectively,  
            provide that, "Special taxes shall not include any fee which  
            does not exceed the reasonable cost of providing the service  
            or regulatory activity for which the fee is charged."   
            "?[L]ocal government bears the burden of proving by a  
            preponderance of the evidence that a levy, charge, or other  
            exaction is not a tax, that the amount is no more than  
            necessary to cover the reasonable costs of the governmental  
            activity, and that the manner in which those costs are  
            allocated to a payor bear a fair or reasonable relationship to  
            the payor's burdens on, or benefits received from, the  
            governmental activity."

          5)Support and opposition.  American Federation of State, County,  
            and Municipal Employees (AFSCME) supports this bill, claiming  
            that it would provide low-income families with access to  
            affordable water, and that subsidies and discounts would help  
            Californians fulfill their most basic needs without having to  

          ---------------------------
          <1> California Public Utilities Commission. 2012 Annual Report.  
           http://www.cpuc.ca.gov/NR/rdonlyres/E47E6D16-C37F-446B-B606-92437 
          8794A14/0/CPUC2012AnnualReport.pdf  








                                                                  AB 1434
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            worry about a large financial burden. The PUC Office of  
            Ratepayer Advocates also supports this bill, arguing that  
            those most in need will be eligible for discounted clean and  
            reliable water service and that the costs associated with the  
            program will be shared by all California water users. 

            The California Municipal Utilities Associated (CMUA) has  
            strong concerns with current bill language. They state they do  
            not oppose the concept of the bill, but they worry that the  
            proposed funding source of the program appears to violate the  
            California Constitution under the provisions of Proposition  
            218.  CMUA is concerned that if implemented, the program could  
            expose water providers to legal challenge.


           Analysis Prepared by  :    Brandon Gaytan / U. & C. / (916)  
          319-2083


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