BILL ANALYSIS                                                                                                                                                                                                    �          1





                SENATE ENERGY, UTILITIES AND COMMUNICATIONS COMMITTEE
                                 ALEX PADILLA, CHAIR
          

          AB 1434 -  Yamada                                 Hearing Date:   
          June 23, 2014              A
          As Amended:         May 23, 2014             FISCAL       B

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                                      DESCRIPTION
           
           Current law  establishes the Department of Community Services and  
          Development (CSD) and charges it with improving the quality of  
          life for low-income Californians. (Government Code � 12085)

           Current law  requires the California Public Utilities Commission  
          (CPUC) to establish the California Alternate Rates for Energy  
          (CARE) program to discount rates for low-income gas and electric  
          customers whom are defined as those with incomes no greater than  
          200 percent of the federal poverty level.  The average effective  
          CARE discount is limited to a range of 30 to 35 percent of the  
          revenues that would have been produced for the same billed usage  
          by non-CARE customers. (Public Utilities Code � 739.1)

           Current law  requires the CPUC to consider a program of rate  
          relief for low income customers of water corporations. (Public  
          Utilities Code � 739.8)

           This bill  requires the CSD to develop a plan for the funding and  
          implementation of a low income water rate assistance program.  

                                      BACKGROUND
           
          Last fall the Assembly Committee on Utilities & Commerce, with  
          the Assembly Committee on Aging, held an oversight hearing on  
          water rates to specifically examine affordability for aging  
          populations and the low income.  The CPUC regulates 115 water  
          utilities which are natural monopolies with no direct  
          competition.  They are and are classified as:












                 Class A utilities (those with >10,000 connections).  
               These serve 95% of the 6 million customers of the IOU water  
               utilities and there are 10;
                 Class B (2,001-10,000 connections), total 6;
                 Class C (501-2,000 connections), total 23; and
                 Class D (<500 connections), total 76.

          The CPUC assesses the fiscal condition of the water utilities  
          and provides a reasonable rate of return to ensure the ability  
          to provide customer service and satisfy shareholders. In 2012,  
          water utilities under CPUC's jurisdiction posted revenues  
          totaling $1.4 billion.
          According to the committee the CPUC has ordered all Class A  
          water utilities (those with over 10,000 service connections) and  
          one Class B water corporation (between 2,000 and 10,000 service  
          connections) to establish rate assistance programs.   
          Collectively the Class B, C, and D water companies serve  
          approximately 300,000 customers and approximately 70,000 to  
          95,000 of those customers may be eligible for low income  
          assistance or as much as 30% of the customer base.   
          Consequently, the non-eligible rate base is not large enough to  
          spread the costs of the income assistance program due to the  
          likely significant bill impact on those ratepayers.

                                       COMMENTS
           
              1.   Author's Purpose  .  The issue of exorbitant water rates  
               was brought to the author's attention as a result of a CPUC  
               filing by Cal Water for a water rate increase of 77% over  
               three years to ratepayers in Lucerne, one of Lake County's  
               most disadvantaged communities.  The CPUC has the filing  
               under review and it appears that a pending settlement will  
               significantly reduce the increase to a more manageable  
               level.  However, over recent years, Lucerne has been  
               subject to large rate increases. In 2005, Cal Water sought  
               a 247% rate increase, receiving PUC approval for a 120%  
               rate increase. In 2009, Cal Water requested an increase of  
               54.9%, and received approval for an increase of 41.8%.   
               Large rate increases are not limited to Lucerne.

               The costs of water service are also growing significantly  
               in publicly owned utility districts.  The CPUC has  
               implemented assistance programs for the larger water  
               corporations but the majority of water service providers  










               have chosen not to provide assistance for various reasons.  
               Some do not have enough customers to adequately cover their  
               cost for administering a program. Comparably, other  
               providers may have enough customers, but low-income  
               households might make up too high or low of a percentage of  
               their customer base to reasonably fund a program through  
               their normal water rates. With the implementation of new  
               regulations like the new maximum contaminant levels of  
               Hexavalent Chromium the Department of Public Health is  
               considering and the need to replace aging water delivery  
               infrastructure, the costs of delivering potable water will  
               continue to drive rates higher in the coming years.  

              2.   The Study  .  The CPUC has addressed the issue of water  
               affordability for customers of the water corporations under  
               its jurisdiction and requires the companies with the  
               largest customer bases to offer an assistance program.   
               However, for the utilities that serve fewer connections,  
               the rate base over which an assistance program could be  
               supported is limited.  To address this issue the CPUC is  
               considering policies to balance rates for multi-district  
               water utilities.  

               The study called for by this bill includes both  
               publicly-owned water utilities (POUs) and investor-owned  
               water utilities (IOUs) water utilities. Approximately 86%  
               of water customers in the state are served by POUs which  
               may be hampered in their efforts to provide assistance  
               programs as a result of Proposition 218.   The author  
               reports that POUs must restrict water rates to the cost of  
               service - in sharp contrast to the IOUs, who are able to  
               generate a return on their investment. 


                                    ASSEMBLY VOTES
           
          Assembly Floor                     (55-23)
          Assembly Appropriations Committee  (12-5)
          Assembly Utilities and Commerce Committee                       
          (9-5)

                                       POSITIONS
           
           Sponsor:










           
          Author

           Support:
           
          American Federation of State, County and Municipal Employees
          California Environmental Justice Alliance
          Office of Ratepayer Advocates

           Concern:
           
          California Municipal Utilities Association

           Oppose:
           
          Association of California Water Agencies

          

















          Kellie Smith
          AB 1434 Analysis
          Hearing Date:  June 23, 2014