BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 1569
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          Date of Hearing:   May 21, 2014

                        ASSEMBLY COMMITTEE ON APPROPRIATIONS
                                  Mike Gatto, Chair

                   AB 1569 (Rodriguez) - As Amended:  May 15, 2014

          Policy Committee:                              Revenue &  
          Taxation     Vote:                            7-0

          Urgency:     No                   State Mandated Local Program:  
          No     Reimbursable:              No

           SUMMARY  

          This bill creates a tax credit under both the personal income  
          tax and corporation tax laws, for tax years beginning on or  
          after January 1, 2016 and before January 1, 2020, equal to  
          $2,000 for each registered apprentice trained by the taxpayer in  
          the taxable year.  In summary, this bill:

          1)Defines a "registered apprentice" as an individual who  
            satisfies all of the following:

             a)   Is 16 years of age or older at the time of application  
               into the program.

             b)   Meets one of the following: (i) has not obtained a high  
               school diploma and is enrolled in high school or a General  
               Education Development test preparation program (GED  
               program); or (ii) has obtained a high school diploma or GED  
               credential while participating in the apprenticeship.

             c)   Is trained by the taxpayer through an apprenticeship  
               program.

          2)Requires an "apprenticeship program" to be approved by the by  
            the Chief of the Division of Apprenticeship Standards in the  
            Department of Industrial Relations (DAS) and registered with  
            the Office of Apprenticeship at the US Department of Labor;  
            provided pursuant to an apprenticeship agreement under  
            California labor law; and consist of a minimum term of at  
            least 4,000 hours.

          3)Requires DAS to establish procedures for applications and the  








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            verification, allocation, and certification of credits, and  
            provide ongoing information to the FTB with respect to the  
            taxpayers that received certificates.

          4)Requires DAS to prepare an annual report on the apprenticeship  
            tax credit program for each of the five calendar years  
            beginning on January 1, 2017 and submit the report to the  
            Legislature on or before March 1 of the relevant calendar  
            year, beginning March 1, 2018.

          5)Allows a taxpayer to carry forward the apprenticeship tax  
            credit up to five years or until the credit is exhausted.

          6)Provides that any unused carryover of the apprenticeship tax  
            credits shall be canceled and any previously claimed credit  
            that reduced the taxpayer's tax shall be recaptured if the  
            training of a registered apprentice is terminated prior to the  
            completion of the apprenticeship program, subject to certain  
            exceptions.

          7)Provides that any other deduction allowed for the taxpayer for  
            any amount paid or incurred in training a registered  
            apprentice as a trade or business expense shall reduce the  
            amount of the credit allowed under this program.

           FISCAL EFFECT  

          1)Potentially significant costs to DAS and FTB to develop  
            processes and regulations to administer the program.

          2)Estimated GF revenue decreases of $12 million, $28 million,  
            and $33 million in FY 2014-15, FY 2015-16, and FY 2016-17,  
            respectively.

           COMMENTS  

          1)  Purpose.   According to the author, a significant number of  
            young adults are no longer involved in skills training, and  
            one way to reengage disconnected youth - those not enrolled in  
            school and not working - is through transitional programs that  
            prepare them for permanent employment.  Apprenticeship  
            experiences give young people the opportunity to combine  
            wage-paying jobs with education and support services, helping  
            to prepare the apprentices for transition to adulthood and  
            participating members of the workforce.








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            Proponents argue apprenticeships can be particularly important  
            tools for helping young people of color.  They assert this  
            bill will incentivize employers to help young adults to gain  
            valuable skills and complete their high school education.

          2)  Tax Credits vs Investment in Training.   Opponents argue that,  
            while the aim of promoting more apprentices is laudable, tax  
            credits are ill-suited to achieving it.  They assert that  
            hiring credits have little track record of improving overall  
            hiring, and are not a cost-effective means of achieving hiring  
            goals.  Instead, opponents claim California has a variety of  
            training funds that involve direct training and oversight for  
            the same purposes proposed in this bill, and that these  
            programs are more effective and could be strengthened through  
            direct investment.  The Committee may wish to consider whether  
            increased funding to existing programs, such as the Employment  
            Training Panel (ETP), as discussed in comment 4 below, to  
            support and expand the existing apprenticeship programs, would  
            be a more efficient approach to achieving these goals.

          3)  National Registered Apprenticeship Program.   The National  
            Apprenticeship Act of 1937 established a registered  
            apprenticeship system, creating a training model that combines  
            on-the-job learning, classroom instruction, and mentoring.   
            Apprentices earn a paycheck while in training and employers  
            are provided a valuable and competent workforce.  Equally  
            important, the program offers career pathways leading to  
            industry recognized credentials, giving employers  
            opportunities to improve the competencies of their workers  
            while giving workers opportunities to acquire skills and  
            expertise, advance, and increase earnings.

            Either the US Department of Labor or a State Apprenticeship  
            Agency administers the National Apprenticeship Act.  However,  
            the program is sponsored by an individual business or an  
            employer association, and may be partnered with a labor  
            organization through a collective bargaining agreement.  The  
            programs range from one to six years, and for each year of the  
            apprenticeship, the apprentice will normally receive 2,000  
            hours of on-the-job training and a recommended minimum of 144  
            hours of related classroom instructions.  

            The Registered Apprenticeship is primarily funded by industry,  
            allowing the public sector to leverage investments made by the  








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            private sector.  The US does not provide incentives to  
            potential sponsors to utilize Registered Apprenticeship  
            programs.  According to a recent evaluation, participants in  
            Registered Apprenticeship programs had substantially higher  
            earnings than nonparticipants, and the social benefits of the  
            programs have important implications for states, regions, and  
            local communities.  These benefits include enhanced worker  
            productivity and skill levels, increased worker earnings, a  
            larger revenue base, and reduced utilization of  
            government-provided assistance, such as unemployment  
            compensation and food stamps. 

          4)  California Apprenticeship Programs.   Currently, California has  
            the largest apprenticeship system in the nation.   
            Apprenticeship programs are offered in occupations that meet  
            specific state-approved standards, registered with and  
            approved by the DAS.  The majority of registered  
            apprenticeship programs are in building and construction  
            trades.  However, there are significant numbers of apprentices  
            in training as barbers, cosmetologists, firefighters,  
            machinists, auto mechanics and public safety officers among  
            the DAS's more than 600 approved apprenticeship program  
            sponsors.

            Generally, wages and benefits are paid to registered  
            apprentices by employers participating in the apprenticeship  
            programs, but apprenticeship program educational funding  
            (known as related and supplementary instruction (RSI) or  
            "Montoya Funds") are appropriated annually in the State Budget  
            Act from Proposition 98 funds.  The appropriations are made to  
            the California Department of Education (CDE) and the  
            California Community College Chancellor's Office.  The funds  
            are then disbursed to high school districts, Regional  
            Occupational Centers and Programs, and community college  
            districts that contract with apprenticeship program sponsors.   
            The CDE supports approximately 35 regional and occupational  
            centers offering apprenticeship programs.

            In March 2012, the ETP began funding apprenticeship training  
            through an Apprentice Training Pilot Program as a way to  
            supplement RSI funds.  The Pilot funds RSI at the rate of $13  
            per hour and is capped at 154 hours per individual apprentice.  
             Only DASapproved apprenticeship programs are eligible to  
            apply.  Apprenticeship training may stand alone, or be  
            combined with preapprenticeship and journeyman training.  In  








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            March 2013, the ETP revised its apprenticeship guidelines to  
            expand apprenticeship into new sectors such as healthcare.


           Analysis Prepared by  :    Joel Tashjian / APPR. / (916) 319-2081