BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 1580
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          Date of Hearing:   April 8, 2014

                       ASSEMBLY COMMITTEE ON VETERANS AFFAIRS
                              Sharon Quirk-Silva, Chair
                    AB 1580 (Yamada) - As Amended:  March 19, 2014
           
          SUBJECT  :   Veterans' homes: Morale, Welfare, and Recreation  
          Fund.

           SUMMARY  :   Institutes review measures and controls on the  
          expenditure of Morale, Welfare, and Recreation funds.   
          Specifically,  this bill  :  

          1.  Requires that for proposed expenditures of Morale, Welfare,  
          and Recreation Fund (MWR) moneys of more than five thousand  
          dollars ($5,000), proposed contracts of more than twenty-five  
          thousand dollars ($25,000) per year, or proposed contracts of  
          more than one hundred thousand dollars ($100,000), all of the  
          following shall apply:

             (A) The administrator of the Veterans Home proposing an  
               expenditure shall submit the proposed expenditure or  
               contract to the secretary of the Department of Veterans  
               Affairs for approval. The secretary shall consider the  
               advisory opinion required in (B) and any other relevant  
               information when determining whether an expenditure or  
               contract will be approved.

             (B) The proposed expenditure or contract shall be reviewed by  
               legal counsel of the department, or another similarly  
               qualified reviewer designated by the secretary. The  
               reviewer shall issue an advisory opinion to the secretary  
               identifying those laws and regulations with which the  
               proposed expenditure or contract or execution of the  
               contract must comply, and any other relevant legal issues  
               that may arise with respect to compliance with those laws  
               and regulations.

             (C) Prior to the execution of a proposed expenditure or  
               contract, the department shall provide written notification  
               in the form of a draft expenditure proposal to the  
               Veterans' Home Allied Council or to another body  
               representing the residents of the affected home or homes.  
               The draft expenditure proposal shall include, but is not  
               limited to, a description of the intent of the project that  








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               is the subject of the proposed expenditure or contract,  
               estimated costs, and an approximate timeline of execution.  
               The Veterans' Home Allied Council or other body  
               representing residents of the affected home or homes shall  
               have the opportunity to respond to the draft expenditure  
               proposal and the department shall consider any responses  
               provided.

             (D) Upon the execution of the expenditure or contract, the  
               department shall provide written notification to the  
               Veterans' Home Allied Council or another body representing  
               residents of the affected home or homes. The notification  
               shall identify the purpose of the project, costs, and who  
               is the recipient or recipients of the moneys distributed  
               from the Morale, Welfare, and Recreation Fund.

           EXISTING LAW   

          Military and Veterans Code section 1010, et. seq. provide the  
          statutory authority for creation of the Veterans Home of  
          California.  Section 1047 contains the requirement that the  
          administrator of each Home shall maintain a MWR Fund that shall  
          be used, at the discretion of the administrator and subject to  
          the approval of the secretary, to provide for the general  
          welfare of the veterans, including, but not limited to,  
          providing for operations of the Veterans' Home Exchange, hobby  
          shop, motion picture theater, library, band, and any other  
          function that is operated for the morale, welfare, and  
          recreation of the veterans, and to pay for newspapers, chapel  
          expenses, welfare and entertainment expenses, sport activities,  
          celebrations, and any other activity that is for the morale,  
          welfare, and recreation of the veterans. In addition, that  
          section prohibits certain uses of MWR funds, including: any of  
          the following:  (1) Medical treatments or any other related  
          treatment.  (2) Maintenance of the physical plant of the home.   
          (3) Any function, operation, or activity that is not directly  
          related to the morale, welfare, or recreation of the veterans.

          Several sections of the Military and Veterans Code pertain to  
          various requirements that certain portions of the estate of  
          veterans may be recovered by the department for obligations  
          owing to the department including costs of a veterans care in  
          excess of the reimbursement for that care made by the United  
          States Department of Veterans Affairs (unreimbursed costs of  
          care). Home residents are informed about these recovery  








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          provisions on admission to the home and every month thereafter  
          during their residence.  (MVC section 1035.7)  Recovered  
          unreimbursed costs of care are not, however, returned to the  
          General Fund.  They are returned to the MWR fund account for the  
          Home at which the decedent veteran resided at death.

          FISCAL EFFECT  :   Unknown at this time.

           COMMENTS  :   The Morale Welfare and Recreation (MWR) fund was  
          established in 1999 by SB 281 (Chesbro). The Legislature  
          intended to provide veteran home administrators with an  
          additional funding tool to provide for the general welfare of  
          residents beyond their medical and housing needs. Each home  
          maintains an individual MWR fund. Monies are deposited into  
          individual funds through a variety of means including proceeds  
          generated from the Veterans' Home Exchange, revenue from  
          prisoner-of-war special license plates, funds from golf course  
          green fees and range ball fees, accrued interest in the account,  
          the recovered cost of care collected from residents' estates,  
          and any donations from the public. The amount of money in each  
          account varies from home to home, ranging from an account in  
          excess of four million dollars at the largest home at  
          Yountville, to an account of seven thousand dollars at the  
          recently established West Los Angeles home. Home administrators,  
          at the direction of the Secretary of the Department of Veteran  
          Affairs (CalVet), have discretion over how monies within the  
          fund are spent. 

          An October 2013 California State Auditor's investigation report  
          entitled, Wastefulness, Failure to Comply With State Contracting  
          Requirements, and Inexcusable Neglect of Duty revealed that over  
          a two-year period from January 2010 to December 2011, the  
          Yountville Veterans Home administrator executed two contracts  
          using MWR funds without consulting CalVet executive office  
          officials, appropriate legal counsel, or residents of the Home. 

          These contracts included a zip line adventure park for use by  
          the public and residents of the home and a tavern that did not  
          comply with state leasing requirements. In the construction of  
          the adventure park, the contract included provisions which  
          leased over 200 acres of state land for one dollar per year and  
          involved the clearing of untouched natural lands without a CEQA  
          review. Under the contract executed by the administrator, the  
          home would receive 10% of any net income generated from  
          operating the park after subtracting all operating expenses  








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          including salaries with no revenue guaranteed if revenues did  
          not exceed expenses. Once the contract was discovered by CalVet  
          officials, it cost the state $228,612 to extricate itself from  
          the contract and to dismantle the nearly completed zip line  
          tour. When the administrator pursued the second contract leasing  
          the on-sight tavern, she failed to initiate a process to solicit  
          competitive bids, eventually resulting in a contract by which  
          the Veterans Home paid an outside management company $75,000 per  
          year to manage the tavern. Included in the deal, MWR funds were  
          used to cover all start-up costs for the venture and any monthly  
          expenses not covered by sales for the first year of the  
          contract. Only 25% of the profits generated from the enterprise  
          would be deposited into the MWR fund after all other expenses  
          were covered; however there was no guarantee the venture would  
          be profitable. In exchange for being permitted to establish a  
          business on state property, the vendor was paid and subsidized  
          with state-controlled funds. When the terms of the contract were  
          discovered and terminated by CalVet officials a year and a half  
          later, the home had paid the vendor $424,307. 

          The report discovered both contracts violated state contracting  
          practices and little or no information had been shared between  
          the administrator of the home and CalVet headquarters prior to  
          the execution of the contracts. Further, the Department of  
          General Services was not consulted in its role as the agency  
          overseeing state leasing requirements.  In total, $652,919 were  
          wasted in state-managed funds.

          The report highlighted several key deficiencies in the current  
          administration of MWR funds. Though the administrator is  
          authorized to use MWR funds with the approval of the Secretary  
          of CalVet, home administrators have historically been granted  
          sole authority over decision making regarding the use of the  
          fund. Further, each contract was executed with little or no  
          legal oversight, which presumably would have discovered both  
          contracts violated state law and required review by the  
          Department of General Services. Finally, residents of the home  
          were unaware of the two contracts being executed involving MWR  
          funds; only discovering the construction of the adventure park,  
          nominally built for their benefit, when helicopters were seen  
          flying overhead with construction material. 

          This bill implements certain recommendations of the October 2013  
          investigation by instituting controls, oversight, and resident  
          notification and input concerning the expenditure of MWR funds.   








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          Also, as recommended by the investigation it strikes a balance  
          by permitting smaller expenditures to be encumbered by somewhat  
          less process so that small expenditures may be more quickly  
          made.

           Policy questions for Members  :

          This bill does not resolve a central question:  What is the  
          nature of the MWR funds? Are they state money or do they belong  
          to the residents? The answer to these questions would drive most  
          of the other policy decisions to be made.

          Does it make sense for money recovered as unreimbursed costs of  
          care, paid by the state and recovered at state expense, to be  
          deposited into the MWR accounts?

          MWR accounts have traditionally been maintained in banks local  
          to each Home and managed locally, often with a single local  
          authorized signatory at each Home.  This could present security,  
          fraud, or other concerns.  Should the bill direct that funds be  
          located in state accounts to provide enhanced security and  
          oversight?

          Is it equitable for Home locations to have wildly disparate MWR  
          fund amounts? Should the funds be pooled and apportioned  
          according to population or some other measure?

          Does it make sense that if a person lives for years in one Home  
          location and then moves to another location for an increased  
          level of care for short time before passing, any recovered costs  
          of care go to the MWR fund where the resident passed away?

          The Home now includes 8 locations statewide and policy has  
          generally encouraged the department to manage the locations as a  
          system.  Should the MWR funds be managed systemically, for the  
          benefit of all the residents rather than for just the residents  
          from which the funds were generated?

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          Veterans Caucus of the California Democratic Party

           Opposition 








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          None at this time.
           
          Analysis Prepared by  :    John Spangler / V. A. / (916) 319-3550