BILL ANALYSIS                                                                                                                                                                                                    �






                                  SENATE HUMAN
                               SERVICES COMMITTEE
                            Senator Jim Beall, Chair


          BILL NO:       AB 1614                                      
          A
          AUTHOR:        Stone                                        
          B
          VERSION:       April 22, 2014
          HEARING DATE:  June 10, 2014                                
          1
          FISCAL:        Yes                                          
          6
                                                                      
          1
          CONSULTANT:    Mareva Brown                                 
          4

                                        

                                     SUBJECT
                                         
                       Electronic benefits transfer cards

                                     SUMMARY  

          This bill requires users of Electronic Benefits Transfer  
          (EBT) cards to be provided access to transaction history  
          via toll-free telephone hotline and Internet Web site,  
          among other methods. It requires the system to be designed  
          so that users are informed when the EBT system is down and  
          funds are not accessible, as specified. It requires users  
          of the EBT card be informed of where they can use their  
          cards to withdraw funds without fees, and other information  
          regarding fees. This bill also creates the Electronic  
          Benefits Transfer System Consumer Protection, Financial  
          Empowerment, and Cash Access Fund and allocates public and  
          private funds from this account for specified purposes,  
          upon appropriation by the Legislature. 

                                     ABSTRACT  

           Existing law:
           

                                                         Continued---




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             1)   Establishes in Federal law the Temporary Assistance  
               for Needy Families (TANF) program to provide  
               assistance to needy families so that children may be  
               cared for in their own homes or in the homes of  
               relatives, and to end the dependence on government  
               benefits by promoting job preparation, work and  
               marriage. (45 CFR 260.2)


             2)   Establishes in California the California Work  
               Opportunity and Responsibility to Kids (CalWORKs) Act,  
               to provide cash benefits, employment training and  
               other supports to low-income families through a  
               combination of state and county funds and federal  
               funds through the TANF block grant. (WIC 11200, et  
               seq.)


             3)   Establishes under federal law the Supplemental  
               Nutrition Assistance Program (SNAP) to promote the  
               general welfare and to safeguard the health and well  
               being of the nation's population by raising the levels  
               of nutrition among low-income households (7 CFR 271.1)


             4)   Establishes in California statute the CalFresh  
               program to administer the provision of federal SNAP  
               benefits to eligible families and individuals. (WIC  
               18900 et seq.)


             5)   Establishes in the Electronic Benefits Transfer Act  
               a system for the distribution and use of public  
               assistance benefits and requires EBT access to be  
               provided through automated teller machines (ATMs),  
               point-of-sale (POS) devices and other devices that  
               accept electronic benefits transfer transactions.   
               (WIC 10065 et seq., 123302) 


             6)   States that the goals of electronic benefits  
               transfer are to reduce the cost of delivering benefits  
               to recipients, to ensure that all systems within  
               California are compatible, and to afford public social  
               services recipients the opportunity to better and more  





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               securely manage their financial affairs. (WIC 10065)


             7)   Requires the state's EBT system to have a 24-hour  
               per day toll-free telephone hotline for the purpose of  
               reporting a lost or stolen card and receiving  
               information on how to have the card and PIN replaced.   
               (WIC 10072 (f))


             8)   Protects a recipient from incurring any loss of  
               electronic benefits or cash benefits after reporting a  
               lost or stolen EBT card, and requires prompt  
               replacement of any electronic benefits withdrawn  
               without the use of an authorized PIN or cash benefits  
               taken through an unauthorized withdrawal or  
               unauthorized use of an EBT card after a card is  
               reported lost or stolen, as specified.  (WIC 10072  
               (g))


             9)   Allows cash aid recipients to be charged a fee for  
               withdrawal transactions that exceed four per month.   
               (WIC 10072 (k))


             10)Requires CalWORKs benefits provided through EBT  
               transactions to be staggered over a three-day period  
               unless the county has exempted an individual from the  
               three-day staggering requirement due to hardship, as  
               specified.  (WIC 10072(c), 10072 (l))


             11)Requires each county to make an agreement with one or  
               more financial institutions, as specified, and  
               requires counties to provide direct deposit by  
               electronic fund transfer of payments to any  
               beneficiary who authorizes the direct deposit of  
               benefits into a qualifying account, as defined.  (WIC  
               11006.2)


             12)Requires all individuals over 16 years of age, unless  
               they are otherwise exempt, to participate in  
               welfare-to-work activities as a condition of  





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               eligibility for CalWORKs.  (WIC 11320.3, 11322.6)


           This bill:

             1)   Requires an EBT card recipient to be provided  
               access, over the existing 24-hour hotline, to a  
               history of the last 10 card transactions and to have a  
               two-month history of transactions mailed at no charge  
               to the beneficiary.

             2)    Requires the EBT system to have an Internet Web  
               site that will provide recipients, at no additional  
               cost to the recipient, with information on how to have  
               the card and personal identification number replaced,  
               and that will allow an authorized representative or  
               head of household to view the transaction history  
               detail for at least the last 10 transactions and to  
               request that the transaction history detail for at  
               least the past two months be sent by mail.

             3)   Additionally, requires a county human services  
               agency to make available at no additional cost to an  
               authorized representative or head of household all  
               electronic benefit transaction history details that  
               are available to the county human services agency  
               within 10 business days after a request has been  
               received by the agency.

             4)   Adds to required information to be provided to EBT  
               holders, the information on where consumers can use  
               their cards to withdraw benefits without incurring a  
               fee, charge, or surcharge. 

             5)   Requires that the EBT system be designed to inform  
               recipients when the electronic benefits transfer  
               system does not function or is expected not to  
               function for more than a one-hour period between 6  
               a.m. and midnight during any 24-hour period. This  
               information shall be made available in the recipient's  
               preferred language if the electronic benefits transfer  
               system vendor contract provides for services in that  
               language.

             6)   Requires the EBT system be designed to ensure that  





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               beneficiaries of cash aid have access to using or  
               withdrawing their benefits with minimal fees or  
               charges, including an opportunity to access benefits  
               with no fee or charges.

             7)   Requires a county to inform a CalWORKs applicant of  
               all of the following: 

                  a.        Available methods of electronic benefit  
                    delivery, including through the EBT system or  
                    direct deposit, as specified, the applicable  
                    fees, charges, or surcharges associated with each  
                    method of electronic delivery, consumer and  
                    privacy protections, protections from  
                    garnishment, and liability for theft.

                  b.        That a recipient may authorize any  
                    available method of electronic delivery of  
                    benefits, instructions on how to select or change  
                    his or her preferred method of electronic  
                    delivery of benefits, and that the recipient  
                    shall be given the opportunity to select the  
                    method prior to the first payment.

                  c.        That a recipient may be entitled to an  
                    alternative method of delivery if the recipient  
                    demonstrates an inability to use an EBT card or  
                    other aspect of the system because of disability,  
                    language, lack of access, or other barrier  
                    pursuant to subdivision (d) and instructions  
                    regarding how to determine whether the recipient  
                    qualifies for an alternative method of delivery.

                  d.        That a recipient may be entitled to an  
                    exemption from the three-day staggering  
                    requirement on a case-by-case basis for hardship,  
                    as specified, and instructions regarding how to  
                    determine whether the recipient qualifies for the  
                    exemption.

             8)   Creates in the state Treasury the Electronic  
               Benefits Transfer System Consumer Protection,  
               Financial Empowerment, and Cash Access Fund. The fund  
               may consist of federal, state, and private funds.






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             9)   Requires that money in the fund be used to ensure  
               that recipients of CalWORKs benefits are educated  
               about their consumer rights and financial management  
               tools and services, and how to access their benefits  
               with minimal fees or charges, including an opportunity  
               to access benefits with no fee or charges, as  
               specified.

             10)  Permits moneys in the fund to be used by CDSS or  
               allocated to county human services agencies or other  
               public entities, as determined by CDSS, in  
               consultation with county human services agencies and  
               advocates for low-income consumers.

             11)  Requires that activities funded by the fund that  
               meet the goals of the CalWORKs program, particularly  
               by helping parents successfully prepare for  
               employment, shall be applied to required federal work  
               participation hours, as defined, providing that the  
               department receives a waiver of compliance, as  
               defined, or otherwise determines that activities meet  
               the requirements set forth under federal law.

             12)  Requires reimbursement to local agencies and school  
               districts if the Commission on State Mandates  
               determines that this act contains costs mandated by  
               the state.

                                  FISCAL IMPACT  

          According to an Assembly Appropriations committee analysis  
          of this bill, many of the proposals already are implemented  
          and part of the current EBT system. All other costs to DSS  
          are minor and absorbable, the committee noted.

                            BACKGROUND AND DISCUSSION  

           Purpose of the bill:
           
          The author states that this bill seeks to improve  
          consumers' access to information about their EBT  
          transactions and to facilitate their economic empowerment.   
          While current state policies are predominantly focused on  
          the provision of assistance and the myriad requirements  
          recipients must comply with in order to remain eligible for  





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          benefits, this bill seeks to help recipients know their  
          consumer rights and facilitates access to the tools they  
          need to be able to manage their benefits, according to the  
          author. 

          Recently shortened time limits and other restrictions on  
          the provision of state assistance make it even more  
          important to equip our needy families with the tools they  
          will need to maintain and surpass whatever level of  
          financial stability the state helps them achieve, the  
          author states.



           CalWORKs
           
          The California Work Opportunity and Responsibility to Kids  
          (CalWORKs) program provides monthly income assistance and  
          employment-related services aimed at moving children out of  
          poverty and helping families meet basic needs.  Federal  
          funding for CalWORKs comes from the Temporary Assistance  
          for Needy Families (TANF) block grant.  The average monthly  
          CalWORKs cash grant for a family of three is $463, or  
          $15.43 per day to meet basic needs such as rent, clothing,  
          utilities and other necessities. A family of three  
          receiving the average grant amount would have an annual  
          household income at $5,556 per year -- about one quarter of  
          the Federal Poverty Guidelines level for the same size  
          family of $19,790.   According to recent data from CDSS,  
          554,292 families rely on CalWORKs, including more than 1  
          million children.  Nearly 80% of the children are under age  
          12.

          While federal law limits cash assistance to a family with  
          an adult to 60 months, California law limits eligibility  
          for the CalWORKs program to 24 months, although benefits to  
          families may be extended to 48 months if families meet  
          federal work participation requirements, and benefits  
          solely for children may be extended beyond that date if the  
          family continues to meet income eligibility.


           Electronic Fund Transfers
           
          The federal Electronic Fund Transfer Act (EFTA) was  





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          established in 1978 to protect individual consumers  
          engaging in fund transfers. It establishes the rights,  
          liabilities, and responsibilities of financial institutions  
          that offer such services and of the customers who use them.  
          (15 USC 1693 et seq.) In 2010, the federal Department of  
          the Treasury mandated that federal benefit payments such as  
          social security, veterans benefits and others be delivered  
          through an electronic transfer. 


          California's EBT statute was enacted in this state's  
          welfare reform act (AB 1542 (Ducheney), Chapter 271,  
          Statutes of 1997), which required the state to develop a  
          system that, among other things, enabled recipients to have  
          access to their benefits through ATM machines and  
          point-of-sale devices. 


          In enacting the Electronic Benefits Transfer Act, the  
          legislature declared that the goal of the state's EBT  
          system was to reduce the cost of delivering benefits to  
          recipients, to ensure that all systems within California  
          are compatible, and to afford public social services  
          recipients the opportunity to better and more securely  
          manage their financial affairs. (WIC 10065)


           Electronic Benefits Transfer cards
           
          Food benefits for CalFresh recipients are distributed  
          through an EBT system, which allows recipients to access  
          funds at point-of-sale terminals, automated teller machines  
          (ATMs) and other electronic fund transfer devices. EBT  
          cards look similar to ATM debit cards, and are swiped  
          through the same machines using magnetic strips to transfer  
          information.


          While the EBT system was designed in California to deliver  
          CalFresh benefits, all of California's 58 counties also  
          deliver either CalWORKs or General Assistance benefits, or  
          both, through the EBT cards. According to CDSS, in 2013  
          there were 35.5 million EBT transactions, with about  
          one-fifth of them charged fees or surcharges.  Of that, 17  
          million transactions were used for direct purchases, 2.5  





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          million were for cash back only from a purchase of service  
          location and nearly 5.5 million transactions were purchases  
          with cashback. These transactions incurred relatively  
          minimal fees. However, 71 percent of the 10.4 million  
          transactions that were cash withdrawals (7.4 million  
          transactions) incurred fees. According to the CDSS website,  
          EBT food and cash aid benefits can be redeemed at more than  
          80,000 locations in California.


           Fees and Charges


           A 16-page report issued in March 2014 by the California  
          Reinvestment Coalition calculated $19 million per year in  
          public benefits is going to pay for bank fees and another  
          $6.7 million is spent annually on fees to pay bills and  
          make purchases using prepaid cards, money orders,  
          independent check cashers and in-person pay locations. 


               "The current EBT program provides recipients  
               limited access to ATMs before charging fees to  
               withdraw cash while most banks and other ATM  
               owners charge a fee of up to $4 every time  
               someone uses an EBT cards in their machines. As  
               a result, families that receive an average  
               CalWORKs benefit of only $510 a month use a  
               significant portion of that money just to pay  
               ATM fees.


               Unfortunately, the $19 million captures only  
               the cost of using EBT cards. CalWORKs  
               recipients who don't have access to affordable,  
               full service bank or credit union accounts are  
               paying additional fees to pay bills and make  
               purchases using prepaid cards, money orders,  
               check cashers and in-person pay locations. We  
               estimate that an additional $6.7 million of the  
               state's CalWORKs funds is going to pay for  
               these services. In total, $25.7 million of the  
               state's aid meant to support the wellbeing of  
               families is instead going to fees charged to  
               conduct the most basic financial  





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               transactions."<1>


          Among other suggestions, the organization recommended  
          educating EBT card users about how to avoid excessive fees.


           System malfunction


           The EBT system in California and other states has been  
          plagued by shut downs in recent years, resulting in news  
          stories of card holders who discovered at the check-out  
          counter that there were no funds accessible in their  
          accounts. 


          On October 12, 2013, Xerox, the state's EBT system vendor,  
          reported that all EBT systems in 17 states with Xerox  
          contracts were down, including California. The shutdown was  
          prompted by a routine testing of a backup system. In  
          California, the system also was temporarily unavailable in  
          April 2013 and twice in October 2012 California recipients  
          were unable to access benefits for some period of time.



           Related legislation
           
          AB 1280 (Perez) Chapter 557, Statutes of 2013, authorized  
          public assistance payments  to be directly deposited by  
          electronic fund transfer to a qualifying account and  
          required those accounts to meet specified consumer  
          protection regulations. 

          AB 2035 (Bradford), Chapter 319, Statutes of 2012, protects  
          recipients against the loss of EBT benefits that are stolen  
          electronically.

          AB 756 (Mitchell), 2011, would have prohibited fees or  
          -------------------------
          <1> "THE $19 MILLION ATM FEE: How Better Banking Services  
          Would Protect Our Public Investment in Families,"  
          California Reinvestment Coalition, March 2014.






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          surcharges for EBT cash withdrawal at ATMs, POS machines or  
          similar cash withdrawal devices.

          AB 1542 (Ducheny), Chapter 270, Statutes of 1997,  
          implemented federal welfare reform and conformed to federal  
          law in establishing the electronic benefits transfer system  
          to deliver CalWORKs and CalFresh (then Food Stamps)  
          benefits.

                                         
                                    COMMENTS
           
          The author may wish to consider whether there is needed  
          clarification around what information must be provided by  
          counties to users of EBT cards. 

                                         
                                  PRIOR VOTES  

          Assembly Floor      77 - 0
          Assembly Appropriations  17 - 0
          Assembly Human Services    5 - 0


                                    POSITIONS  

          Support:       California Reinvestment Coalition (sponsor)
                         Alameda County Community Food Bank
                         California Catholic Conference, Inc.
                         California Coalition of Welfare Rights  
                    Organizations
                         Western Center on Law and Poverty

          Oppose:   None received




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