BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 1712
                                                                  Page  1

          CONCURRENCE IN SENATE AMENDMENTS
          AB 1712 (Gomez)
          As Amended June 16, 2014
          Majority vote 
           
           ----------------------------------------------------------------- 
          |ASSEMBLY:  |73-0 |(May 8, 2014)   |SENATE: |33-0 |(August 22,    |
          |           |     |                |        |     |2014)          |
           ----------------------------------------------------------------- 
            
           Original Committee Reference:    JUD.  

           SUMMARY  :  Clarifies authority for a parent nonprofit  
          organization to file a claim for unclaimed property with the  
          State Controller (Controller) for property owned by a local  
          chapter or affiliate no longer in existence.  Specifically,  this  
          bill  provides such authority to a nonprofit civic, charitable,  
          or educational organization that granted a charter, sponsorship,  
          or approval for the existence of an organization that had legal  
          right to the property prior to its escheat but that has  
          dissolved or is no longer in existence, if the charter,  
          sponsorship, approval, organization bylaws, or other governing  
          documents provide that unclaimed or surplus property shall be  
          conveyed to the granting organization upon dissolution or  
          cessation to exist as a distinct legal entity.

           The Senate amendments  clarify that a parent nonprofit  
          organization may file a claim for unclaimed property of an  
          affiliate it sponsored or chartered if, among other things, the  
          relevant governing documents provide that the unclaimed property  
          shall be conveyed to the parent upon the dissolution of the  
          affiliate. 

           FISCAL EFFECT  :  According to the Senate Appropriations  
          Committee:

          1)Unknown annual loss of General Fund revenues potentially in  
            the range of $65,000 to $130,000 assuming 5% to 10% of  
            unclaimed properties belonging to nonprofit entities no longer  
            in existence are claimed and paid each year.  The fiscal  
            impact would be dependent on the number and value of  
            additional valid claims paid out as a result of the expanded  
            eligibility to nonprofit parent organizations. 

          2)Minor ongoing administrative costs of less than $20,000  








                                                                  AB 1712
                                                                  Page  2

            (General Fund) to the State Controller's Office (SCO)  
            associated with processing additional claims.
           
          COMMENTS  :  This bill seeks to authorize a parent nonprofit  
          organization to file a claim with the State Controller for  
          unclaimed property that, prior to escheat, was owned by an  
          organization that was chartered or sponsored by the parent  
          (typically a local chapter or affiliate) but that has dissolved  
          or simply no longer exists.  According to the author:

               This bill will resolve the problem of unclaimed  
               property that cannot be claimed under current law.   
               The property that an (subsidiary or chaptered)  
               organization leaves behind after it has been dissolved  
               remains stagnant with no chance of being  
               redistributed... Without expanding the definition of  
               an "owner", the state controller's office will  
               continue to hold onto unclaimed property which does  
               not benefit the State of California.  This bill  
               includes parent organizations in the definition to  
               allow them to reclaim that property and place it back  
               into circulation for which it was originally intended.  
                It will also increase the parent organization's  
               resources which will allow them to place more funds  
               into the local community.
          The Unclaimed Property Law (UPL), enacted in 1958, establishes  
          procedures for the escheat of unclaimed personal property.   
          Property escheated to the state means the state has custody of  
          the property in perpetuity, until the owner claims the property.  
           The UPL has dual objectives:  1) to protect unknown owners by  
          locating them and restoring their property to them; and 2) to  
          give the state, rather than the holders of unclaimed property,  
          the benefit of its retention, since experience shows that most  
          abandoned property will never be claimed.  The state, through  
          the Controller, acts as the protector of the rights of the true  
          owner.  The UPL establishes procedures to be followed when  
          property goes unclaimed, generally for a period of three years,  
          and escheats to the state.  A person "who claims an interest in"  
          escheated property may file a claim to recover the property from  
          the state.  The Controller maintains a Web site  
          (http://www.sco.ca.gov) where members of the public may search a  
          database to discover if the state is holding any of their  
          property, and may submit claims to recover the funds or  
          property. 









                                                                  AB 1712
                                                                  Page  3

          According to data provided by the Controller, his office  
          receives approximately $600 million annually as escheated  
          property.  Existing law requires that all but $50,000 of these  
          funds are transferred to the General Fund on a monthly basis.   
          The Controller reports maintaining current accounts of  
          approximately $6.4 billion for monies that have been remitted to  
          the Controller and transferred to the General Fund.  As of  
          Fiscal Year (FY) 2011-12, there were approximately 21.5 million  
          owner accounts (individuals and organizations) in the  
          Controller's database, and in that year a total of $240 million  
          in cash was disbursed with an average payment of $837.  (State  
          Controller, Unclaimed Property Division, Information Worksheet  
          FY 2011-12.)  It is not known precisely how many owner accounts  
          currently in the Controller's database belong to nonprofit  
          organizations, but a cursory search of some common examples  
          suggests the number could be in the thousands.  (For example,  
          the term "AYSO", short for American Youth Soccer Organization,  
          yields over 100 records and "Girl Scouts" yields over 200  
          records.)

          Existing law states that "for purposes of filing a claim  
          pursuant to this section, 'owner' means the person who had legal  
          right to the property prior to its escheat, his or her heirs or  
          estate representative, his or her guardian or conservator, or a  
          public administrator [acting pursuant to the Probate Code.]"   
          Existing law further provides that "Only an owner, as defined in  
          this subdivision, may file a claim with the Controller."  A  
          challenging problem is often created, the author contends, when  
          a chapter of the parent nonprofit, listed as the owner in the  
          Controller's records, has dissolved or ceased to exist and  
          therefore cannot step forward to make the claim itself, dooming  
          the property to sit with the Controller perpetually unclaimed  
          and virtually unclaimable. 

          Accordingly, this bill seeks to expand the above definition of  
          "owner" so that the parent nonprofit organizations are expressly  
          permitted to file a claim with the Controller for unclaimed  
          property that, according to the author, "remains stagnant with  
          no chance of being redistributed" and that "cannot be claimed  
          under current law."  According to the author, this bill is  
          intended to facilitate the return of unclaimed property within  
          the charitable sector where it can once again benefit the  
          community through use by the parent nonprofit organization.   
          Specifically, this bill seeks to expand the definition of  
          "owner" to include a parent nonprofit organization on the basis  








                                                                  AB 1712
                                                                  Page  4

          of four elements, if true.  First, the parent must be a  
          nonprofit civic, charitable, or educational organization.   
          Second, the parent must have "granted a charter, sponsorship, or  
          approval for the existence" of the affiliate or chapter.  Third,  
          the local affiliate or chapter organization that owned the  
          property must have dissolved or cease to exist, but also have  
          had a legal right to the property prior to its escheat.   
          Finally, the parent organization may file a claim for ownership  
          if "the charter, sponsorship, approval, organization bylaws, or  
          other governing documents provide that unclaimed or surplus  
          property shall be conveyed to (it)" upon the dissolution of the  
          affiliate.

          Recent amendments to the bill clarify that a claim of ownership  
          of unclaimed property by a parent nonprofit organization is  
          based on having legal right to the property prior to its  
          escheat, as established by provisions of the charter or other  
          governing documents conveying unclaimed or surplus property back  
          to the parent organization when the affiliate dissolves or  
          ceases to exist.  The amendments ensure that the bill is  
          consistent with the standard of ownership that applies to every  
          other person who may file a claim, and is consistent with the  
          Assembly Judiciary Committee's approval last year of AB 1275  
          (Chau), Chapter 128, Statutes of. 2013.  That legislation  
          codified the Controller's practice, since the inception of the  
          UPL in 1959, that only an entity that has legal right to the  
          property prior to escheat is an owner who may file for recovery  
          of the property. 

          There are a wide variety of relationships that exist between  
          parent groups and their chapters and affiliates.  The  
          disposition of surplus property after dissolution of a local  
          chapter or sponsored organization likely depends on the kind of  
          relationship that was initially established with the parent, and  
          may be already governed by existing law.  For example, in cases  
          where a local chapter or affiliate is a registered nonprofit  
          corporation seeking to "wind down" operations and dissolve  
          pursuant to the Nonprofit Corporation Law, then existing law  
          requires the corporation's assets on dissolution to be disposed  
          of in conformity with its articles and bylaws, as specified.   
          (See, e.g., Corporation Code Section 6716, pertaining to  
          nonprofit public benefit corporations.)  It should be noted this  
          bill would only apply to unclaimed property identified after a  
          group has dissolved or ceases to exist, and does not seek to  
          change any rules prescribing rightful distribution of property  








                                                                  AB 1712
                                                                  Page  5

          in the process leading up to formal dissolution.
           

          Analysis Prepared by  :    Anthony Lew / JUD. / (916) 319-2334 


                                                               FN: 0004943