BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 1734
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          Date of Hearing:   April 30, 2014

           ASSEMBLY COMMITTEE ON ACCOUNTABILITY AND ADMINISTRATIVE REVIEW
                                 Jim Frazier, Chair
                 AB 1734 (Jones-Sawyer) - As Amended:  April 23, 2014
           
          SUBJECT  :  Public contracts: small business participation:  
          disabled veterans 

           SUMMARY  :  Requires each state agency to establish and achieve a  
          goal of 25% small business (SB) participation and an annual  
          phased-in goal of 5% disabled veteran business enterprises  
          (DVBE) participation in state contracting.  Specifically, this  
          bill:  
           
          1)Requires all state agencies to establish and achieve an annual  
            goal of 25% SB participation.

          2)Makes heads of agencies responsible for meeting the 25% annual  
            goal and reporting to the Department of General Services (DGS)  
            on their agency's progress.

          3)Requires agencies that fail to meet the 25% annual goal to  
            submit a corrective action plan to DGS within 45 days of the  
            close of any fiscal year.

          4)Requires DGS to regularly monitor agencies' progress in  
            meeting the 25% annual goal and regularly share related  
            information with the Office of the Small Business Advocate  
            (OSBA), including corrective action plans.  

          5)Directs DGS and the OSBA to assist agencies in implementing  
            their corrective action plans to the extent feasible.

          6)Requires all state agencies to apply the existing SB/DVBE  
            contracting option to contracts under $100,000 and  
            construction contracts under $120,000.  

          7)Requires DGS to collaborate with the OSBA to provide outreach  
            and actively promote SB certification.

          8)Clarifies that the SB provisions of this bill apply to the  
            University of California, the California State University, and  
            the California Community Colleges when contracting with state  
            funds.








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          9)Increases the state's annual DVBE procurement participation  
            goal to 5% over a four year period as follows: 3.5% in Fiscal  
            Year (FY) 2014-15, 4% in FY 2015-16, 4.5% in FY 2016-17, and  
            5% in FY 2017-18 and thereafter.

          10)Requires DGS to modify the existing DVBE incentive program to  
            provide for a higher incentive when the bid comes from a DVBE  
            than from a non-DVBE prime contractor that commits to using a  
            DVBE subcontractor.

          11)Requires the California Department of Veterans Affairs  
            (CalVet) to establish a system for tracking the effectiveness  
            of its efforts to promote the DVBE program and maintain  
            complete records of its promotional events, as specified.

          12)Increases the advocacy and reporting responsibilities of the  
            California DBVE Program Advocate, a position appointed by the  
            Secretary of CalVet to oversee promotion of the DVBE program.

          13)Requires agency-level DVBE liaisons to track the impact of  
            their promotional events.

          14)Requires DGS, for contracts over $100 million, to certify,  
            prior to the issuance of the bid request, that the awarding  
            agency has met their DVBE participation goals in two of the  
            last three years and will likely meet their DVBE goal in the  
            current year.

          15)Requires DGS to report on the use of DVBE utilization plans,  
            as specified.  Current law allows agencies to use these plans  
            to fulfill their DVBE participation goals if certain  
            conditions are met. 

           EXISTING LAW  :


          1)Designates the DGS as the lead purchasing and procurement  
            agency for the State of California tasked with administering  
            the SB and DVBE certification programs. 

          2)Requires certain state contracts to have annual statewide  
            participation goals of at least 3% for DVBEs and 25% for small  
            businesses (through executive order).









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          3)Establishes the SB/DVBE state contracting option, which allows  
            state agencies to award a contract valued between $5,000 and  
            $250,000 to a SB or DVBE if quotes are obtained from two or  
            more certified firms.


           FISCAL EFFECT  :  Unknown

           COMMENTS  :  According to the author, the state has rarely  
          achieved a 25% SB participation rate in state procurement  
          contracts since an executive order requiring the rate was issued  
          in 2001.  The author notes that small businesses comprise over  
          98% of all California businesses and, as a result, play an  
          important role in stimulating state's economy.  The author  
          states that codifying a statewide procurement goal of 25% SB  
          participation in statute sends a strong message to potential  
          investors that the state supports small businesses.  The author  
          adds that increasing the participation goal for businesses owned  
          by disabled veterans within the state's procurement process from  
          3% to 5% can also provide significant economic support to  
          disabled veteran business owners.

          The Small Business Procurement and Contract Act, enacted over 30  
          years ago, directs DGS and other state agencies that award  
          contracts to establish SB participation goals.  Both the SB and  
          DVBE programs were established to increase economic  
          opportunities for these businesses by granting preferences  
          within the state's procurement process.  Current law sets an  
          annual 3% DVBE participation goal, and, through executive order,  
          a 25% goal for small and micro-businesses.  According to the  
          most report on procurement for FY 2011-12 by DGS, the state had  
          entered into $7.4 billion in contracts, with approximately 24%  
          being awarded to small businesses and nearly 5% to DVBEs.  

          A February 2014 comprehensive report on the DVBE program by the  
          California State Auditor (CSA) concluded that the DVBE program  
          would be strengthened by more meaningful performance standards  
          and better guidance from DGS and CalVet in promoting DVBE  
          contracting opportunities.  Specifically, the CSA recommended  
          key actions for DGS and CalVet that focus on better and more  
          consistent reporting, increasing the number of DVBEs that  
          participate in state contracting, and heightening CalVet's role  
          in performing outreach.  









                                                                  AB 1734
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          This bill addresses the issue of how to increase DVBE  
          participation in state contracting and seeks to apply greater  
          pressure on state agencies to include DVBE participation in  
          every contract with a DVBE goal above 3%.  It also places  
          greater administrative oversight on the performance of poor  
          performing agencies by requiring mitigation plans from  
          departments that fail to meet the 25% SB participation goal.  

           RELATED LEGISLATION  :  

          1)AB 1568 (Grove), pending in the Assembly Appropriations  
            Committee, would increase the number of quotes from two to  
            three before a state agency can enter into certain contracts  
            valued between $5,000 and $250,000.  

          2)SB 839 (Correa), pending in the Assembly Government  
            Organization Committee, would make a number of DVBE program  
            improvements relating to reporting, documentation, and  
            oversight of state contracts that include DVBE participation.   


           DOUBLE REFERRAL  :  This measure has been double referred.  It was  
          previously heard in the Assembly Jobs, Economic Development and  
          the Economy Committee on April 22, 2014, with a vote of 6-0.
           
          REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          American Federation of State, County, and Municipal Employees,  
          AFL-CIO
          CalAsian Chamber of Commerce 
          Coalition of Small and Disabled Veteran Businesses 
          Disabled Veteran Business Enterprise Alliance
          National Federation of Independent Business 
          Small Business California 

           Opposition 
           
          None on file.
           

          Analysis Prepared by  :    Cassie Royce / A. & A.R. / (916)  
          319-3600 









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