BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 1770
                                                                  Page  1

          Date of Hearing:   April 28, 2014

                      ASSEMBLY COMMITTEE ON BANKING AND FINANCE
                               Roger Dickinson, Chair
                   AB 1770 (Dababneh) - As Amended:  March 28, 2014
           
          SUBJECT  :   Real property liens: request to terminate home equity  
          line of credit.

           SUMMARY  :   Specifies a process for termination of a Home Equity  
          Line of Credit (HELOC).  Specifically,  this bill  :  

          1)States that on receipt of a written request from an authorized  
            person to terminate a HELOC (revolving line of credit secured  
            by a mortgage or deed of trust), the lender shall do all of  
            the following:

             a)   Terminate the borrower's right to obtain funds from the  
               HELOC;

             b)   Apply all sums subsequently paid by or on behalf of the  
               borrower in connection with the HELOC to the satisfaction  
               of the HELOC and other sums secured by the related  
               revolving line security instrument; and,

             c)   When the balance becomes zero on the HELOC which is  
               secured by the security instrument, satisfy the related  
               revolving line security instrument. 

          2)Provides that the equity line of credit shall contain, at  
            least, the following:

             a)   Name of each borrower;

             b)   The account number; and,

             c)   Street address of the property.

          3)Defines "authorized person" as a licensed title insurance  
            company, underwritten title company, or escrow company.

          4)Provides that "receipt of written request" includes  
            confirmation by fax, email, or paper copy sent by certified  
            mail.









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          5)Requires that the written request to terminate the HELOC shall  
            be provided to the borrower and shall be accompanied by  
            language explaining the reason for the cancelation and the  
            rights and responsibilities of the borrower.

           EXISTING LAW  requires, under Civil Code Section 2941, for  
          execution and recordation of a reconveyance in order to show  
          that the lien has been satisfied.

           FISCAL EFFECT  :   None

           

          COMMENTS  :   

          According to the author's office this bill is needed for the  
          following reasons:

               Right now, if a borrower has a home equity line of credit   
               (HELOC) secured by a lien on his house, he/she is supposed  
               to shut down the HELOC loan and not draw down any money on  
               the loan if he/she is selling or refinancing his/her house.  
                 If the lender fails to close the HELOC during escrow and  
               money is drawn on the HELOC, the underlying lien and loan  
               become the debt of the innocent buyer.

               Many sellers don't realize their line of credit (HELOC) is  
               secured by a lien on their home.  Wanting money they  
               sometimes draw on the HELOC loan during escrow or  
               immediately following sale of their house, resulting in the  
               underlying HELOC loan and lien becoming the obligation of  
               the new buyer because the lien follows the real property  
               unless it is extinguished.

               Other sellers are unscrupulous and draw on the HELOC and  
               run up the debt knowing that once they sell the house and  
               move it will be difficult if not impossible to locate them  
               and secure repayment, especially if the borrower no longer  
               has any appreciable assets. Chasing down and collecting on  
               these debts is very costly and problematic for new  
               homebuyers, HELOC lenders and title companies. 

               Further complicating matters, since many HELOC lenders are  
               large corporations and unaware that their HELOC borrowers  
               are in escrow, some HELOC lenders are actually marketing to  








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               their customers to draw on the HELOC at the very same time  
               the title company is attempting to help the borrower sell  
               his or her house and shut down the HELOC.  Thus, HELOC  
               borrowers sometimes draw on the HELOC in escrow when they  
               shouldn't.  AB 1770 will create a standardized written  
               request that also helps to educate the borrower that they  
               cannot draw on the HELOC loan.

          A HELOC is secured by the borrower's property and the lien  
          associated with that loan will follow the property until it is  
          paid back.  Currently, when title and escrow companies handle  
          the escrow they contact the HELOC lender for a payoff statement  
          that will tell the title company the amount of money needed in  
          escrow to pay off the HELOC loan.  Often this process is  
          automated by the larger financial institutions so that the  
          payoff statement is automated but the HELOC is not automatically  
          shut down.  

          A potential problem with a home sale that involves a HELOC is  
          that the borrower could draw down from their HELOC during the  
          escrow or immediately after the home is sold, but the liability  
          for the loan would follow the new purchaser of the property.   
          This could be a result of confusion on the part of the HELOC  
          borrower who may not understand that the loan follows the  
          property.  In other cases it could be an outright purposeful  
          decision on the part of the HELOC borrower.  AB 1770 is intended  
          to provide a standardized process to terminate a HELOC when the  
          home is in escrow so that the HELOC will not inadvertently  
          become the liability of the subsequent homeowner.


          According to the latest Equifax National Consumer Credit Trends  
          Report the total number of new HELOCs is 71,600, an increase of  
          10% from same time a year ago.  The balance of newly originated  
          HELOCs was up 18.4%, from $6.2 billion to $7.3 billion.  The  
          total outstanding balance of existing HELOCs in March 2014  
          decreased 6.5% from same time a year ago, the report says.  Of  
          total severely delinquent balances, 69% are from loans  
          originated from 2005-2007.  The total balance of severely  
          delinquent loans in March 2014 is slightly more than $8 billion,  
          a five-year low.  This current market of HELOCs is quite small  
          compared to pre-foreclosure crisis numbers.  Many of the HELOCs  
          issued prior to the foreclosure crisis are close to coming due.   
          Most HELOCs allow the borrower to take out money against their  
          home for the first ten years without making any payments.  Over  








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          the next 20 years that balance must be paid off.   For HELOCs  
          issued during the housing price appreciation boom that peaked in  
          2006 those loans are coming due between 2014 and 2018.  This  
          surge accounts for $208 billion in HELOCs.  This wave is so  
          large that the Office of Comptroller of Currency has urged  
          national banks to adopt policies to address this onslaught.   
          Many institutions are reaching out to borrowers in advance of  
          due dates to discuss refinance options.


           Amendments:

           

          As currently drafted, AB 1770 may lead to more confusion.  The  
          language uses terms and phrases that are not common in this area  
          of code.   In order to clarify the intent of the bill and remove  
          unclear terms committee staff recommends the following  
          amendments:


          1        SECTION 1.  Section 2941.8 is added to the Civil Code,  
          to read:
           2      2941.8.  (a)  Upon receipt of a written request from an
           3   authorized person to terminate a  revolving   equity  line of  
          credit  secured
           4   by a mortgage or deed of trust  , the lender shall do all of  
          the
           5    following:
           6       (1) Terminate the borrower's right to obtain advances  
          under
           7    the borrower's  revolving   equity  line of credit.
           8      (2) Apply all sums subsequently paid by or on behalf of  
          the
           9   borrower in connection with the  revolving  equity  line of  
          credit to the
          10    satisfaction of the  revolving   equity  line of credit.  and  
          other sums secured
          11    by the related revolving line security instrument.
          12       (3)  When the balance of all outstanding sums secured  
          by the
          13   related revolving line security instrument becomes zero,  
          satisfy
          14    the related revolving line security instrument.
            (3) Reconvey the mortgage or deed of trust when the equity line  








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          of credit 
          has zero balance outstanding.
           15      (b)   No particular phrasing is required in the   The   
          written request
          16   provided to the lender to terminate an equity line of  
          credit,  but
           17    shall contain at least the following:
          18       (1)  The name of each borrower.
          19       (2)  The account number of the equity line of credit.
          20       (3)  The street address of the property, if  
          appropriate.
          21       (c)  For purposes of this section "authorized person"  
          includes
          22   a licensed title insurance company, underwritten title  
          company,
          23   or controlled escrow company, as defined in Sections  
          12340.4,
          24    12340.5, and 12340.6, respectively, of the Insurance Code,  
          or an
          25    escrow company as used in the Financial Code  who is acting  
          on behalf 
          of the borrower.
           26       (d) For purposes of this section, "receipt of a written  
          request" includes confirmation  delivered  by  first-class mail,  
          registered or certified mail, express mail, overnight delivery  
          by an express service carrier, electronic mail, facsimile, or  
          other electronic means.    fax, email, or paper copy sent by  
          certified mail.
                (e) For purposes of this section "equity line of credit"  
          means a 
          revolving line of credit secured by a mortgage or deed of  
          trusts.
           29      (e)  A written request to terminate  a revolving   an  
          equity  line of credit
          30     secured by a mortgage or deed of trust  from an authorized  
          person  
                                                                            
                        
           1   shall be provided to the borrower and be accompanied by the
           2    following language:
           3 
           4       "NOTICE TO BORROWER"
           5       You have a home equity line of credit with _____,  
          secured by a
           6   mortgage or deed of trust, and lien, on real property  








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          located at
           7    ______________.
           8       Our company is handling the escrow for your  
          transaction. We
           9   are sending the attached notice to your lender, requesting  
           cancelation   that  
          10   of  your home equity line of credit  .   be terminated  . Our  
          reason for
          11    making this request is: ________________________.
          12      When your lender receives our request, your lender will
          13     terminate and  close your home equity line of credit, and  
          you will
          14    no longer be able to obtain credit advances. However,  this  
          notice to cancel   termination  
          15     of  your home equity line of credit does not release you  
          from liability
          16  for amounts owed under the account.  All sums your lender
          17    subsequently receives in connection with your home equity  
          line of
          18   credit  ,  Any funds sent to your lender in connection with  
          your home equity line of credit,  
          including any  sums   funds  we may send to your lender,  shall   will  
           be
          19   applied by your lender to the satisfaction of your account.  
          When
          20   the balance of your account becomes zero, your lender will  
          be
          21   required to  remove the lien against the property that is  
          connected to the 
          home equity line of credit.    mortgage or deed of trust as a  
          matter of
          22    public record.
           23      If you have questions about this notice or our action,  
           or believe you have received this notice in error  
           please
          24   contact ___________ by calling us at __________________ or
          25    writing to us at ______________.
          26       __________________________
          27       (Name of Company)



           Outstanding Issues:

           








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          Staff believes that the aforementioned amendments should assist  
          with clarification and operational issues.    Should AB 1770  
          move forward the author and sponsor need to resolve an  
          additional outstanding issue not addressed in the amendments.   
          In the event that escrow falls apart for the borrower the  
          language in AB 1770 does not contemplate how to unwind the  
          cancellation of the HELOC.  For example, John Doe wants to sell  
          his home and in the process payoff his HELOC.  He finds a buyer  
          and they enter escrow.  At some point during escrow one of the  
          parties backs out of the deal.  The wording of AB 1770 does not  
          address this scenario so it is unclear what would happen if the  
          request to cancel the HELOC has already begun to be processed.   
          Would the HELOC cancellation process unwind itself if escrow  
          fell apart?  It is unclear based on the current language and  
          given the automation of large national banks it is very likely  
          that once this process has started that it would be very  
          difficult to unwind.

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          California Land Title Association (Sponsor)

           Opposition 
           
          None on file.
           
          Analysis Prepared by  :    Mark Farouk / B. & F. / (916) 319-3081