BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 1804
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          ASSEMBLY THIRD READING
          AB 1804 (Perea)
          As Amended  April 29, 2014
          Majority vote 

           INSURANCE           9-2                                         
           
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          |Ayes:|Perea, Bradford, Ian      |     |                          |
          |     |Calderon, Cooley,         |     |                          |
          |     |Dababneh, Frazier,        |     |                          |
          |     |Gonzalez, V. Manuel       |     |                          |
          |     |P�rez, Wieckowski         |     |                          |
          |     |                          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Allen, Beth Gaines        |     |                          |
          |     |                          |     |                          |
           ----------------------------------------------------------------- 
           SUMMARY  :  Provides that policyholders of most individual  
          insurance policies are entitled to designate a third-party who  
          will be sent a notice if the policy is about to lapse for  
          nonpayment of premium.  Specifically,  this bill  :  

          1)Provides that an individual policy shall not be issued until  
            the applicant has been given the right to designate one  
            person, in addition to the applicant, to receive a notice of  
            lapse, termination, expiration, cancellation or nonrenewal of  
            the policy for nonpayment of premium.

          2)Provides that an applicant has 30 days after the insurer sends  
            the notice to submit to the insurer the name, address and  
            phone number of the person designated by the applicant, or to  
            submit a signed form waiving the right.

          3)Contains a statutory waiver form that insurers would be  
            required to send to applicants with the notice of the right to  
            designate.

          4)Allows an insurer to deem the right to designate waived by the  
            applicant if no response is received within 30 days after the  
            notice and waiver form was sent.

          5)Requires insurers to maintain records of the designee  
            information for the life of the policy, and allow the  








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            policyholder to update the information upon the policyholder's  
            request.

          6)Provides that insurers shall notify the policyholder every two  
            years of the right to either update designee information, or  
            the right to make a designation, as the case may be.

          7)Provides that no policy subject to the bill's requirements can  
            be cancelled for nonpayment of premium, unless the designated  
            third party has been notified at least 10 days prior to the  
            cancellation date.

          8)Provides that the bill's requirements apply to:

             a)   Policies covering real property used for residential  
               purposes that consist of 4 units or less;

             b)   Personal liability policies and policies covering  
               liability from or damage to personal property; and

             c)   Disability and health insurance policies.

          9)Specifies that a person designated to receive notices pursuant  
            to the bill do not acquire any substantive rights under the  
            policy.

          10)Provides that the bill does not apply to policies that take  
            effect prior to July 1, 2015.
           
          EXISTING LAW  :

          1)Establishes, with various time frames depending on the type of  
            insurance policy, that a policy cannot be cancelled for  
            nonpayment of premium unless the named insured is provided a  
            notice that the policy will be cancelled on a date certain.

          2)Provides that an individual life insurance policy shall not be  
            issued or delivered in California unless the policyholder has  
            been afforded the right to designate at least one person in  
            addition to the policyholder to receive a notice that the  
            policy is going to lapse for nonpayment of premium.

          3)Provides that no individual policy or certificate under a  
            group policy of Long-Term-Care (LTC) insurance shall be issued  








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            in California unless the policyholder has been afforded the  
            right to designate at least one person in addition to the  
            policyholder to receive a notice that the policy is going to  
            lapse for nonpayment of premium.

           FISCAL EFFECT  :  Unknown.  This bill is keyed non-fiscal by the  
          Legislative Counsel. 

           COMMENTS  :   

          1)Purpose.  According to the sponsor, the California Department  
            of Insurance (DOI), the bill is an important consumer benefit  
            for people who have difficulty managing their insurance  
            responsibilities either due to health or residency issues.   
            DOI notes that policyholders of all ages can find themselves  
            in situations that might cause important insurance protections  
            to lapse due to a failure to pay the premium.  In addition to  
            older policyholders who might want a relative or close family  
            friend to keep an eye on their insurance protections, others  
            who might have prolonged separations from their primary  
            residence, such as college students, members of the military,  
            or people who work for extended periods away from home will  
            find the bill's proposal a great benefit.

          2)Opt in.  The bill is a consumer opt in proposal.  Insurers  
            would be required to make the policyholders aware of the right  
            to designate third parties, and the policyholders would have  
            the right to accept or waive the right.  In this regard,  
            insurers that oppose the bill point out that existing law  
            relating to life and LTC insurance provides more flexibility  
            to the insurer in implementing what is, essentially, the same  
            right that this bill would create for other types of  
            insurance.

          3)Military personnel.  United Services Automobile Association  
            (USAA), an insurer that covers active and retired military and  
            their families, believes that the bill has possible benefits  
            for the military personnel who are forced to leave their homes  
            with very short notice in order to be deployed for long  
            periods of time.  The opportunity to plan ahead with an opt-in  
            provision provides the clarity needed when putting personal  
            business in order, and allows our military to have faith that  
            a policy that is critical to their family well-being is  
            responsibly handled.  While sharing some workability concerns  








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            with other insurers, USAA has expressed a support if amended  
            position on the bill.

          4)Records retention.  Insurers opposed to the bill object to the  
            statutory waiver and records retention provisions in the bill.  
             They argue that the life insurance and LTC provisions are  
            preferable.  Those provisions simply direct the insurer to  
            make the opt-in right available to the policyholder ("No  
            policy shall be issued unless . . . . ."), but do not express  
            how the insurer is supposed to be able to prove that it has  
            done so.

          5)Scope of bill.  With respect to the life insurance and LTC  
            laws, it is clear to which policies the right to designate  
            attaches.  Insurers opposed to the bill have argued that the  
            language describing the policies to which the bill applies is  
            not adequately precise.  DOI has committed to working on  
            language that will clarify the scope of the bill better than  
            the current language.

          6)Health insurance.  Insurers opposed to the bill have objected  
            to inclusion of health insurance policies because recent  
            legislation, and regulations adopted by the DOI and the  
            Department of managed Health Care have adequately addressed  
            the bill's purposes.  DOI has agreed to evaluate this concern  
            in connection with providing greater clarity in defining the  
            scope of policies to which the bill applies.

          7)Age threshold.  Insurers opposed to the bill suggest that  
            other states limit similar lapse rules to senior citizens, and  
            seek that limitation in this bill.  As noted above, the author  
            and sponsor believe that there are sound reasons why the  
            bill's benefits will be valuable to non-seniors, notably to  
            military personnel, students, and others who frequently work  
            away from their principal residence, among others.


           Analysis Prepared by  :    Mark Rakich / INS. / (916) 319-2086


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