Amended in Assembly April 22, 2014

California Legislature—2013–14 Regular Session

Assembly BillNo. 1863


Introduced by Assembly Member Jones

February 19, 2014


An act to amend Sectionsbegin delete 1796.22, 1796.33, 1796.38, and 1796.63 ofend deletebegin insert 1796.12, 1796.14, 1796.22, 1796.29, 1796.33, 1796.34, 1796.35, 1796.37, 1796.38, 1796.39, 1796.41, 1796.42, 1796.44, 1796.45, 1796.51, 1796.52, 1796.53, 1796.55, 1796.61, and 1769.63 of, and to add Sections 1796.18, 1796.40, and 1796.50 to,end insert the Health and Safety Code, relating to public health.

LEGISLATIVE COUNSEL’S DIGEST

AB 1863, as amended, Jones. Home Care Services Consumer Protection Act.

Existing law establishes the Home Care Services Consumer Protection Act (the act), which provides, on and after January 1, 2015, for the licensure and regulation of home care organizations, as defined, by the State Department of Social Services, and for the registration of home care aides.begin insert Violation of the act is a misdemeanor.end insert Existing law requires background clearances for home care aides and home care organizations, as specified. Existing law authorizes any individual that possesses, among other things, a valid Alien Registration Card, and who has submitted an application, to initiate a background examination to be either a registered home care aide or to be a licensed home care organization.

This billbegin insert, commencing January 1, 2016, would make the provisions of the act applicable to home care referral agencies, as defined, including licensure, fees, enforcement and fines, and regulation of registered home care aides having agreements with those agencies. By expanding the scope of a crime, this bill would impose a state-mandated local program. The billend insert would authorize any individual that possesses either a valid Alien Registration Receipt Card or valid Permanent Resident Card to initiate a background examination to be either a registered home care aide or to be a licensed home care organization.

Existing law requires the State Department of Social Services to post any proposed regulations promulgated for purposes of implementing the act on its public Internet Web site no earlier than 10 calendar days prior to the effective date of the proposed rule, as specified.

This bill would instead require the State Department of Social Services to post any proposed regulations promulgated on its public Internet Web site no later than 90 calendar days prior to the effective date of the proposed rule, as specified.

This bill would also correct an erroneous cross-reference.

begin insert

The California Constitution requires the state to reimburse local agencies and school districts for certain costs mandated by the state. Statutory provisions establish procedures for making that reimbursement.

end insert
begin insert

This bill would provide that no reimbursement is required by this act for a specified reason.

end insert

Vote: majority. Appropriation: no. Fiscal committee: yes. State-mandated local program: begin deleteno end deletebegin insertyesend insert.

The people of the State of California do enact as follows:

P2    1begin insert

begin insertSECTION 1.end insert  

end insert

begin insertSection 1796.12 of the end insertbegin insertHealth and Safety Codeend insert
2begin insert is amended to read:end insert

3

1796.12.  

For purposes of this chapter, the following definitions
4shall apply:

5(a) “Affiliated home care aide” means an individual, 18 years
6of age or older, who is employed by a home care organization to
7provide home care services to a client and is listed on the home
8care aide registry.

9(b) “Child” or “children” means an individual or individuals
10under 18 years of age.

11(c) “Client” means an individual who receives home care
12services from a registered home care aide.

13(d) “Department” means the State Department of Social
14Services.

P3    1(e) “Director” means the Director of Social Services.

2(f) “Family member” means any spouse, by marriage or
3otherwise, child or stepchild, by natural birth or by adoption,
4parent, brother, sister, half-brother, half-sister, parent-in-law,
5brother-in-law, sister-in-law, nephew, niece, aunt, uncle, first
6cousin, or any person denoted by the prefix “grand” or “great,” or
7the spouse of any of these persons, even if the marriage has been
8terminated by death or dissolution.

9(g) “Home care aide applicant” means an individual, 18 years
10of age or older, who is requesting to become an registered home
11care aide and the department has received and is processing the
12individual’s complete home care aide application and fees.

13(h) “Home care aide application” means the official form,
14designated by the department, to request to become a registered
15home care aide.

16(i) “Home care aide registry” means a department-established
17and department-maintained Internet Web site of registered home
18care aides and home care aide applicants, which includes all of the
19following: the individual’s name, registration number, registration
20status, registration expiration date, and, if applicable, the home
21care organization to which the affiliated home care aide or affiliated
22home care aide applicant is associated.

23(j) “Home care organization” means an individual, 18 years of
24age or older, firm, partnership, corporation, limited liability
25company, joint venture, association, or other entity that arranges
26for home care services by an affiliated home care aide to a client,
27and is licensed pursuant to this chapter.

28(k) “Home care organization application” means the official
29form, designated by the department, to request to become a licensed
30home care organization.

31(l) “Home care organization licensee” means an individual, 18
32years of age or older, firm, partnership, corporation, limited liability
33company, joint venture, association, or other entity having the
34authority and responsibility for the operation of a licensed home
35care organization.

begin insert

36(m) “Home care referral agency” means an employment agency,
37as defined in Section 1812.5095 of the Civil Code that arranges
38for home care services provided by a registered home care aide
39to a client, and is licensed pursuant to this chapter.

end insert
begin insert

P4    1(n) “Home care referral agency applicant” means an individual,
218 years of age or older, or a firm, partnership, corporation,
3limited liability company, joint venture, association, or other entity
4that is requesting to become a home care referral agency licensee
5and the department has received and is processing the complete
6home care referral agency application and nonrefundable
7application fee.

end insert
begin insert

8(o) “Home care referral agency application” means the official
9form, designated by the department, to request to become a licensed
10home care referral agency.

end insert
begin insert

11(p) “Home care referral agency licensee” means an individual,
1218 years of age or older, firm, partnership, corporation, limited
13liability company, joint venture, association, or other entity having
14the authority and responsibility for the operation of a licensed
15home care referral agency.

end insert
begin delete

16(m)

end delete

17begin insert(q)end insert “Home care services” means nonmedical services and
18assistance provided by a registered home care aide to a client who,
19because of advanced age or physical or mental disability, cannot
20perform these services. These services enable the client to remain
21in his or her residence and include, but are not limited to, assistance
22with the following: bathing, dressing, feeding, exercising, personal
23hygiene and grooming, transferring, ambulating, positioning,
24toileting and incontinence care, assisting with medication that the
25client self-administers, housekeeping, meal planning and
26preparation, laundry, transportation, correspondence, making
27telephone calls, shopping for personal care items or groceries, and
28companionship. This subdivision shall not authorize a registered
29home care aide to assist with medication that the client
30self-administers that would otherwise require administration or
31oversight by a licensed health care professional.

begin insert

32(r) “Independent home care aide” means an individual, 18
33years of age or older, who is not employed by a home care
34organization, but who is listed on the home care aide registry and
35is providing home care services through a direct agreement with
36a client.

end insert
begin delete

37(n)

end delete

38begin insert(s)end insert “Registered home care aide” means an affiliated home care
39aide or independent home care aide, 18 years of age or older, who
40is listed on the home care aide registry.

begin delete

P5    1(o) “Independent home care aide” means an individual, 18 years
2of age or older, who is not employed by a home care organization,
3but who is listed on the home care aide registry and is providing
4home care services through a direct agreement with a client.

end delete
5begin insert

begin insertSEC. 2.end insert  

end insert

begin insertSection 1796.14 of the end insertbegin insertHealth and Safety Codeend insertbegin insert is
6amended to read:end insert

7

1796.14.  

(a) Individuals who are not employed by a home care
8organization but who provide home care services to a client may
9be listed on the home care aide registry.

10(b) An affiliated home care aide shall be listed on the home care
11aide registry prior to providing home care services to a client.begin insert A
12home care aide shall be listed on the registry prior to being
13referred by a home care referral agency to a client.end insert

14(c) An individual providing home care services to a child is
15exempt from any requirement to be listed on the home care aide
16registry if the individual is one of the following:

17(1) A family member of the child.

18(2) A guardian of the child.

19(3) A conservator of the child.

20(4) A foster parent of the child, in a foster family home, as
21defined in paragraph (5) of subdivision (a) of Section 1502, or a
22certified family home, as defined in subdivision (d) of Section
231506.

24(5) Nonrelative extended family member, as defined in Section
25362.7 of the Welfare and Institutions Code.

26(6) Providing home care services in a facility in which only
27Indian children who are eligible under the federal Indian Child
28Welfare Act (25 U.S.C. 1901 et seq.) are placed and is one of the
29following:

30(A) An extended family member of the Indian child, as defined
31in Section 1903 of Title 25 of the United States Code.

32(B) A foster home that is licensed, approved, or specified by
33the Indian child’s tribe pursuant to Section 1915 of Title 25 of the
34United States Code.

35(7) Providing home care services as part of his or her job duties
36through one of the following entities:

37(A) A home health agency licensed under Chapter 8
38(commencing with Section 1725).

39(B) A hospice licensed under Chapter 8.5 (commencing with
40Section 1745).

P6    1(C) A health facility licensed under Chapter 2 (commencing
2with Section 1250).

3(D) Any clinic licensed under Sections 1204 or 1204.1.

4(E) A county providing in-home supportive services pursuant
5to Article 7 (commencing with Section 12300) of Chapter 3 of
6Part 3 of Division 9 of the Welfare and Institutions Code, without
7regard to whether the county provides these services as a public
8authority or through a nonprofit consortium established pursuant
9to Section 12301.6 of the Welfare and Institutions Code.

10(F) A home medical device retail facility licensed under Section
11111656.

12(G) An organization vendored or contracted through a regional
13center or the State Department of Developmental Services pursuant
14to the Lanterman Developmental Disabilities Services Act
15(Division 4.5 (commencing with Section 4500) of the Welfare and
16Institutions Code) and the California Early Intervention Services
17Act (Title 14 (commencing with Section 95000) of the Government
18Code) to provide services and supports for persons with
19developmental disabilities, as defined in Section 4512 of the
20Welfare and Institutions Code, when funding for those services is
21provided through the State Department of Developmental Services
22and more than 50 percent of the recipients of the home care services
23provided by the organization are persons with developmental
24disabilities.

25(H) A community care facility as licensed under Chapter 3
26(commencing with Section 1500), a residential care facility for
27persons with special health care needs licensed under Chapter 3.01
28(commencing with Section 1568.01), a residential care facility for
29the elderly licensed under Chapter 3.2 (commencing with Section
301569), or a child day care licensed under Chapter 3.4 (commencing
31with Section 1596.70).

32(I) Any alcoholism or drug abuse recovery or treatment facility
33as defined by Section 11834.02.

34(J) Any other entity providing services similar to those described
35in this paragraph, as determined by the director.

36(8) Providing services authorized pursuant to Section 2731 of
37the Business and Professions Code

38(d) (1) Home care aides shall not include individuals who are
39providing home care services as part of their job duties through
40one of the following entities:

P7    1(A) Services authorized to be provided by a licensed home
2health agency under Chapter 8 (commencing with Section 1725).

3(B) Services authorized to be provided by a licensed hospice
4pursuant to Chapter 8.5 (commencing with Section 1745).

5(C) Services authorized to be provided by a licensed health
6facility pursuant to Chapter 2 (commencing with Section 1250).

7(D) In-home supportive services provided pursuant to Article
87 (commencing with Section 12300) of Chapter 3 of Part 3 of
9Division 9 of the Welfare and Institutions Code.

10(E) Services authorized to be provided by one of the following:

11(i) A licensed residential care facility for the elderly pursuant
12to Chapter 3.2 (commencing with Section 1569).

13(ii) A licensed community care facility pursuant to Chapter 3
14(commencing with Section 1500).

15(iii) A licensed residential care facility for persons with chronic
16life-threatening illness pursuant to Chapter 3.01 (commencing with
17Section 1568.01).

18(iv) A licensed facility, pursuant to the California Child Day
19Care Act (Chapter 3.4 (commencing with Section 1596.70)), which
20includes day care centers under Chapter 3.5 (commencing with
21Section 1596.90) and family day care homes under to Chapter 3.6
22(commencing with Section 1597.30).

23(2) Home care aides shall not include individuals providing
24services authorized to be provided pursuant to Section 2731 of the
25Business and Professions Code.

26begin insert

begin insertSEC. 3.end insert  

end insert

begin insertSection 1796.18 is added to the end insertbegin insertHealth and Safety
27Code
end insert
begin insert, end insertimmediately following Section 1796.17begin insert, to read:end insert

begin insert
28

begin insert1796.18.end insert  

(a) A home care referral agency does not include
29any of the following:

30(1) A home health agency licensed under Chapter 8
31(commencing with Section 1725).

32(2) A hospice licensed under Chapter 8.5 (commencing with
33Section 1745).

34(3) A health facility licensed under Chapter 2 (commencing
35with Section 1250).

36(4) A county providing in-home supportive services pursuant
37to Article 7 (commencing with Section 12300) of Chapter 3 of Part
383 of Division 9 of the Welfare and Institutions Code, without regard
39to whether the county provides these services as a public authority
P8    1or through a nonprofit consortium established pursuant to Section
212301.6 of the Welfare and Institutions Code.

3(5) A home medical device retail facility licensed under Section
4111656.

5(6) An organization vendored or contracted through a regional
6center or the State Department of Developmental Services pursuant
7to the Lanterman Developmental Disabilities Services Act (Division
84.5 (commencing with Section 4500) of the Welfare and Institutions
9Code) and the California Early Intervention Services Act (Title
1014 (commencing with Section 95000) of the Government Code) to
11provide services and supports for persons with developmental
12disabilities, as defined in Section 4512 of the Welfare and
13Institutions Code, when funding for those services is provided
14through the State Department of Developmental Services and more
15than 50 percent of the recipients of the home care services provided
16by the organization are persons with developmental disabilities.

17(7) A home care organization.

18(8) A community care facility licensed under Chapter 3
19(commencing with Section 1500), or a residential care facility for
20persons with chronic life-threatening illness licensed under
21Chapter 3.01 (commencing with Section 1568.01), a residential
22care facility for the elderly licensed under Chapter 3.2
23(commencing with Section 1569), or a facility licensed under the
24California Child Day Care Act (Chapter 3.4 (commencing with
25Section 1596.70)), which includes day care centers under Chapter
263.5 (commencing with Section 1596.90) and family day care homes
27pursuant to Chapter 3.6 (commencing with Section 1597.30).

28(9) An alcoholism or drug abuse recovery or treatment facility
29as defined in Section 11834.02.

30(10) Providing services authorized pursuant to Section 2731 of
31the Business and Professions Code.

32(11) A clinic licensed under Section 1204 or 1204.1.

33(12) A nonrelative extended family member, as defined in Section
34362.7 of the Welfare and Institutions Code.

35(13) A facility that provides home care services in which only
36Indian children who are eligible under the federal Indian Child
37Welfare Act (25 U.S.C. 1901 et seq.) are placed and is one of the
38following:

39(A) An extended family member of the Indian child, as defined
40in Section 1903 of Title 25 of the United States Code.

P9    1(B) A foster home that is licensed, approved, or specified by the
2Indian child’s tribe pursuant to Section 1915 of Title 25 of the
3United States Code.

4(b) In the event of conflict between this chapter and a provision
5listed in subdivision (a), the provision in subdivision (a) shall
6control.

end insert
7

begin deleteSECTION 1.end delete
8begin insertSEC. 4.end insert  

Section 1796.22 of the Health and Safety Code is
9amended to read:

10

1796.22.  

Any individual who has submitted an application and
11who possesses any one of the following identification cards may
12initiate a background examination to be a registered home care
13aide:

14(a) A valid California driver’s license.

15(b) A valid identification card issued by the Department of
16Motor Vehicles.

17(c) A valid Alien Registration Receipt Card or valid Permanent
18Resident Card.

19(d) In the case of a person living in a state other than California,
20a valid numbered photo identification card issued by an agency of
21the state other than California.

22begin insert

begin insertSEC. 5.end insert  

end insert

begin insertSection 1796.29 of the end insertbegin insertHealth and Safety Codeend insertbegin insert is
23amended to read:end insert

24

1796.29.  

The department shall do both of the following in the
25administration of the home care aide registry:

26(a) Establish and maintain on the department’s Internet Web
27site the registry of registered home care aides and home care aide
28applicants.

29(1) To expedite the ability of a consumer to search and locate
30a registered home care aide or home care aide applicant, the
31Internet Web site shall enable consumers to look up the registration
32status by providing the registered home care aide’s or home care
33aide applicant’s name, registration number, registration status, and
34registration expiration date.

35(2) The Internet Web site shall not provide any additional,
36 individually identifiable information about a registered home care
37aide or home care aide applicant. The department may request and
38may maintain additional information for registered home care aides
39or home care aide applicants, as necessary for the administration
P10   1of this chapter, which shall not be publicly available on the home
2care aide registry.

3(b) Update the home care registry upon receiving notification
4from a home care organization that an affiliated home care aide is
5no longer employed by the home care organization.

begin insert

6(c) To expedite the ability of a home care referral agency to
7search and locate a registered home care aide or home care aide
8applicant, the registry shall enable home care referral agencies
9to look up registration status by providing the registered home
10care aide or home care aide applicant’s name, registration number,
11registration status, and registration expiration date.

end insert
12

begin deleteSEC. 2.end delete
13begin insertSEC. 6.end insert  

Section 1796.33 of the Health and Safety Code is
14amended to read:

15

1796.33.  

begin deleteAny end deletebegin insertAn end insertindividual who has submitted an application
16and who possesses any one of the following identification cards
17may initiate a background examination to be a licensed home care
18organizationbegin insert or a licensed home care referral agencyend insert:

19(a) A valid California driver’s license.

20(b) A valid identification card issued by the Department of
21Motor Vehicles.

22(c) A valid Alien Registration Receipt Card or valid Permanent
23Resident Card.

24(d) In the case of a person living in a state other than California,
25a valid numbered photo identification card issued by an agency of
26the state other than California.

27begin insert

begin insertSEC. 7.end insert  

end insert

begin insertSection 1796.34 of the end insertbegin insertHealth and Safety Codeend insertbegin insert is
28amended to read:end insert

29

1796.34.  

begin insert(a)end insertbegin insertend insertIn order to obtain a home care organization license
30begin insert or a home care referral agency licenseend insert, the following individual
31or individuals shall consent to the background examination
32described in Section 1796.23:

begin delete

33(a)

end delete

34begin insert(1)end insert The owner or owners of thebegin delete home care organizationend delete
35begin insert applicantend insert, if the owners are individuals.

begin delete

36(b)

end delete

37begin insert(2)end insert If the owner ofbegin delete a home care organizationend deletebegin insert the applicantend insert is a
38corporation, limited liability company, joint venture, association,
39or other entity, an individual having a 10-percent or greater interest
40in that entity.

begin insert

P11   1(b) A person who is a current licensee or employee in a facility
2licensed by the department, a certified foster parent, a certified
3administrator, or a registered TrustLine provider may transfer his
4or her current criminal record clearance or exemption for purposes
5of licensure as a home care referral agency pursuant to subdivision
6(h) of Section 1522. The person shall, instead, submit to the
7department, along with the person’s application, a copy of his or
8her identification card, as required pursuant to Section 1796.33,
9and a signed declaration verifying the person’s identity.

end insert
10begin insert

begin insertSEC. 8.end insert  

end insert

begin insertSection 1796.35 of the end insertbegin insertHealth and Safety Codeend insertbegin insert is
11amended to read:end insert

12

1796.35.  

(a) A person or a private or public organization, with
13the exception of a county providing in-home supportive services
14pursuant to Article 7 (commencing with Section 12300) of Chapter
153 of Part 3 of Division 9 of the Welfare and Institutions Code, and
16the exceptions provided for in subdivisionbegin delete (b)end deletebegin insert (c)end insert, shall not do any
17of the following, unless it isbegin insert aend insert licensedbegin insert home care organizationend insert
18 under this chapter:

19(1) Represent himself, herself or itself to be a home care
20organization by name, advertising, soliciting, or any other
21presentments to the public, or in the context of services within the
22scope of this chapter, imply that he, she, or it is licensed to provide
23those services or to make any reference to employee bonding in
24relation to those services.

25(2) Use the terms “home care organization,” “home care,”
26“in-home care,” or any combination of those terms, within its
27name.

begin insert

28(b) A person or a private or public organization, with the
29exception of a county providing in-home supportive services
30pursuant to Article 7 (commencing with Section 12300) of Chapter
313 of Part 3 of Division 9 of the Welfare and Institutions Code, and
32the exceptions provided for in subdivision (c), shall not do any of
33the following, unless it is a licensed home care referral agency
34under this chapter:

end insert
begin insert

35(1) Represent himself, herself, or itself to be a home care referral
36agency by name, advertising, soliciting, or any other presentment
37to the public, or in the context of services within the scope of this
38chapter, imply that he, she, or it is licensed to provide those
39services or to make any reference to employment agency or
40bonding in relation to those services.

end insert
begin insert

P12   1(2) Use the terms “home care referral agency,” “home care
2agency,” “home care,” “in-home care,” or any combination of
3those terms, within its name.

end insert
begin delete

4(b)

end delete

5begin insert(c)end insertbegin insert(1)end insertbegin insertend insertThis section does not apply tobegin delete either of the following:end delete

6begin delete(1)end deletebegin deleteend deletebegin deleteAend deletebegin insert aend insert county providing in-home supportive services pursuant
7to Article 7 (commencing with Section 12300) of Chapter 3 of
8Part 3 of Division 9 of the Welfare and Institutions Code.

begin delete

9(2) An employment agency, as defined in Section 1812.5095
10of the Civil Code, that procures, offers, refers, provides, or attempts
11to provide an affiliated home care aide who provides home care
12to clients.

end delete
begin insert

13(2) Subdivision (a) does not apply to a home care referral
14agency.

end insert
begin insert

15(3) Subdivision (b) does not apply to a home care organization.

end insert
16begin insert

begin insertSEC. 9.end insert  

end insert

begin insertSection 1796.37 of the end insertbegin insertHealth and Safety Codeend insertbegin insert is
17amended to read:end insert

18

1796.37.  

(a) A home care organizationbegin insert or home care referral
19agencyend insert
that has its principal place of business in another state, in
20addition to the other requirements of this chapter, before arranging
21for home care services provided bybegin delete an affiliatedend deletebegin insert a registeredend insert home
22care aide to a client in the state, shall comply with all of the
23following:

24(1) Have an office in California.

25(2) Maintain all pertinent records of the operation in California
26at the California office. All records shall be available to review,
27copy, audit, and inspect by the licensing agency.

28(b) If the home care organizationbegin insert or home care referral agencyend insert
29 is a foreign corporation, foreign limited liability company, foreign
30limited partnership, foreign association, or a foreign limited liability
31partnership, as defined in Sections 170, 171, 171.03, 171.05, and
3216101 of the Corporations Code, before arranging for home care
33services provided bybegin delete an affiliatedend deletebegin insert a registeredend insert home care aide to
34a client in the state, the home care organizationbegin insert or home care
35referral agencyend insert
shall have an office in California and shall comply
36with both of the following:

37(1) Register with the Secretary of State to conduct intrastate
38business in California.

P13   1(2) Maintain all pertinent records of the operation in California
2at the California office. All records shall be available to review,
3copy, audit, and inspect by the licensing agency.

4

begin deleteSEC. 3.end delete
5begin insertSEC. 10.end insert  

Section 1796.38 of the Health and Safety Code is
6amended to read:

7

1796.38.  

begin insert(a)end insertbegin insertend insertThe departmentbegin delete mayend deletebegin insert shallend insert issue a home care
8organization license to an individual or other entity that satisfies
9all of the requirements set forth in this chapter, including all of the
10following:

begin delete

4 11(a)

end delete

12begin insert(1)end insert Files a home care organization application, including the
13fees required pursuant to Section 1796.49.

begin delete

6 14(b)

end delete

15begin insert(2)end insert Submits proof of general and professional liability insurance
16in the amount of at least one million dollars ($1,000,000) per
17occurrence and three million dollars ($3,000,000) in the aggregate.

begin delete

9 18(c)

end delete

19begin insert(3)end insert Submits proof of a valid workers’ compensation policy
20covering its affiliated home care aides. The proof shall consist of
21the policy number, the effective and expiration dates of the policy,
22and the name and address of the policy carrier.

begin delete

13 23(d)

end delete

24begin insert(4)end insert Provides the department, upon request, with a complete list
25of its affiliated home care aides, and proof that each satisfies the
26requirements of Section 1796.34.

begin delete

16 27(e)

end delete

28begin insert(5)end insert The owner or owners of the home care organization pass a
29background examination, as required pursuant to Section 1796.34.

begin delete

18 30(f)

end delete

31begin insert(6)end insert The applicant does not have any outstanding fees or civil
32penalties due to the department.

begin insert

33(b) The department shall issue a home care referral agency
34license to a home care referral agency applicant that satisfies the
35requirements set forth in this chapter, including all of the
36following:

end insert
begin insert

37(1) Files a complete home care referral agency application,
38including the fees required pursuant to Section 1796.50.

end insert
begin insert

P14   1(2) Submits proof of general and professional liability insurance
2in the amount of at least one million dollars ($1,000,000) per
3occurrence and three million dollars ($3,000,000) in the aggregate.

end insert
begin insert

4(3) Submits evidence of compliance with the bond requirements,
5in accordance with Section 1812.503 of the Civil Code.

end insert
begin insert

6(4) The owner or owners of the home care referral agency pass
7a background examination, as required pursuant to Section
81796.34.

end insert
begin insert

9(5) The applicant does not have any outstanding fees or civil
10penalties due to the department.

end insert
11begin insert

begin insertSEC. 11.end insert  

end insert

begin insertSection 1796.39 of the end insertbegin insertHealth and Safety Codeend insertbegin insert is
12amended to read:end insert

13

1796.39.  

(a) Abegin delete home care organizationend delete licensee shall renew
14the home care organization licensebegin insert or home care referral licenseend insert
15 every two years.

16(b) Renewal shall be conditioned upon the licensee doing both
17of the following:

18(1) Submitting a completebegin delete home care organization licenseeend delete
19 renewal application form and payment of fees, both of which shall
20be postmarked on or before the expiration of the license.

21(2) Continuing to satisfy the requirements set forth in this
22chapter, and cooperating with the department in the completion
23of thebegin delete home care organization licensesend delete renewal process.

24(c) Failure of thebegin delete home care organizationend delete licensee to cooperate
25may result in the withdrawal of thebegin delete home care organizationend delete license
26renewal application. “Failure to cooperate” means that the
27information described in this chapter and in any rules and
28regulations promulgated under this chapter has not been provided,
29or not provided in the form requested by the department, or both.

30begin insert

begin insertSEC. 12.end insert  

end insert

begin insertSection 1796.40 is added to the end insertbegin insertHealth and Safety
31Code
end insert
begin insert, end insertimmediately following Section 1796.39begin insert, to read:end insert

begin insert
32

begin insert1796.40.end insert  

(a) A home care referral agency shall be separately
33licensed.

34(b) Nothing in this chapter shall prevent a licensee from
35obtaining more than one home care referral agency license or
36obtaining a home care referral agency license in addition to other
37licenses issued by the department, or both.

end insert
38begin insert

begin insertSEC. 13.end insert  

end insert

begin insertSection 1796.41 of the end insertbegin insertHealth and Safety Codeend insertbegin insert is
39amended to read:end insert

P15   1

1796.41.  

begin insert(a)end insertbegin insertend insertA home care organization licenseebegin insert and a home
2care referral agency licenseeend insert
shall dobegin delete allend deletebegin insert bothend insert of the following:

begin delete

3(a)

end delete

4begin insert(1)end insert Post its license and business hours in its place of business
5in a conspicuous location, visible both to clients and affiliated
6home care aides.

begin delete

7(b) Maintain and abide by a valid workers’ compensation policy
8covering its affiliated home care aides.

end delete
begin delete

9(c) Maintain and abide by an employee dishonesty bond,
10including third-party coverage, with a minimum limit of ten
11thousand dollars ($10,000).

end delete
begin delete

12(d)

end delete

13begin insert(2)end insert Report any suspected or known adult abuse as required by
14Section 15630 of the Welfare and Institutions Code and suspected
15or known child abuse as required by Sections 11164 to 11174.3,
16inclusive, of the Penal Code. A copy of each suspected abuse report
17shall be maintained and available for review by the department
18during normal business hours.

begin insert

19(b) In addition to the requirements of subdivision (a), a home
20care organization licensee shall do both of the following:

end insert
begin insert

21(1) Maintain and abide by a valid workers’ compensation policy
22covering its affiliated home care aides.

end insert
begin insert

23(2) Maintain and abide by an employee dishonesty bond,
24including third-party coverage, with a minimum limit of ten
25thousand dollars ($10,000).

end insert
begin insert

26(c) In addition to the requirements of subdivision (a), a home
27care referral agency shall comply with the bond requirements
28included in Section 1812.503 of the Civil Code.

end insert
29begin insert

begin insertSEC. 14.end insert  

end insert

begin insertSection 1796.42 of the end insertbegin insertHealth and Safety Codeend insertbegin insert is
30amended to read:end insert

31

1796.42.  

(a) Home care organizations that employ affiliated
32home care aidesbegin insert and home care referral agencies that refer
33registered home care aidesend insert
shall ensure thebegin delete affiliatedend delete home care
34aides are cleared on the home care aide registry before placing the
35individual in direct contact with clients. In addition, the home care
36organizationbegin insert or home care referral agencyend insert shall do all of the
37following:

38(1) Ensure any staff person, volunteer, or employeebegin delete of a home
39care organizationend delete
who has contact with clients, prospective clients,
40or confidential client information that may pose a risk to the clients’
P16   1health and safety has met the requirements of Section 1796.23
2before being hired.

3(2) Require home care aides to demonstrate that they are free
4of active tuberculosis disease, pursuant to Section 1796.45.

5(3) begin deleteImmediately end deletebegin insertA home care organization shall immediately end insert
6notify the department when the home care organization no longer
7employs an individual as an affiliated home care aide.

8(b) This section shall not prevent a licensee from requiring a
9criminal record clearance of any individual exempt from the
10requirements of this section, provided that the individual has client
11contact.

12begin insert

begin insertSEC. 15.end insert  

end insert

begin insertSection 1796.44 of the end insertbegin insertHealth and Safety Codeend insertbegin insert is
13amended to read:end insert

14

1796.44.  

(a) A home care organization licensee shall ensure
15thatbegin insert,end insert prior to providing home care services, an affiliated home care
16aide shall complete the training requirements specified inbegin delete this
17sectionend delete
begin insert subdivisions (b) and (c). A home care referral agency shall
18ensure, prior to that person being referred to a client, that a
19registered home care aide demonstrate proficiency as provided in
20subdivision (d)end insert
.

21(b) An affiliated home care aide shall complete a minimum of
22five hours of entry-level training prior to presence with a client,
23as follows:

24(1) Two hours of orientation training regarding his or her role
25as caregiver and the applicable terms of employment.

26(2) Three hours of safety training, including basic safety
27precautions, emergency procedures, and infection control.

28(c) In addition to the requirements in subdivision (b), an
29affiliated home care aide shall complete a minimum of five hours
30of annual training. The annual training shall relate to core
31competencies and be population specific, which shall include, but
32not be limited to, the following areas:

33(1) Clients’ rights and safety.

34(2) How to provide for and respond to a client’s daily living
35needs.

36(3) How to report, prevent, and detect abuse and neglect.

37(4) How to assist a client with personal hygiene and other home
38care services.

39(5) If transportation services are provided, how to safely
40transport a client.

begin insert

P17   1(d) A registered home care aide who is being referred by a home
2care referral agency shall complete a proficiency exam that
3includes all of the following topics:

end insert
begin insert

4(1) Clients’ rights and safety.

end insert
begin insert

5(2) Activities of daily living, including how to provide for and
6respond to a client’s daily needs.

end insert
begin insert

7(3) How to detect, report, and prevent abuse and neglect.

end insert
begin insert

8(4) Assisting clients with personal hygiene.

end insert
begin insert

9(5) Safely transporting clients, if transportation services are
10provided by the registered home care aide.

end insert
begin insert

11(6) Infection control.

end insert
begin insert

12(7) Basic safety precautions.

end insert
begin delete

13(d)

end delete

14begin insert(e)end insert The entry-level training and annual training on
15department-approved job-related topics described in subdivisions
16(b) and (c) may be completed through an online training program.

begin insert

17(f) The proficiency examination required pursuant to subdivision
18(d) may be administered by an online service or through a written
19examination administered by the home care referral agency.

end insert
begin insert

20(g) A registered home care aide who possessed a valid
21certification from the State Department of Public Health as a
22Certified Nurse Assistant or Certified Home Health Aide is exempt
23from the examination requirement of subdivision (d).

end insert
24begin insert

begin insertSEC. 16.end insert  

end insert

begin insertSection 1796.45 of the end insertbegin insertHealth and Safety Codeend insertbegin insert is
25amended to read:end insert

26

1796.45.  

(a) An individual hired to be an affiliated home care
27aide on or after January 1, 2015,begin insert or a registered home care aide
28entering into an agreement with a home care referral agency after
29January 1, 2016,end insert
shall be submitted to an examination 90 days
30prior to employmentbegin insert or the effective date of the agreementend insert or within
31seven days after employmentbegin insert or the effective date of the agreementend insert
32 to determine that the individual is free of active tuberculosis
33disease.

34(b) For purposes of this section, “examination” means a test for
35tuberculosis infection that is recommended by the federal Centers
36for Disease Control and Prevention (CDC) and that is licensed by
37the federal Food and Drug Administration (FDA) and, if that test
38is positive, an X-ray of the lungs. The aide shall not work asbegin delete anend deletebegin insert a
39registered orend insert
affiliated home care aide unless he or she obtains
P18   1documentation from a licensed medical professional that there is
2no risk of spreading the disease.

3(c) An affiliated home care aide whose employment with a home
4care organization began before January 1, 2015, shall submit to
5the examination described in subdivision (a) before July 1, 2015.

6(d) After submitting to an examination,begin delete anend deletebegin insert a registered orend insert
7 affiliated home care aide whose test for tuberculosis infection is
8negative shall be required to undergo an examination at least once
9every two years. Oncebegin delete anend deletebegin insert a registered orend insert affiliated home care aide
10has a documented positive test for tuberculosis infection that has
11been followed by an X-ray, the examination is no longer required.

12(e) After the examination,begin delete anend deletebegin insert a registered orend insert affiliated home
13care aide shall submit, and the home care organizationbegin insert or home
14care referral agencyend insert
shall keep on file, a certificate from the
15examining practitioner showing that thebegin insert registered orend insert affiliated
16home care aide was examined and found free from active
17tuberculosis disease.

18(f) The examination is a condition of initial and continuing
19employment with the home care organization.begin insert The examination is
20also a condition of a registered home care aide’s initial and
21continuing agreement with a home care referral agency.end insert
The
22begin insert registered orend insert affiliated home care aide shall pay the cost of the
23examination.

24(g) begin deleteAn end deletebegin insertA registered or end insertaffiliated home care aide who transfers
25employment from one home care organization to anotherbegin insert or a
26registered home care aide entering into an agreement with a home
27care referral agencyend insert
shall be deemed to meet the requirements of
28subdivision (a) or (c) if thebegin insert registered orend insert affiliated home care aide
29can produce a certificate showing that he or she submitted to the
30examination within the past two years and was found to be free of
31active tuberculosis disease, or if it is verified by the home care
32organization previously employing him or herbegin insert or by the home care
33referral agency that previously had an agreement with him or herend insert

34 thatbegin delete itend deletebegin insert the home care organization or home care referral agencyend insert
35 has a certificate on file that contains that showing.

36begin insert

begin insertSEC. 17.end insert  

end insert

begin insertSection 1796.50 is added to the end insertbegin insertHealth and Safety
37Code
end insert
begin insert, to read:end insert

begin insert
38

begin insert1796.50.end insert  

(a) A home care referral agency licensee shall pay
39the following fees:

P19   1(1) A 24-month initial license fee, as prescribed by the
2department in an amount sufficient to cover the reasonable costs
3of administering the program, for a new home care referral agency
4licensee not currently licensed to provide home care services in
5the state.

6(2) A two-year renewal fee, as determined by the department
7in an amount sufficient to cover the reasonable costs of
8administering the program, based on the number of office locations
9operated by the licensee providing registered home care aides to
10clients.

11(3) Other reasonable fees as prescribed by the department
12necessary for the administration of this chapter.

13(b) The fees collected shall be deposited into the Home Care
14Fund pursuant to subdivision (b) of Section 1796.47.

end insert
15begin insert

begin insertSEC. 18.end insert  

end insert

begin insertSection 1796.51 of the end insertbegin insertHealth and Safety Codeend insertbegin insert is
16amended to read:end insert

17

1796.51.  

In order to carry out the provisions of this chapter,
18the department may establish procedures for the receipt,
19investigation, and resolution of complaints against home care
20organizationsbegin insert and home care referral agenciesend insert.

21begin insert

begin insertSEC. 19.end insert  

end insert

begin insertSection 1796.52 of the end insertbegin insertHealth and Safety Codeend insertbegin insert is
22amended to read:end insert

23

1796.52.  

(a) The department may review and, if it determines
24necessary, investigate complaints filed against home care
25organizationsbegin insert or home care referral agenciesend insert regarding violations
26of this chapter or any rules or regulations promulgated under this
27chapter.

28(b) The department shall verify through random, unannounced
29inspections that a home care organizationbegin insert or home care referral
30agencyend insert
meets the requirements of this chapter and the rules and
31regulations promulgated under this chapter.

32(c) An investigation or inspection conducted by the department
33pursuant to this chapter may include, but is not limited to,
34inspection of the books, records, or premises of a home care
35organizationbegin insert or home care referral agencyend insert. A home care
36begin delete organization’send deletebegin insert organization or home care referral agency’send insert refusal
37to make records, books, or premises available shall constitute cause
38for the revocation of the home carebegin delete organization’send deletebegin insert organization
39or home care referral agency’send insert
license.

P20   1(d) Other than maintaining the home care registry, the
2department shall have no oversight responsibility regarding
3registered home care aides.

4begin insert

begin insertSEC. 20.end insert  

end insert

begin insertSection 1796.53 of the end insertbegin insertHealth and Safety Codeend insertbegin insert is
5amended to read:end insert

6

1796.53.  

A duly authorized officer, employee, or agent of the
7department may, upon presentation of proper identification, enter
8a home care organizationbegin insert or home care referral agencyend insert during
9posted business hours, with or without advance notice, to secure
10compliance with, or to prevent a violation of, any provision of this
11chapter or any provision promulgated under this chapter.

12begin insert

begin insertSEC. 21.end insert  

end insert

begin insertSection 1796.55 of the end insertbegin insertHealth and Safety Codeend insertbegin insert is
13amended to read:end insert

14

1796.55.  

(a) A home care organizationbegin insert or home care referral
15agencyend insert
that operates in violation of any requirement or obligation
16imposed by this chapter or any rule or regulation promulgated
17under this chapter may be subject to the fines levied or licensure
18action taken by the department as specified in this chapter.

19(b) When the department determines that a home care
20organizationbegin insert or home care referral agencyend insert is in violation of this
21chapter or any rules or regulations promulgated under this chapter,
22a notice of violation shall be served upon the licensee. Each notice
23of violation shall be prepared in writing and shall specify the nature
24of the violation and the statutory provision, rule, or regulation
25alleged to have been violated. The notice shall inform the licensee
26of any action the department may take under this chapter, including
27the requirement of a plan of correction, assessment of a penalty,
28or action to suspend, revoke, or deny renewal of the license. The
29director or his or her designee shall also inform the licensee of
30rights to a hearing under this chapter.

31(c) The department may impose a fine of up to nine hundred
32dollars ($900) per violation per day commencing on the date the
33violation was identified and ending on the date each violation is
34corrected, or action is taken to suspend, revoke, or deny renewal
35of the license, whichever comes first.

36(d) The department shall adopt regulations establishing
37procedures for notices, correction plans, appeals, and hearings.

38begin insert

begin insertSEC. 22.end insert  

end insert

begin insertSection 1796.61 of the end insertbegin insertHealth and Safety Codeend insertbegin insert is
39amended to read:end insert

P21   1

1796.61.  

begin deleteThis end deletebegin insert(a)end insertbegin insertend insertbegin insertThe provisions of this end insertchapterbegin insert that apply to
2registered and affiliated home care aides and to home care
3organizationsend insert
shall become operative on January 1, 2015.

begin insert

4(b) (1) The provisions of this chapter that apply to home care
5referral agencies shall become operative on January 1, 2016.

end insert
begin insert

6(2) A home care referral agency applicant that submits an
7application prior to January 1, 2016, shall be authorized to provide
8registered home care aides to clients without meeting the
9requirements of Section 1796.45 until July 1, 2016.

end insert
begin insert

10(3) The applicant described in paragraph (2) shall meet all the
11requirements of this chapter no later than July 1, 2016.

end insert
12

begin deleteSEC. 4.end delete
13begin insertSEC. 23.end insert  

Section 1796.63 of the Health and Safety Code is
14amended to read:

15

1796.63.  

The department shall adopt, amend, or repeal, in
16accordance with Chapter 3.5 (commencing with Section 11340)
17of the Government Code, any reasonable rules, regulations, and
18standards as may be necessary or proper to carry out the purpose
19and intent of this chapter and to enable the department to exercise
20the powers and perform the duties conferred upon it by this chapter,
21not inconsistent with any of the provisions of any statute of this
22state. Notwithstanding the rulemaking provisions of the
23Administrative Procedure Act (Chapter 3.5 (commencing with
24Section 11340) of Part 1 of Division 3 of Title 2 of the Government
25Code), the department may implement and administer this chapter
26through written directives, without taking regulatory action, subject
27to the limitations provided in subdivision (b).

28(a) The department shall post any proposed rules promulgated
29under this section on its public Internet Web site no later than 90
30calendar days prior to the effective date of the proposed rule, which
31shall also include notification to the public regarding how members
32of the public may comment, including the date on which those
33comment must be received in order to be considered by the
34department.

35(b) The department’s authority to implement and administer
36this section through written directives shall expire no later than 12
37months after the written directives are promulgated and posted on
38a public Internet Web site, or upon the effective date of regulations
39promulgated in accordance with the Administrative Procedure Act
40(Chapter 3.5 (commencing with Section 11340) of Part 1 of
P22   1Division 3 of Title 2 of the Government Code), whichever occurs
2sooner.

3begin insert

begin insertSEC. 24.end insert  

end insert
begin insert

No reimbursement is required by this act pursuant
4to Section 6 of Article XIII B of the California Constitution because
5the only costs that may be incurred by a local agency or school
6district will be incurred because this act creates a new crime or
7infraction, eliminates a crime or infraction, or changes the penalty
8for a crime or infraction, within the meaning of Section 17556 of
9the Government Code, or changes the definition of a crime within
10the meaning of Section 6 of Article XIII B of the California
11Constitution.

end insert


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