BILL ANALYSIS                                                                                                                                                                                                    �



                                                                            



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                                    THIRD READING


          Bill No:  AB 1917
          Author:   Gordon (D)
          Amended:  6/24/14 in Senate
          Vote:     21

           
           SENATE HEALTH COMMITTEE  :  6-2, 6/18/14
          AYES: Hernandez, Beall, DeSaulnier, Evans, Monning, Wolk
          NOES: Morrell, Nielsen
          NO VOTE RECORDED: De Le�n

           SENATE APPROPRIATIONS COMMITTEE  :  5-2, 8/4/14
          AYES:  De Le�n, Hill, Lara, Padilla, Steinberg
          NOES:  Walters, Gaines

           ASSEMBLY FLOOR  :  48-25, 5/28/14 - See last page for vote


           SUBJECT  :    Outpatient prescription drugs:  cost sharing

           SOURCE  :     Health Access California


           DIGEST  :    This bill establishes limits on the copayment,  
          coinsurance, or any other form of cost sharing for a covered  
          outpatient prescription drug for an individual prescription of  
          1/12 (equivalent to $529 for 2014) or 1/2 ($3,175 for 2014)  
          applicable to self-coverage only, of the annual out-of-pocket  
          limit (which is $6,350 for 2014), as specified under the federal  
          Patient Protection and Affordable Care Act (ACA) with respect to  
          a non-grandfathered individual or group health plan contract or  
          insurance policy.

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           ANALYSIS  :    Existing law:

          1.Regulates health plans through the Department of Managed  
            Health Care (DMHC) and health insurance policies through the  
            Department of Insurance (CDI).  

          2.Mandates the 10 federally required Essential Health Benefits  
            (EHBs) and establishes Kaiser Small Group health plan as  
            California's EHB benchmark plan.

          3.Requires, on or after January 1, 2015, for non-grandfathered  
            health plan contracts or health insurance policies in the  
            individual and small group markets, to provide for a limit on  
            annual out-of-pocket expenses for all covered benefits that  
            meet the definition of EHB, including out-of-network emergency  
            care, as specified.  For large group, requires a  
            non-grandfathered health plan or health insurer to provide for  
            a limit on annual out-of-pocket expenses for covered benefits,  
            including out-of-network emergency care, as specified.   
            Requires this limit to only apply to EHBs that are covered  
            under the plan or policy to the extent that this provision  
            does not conflict with federal law or guidance on  
            out-of-pocket maximums.

          4.Requires the maximum out-of-pocket limit to apply to any  
            copayment, coinsurance, deductible and any other form of cost  
            sharing for all covered benefits that meet the definition of  
            EHB.  

          5.Limits the total maximum out-of-pocket limit for all EHBs to  
            the dollar amounts in effect under the Internal Revenue  
            Service, as specified, as adjusted by the ACA, as specified.

          6.Excludes specialized health plans or insurance policies from  
            #3 through #5 unless the plan contract or policy offers or  
            provides an EHB.

          7.Limits, for an individual or group health care service plan  
            contract or health insurance policy issued, amended, or  
            renewed on or after January 1, 2015, that provides coverage  
            for prescribed, orally administered anticancer medications  
            used to kill or slow the growth of cancerous cells, the total  
            amount of copayments and coinsurance an enrollee or insured is  
            required to pay for orally administered anticancer medications  

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            to $200 for an individual prescription of up to a 30-day  
            supply.

          8.Establishes Covered California as California's health benefit  
            exchange where individuals and small employers can purchase  
            standardized health insurance from selectively contracted  
            qualified health plans (QHPs) based on bronze, silver, gold  
            and platinum actuarial level categories.  

          This bill:

          1.Limits, with respect to a non-grandfathered individual or  
            group health plan contract or insurance policy, the copayment,  
            coinsurance, or any other form of cost sharing for a covered  
            outpatient prescription drug for an individual prescription to  
            the following:

             A.   For a non-time-limited course of treatment or a  
               time-limited course of treatment of more than three months,  
               1/12 of the annual out-of-pocket limit applicable to  
               self-only coverage, for a supply of up to 30 days; and

             B.   For a prescription drug that has a time-limited course  
               of treatment of three months or less,  of the annual  
               out-of-pocket limit applicable to self-only coverage, for  
               the time-limited course of treatment.

          1.Requires for a high deductible health plan or insurance  
            policy, in #1 above, to only apply once an enrollee's  
            deductible has been satisfied for the plan year.

          2.Exempts health plan contracts or insurance policies for  
            Medicare from the provisions of this bill.

          3.Applies the cost-sharing limits to outpatient prescription  
            drugs covered by the contract or policy that constitute EHBs.

          4.Prohibits this bill from being construed to affect the  
            reduction in cost sharing for enrollees or insureds eligible  
            for cost-sharing reductions under the ACA.

          5.Applies this bill to a specialized health plan contract or  
            insurance policy that offers or provides an EHB.  Exempts from  
            this bill specialized health plan contracts or insurance  

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            policies that do not offer or provide an EHB.

          6.Applies this bill to an individual health plan contract or  
            insurance policy issued, amended, or renewed on or after  
            January 1, 2016, and to a group health plan contract or  
            insurance policy that is issued, amended, or renewed on or  
            after July 1, 2015.

          7.Defines "outpatient prescription drug" as a drug approved by  
            the federal Food and Drug Administration, and prescribed by a  
            licensed health care professional acting within his or her  
            scope of practice, that is self-administered by a patient,  
            administered by a licensed health care professional in an  
            outpatient setting, or administered in a clinical setting that  
            is not an inpatient setting.

          8.Defines plan year for the group market as defined in federal  
            regulations, as specified, and for the individual market as  
            the calendar year.

           Comments
           
          According to the author, the annual out-of-pocket limit  
          established last year is intended to protect Californians from  
          financial ruin by placing hard caps on how much money patients  
          will have to spend out of their own pocket for health care  
          services.  This bill takes that goal a step further but limits  
          it to prescription drugs.  Patients with cancer, HIV/AIDS,  
          hepatitis, multiple sclerosis, and other serious and chronic  
          conditions need high cost specialty drugs, which can cost  
          thousands of dollars.  These Californians can often reach their  
          out-of-pocket limit in the first month of the plan year with  
          only one prescription drug.  Many Californians would find it  
          difficult to spend $6,350, let alone in one month.  Too many  
          patients are forced to choose between paying for their  
          life-saving drugs and paying for housing, child care, or food.   
          In turn, many are suffering, and even face death, from illnesses  
          that are treatable.  AB 1917 reduces the prescription drug cost  
          sharing for patients by capping the amount an individual pays  
          based on a percentage of the out-of-pocket limit.  This protects  
          Californians and makes it easier for them to realistically  
          afford and pay for their health care thereby increasing  
          patients' access and medication adherence to life-saving drugs.   


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           California Health Benefits Review Program (CHBRP) analysis  .  AB  
          1996 (Thomson), Chapter 795, Statutes of 2002, requests the  
          University of California to assess legislation proposing a  
          mandated benefit or service and prepare a written analysis with  
          relevant data on the medical, economic, and public health  
          impacts of proposed health plan and health insurance benefit  
          mandate legislation. CHBRP was created in response to AB 1996.   
          Below are major findings of CHBRP's analysis.

                 Enrollees Covered:  CHBRP estimates that in 2015, 11.7  
               million of 23.4 million Californians with state regulated  
               health insurance would have coverage subject to this bill.   
               Enrollees eligible for cost-sharing reductions under the  
               ACA have incomes between 100% and 250% of the federal  
               poverty level and are enrolled in a silver metal-level QHP  
               in Covered California.  Approximately, 730,000 in 2015 are  
               estimated by CHBRP to have reduced cost sharing, including  
               lower annual out-of- pocket maximums through Covered  
               California

                 Impact on Expenditures:  In a revised analysis based  
               only on the 1/12 cap, CHBRP indicates expenditures would  
               increase in California by an estimated $43.3 million in the  
               non-grandfathered group and individual market.  Premium  
               increases are estimated to range from an average of .02%  
               for group plans to an average of .17% for individual market  
               policies.  Enrollee out-of-pocket expenses would be reduced  
               by an estimated $7 million.  As for the amendment regarding  
               time-limited prescriptions and not time-limited  
               prescriptions, CHBRP is not able to quantitatively say by  
               how much or what the magnitude, but the  limitation would  
               likely result in additional reduction in expenditures.

                 Medical Effectiveness:  CHBRP states that overall there  
               is strong evidence that persons who face higher cost  
               sharing reduce use of both essential and non-essential  
               services, and for prescription drugs, there is evidence  
               that as cost sharing increases for prescription drugs,  
               including specialty prescription drugs, usage decreases.

                 Benefit Coverage:  The mandate is expected to have the  
               greatest impact on high cost and/or specialty drugs.   
               According to CHBRP, the average cost sharing per outpatient  

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               prescription drug claim pre-mandate is $408.94, and  
               post-mandate is $302.24.  This is lower than the cap of  
               $529 because some people will hit their out-of-pocket  
               maximum due to other additional expenses.  CHBRP points out  
               that there is no standard industry definition of specialty  
               prescription drugs, but specialty drugs are generally  
               recognized by many payers as prescription drugs with an  
               average minimum monthly cost of $1,150.  Other criteria may  
               include prescription drugs that treat a rare disease,  
               require special handling, or have a limited distribution  
               network.  Examples of conditions that require treatment  
               using specialty drugs include growth hormone disorders,  
               rheumatoid arthritis, asthma, multiple sclerosis, hepatitis  
               C, hemophilia, cancer and lupus.

                 Utilization:  According to CHBRP approximately 25,582  
               enrollees have high cost/specialty prescription drug claims  
               greater than the AB 1917 limit on cost sharing (1/12th).    
               The limit on cost sharing would increase utilization of  
               high cost and/or specialty drugs by 1.35% and there would  
               be an estimated 345 new users.

                 Public Health:  CHBRP projects no measurable public  
               health impact due to the small percentage of enrollees  
               (.24%) utilizing high cost and/or specialty prescription  
               drugs with cost sharing that would be lowered.  However, on  
               a case by case basis this bill may yield important health  
               and quality of life improvements and could significantly  
               impact disease progression and outcomes.

                 Essential Health Benefits.  This bill would not exceed  
               EHBs and would not require the state to defray the costs of  
               this mandate for enrollees in QHPs.

           Prior Legislation
           
          AB 219 (Perea, Chapter 661, Statutes of 2013) limits the total  
          amount of copayments and coinsurance an enrollee or insured is  
          required to pay for orally administered anticancer medications  
          to $200 for an individual prescription of up to a 30-day supply.  
           Governor Brown wrote in a message approving AB 219 that this  
          policy is not without the potential for unintended consequences  
          and that placing a price cap on a specific class of drugs for a  
          specific class of diseases might not be a policy for the ages.   

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          A sunset on the bill allows for examination of intended and  
          unintended consequences before embracing the policy long term.

          SB 639 (Hernandez, Chapter 316, Statutes of 2013) places in  
          California law provisions of the ACA relating to out-of-pocket  
          limits on health plan enrollee and insured cost-sharing, health  
          plan and insurer actuarial value coverage levels and  
          catastrophic coverage requirements, and requirements on health  
          insurers with regard to coverage for out-of-network emergency  
          services. Applies health plan enrollee and insured out-of-pocket  
          limits to specialized products that offer EHBs.  Allows carriers  
          in the small group market to establish an index rate no more  
          frequently than each calendar quarter.  

          AB 1000 (Perea, 2011) would have required a health plan contract  
          or health insurance policy that provides coverage for  
          prescription drugs and cancer chemotherapy treatment to limit  
          enrollee out-of-pocket costs for prescribed, orally administered  
          anti-cancer medications.  AB 1000 was vetoed by Governor Brown,  
          stating that the bill doesn't distinguish between health plans  
          and insurers who make these drugs available at a reasonable cost  
          and those who do not.  
          
          SB 961 (Wright, 2010) which was virtually identical to AB 1000,  
          was vetoed by Governor Schwarzenegger, who stated in his veto  
          message that the bill would have added costs to increasingly  
          expensive health insurance premiums and it was unnecessary in  
          light of federal health reform.
          
           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes    
          Local:  Yes

          According to the Senate Appropriations Committee:

           Costs of $35,000 in 2014-15, $78,000 in 2015-16, and $70,000  
            per year thereafter for review of plan filings and enforcement  
            by CDI (Insurance Fund.)

           One-time costs of $80,000 for adoption of regulations and  
            review of plan filings and ongoing costs of $25,000 per year  
            for enforcement by DMHC (Managed Care Fund).

           No significant impact to CalPERS for health care costs is  
            anticipated.  CHBRP analyzed a previous version of this bill  

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            and concluded that health care costs to CalPERS would increase  
            by $5.6 million per year.  However, the increase in costs to  
            CalPERS in that analysis related to reduced cost sharing for  
            infertility drugs.  The current version of this bill will not  
            reduce cost sharing for infertility drugs.  For prescription  
            drug coverage that would be impacted by this bill, CalPERS  
            health plans use a co-payment system that complies with the  
            requirements of this bill.

           SUPPORT  :   (Verified  8/6/14)

          Health Access California (source) 
          American Cancer Society Cancer Action Network
          American Federation of State, County and Municipal Employees,  
          AFL-CIO
          California Alliance for Retired Americans
          California Healthcare Institute
          California Teachers Association
          CALPIRG
          Congress of California Seniors
          Epilepsy California
          Epilepsy Foundation
          Greater Sacramento Urban League
          Hemophilia Council of California
          Los Angeles Gay & Lesbian Center
          National Alliance on Mental Illness California
          National Multiple Sclerosis Society
          Project Inform
          Western Center on Law and Poverty

           OPPOSITION  :    (Verified  8/6/14)

          Aetna
          America's Health Insurance Plans
          Anthem Blue Cross
          Association of California Life and Health Insurance Companies
          Blue Shield of California
          California Association of Health Plans
          California Association of Health Underwriters
          California Association of Joint Powers Authorities
          California Chamber of Commerce
          California Manufacturers and Technology Association
          CVS Caremark
          Department of Finance

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          Department of Managed Health Care
          Kaiser Permanente 
          Molina Healthcare of California
          National Federation of Independent Business
          Pharmaceutical Care Management Association

           ARGUMENTS IN SUPPORT  :    Health Access California, the bill's  
          sponsor, writes that the emergence of very high cost specialty  
          drugs as well as drugs administered on an outpatient basis, such  
          as chemotherapy, has led health plans and insurers to impose  
          high copays and coinsurance on these drugs.  Such high cost  
          drugs are often on a fourth tier of a drug formulary with  
          coinsurance of 10% or 20% so a patient may exhaust their annual  
          out-of-pocket limit with a single prescription in the first  
          month.  Asking someone to spend $6,000 for a single prescription  
          upfront is unrealistic.  This bill directly benefits  
          Californians by spreading the cost of prescription drugs so that  
          patient with expensive medications will not be forced to pay  
          high upfront costs.  Western Center on Law and Poverty states  
          that consumers may be able to work out payment plans if they do  
          not have money to pay for a medication, but all too often the  
          answer is that they simply cannot purchase the medication.  The  
          intent of this bill is to protect insured Californians from  
          financial ruin.  

           ARGUMENTS IN OPPOSITION  :    America's Health Insurance Plans  
          writes that this bill further confuses the benefit design for  
          consumers and makes it more difficult to provide affordable  
          health plans that consumers want to purchase.  In order to keep  
          the actuarial value in balance, health plans would need to make  
          an adjustment to some other type of cost sharing in the benefit  
          design to off-set the reduction if a separate cost-sharing limit  
          is established for prescription drugs.  Imposing separate  
          cost-sharing limits for prescriptions does nothing to address  
          the problem of increasing health care costs.  Opponents, such as  
          the California Chamber of Commerce, indicate this bill will  
          increase the usage of the most costly specialty medications,  
          which already account for  25% of all spending for prescription  
          drugs.  The ACA and SB 639 help shield individuals and families  
          from the ever rising cost of health care, setting additional  
          limits that encourage use of costly prescription drugs at the  
          expense of other health care products and services, will  
          dramatically increase health care spending and will force  
          individuals and employers to pay higher premiums.

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           ASSEMBLY FLOOR  :  48-25, 05/28/14
          AYES: Ammiano, Bloom, Bocanegra, Bonilla, Bonta, Bradford,  
            Brown, Ian Calderon, Campos, Chau, Chesbro, Cooley, Dababneh,  
            Daly, Dickinson, Eggman, Fong, Garcia, Gatto, Gomez, Gonzalez,  
            Gordon, Hall, Roger Hern�ndez, Holden, Jones-Sawyer, Levine,  
            Lowenthal, Mullin, Muratsuchi, Nazarian, Pan, John A. P�rez,  
            V. Manuel P�rez, Quirk, Quirk-Silva, Rendon, Ridley-Thomas,  
            Salas, Skinner, Stone, Ting, Waldron, Weber, Wieckowski,  
            Williams, Yamada, Atkins
          NOES: Achadjian, Allen, Bigelow, Ch�vez, Conway, Dahle,  
            Donnelly, Fox, Beth Gaines, Gorell, Gray, Grove, Hagman,  
            Harkey, Jones, Linder, Logue, Maienschein, Mansoor, Melendez,  
            Nestande, Olsen, Patterson, Wagner, Wilk
          NO VOTE RECORDED: Alejo, Buchanan, Frazier, Medina, Perea,  
            Rodriguez, Vacancy


          JL:nl  8/6/14   Senate Floor Analyses 

                           SUPPORT/OPPOSITION:  SEE ABOVE

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