BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 1927
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          Date of Hearing:   April 1, 2014

                       ASSEMBLY COMMITTEE ON HIGHER EDUCATION
                                 Das Williams, Chair
                AB 1927 (Frazier) - As Introduced:  February 19, 2014
           
           [Note: This bill is doubled referred to the Assembly Banking and  
          Finance Committee and will be heard as it relates to issues  
          under its jurisdiction.]
           
          SUBJECT  :   Student financial aid: debit cards.

           SUMMARY  :   Requires the Board of Trustees (BOT) of the  
          California State University (CSU) and the Board of Governors  
          (BOG) of the California Community Colleges (CCC) and requests  
          the Regents of the University of California (UC) and the  
          governing bodies of accredited private non-profit and for-profit  
          postsecondary educational institutions, to adopt policies for  
          negotiating contracts between their postsecondary educational  
          institutions and banks and other financial institutions to  
          disburse students' financial aid awards and other refunds onto a  
          debit card, prepaid card, or a preloaded card.  Specifically,  
           this bill  :  

          1)Requires the CSU BOT and the CCC BOG and requests the Regents  
            of the UC and the governing bodies of accredited private  
            non-profit and for-profit postsecondary educational  
            institutions, to adopt policies for negotiating contracts  
            between their postsecondary educational institutions and banks  
            and other financial institutions to disburse students'  
            financial aid awards and other refunds onto a debit card,  
            prepaid card, or a preloaded card as best serves the needs of  
            the students.

          2)Specifies that the policies adopted shall be consistent with  
            federal law, ensuring that contracts between postsecondary  
            educational institutions and banks or other financial  
            institutions to disburse a student's financial aid award and  
            other refunds onto a debit card, prepaid card or preloaded  
            card do at least all of the following:

             a)   Prohibit the revenue sharing between a postsecondary  
               educational institution and banks or other financial  
               institutions;









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             b)   Prohibit the sale of private information that the  
               student or the postsecondary educational institution  
               provides the bank or other financial institution;

             c)   Prohibit the debit card, prepaid card, or preloaded card  
               use from imposing fees;

             d)   Prohibit the debit card, prepaid card, or preloaded card  
               from being cobranded, which means including the logo of the  
               postsecondary educational institution;

             e)   Ensure that the student does not incur any cost in  
               opening the account or initially receiving the debit card,  
               prepaid card, or preloaded card;

             f)   Ensure that the student has convenient access to a  
               branch office of the bank or an automated teller machine  
               (ATM) of the bank in which the account was opened or of  
               another bank, so that the student does not incur any cost  
               in making withdrawals from that office or those ATMs and,  
               the branch office or ATMs must be located on the  
               postsecondary educational institution's campus, in an  
               institutionally owned or operated facility, or immediately  
               adjacent to and accessible from the campus;

             g)   Ensure that the debit card, prepaid card, or preloaded  
               card can be widely used; and,

             h)   Not market or portray the account or debit card, prepaid  
               card, or preloaded card as a credit card or credit  
               instrument, or subsequently convert the account or debit  
               card, prepaid card, or preloaded card to a credit card or  
               credit instrument.

           EXISTING LAW  :

          1)Establishes rules (via federal regulations) for the  
            disbursement of federal financial aid to students.  Said rules  
            authorize a school to establish a policy requiring its  
            students to provide bank account information, or open an  
            account at a bank of their choosing as long as this policy  
            does not delay the disbursement of federal student aid funds  
            to students.  Should a school open a bank account on behalf of  
            the student, the rules require that schools comply with  
            conditions related to consent, notice, disclosure and costs to  








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            open or transact on the account and additionally require that  
            the school ensure that the student has convenient access to a  
            branch office or ATMs of the bank so that the student does not  
            incur any cost in making cash withdrawals.  Additionally, the  
            regulations require that the branch office or ATMs be located  
            on the institution's campus, in institutionally-owned or  
            operated facilities, or immediately adjacent to and accessible  
            from the campus.  These rules also include conditions that  
            must be met if a school uses a store value card or prepaid  
            debit card (34 California Code of Federal Regulations (CFR) �  
            668.164(c)(3)).

          2)Allows schools to contract with servicers for the  
            administration of any aspect of the school's participation in  
            Title IV programs and specifies that a school may accept the  
            standard contract terms and conditions in a servicer's  
            proposal for delivering credit balances or negotiate the terms  
            and conditions to meet the specific needs of the school or its  
            students (34 CFR � 668.25).

          3)Defines the term "debit card" as an accepted card or other  
            means of access to a debit cardholder's account that may be  
            used to initiate electronic funds transfers and may be used  
            without unique identifying information such as a personal  
            identification number to initiate access to the debit  
            cardholder's account (Civil Code [CIV] � 1748.30).

          4)Limits a debit cardholder's liability for unauthorized use of  
            a debit card (CIV � 1748.31).

          5)Provides for a variety of student financial aid programs  
            including the Cal Grant programs and the CCC Board of  
            Governors fee waiver program.  Current law requires that  
            eligibility for a Cal Grant and the determination of financial  
            need be accomplished using the Free Application for Federal  
            Student Aid (FAFSA), and that this application be used for all  
            programs funded by the state or a public institution of  
            post-secondary education as well as all federal programs  
            administered by a postsecondary educational institution.   
            Current law makes an exception to this requirement for the BOG  
            fee waiver program which is authorized to use a simplified  
            application designed for that sole purpose (Education Code �  
            69432.9 and � 69433).

           FISCAL EFFECT  :   Unknown








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           COMMENTS  :    Background  .  When students receive financial aid,  
          whether it is in the form of a scholarship, grant, or student  
          loan, schools apply that money to college costs then disburse  
          the rest to the student.   Instead of disbursing remaining aid  
          funds by check, many campuses are funding financial aid awards  
          through special debit cards that sometimes double as student  
          identification cards. 

          Recent reports and media attention have raised concerns about  
          whether the terms and conditions of the debit cards that  
          servicers use to deliver financial aid credit balances to  
          students are in the best interest of students.

           Title IV  .  Title IV of the Higher Education Act (HEA) of 1965,  
          as amended, authorizes various programs that provide financial  
          aid to eligible postsecondary students enrolled in eligible  
          programs at participating schools. Federal Student Aid (FSA), an  
          Office of the U. S. Department of Education (USDE), is  
          responsible for administering the Title IV programs, including  
          overseeing the activities carried out by schools, servicers and  
          other entities involved in administering the programs.  The  
          Title IV programs include a variety of loans, grants and Federal  
          Work-Study.

           Need for the bill  .  According to the author, as college budgets  
          have shrunk, colleges have partnered with financial firms to  
          disburse student financial aid - oftentimes in the form of debit  
          and prepaid cards.  While these partnerships can lower  
          administrative costs for colleges and have the potential to be  
          beneficial to students, their value has been called into  
          question in instances where students end up bearing the cost  
          directly through poor customer service and unnecessarily high  
          fees that eat into their already limited financial aid.  The  
          author states, "Existing federal law requires minimal  
          protections for students and does not address issues that have  
          been particularly problematic.  Colleges and universities must  
          set in place regulations for campus debit card programs to  
          ensure that students are protected in these arrangements."

          According to a May 2012 U. S. Public Interest Research Group  
          (PIRG) Educational Fund report entitled, "The Campus Debit Card  
          Trap:  Are Bank Partnerships Fair to Students?" - issuing debit  
          cards for disbursing funds may be good for colleges, but the  
          study argues that cash-strapped students absorb the costs.  The  








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          PIRG study finds that some debit cards come with transaction  
          fees as high as 50 cents per swipe, $38.00 per overdraft and  
          $10.00 for inactivity after six months without use.  The PIRG  
          study also finds that students do not fully realize what they  
          are signing up for when they elect to receive their financial  
          aid award via debit card.  Additionally, the PRIG study finds  
          that debit card contracts have been controversial at some  
          postsecondary campuses; and that it is hard to obtain contracts  
          between the postsecondary institutions and the banks and other  
          financial institutions when seeking to disburse students'  
          financial aid awards via debit cards.  

           Recent federal actions  .  The USDE Office of Inspector General  
          March 2014 report entitled, "Third-Party Servicer Use of Debit  
          Cards to Deliver Title IV Funds," reveals their findings  
          regarding the use of debit cards to deliver Title IV funds to  
          students.  The objectives of their review was to:  1) identify  
          the methods, terms and conditions, and time frames for  
          delivering Title IV funds to students; 2) determine what  
          personal student information is provided by schools or collected  
          by servicers during the Title IV funds delivery process; 3)  
          identify school and servicer procedures for addressing student  
          complaints about the use of debit cards to deliver Title IV  
          funds; and, 4) determine how FSA monitors schools' and  
          servicers' delivery of Title IV funds through the use of debit  
          cards to protect students from inappropriate practices. The  
          Inspector General determined that the USDE needs to take action  
          to better ensure that the interests of students are being served  
          when schools use servicers to deliver credit balances. 

          The Inspector General's report comes as the USDE is considering  
          new debit card rules as part of a wide-ranging rule making  
          session on federal student aid.

          The U. S. Government Accountability Office (GAO) issued a report  
          in February 2014, entitled, "College Debit Cards - Actions  
          Needed to Address ATM Access, Student Choice and Transparency"  
          and found that at least 852 schools, or 11% of U.S. colleges and  
          universities, have agreements to provide debit or prepaid card  
          services to their students as of July 2013, and most offered  
          students the ability to receive federal student aid and other  
          payments on a card.  These schools were disproportionately  
          large; their enrollments constituted about 40% of all  
          postsecondary students.  However, the percentage of students  
          enrolled in their schools' college card programs was unknown.   








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          The GAO report also found that in the majority of agreements,  
          the schools also outsourced to their card provider the process  
          for paying financial aid and other funds via college cards and  
          other methods.  Some schools also used college cards as student  
          identification.  Additionally, although schools cannot require  
          students to use college cards, the GAO report raised concerns  
          about the extent to which students have been able to make fully  
          informed choices about whether to enroll in the debit or prepaid  
          cards their schools offer. The GAO report contends that  
          educational guidance on college cards does not currently address  
          the marketing of the cards or the extent to which schools must  
          inform students about financial aid payment options, although  
          schools are required to inform students of the terms and  
          conditions of college cards before an account is opened.

          Last fall, USDE issued its Notice of Proposed Rulemaking (NPRM)  
          in order to create a negotiated rulemaking committee and tasked  
          the committee to review many elements of student financial aid,  
          including, but not limited to, the cash management of funds  
          provided under Title IV programs, including the use of debit  
          cards and the handling of Title IV credit balances.  This  
          recently formed committee is still meeting; to date, findings,  
          declarations, and recommendations have not been disclosed.  

          According to the USDE Office of Postsecondary Education, the  
          first session of the committee was a listening session where  
          negotiators provided their input in response to the Issue Papers  
          provided by the USDE (under Session 1 Materials on the website).  
           During the second session, which took place at the end of  
          March, the negotiators discussed draft regulatory language  
          provided by the USDE.  Once provided to the committee, that  
          draft language and other materials considered by the committee,  
          will be posted to the website.  Most likely, it will not be  
          until the final session, which is scheduled to take place at the  
          end of April, when the committee will vote on the draft language  
          that has been developed to determine if there is consensus on it  
          (meaning that there is no dissent by any member of the  
          negotiating committee).  

          To note, if consensus is achieved, the USDE uses that regulatory  
          language in its NPRM.  If not, the USDE may use regulatory  
          language developed during the negotiations as the basis for its  
          NPRM, or develop new regulatory language for all or a portion of  
          its NPRM.  To track the progress of the committee, on the  
          internet, go to:








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           http://www2.ed.gov/policy/highered/reg/hearulemaking/2012/program 
          integrity.html  .  

           Committee consideration  .  With the USDE in the process of  
          reviewing their regulations concerning the disbursement of Title  
          IV funds to students, should our state act on this issue prior  
          to obtaining updated guidelines and regulations from the USDE?
           
          Other efforts  .  The 77th Oregon Legislative Assembly is  
          currently considering House Bill 4102; which prohibits public or  
          private post-secondary educational institutions from entering  
          into contracts with financial firms to provide disbursement and  
          management services of student financial aid funds unless the  
          following requirements are met:  1) clear and concise disclosure  
          of fee schedules before the student agrees to use an account  
          offered by third-party financial firm; 2) explanation of all  
          methods available to students to access financial aid; 3)  
          ability for students to choose to receive financial aid through  
          a paper check or electronic funds transfer; 4) require paper  
          checks be sent or electronic fund transfers be initiated, at no  
          cost to the student, within three business days of the students'  
          request; 5) prohibit charging students fees per transaction for  
          making a debit or similar transaction using a debit or similar  
          card provided by the third-party financial firm; and, 6)  
          prohibitive provision allowing revenue sharing. 

           Related legislation  .  SB 845 (Correa), which is pending a  
          hearing date in the Senate Appropriations Committee, would  
          require the CCC BOG and the CSU Trustees, and would request the  
          UC Regents and each governing body of an accredited private  
          postsecondary educational institution, to develop, in  
          consultation with stakeholders, one or more model contracts for  
          use at their respective systems for the disbursement of a  
          financial aid award, scholarship, campus-based aid award, or  
          school refund on a debit, prepaid, or preloaded card.

          SB 595 (Ron Calderon), Chapter 217, Statutes of 2013, prohibited  
          any campus of the CCC or the CSU from entering into a contract  
          with any entity on or after January 1, 2014, that requires  
          students to open an account with the entity as a condition of  
          the student receiving a financial aid disbursement, and requires  
          that they offer a student the option of receiving his/her  
          financial aid disbursement via direct deposit within one day of  
          the disbursement of monies, as specified.  The bill also  








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          requests the UC to comply with these provisions.

          AB 1162 (Frazier), would have required the CCC BOG and the CSU  
          Trustees, and request UC Regents and the governing bodies of  
          accredited private postsecondary educational institutions to  
          adopt policies to be used to negotiate contracts with financial  
          institutions.  This bill was approved by this committee on April  
          9, 2013, by a vote of 9-1, but failed passage in Senate Banking  
          and Finance Committee.  

          AB 262 (Coto), Chapter 679, Statutes of 2007, required the BOT  
          of the CSU and the BOG of the CCC and urged the Regents of the  
          UC and to (1) annually direct each of their campuses to disclose  
          specified information regarding on-campus credit card marketing  
          activities, and (2) prohibit banks and other commercial entities  
          from offering gifts to students in exchange for completing  
          credit card applications.  

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          None on file.

           Opposition 
           California Bankers Association  


          Analysis Prepared by  :    Jeanice Warden / HIGHER ED. / (916)  
          319-3960