BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 1978
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          Date of Hearing:   April 29, 2014

                        ASSEMBLY COMMITTEE ON HUMAN SERVICES
                                  Mark Stone, Chair
                 AB 1978 (Jones-Sawyer) - As Amended:  March 28, 2014
           
          SUBJECT  :  Child Welfare Social Worker Empowerment and Foster  
          Child Protection Act

           SUMMARY  :  Enacts the Child Welfare Social Worker Empowerment and  
          Foster Child Protection Act.  Specifically,  this bill  :   

          1)Declares the following legislative findings:  

             a)   While California foster children are in foster care,  
               they are uniquely dependent upon the lawful, efficient, and  
               competent delivery of state and local government services  
               and implementation of state and federal law;

             b)   The special and uniquely vulnerable status of foster  
               children warrants extending whistleblower protections for  
               state employees to county child welfare social workers to  
               ensure that each worker, without fear of retaliation, can  
               advocate for policies that benefit every child and publicly  
               participate in discussions about each child's wellbeing;  
               and

             c)   County child welfare social workers who implement state  
               and federal policy related to the delivery of services and  
               implementation of programs benefitting foster children  
               should have an avenue to suggest cost-saving efficiencies  
               in the delivery of services to foster children, in a  
               fashion that is transparent and accountable to the public. 

          2)Requires counties, when doing self-assessments and improvement  
            plans in child welfare, to consult with stakeholders,  
            including county child welfare agencies and probation agency  
            staff at all levels, current and former foster children,  
            children's attorneys, and foster care providers.

          3)Requires counties, when doing self-assessments and improvement  
            plans in child welfare, to consult with at least one county  
            child welfare worker named by the bargaining unit representing  
            children's social workers.









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          4)Requires that each county's child welfare improvement plan,  
            approved by the county board of supervisors, include a  
            separately titled provision that lists and provides the  
            rationale for proposed operational improvements identified  
            during the stakeholder process that can be implemented at a  
            cost savings to the county or within existing county  
            resources.

          5)Prohibits a county child welfare agency from retaliating  
            against a social worker if the social worker has reasonable  
            cause to believe that a policy, procedure, or practice related  
            to the provision of child welfare services endangers the  
            health or well-being of a child or children and the social  
            worker discloses this information to a government or law  
            enforcement agency, an appointed or elected official, or the  
            public.

          6)Provides that nothing in this bill authorizes a social worker  
            within a county child welfare agency to disclose the identity  
            of a child or any portion of a case file.

          7)Authorizes county child welfare social workers to comment on a  
            child welfare case, within the scope of the information  
            released, once documents have been released by the custodian  
            of records, as specified.

           EXISTING LAW   

          1)Establishes the California Child and Family Service Review  
            (C-CFSR) System to maximize compliance with federal Social  
            Security Act Title IV-E Regulations and to improve child  
            welfare outcomes for children and their families in the areas  
            of child protection, foster care, adoption, family connections  
            and independent living services.  (WIC 10601.2)

          2)In development of the C-CFSR, required the Health and Human  
            Services (HHS) Agency to convene a working group comprised of  
            specified state and local agencies and foster care advocacy  
            organizations to develop a work plan by which a child and  
            family service review are conducted.  (WIC 10601.2(c)(1))

          3)Requires the Department of Social Services to undertake  
            individual child and family service reviews of each CWA and  
            requires counties found out of compliance with the C-CFSR to  
            undergo technical assistance, as specified.  (WIC 10601.2(h))








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          4)Upon determination of the Director of the Department of Social  
            Services (DSS) that a county child welfare agency (CWA) or  
            probation agency is failing to comply with federal and state  
            child welfare laws and regulations, permits the Director, in a  
            specified period of time, to bring an action for injunctive  
            relief to secure immediate compliance, or to hold a hearing at  
            which the CWA or probation agency must appear, as specified,  
            to show cause why the Director should not take administrative  
            action to secure compliance, as specified.  (WIC 10605 and  
            10605.2)

          5)Provides that all applications and records maintained or kept  
            in regards to the administration or provision of social  
            services, as specified, to be confidential and not be made  
            open other than for the purposes of the administration or  
            provision of the social service programs, unless otherwise  
            specified.  (WIC 10850)

          6)Requires specified information from a child welfare case  
            related to the suspected death of a child cause by abuse or  
            neglect to be released within five days, and permits DSS and  
            the CWA to comment on the case within the scope of the  
            release, as specified.  (WIC 10850(a) and (g))

           FISCAL EFFECT  :  Unknown

           COMMENTS  :    

           Background  :  AB 636 (Steinberg), Chapter 678, Statutes of 2001,  
          established the California-Child and Family Services Review  
          System (C-CFSR), which was implemented in January 2004.   
          Development of the C-CFSR marked a shift from the previous  
          oversight system focusing on regulatory compliance to a system  
          focusing on measuring outcomes for children in the child welfare  
          services system, including recurrence of maltreatment and child  
          safety, number of foster home placements, length of time to  
          reunification with birth parents and permanency.  In addition to  
          the federally required outcome measures, the C-CFSR includes  
          state-specific outcome measures for overall child and family  
          well-being.  DSS reviews all counties on a five-year cycle under  
          the C-CFSR to determine county performance in meeting system  
          requirements and improving outcomes for children.  

          The reviews consist of a county self-assessment, which is  








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          influenced by local stakeholder input and identifies the  
          county's strengths, areas needing improvement and barriers to  
          improvement within the local system; a Peer Quality Case Review,  
          which supplements the self-assessment with input from peer  
          counties and outside experts; and a System Improvement Plan  
          (SIP), which identifies annual targets for improvement in  
          outcomes for children within the local child welfare services  
          system.  The state encourages counties to use existing planning  
          processes and community groups to increase public participation,  
          and most counties work with a group of core representatives in  
          the development of self-assessments.  Additionally, DSS approves  
          each county SIP, and monitors compliance using quarterly  
          performance reports. 

           Need for the bill  :  Stating the need for the bill, the author  
          writes:

               "With recent, sweeping budget cuts to child welfare and  
               foster care and re-alignment, it is more important than  
               ever for county social workers, boards of supervisors, and  
               child welfare directors to identify and implement   
               operational improvements that will reduce paperwork,  
               enhance social worker productivity and job satisfaction,  
               and help ensure that abused and neglected children are well  
               looked after.

               Unprecedented budget cuts and external audits from two  
               counties that found that bureaucracy impedes effective  
               social work, imperiling the lives of children, it is  
               apparent that social workers have not had a platform where  
               they feel free to advocate for common-sense policies and  
               procedures."

           Staff comments  :  This measure is a re-introduction of AB 921  
          (Jones-Sawyer) from 2013.  Initially proposed to also include  
          civil penalties for specified offenses committed against a  
          social worker and a requirement for counties to adopt an  
          ordinance that provides social workers specific additional  
          authority and protections, its scope was limited as it moved  
          through the legislative process.  The current language in this  
          measure is a replication of the final version of AB 921, which  
          was adopted by the Legislature, but vetoed by the Governor. 

          In justifying his veto of AB 921, the Governor wrote:









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               Among its provisions, the bill would allow any social  
               worker to comment on any child welfare services  
               policy, procedure and practice, or any publicly  
               released child fatality case, with impunity. 

               While this bill has the best of intentions, it  
               overreaches.  The judgment of social workers should  
               be valued, but we don't need a law to protect their  
               opinions, and theirs alone.  Social workers, like  
               other public or private employees, already have  
               "whistleblower" protections for illegal acts they  
               report.  Specific county policies and practices that  
               are legal but problematic should be resolved at the  
               county level, or through legislation as a last  
               resort, when counties cannot do it on their own. 

               Social workers, the state and counties all have a  
               duty to protect children who are abused and  
               neglected.  We should all work together in good faith  
               to that end.

          According to the Service Employees International Union  
          (SEIU) - California, it sponsored AB 921 in response to a  
          series of tragedies, including child deaths as a result of  
          abuse and neglect that occurred in two of California's  
          largest counties; Los Angeles and Sacramento.  In its  
          support of AB 921, SEIU wrote:

               "Our workers are the ones one the front lines,  
               providing essential services to protect youth from  
               horrible circumstances.  We believe that AB 921 is  
               necessary to ensure that social workers are heard and  
               feel comfortable and protected to share their  
               stories.  This bill will ensure that our workers have  
               a voice and a seat at the table when operational  
               reforms are made, discussed and/ or recommended.   
               SEIU understands that the current process set forth  
               by AB 636 requires social workers to provide  
               information and recommendations around systemic  
               reforms and we certainly don't want to be duplicative  
               in our efforts, however for unexplained reasons many  
               of our CWS social workers believe that their  
               recommendations are often not considered or provided  
               in the reports required by the AB 636 process.  We  
               believe that if the stakeholder discussions set forth  








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               in AB 636 were effective our local union would not  
               have needed to independently research and draft  
               recommendations for operational improvements.  SEIU  
               believes that this bill will help rectify that  
               problem and ensure that front line workers are able  
               to voice their concerns and opinions on what  
               improvements are necessary to help provide better  
               outcomes for the youth and families we serve."

          The argument in support of this measure exposes some differences  
          between what statute requires and what DSS requires in regards  
          to how a county conducts its C-CFSR process.  Specifically,  
          under current statute, there is not a specific list of  
          stakeholders counties are required to consult in the development  
          of its C-CFSR.  Rather, that level specificity is left to  
          guidance required by DSS through the issuance of an All-County  
          Letter (ACL).  ACL 04-05, issued in February 2004 to implement  
          the requirements and provide guidance for the C-CFSR, states  
          that the County Self-Assessment Team (CSAT) is required to be  
          composed of the following stakeholders:

          1)The California Youth Connection, if available;

          2)The County Health Department;

          3)The County Mental Health Department;

          4)CWS Administrators, Managers, and Social Workers;

          5)Parents;

          6)The local educational agency;

          7)Local native American tribes, as applicable and available;

          8)Probation administrators, supervisors, and officers; and

          9)Licensed adoption agencies, as specified.

          It also specifies groups that must be consulted or represented,  
          which includes court appointed special advocates (CASAs), the  
          County Alcohol and Drug Department, labor, law enforcement,  
          child and parent representatives, the juvenile court, and a  
          regional training agency.  It goes on to provide examples of  
          other groups that may be consulted, however, there is no   








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          requirement or stated permission for stakeholders to provide a  
          selected individual to represent their interests, or whether a  
          minor's counsel, licensed foster care giver, or current or  
          former foster youth are to include a children's counsel  
          organization, firm or a minor's counsel.  Current law is also  
          unclear as to whether the current process to identify  
          individuals and organizations for participation in the C-CFSR  
          may be selective. 

          This measure highlights a more comprehensive challenge with the  
          C-CFSR; its lack of details on how stakeholders may have their  
          input solicited and taken into account.  Current governing  
          C-CFSR statute is now ten years old and has not been modified to  
          reflect the lessons learned since its implementation.

           POLICY CONSIDERATIONS:  

          The author, although proposing to address involvement of  
          specific individuals who represent a particular portion of the  
          child welfare system in the C-CSFR, touches upon what may be a  
          more timely issue; evaluating and modifying, as necessary, the  
          county process to ensure inclusive and thoughtful feedback of  
          all stakeholders involved in providing for the improved outcomes  
          of children in foster care. 

          Should the Committee choose to pass this measure, it should  
          strongly encourage the author and sponsors to engage with DSS,  
          the County Welfare Directors Association, the County Probation  
          Officers of California, the Administrative Office of the Courts,  
          social worker and probation officer representative organizations  
          and associations, youth-based foster youth organizations and  
          current and former foster youth, minors counsel agencies, foster  
          care giver organizations, health and education advocacy  
          organizations, and other related stakeholders to determine  
          whether this bill should be amended to reflect a more holistic  
          approach to revising how the C-CFSR process includes and takes  
          into consideration broader stakeholder input.

           RECOMMENDED AMENDMENTS  :

          The bill amends Section 10850.4(h) of the Welfare and  
          Institutions Code to allow any social worker, in addition to the  
          state or county CWS agency to respond publicly to a child death  
          review.  This could be construed to allow any social worker to  
          comment regardless of whether he or she was associated with the  








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          subject of the child death review.  The bill should be limited  
          to allow only those associated with the case to comment. 

          Specifically, committee staff recommends the following  
          amendments:

          Amendment #1 - On page 11, line 33 delete "the" and insert "and  
          the respective"

          Amendment #2 - On page 11, lines 33 and 34 delete "agency, and  
          any" and replace with "agency and" 


           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          SEIU - Sponsor 
          Children's Advocacy Institute, USD - Co-sponsor 

           Opposition 
           
          None on file.
           
          Analysis Prepared by  :    Chris Reefe / HUM. S. / (916) 319-2089