BILL ANALYSIS                                                                                                                                                                                                    �




                   Senate Appropriations Committee Fiscal Summary
                            Senator Kevin de Le�n, Chair


          AB 2040 (Garcia) - Public official compensation.
          
          Amended: June 25, 2014          Policy Vote: G&F 7-0
          Urgency: No                     Mandate: Yes
          Hearing Date: August 4, 2014                            
          Consultant: Mark McKenzie       
          
          This bill may meet the criteria for referral to the Suspense  
          File. 

          
          Bill Summary: AB 2040 would require local agencies to report  
          information on public official compensation in annual financial  
          transactions reports submitted to the State Controller (SCO),  
          and either post the information on its website, or post a link  
          to that information on the SCO's website.

          Fiscal Impact: 
              Unknown, likely minor reimbursable mandate costs.  Local  
              agencies could seek reimbursement for any costs incurred for  
              compiling compensation data and including it in the annual  
              financial report, and for posting that information on their  
              respective websites.  (General Fund)

              No new costs to the SCO to compile the information from  
              annual financial reports and post it on its website because  
              the bill codifies current SCO practice.  However, placing  
              those requirements in statute could create cost pressures  
              because it creates a legal compulsion to collect and publish  
              information on public compensation; the SCO currently  
              performs this function at his discretion.   

          Background: Existing law requires the Controller to compile and  
          publish reports of the financial transactions of each county,  
          city, and special district within the state, together with any  
          other matter he or she deems of public interest.  Existing law  
          also requires the local agency official who has charge of the  
          financial records of the agency to submit a report to the SCO  
          that includes all of the local agency's financial transactions  
          in the preceding fiscal year, as specified.  

          In the wake of the scandals over local official compensation in  








          AB 2040 (Garcia)
          Page 1


          the City of Bell, and in an effort to promote government  
          transparency, the SCO worked with local agencies to compile  
          information regarding compensation paid to local officials and  
          launched a website to make that information available to the  
          public.  The Government Compensation in California website  
          includes information about all local agency employees with wages  
          reportable on a Federal W-2 form.  Data is self-reported by  
          local governments and is not verified by the SCO.  

          Proposed Law: AB 2040 would require local agencies that submit  
          an annual financial transactions report to the SCO each year to  
          also report the annual compensation of the agency's public  
          officials in accordance with instructions developed by the SCO  
          in consultation with affected local agencies.  The SCO would be  
          required to compile, publish, and make available on its website,  
          in a format that may be printed and downloaded, information on  
          public official compensation that is reported by local agencies.  
           The bill would also require local agencies to either post the  
          compensation information on their respective websites or post a  
          link to the SCO's Government Compensation in California website.

          Staff Comments: There is no explicit requirement in current law  
          for local agencies to report public official compensation to the  
          SCO, or for the SCO to compile that information and make it  
          available to the public.  The SCO indicates that the bill would  
          not impose new costs because it would codify that current  
          practice.  However, placing those requirements in statute could  
          create cost pressures by creating a legal compulsion to collect  
          and publish information on public compensation; the SCO  
          currently performs this function at his discretion.

          Government Code section 17565 states that "if a local agency or  
          a school district, at its option, has been incurring costs which  
          are subsequently mandated by the state, the state shall  
          reimburse the local agency or school district for those costs  
          incurred after the operative date of the mandate." This is  
          consistent with the constitutional requirement to reimburse for  
          state-mandated costs, since the costs in this case, though not  
          new, were not mandated by the state prior to the new law.  To  
          the extent that local agencies are not legally compelled under  
          current law to report annual compensation of public officials to  
          the SCO, this bill would create a state mandate.  Any costs  
          incurred by local agencies to compile and report that  
          information following the operative date of this bill would be  








          AB 2040 (Garcia)
          Page 2


          subject to reimbursement by the state, if a successful claim is  
          filed with the Commission on State Mandates.  Staff estimates  
          that costs to compile compensation information would be minor  
          since local agencies are currently providing that data to the  
          SCO, and have presumably already established any necessary  
          procedures for compiling and reporting the information.  It is  
          unlikely that affected agencies would expend the time and  
          resources necessary to file a claim with the Commission for  
          reimbursement of these costs.  It should be noted, however, that  
          the bill's requirements would apply to over 4,000 local agencies  
          that currently submit an annual financial report to the SCO.

          In addition, the bill requires local agencies to report  
          compensation in accordance with instructions developed by the  
          SCO in consultation with affected local agencies.  It is unclear  
          whether any future changes to those instructions that would  
          increase requirements related to the report, and potentially  
          impose additional costs on local agencies, would be subject to  
          reimbursement.

          Recommended Amendments: Staff recommends an amendment to delete  
          the specific citation of the SCO website.  Staff notes that the  
          bill was amended in the Assembly Appropriations Committee to  
          remove the specific link, among other changes. 

          Page 5, delete line 19, and insert:  Web site.