BILL ANALYSIS                                                                                                                                                                                                    �




                                                                  AB 2041
                                                                  Page A

          ASSEMBLY THIRD READING
          AB 2041 (Jones)
          As Amended  April 22, 2014
          Majority vote 

           HUMAN SERVICES      6-0                                         
           
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          |Ayes:|Stone, Maienschein,       |     |                          |
          |     |Ammiano,                  |     |                          |
          |     |Ian Calderon, Garcia,     |     |                          |
          |     |Grove                     |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |     |                          |     |                          |
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           SUMMARY  :  Provides a statutory definition for Behavior  
          Management Assistants and Behavior Management Consultants for  
          purposes of providing behavioral health treatment, being  
          vendorized by regional centers, and receiving health insurance  
          coverage for providing such services.  Specifically,  this bill  :   


          1)Aligns the definitions of Behavior Management Assistant and  
            Behavior Management Consultant for purposes of regional center  
            vendorization with the definition for behavioral health  
            treatment provided for in current statute related to health  
            plan and insurance coverage of specified treatments for  
            individuals with pervasive developmental disorder or autism. 

          2)Deletes references to the current definitions for Behavior  
            Management Assistant and Behavior Management Consultant in  
            Title 17 of the California Code of Regulations (CCR) Section  
            54342 and instead references the newly proposed definitions  
            for both professionals for purposes of payment for behavioral  
            health treatment by health care service plan contracts and  
            health insurance policies, as specified.

           EXISTING LAW :
           
           1)Establishes an entitlement to services for individuals with  
            developmental disabilities under the Lanterman Developmental  
            Disabilities Services Act (Lanterman Act).  (Welfare and  
            Institutions Code (WIC) Section 4500 et seq.)










                                                                  AB 2041
                                                                  Page B

          2)Grants all individuals with developmental disabilities, among  
            all other rights and responsibilities established for any  
            individual by the United States Constitution and laws and the  
            California Constitution and laws, the right to treatment and  
            habilitation services and supports in the least restrictive  
            environment.  (WIC Section 4502)

          3)Establishes a system of 21 nonprofit regional centers  
            throughout the state to identify needs and coordinate services  
            for eligible individuals with developmental disabilities and  
            requires the Department of Developmental Services (DDS) to  
            contract with regional centers to provide case management  
            services and arrange for or purchase services that meet the  
            needs of individuals with developmental disabilities, as  
            defined.  (WIC Section 4620 et seq.)

          4)Requires the development of an Individual Program Plan (IPP)  
            for each regional center consumer, which specifies services to  
            be provided to the consumer, based on his or her  
            individualized needs determination and preferences, and  
            defines that planning process as the vehicle to ensure that  
            services and supports are customized to meet the needs of  
            consumers who are served by regional centers.  (WIC Section  
            4512)

          5)Creates a process by which regional centers may "vendorize"  
            service providers, thereby providing a path to contract for  
            services with that provider and ensuring maximum flexibility  
            and availability of appropriate services and support for  
            persons with developmental disabilities.  (WIC Section 4648) 

          6)Authorizes regional centers to solicit an individual or agency  
            through a request for proposals or other means to provide  
            needed services or supports not presently available, provided  
            it is necessary to expand the availability of needed services  
            of good quality.  (WIC Section 4648(e)(1))



          1)Defines behavioral health treatment, for purposes of payment  
            under a health care service plan contract or a health  
            insurance policy, as professional services and treatment  
            programs, including applied behavior analysis and  
            evidence-based behavior intervention programs, which develop  









                                                                  AB 2041
                                                                  Page C

            or restore, to the maximum extent practicable, the functioning  
            of an individual with pervasive developmental disorder or  
            autism, and sets forth criteria that must be met related to  
            the treatment plan, prescription of the treatment, and the  
            providers authorized to provide such treatment, which includes  
            qualified autism service professionals, as specified. (Health  
            and Safety Code (H&S) Section 1374.73(c)(1), Insurance Code  
            (INS) Section 10144.51(c)(1))

          7)Includes in the definition of a "qualified autism service  
            professional" a behavioral service provider approved as a  
            vendor by a California regional center to provide services as  
            an Associate Behavior Analyst, Behavior Analyst, Behavior  
            Management Assistant, Behavior Management Consultant, or  
            Behavior Management Program as defined in Title 17 CCR Section  
            54342. (H&S Section 1374.73(c)(4)(D), INS Section  
            10144.51(c)(4)(D))

          8)Defines in state regulations, for purposes of regional center  
            vendorization, Behavior Management Assistant and Behavior  
            Management Consultant and requires education or experience in  
            an applied behavior analysis (ABA) for both professionals, as  
            specified. (Title 17 CCR Section 54342)

           FISCAL EFFECT  :  Unknown.  This bill is keyed non-fiscal by the  
          Legislative Counsel.

           COMMENTS  :  This bill seeks to make training and education  
          requirements for Behavior Management Assistants and Behavior  
          Management Consultants who provide behavioral health treatment  
          to individuals with pervasive developmental disorders or autism  
          spectrum disorders consistent with the definition of behavioral  
          health treatment services that are required to be covered under  
          health care service plan contracts and health insurance  
          policies.

          Background:  The Lanterman Act guides the provision of services  
          and supports for Californians with developmental disabilities.   
          Each individual under the Lanterman Act, typically referred to  
          as a "consumer," is legally entitled to treatment and  
          habilitation services and supports in the least restrictive  
          environment.  Lanterman Act services are designed to enable all  
          consumers to live more independent and productive lives in the  
          community. 









                                                                  AB 2041
                                                                  Page D


          The term "developmental disability" means a disability that  
          originates before an individual attains 18 years of age, is  
          expected to continue indefinitely, and constitutes a substantial  
          disability for that individual.  It includes intellectual  
          disabilities, cerebral palsy, epilepsy, and pervasive  
          developmental disorder/autism spectrum disorder (PDD/ASD).   
          Other developmental disabilities are those disabling conditions  
          similar to an intellectual disability that require treatment  
          (i.e., care and management) similar to that required by  
          individuals with an intellectual disability.  This does not  
          include conditions that are solely psychiatric or physical in  
          nature, and the conditions must occur before age 18, result in a  
          substantial disability, be likely to continue indefinitely, and  
          involve brain damage or dysfunction.  Examples of conditions  
          might include intracranial neoplasms, degenerative brain disease  
          or brain damage associated with accidents. 

          Direct responsibility for implementation of the Lanterman Act  
          service system is shared by DDS and 21 regional centers, which  
          are private nonprofit entities, established pursuant to the  
          Lanterman Act, that contract with DDS to carry out many of the  
          state's responsibilities under the Lanterman Act.  The principal  
          roles of regional centers include intake and assessment,  
          individualized program plan development, case management, and  
          securing services through generic agencies or purchasing  
          services provided by vendors.  Regional centers also share  
          primary responsibility with local education agencies for  
          provision of early intervention services under the California  
          Early Intervention Services Act.  

          Regional centers:  The 21 regional centers throughout the state  
          serve over 260,000 consumers who receive services such as  
          residential placements, supported living services, respite care,  
          transportation, day treatment programs, work support programs,  
          and various social and therapeutic activities.  Approximately  
          1,300 consumers reside at one of California's four Developmental  
          Centers-and one state-operated, specialized community  
          facility-which provide 24-hour habilitation and medical and  
          social treatment services.  

          Services provided to people with developmental disabilities are  
          determined through an individual planning process.  Under this  
          process, planning teams-which include, among others, the  









                                                                  AB 2041
                                                                  Page E

          consumer, his or her legally authorized representative, and one  
          or more regional center representatives-jointly prepare an IPP  
          based on the consumer's needs and choices.  The Lanterman Act  
          requires that the IPP promote community integration and maximize  
          opportunities for each consumer to develop relationships, be  
          part of community life, increase control over his or her life,  
          and acquire increasingly positive roles in the community.  The  
          IPP must give the highest preference to those services and  
          supports that allow minors to live with their families and  
          adults to live as independently as possible in the community. 

          The vendorization process:  Prior to being approved to receive  
          funding from a regional center for providing services to a  
          consumer, a service provider must become vendored by the  
          regional center that oversees the catchment area in which the  
          provider is located.  This "vendorization" process includes  
          verifying that the provider is qualified to provide the planned  
          services and meets all other regulatory standards and  
          requirements.  It is important to note that vendorization makes  
          a provider eligible to provide services paid for by the regional  
          center, but does not guarantee the regional center will refer  
          consumers.  Furthermore, there is nothing precluding a vendor  
          from being vendorized by more than one regional center.  There  
          are over 45,000 vendors that provide services paid for by  
          regional centers in California.

          Autism Spectrum Disorders:  Defined as a group of  
          neurodevelopmental disorders linked to atypical biology and  
          chemistry in the brain that generally appears within the first  
          three years of life, autism is a growing epidemic among  
          children.  While there are many "autisms," the diagnosis is  
          often characterized by delayed, impaired or otherwise atypical  
          verbal and social communication skills, sensitivity to sensory  
          stimulation, atypical behaviors and body movements, and  
          sensitivity to changes in routines.  Although symptoms and  
          severity differ among individuals with an autism diagnosis, all  
          individuals affected by the disorder have impaired communication  
          skills, difficulties initiating and sustaining social  
          interactions and restricted, repetitive patterns of behavior  
          and/or interests.  ASD is one of the commonly-used terms to  
          describe the various "autisms" and other PDDs, and it more  
          appropriately captures the array of symptoms and varying levels  
          in the severity of symptoms experienced by individuals with a  
          diagnosis within ASD.









                                                                  AB 2041
                                                                  Page F

           
           Information released in March 2014, by the Centers for Disease  
          Control and Prevention (CDC) Autism and Developmental  
          Disabilities Monitoring (ADDM) Network, estimates prevalence of  
          ASD for children born in 2002 and surveyed in 2010 to be 14.7  
          per 1,000 children, which translates to one in 68 children.   
          This is a drastic increase from CDC data for children born in  
          2000 and surveyed in 2008, which estimated the prevalence of  
          children with ASD to be one in 88.  Average prevalence for  
          children surveyed in 2006 was one in 110 children.  ASD  
          continues to be five times more prevalent for boys than for  
          girls.<1>   

          March 2014 DDS data shows that 65,706 regional center consumers  
          have an autism diagnosis, which is more than double the number  
          of individuals with the same diagnosis served by regional  
          centers in 2006.  An additional 4,562 regional center consumers  
          are on the autism spectrum with a diagnosis of PDD.  Among the  
          individuals with ASD/PDD served by the regional centers, 12,481  
          are female and 57,787 are male, and nearly 40% of the population  
          with an autism or PDD diagnosis is zero to nine years old.<2>
           
           Early Intervention Services:  Research shows that a child's  
          development can be greatly impacted by early intervention  
          treatment services, especially when provided during a child's  
          first three years.  During that time, a child is developing  
          motor skills and language, and begins to socialize with others.   
          Early intervention services for babies and toddlers that have  
          been diagnosed with, or seem to be at risk for, a developmental  
          delay or disability often include physical, cognitive,  
          communication, social, emotional, and self-help skill building.   
          While there is no proven cure for ASD, early intervention can  
          dramatically change the trajectory of a child's life over time,  
          including his or her ability to learn new skills throughout  
          childhood and an increased ability to integrate into, and have a  
          positive relationship with, his or her community.  
           
          Need for this bill:  As a result of SB 946 (Steinberg), Chapter  
          650, Statutes of 2011, behavioral health treatment for persons  
          with ASD/PDD is supposed to be covered under health care service  
          plan contracts and health insurance policies as of July 1, 2012.  

          ---------------------------
          <1> http://www.cdc.gov/ncbddd/autism/data.html  
          <2>  
          http://www.dds.ca.gov/FactsStats/docs/QR/March2014_Quarterly.pdf








                                                                 AB 2041
                                                                  Page G

           Although the definition for "behavioral health treatment"  
          provided for in statute for purposes of the coverage mandate  
          includes certain evidence-based, behavior intervention programs  
          that are not categorized as ABA, the author of this bill states  
          that not all health plans and insurance companies are strictly  
          adhering to the mandate for some of the frontline service  
          providers because the definition for those professionals in  
          state regulations specifies the need for education and  
          experience in ABA. 


           Analysis Prepared by  :    Myesha Jackson / HUM. S. / (916)  
          319-2089 


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