BILL ANALYSIS                                                                                                                                                                                                    Ó







                      SENATE COMMITTEE ON PUBLIC SAFETY
                            Senator Loni Hancock, Chair              A
                             2013-2014 Regular Session               B

                                                                     2
                                                                     0
                                                                     6
          AB 2060 (V. Manuel Perez)                                  0
          As Amended May 23, 2014 
          Hearing date:  June 24, 2014
          Penal Code
          AA:sl

                SUPERVISED POPULATION WORKFORCE TRAINING GRANT PROGRAM
                                           
                                       HISTORY

          Source:  Author

          Prior Legislation: None

          Support: Anaheim Workforce Investment Board; Association for Los  
                   Angeles Deputy Sheriffs'; California Public Defenders  
                   Association; California Workforce Association;  
                   Californians for Safety and Justice; the Edge  
                   Coalition; Fresno Regional Workforce Investment Board;  
                   Golden Sierra Job Training Agency; The Greenlining  
                   Institute; Imperial County Workforce Development  
                   Office; Kern/Inyo/Mono Consortium; Legal Services for  
                   Prisoners with Children; Marin County Workforce  
                   Investment Board; Merced County Workforce Investment  
                   Board; Mexican American Opportunity Foundation;  
                   National Center for Youth Law; North Central Counties  
                   Consortium Workforce Investment Board; NOVA Workforce  
                   Board; PolicyLink; Riverside County Superintendent of  
                   Schools; Riverside Sheriffs' Association; San Diego  
                   Workforce Partnership; Workforce Investment Board of  
                   San Joaquin County; South Bay Workforce Investment  
                   Board; Verdugo Workforce Investment Board; several  
                   individuals




                                                                     (More)






                                                  AB 2060 (V. Manuel Pérez)
                                                                     Page 2



          Opposition:None known

          Assembly Floor Vote:  Ayes 77 - Noes 0


                                         KEY ISSUE
           
          SHOULD A "SUPERVISED POPULATION WORKFORCE TRAINING GRANT PROGRAM" BE  
          ESTABLISHED?


                                       PURPOSE

          The purpose of this bill is to establish the "Supervised  
          Population Workforce Training Grant Program," as specified.

          Current law  creates in the State Treasury the Recidivism  
          Reduction Fund for moneys to be available, upon appropriation by  
          the Legislature, for activities designed to reduce the state's  
          prison population, including, but not limited to, reducing  
          recidivism.  (Pen. Code § 1233.9.)

           Current law  allows funds available in the Recidivism Reduction  
          Fund to be transferred to the State Community Corrections  
          Performance Incentives Fund.  (Pen. Code § 1233.9.)

           Current law  states that the California Workforce Investment  
          Board (CWIB) is the body responsible for assisting the Governor  
          in the development, oversight, and continuous improvement of  
          California's workforce investment system and the alignment of  
          the education and workforce investment systems to the needs of  
          the 21st century economy and workforce.  (Unemp. Ins. Code §  
          14010.)

           This bill  would establish the "Supervised Population Workforce  
          Training Grant Program" ("program) with the following features  
          and requirements.

          Definitions
          



                                                                     (More)






                                                  AB 2060 (V. Manuel Pérez)
                                                                     Page 3



           This bill  includes the following definitions:

                 "California Workforce Investment Board" or "State WIB"  
               means the California Workforce Investment Board established  
               pursuant to Article 1 (commencing with Section 14010) of  
               Chapter 3 of Division 7 of the Unemployment Insurance Code.
                 "Grant program" means the Supervised Population  
               Workforce Training Grant Program.
                 "Recidivism Reduction Fund" means the Recidivism  
               Reduction Fund created pursuant to Section 1233.9.
                 "Supervised population" means those persons who are on  
               probation, mandatory supervision, or post release community  
               supervision and are supervised by, or are under the  
               jurisdiction of, a county.
          
          Administration; Eligible Uses of Grant Funds
          
           This bill  would require that the program be administered by the  
          California Workforce Investment Board (CWIB).

          This bill  would provide that eligible uses of grant funds  
          include, but are not limited to, vocational training, stipends  
          for trainees, and apprenticeship opportunities for the  
          supervised population. "Supportive services and job readiness  
          activities shall serve as bridge activities that lead to  
          enrollment in long-term training programs."

           This bill  would require CWIB in developing this program, to  
          "consult with public and private stakeholders, including local  
          workforce investment boards, local governments, and nonprofit  
          community-based organizations that serve the supervised  
          population."

           This bill  would require CWIB to administer the grant program as  
          follows:

                 Develop criteria for the selection of grant recipients  
               through a public application process, including, but not  
               limited to, the rating and ranking of applications that  
               meet the threshold criteria set forth in this section.



                                                                     (More)






                                                  AB 2060 (V. Manuel Pérez)
                                                                     Page 4



                 Design the grant program application process to ensure  
               all of the following occurs:

             (1)      Outreach and technical assistance is made available  
               to eligible applicants,
                   especially to small population and rural counties. 
             (2)      Grants are awarded on a competitive basis.
             (3)      Small and rural counties are competitive in applying  
               for funds.
             (4)      Applicants are encouraged to develop evidence-based,  
               best practices for serving
                   the workforce training and education needs of the  
          supervised population.  
             (5)      The education and training needs of both of the  
               following are addressed:
                   (a) Individuals with some postsecondary education who  
                   can enter into programs and benefit from services that  
                   result in certifications, and placement on a middle  
                   skill career ladder.
                   (b) Individuals who require basic education as well as  
                   training in order to obtain entry level jobs where  
                   there are opportunities for career advancement.
          
          Grant Awards

           This bill  would require that the program be competitively  
          awarded through at least two rounds of funding, with the first  
          phase of funding being awarded on or before May 1, 2015.

           This bill  would provide that each county is eligible to apply,  
          and a single application may include multiple counties applying  
          jointly. 

           This bill  would require that each application include a  
          partnership agreement between the county or counties and one or  
          more local workforce investment boards that outline the actions  
          each party agrees to undertake as part of the project proposed  
          in the application.

           This bill  would require that at a minimum, each project proposed  



                                                                     (More)






                                                  AB 2060 (V. Manuel Pérez)
                                                                     Page 5



          in the application include a provision for an education and  
          training assessment for each individual of the supervised  
          population who participates in the project. "The assessment may  
          be undertaken by the applicant or by another entity.  A prior  
          assessment of an individual may be used if, in the determination  
          of the CWIB, its results are accurate."



           This bill  would require that preference be awarded to  
          applications for the following:

               (1) An application that proposes matching funds, including,  
               but not limited to, moneys committed by local workforce  
               investment boards, local governments, and private  
               foundation funds.
               (2) An application submitted by a county that currently  
               administers or participates in a workforce training program  
               for the supervised population.
               (3) An application that proposes participation by one or  
               more nonprofit community-based organizations that serve the  
               supervised population.

           This bill  would require that an application meet the following  
          requirements:

               (1) Set a specific purpose for the use of the grant funds,  
               as well as provide the baseline criteria and metrics by  
               which the overall success of the grant project can be  
               evaluated.
               (2) Define the specific subset of the supervised  
               population, among the eligible supervised population that  
               the grant money will serve.
               (3) Define the industry sector or sectors in which the  
               targeted supervised population will be trained, including  
               the current and projected workforce within the region for  
               those jobs, the range of wage rates, and the training and  
               education requirements within those industry sectors.
               (4) Define the general methodology and training methods  
               proposed to be used and explain the manner in which the  



                                                                     (More)






                                                  AB 2060 (V. Manuel Pérez)
                                                                     Page 6



               progress of the targeted supervised population will be  
               monitored during the grant period.
           
          This bill  would require that as a condition of receiving funds,  
          a grant recipient shall agree to provide information to the CWIB  
          in sufficient detail to allow CWIB to meet the reporting  
          requirements detailed in this bill.
           
          Funding
          
           This bill  would require that the grant program be funded, upon  
          appropriation by the Legislature, using moneys from the  
          Recidivism Reduction Fund.  Implementation of this program would  
          be contingent upon the director of the CWIB notifying the  
          Department of Finance that sufficient moneys have been  
          appropriated for this specific grant program.

          Reporting
           
           This bill  would provide that on at least an annual basis, and  
          upon completion of the grant period, grant recipients shall  
          report to the CWIB regarding their use of the funds and  
          workforce training program outcomes.

           This bill  would require that by January 1, 2018, the CWIB shall  
          submit a report to the Legislature using the reports from the  
          grant recipients.  The report shall contain all the following  
          information:

               (1) The overall success of the grant program, based on the  
               goals and metrics set in the awarded grants;
               (2) An evaluation of the effectiveness of the grant program  
               based on the goals and metrics set in the awarded grants;
               (3) A recommendation on the long-term viability of local  
               workforce investment board and county collaborations on  
               workforce training programs for the supervised population;
               (4) A recommendation on the long-term viability of county  
               workforce training programs for the supervised population;
               (5) In considering the overall success and effectiveness of  
               the grant program, the report shall include a discussion of  



                                                                     (More)






                                                  AB 2060 (V. Manuel Pérez)
                                                                     Page 7



               all of the following:

                 (A) Whether the programs aligned with the workforce needs  
                 of high-demand sectors of the state and regional  
                 economies;
                 (B) Whether there was an active job market for the skills  
                 being developed where the member of the supervised  
                 population was likely to be released;
                 (C) Whether the program increased the number of members  
                 of the supervised population that obtained a marketable  
                 and industry or apprenticeship board-recognized  
                 certification, credential, or degree;
                 (D) Whether the program increased the numbers of the  
                 supervised population that successfully complete a job  
                 readiness basic skill bridge program and enroll in a  
                 long-term training program;
                 (E) Whether there were formal or informal networks in the  
                 field that support finding employment upon release from  
                 custody; and,
                 (F) Whether the program led to employment in occupations  
                 with a livable wage.
           
          This bill  would make these reporting requirements inoperative on  
          January 1, 2021, as specified, and contains additional technical  
          language in this regard.
           
          Sunset
          
           This bill  would provide that the chapter it would enact would  
          remain in effect only until January 1, 2021, and as of that date  
          would be repealed, unless a later enacted statute, that is  
          enacted before January 1, 2021, deletes or extends that date.

                    RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION

          For the last several years, severe overcrowding in California's  
          prisons has been the focus of evolving and expensive litigation  
          relating to conditions of confinement.  On May 23, 2011, the  
          United States Supreme Court ordered California to reduce its  
          prison population to 137.5 percent of design capacity within two  



                                                                     (More)






                                                  AB 2060 (V. Manuel Pérez)
                                                                     Page 8



          years from the date of its ruling, subject to the right of the  
          state to seek modifications in appropriate circumstances.   

          Beginning in early 2007, Senate leadership initiated a policy to  
          hold legislative proposals which could further aggravate the  
          prison overcrowding crisis through new or expanded felony  
          prosecutions.  Under the resulting policy, known as "ROCA"  
          (which stands for "Receivership/ Overcrowding Crisis  
          Aggravation"), the Committee held measures that created a new  
          felony, expanded the scope or penalty of an existing felony, or  
          otherwise increased the application of a felony in a manner  
          which could exacerbate the prison overcrowding crisis.  Under  
          these principles, ROCA was applied as a content-neutral,  
          provisional measure necessary to ensure that the Legislature did  
          not erode progress towards reducing prison overcrowding by  
          passing legislation, which would increase the prison population.  
            

          In January of 2013, just over a year after the enactment of the  
          historic Public Safety Realignment Act of 2011, the State of  
          California filed court documents seeking to vacate or modify the  
          federal court order requiring the state to reduce its prison  
          population to 137.5 percent of design capacity.  The State  
          submitted that the, ". . .  population in the State's 33 prisons  
          has been reduced by over 24,000 inmates since October 2011 when  
          public safety realignment went into effect, by more than 36,000  
          inmates compared to the 2008 population . . . , and by nearly  
          42,000 inmates since 2006 . . . ."  Plaintiffs opposed the  
          state's motion, arguing that, "California prisons, which  
          currently average 150% of capacity, and reach as high as 185% of  
          capacity at one prison, continue to deliver health care that is  
          constitutionally deficient."  In an order dated January 29,  
          2013, the federal court granted the state a six-month extension  
          to achieve the 137.5 % inmate population cap by December 31,  
          2013.  

          The Three-Judge Court then ordered, on April 11, 2013, the state  
          of California to "immediately take all steps necessary to comply  
          with this Court's . . . Order . . . requiring defendants to  
          reduce overall prison population to 137.5% design capacity by  



                                                                     (More)






                                                  AB 2060 (V. Manuel Pérez)
                                                                     Page 9



          December 31, 2013."  On September 16, 2013, the State asked the  
          Court to extend that deadline to December 31, 2016.  In  
          response, the Court extended the deadline first to January 27,  
          2014 and then February 24, 2014, and ordered the parties to  
          enter into a meet-and-confer process to "explore how defendants  
          can comply with this Court's June 20, 2013 Order, including  
          means and dates by which such compliance can be expedited or  
          accomplished and how this Court can ensure a durable solution to  
          the prison crowding problem."

          The parties were not able to reach an agreement during the  
          meet-and-confer process.  As a result, the Court ordered  
          briefing on the State's requested extension and, on February 10,  
          2014, issued an order extending the deadline to reduce the  
          in-state adult institution population to 137.5% design capacity  
          to February 28, 2016.  The order requires the state to meet the  
          following interim and final population reduction benchmarks:

                 143% of design bed capacity by June 30, 2014;
                 141.5% of design bed capacity by February 28, 2015; and,
                 137.5% of design bed capacity by February 28, 2016. 

          If a benchmark is missed the Compliance Officer (a position  
          created by the February 10, 2016 order) can order the release of  
          inmates to bring the State into compliance with that benchmark.   


           In a status report to the Court dated May 15, 2014, the state  
          reported that as of May 14, 2014, 116,428 inmates were housed in  
          the State's 34 adult institutions, which amounts to 140.8% of  
          design bed capacity, and 8,650 inmates were housed in  
          out-of-state facilities.   

          The ongoing prison overcrowding litigation indicates that prison  
          capacity and related issues concerning conditions of confinement  
          remain unresolved.  While real gains in reducing the prison  
          population have been made, even greater reductions may be  
          required to meet the orders of the federal court.  Therefore,  
          the Committee's consideration of ROCA bills -bills that may  
          impact the prison population - will be informed by the following  



                                                                     (More)






                                                  AB 2060 (V. Manuel Pérez)
                                                                     Page 10



          questions:

                 Whether a measure erodes realignment and impacts the  
               prison population;
                 Whether a measure addresses a crime which is directly  
               dangerous to the physical safety of others for which there  
               is no other reasonably appropriate sanction; 
                 Whether a bill corrects a constitutional infirmity or  
               legislative drafting error; 
                 Whether a measure proposes penalties which are  
               proportionate, and cannot be achieved through any other  
               reasonably appropriate remedy; and,
                 Whether a bill addresses a major area of public safety  
               or criminal activity for which there is no other  
               reasonable, appropriate remedy.

                                      COMMENTS

          1. Stated Need for This Bill

           The author states in part:

               With orders from the U.S. Supreme Court to reduce its  
               prison population, the state needs smart, effective  
               policies to help local jurisdictions achieve  
               realignment goals and reduce recidivism.  Workforce  
               development for the re-entry population is a practical  
               strategy for improving access to a stable job.  It  
               helps improve offender outcomes, reduce the likelihood  
               of recidivism, and promote community safety and  
               stability. . . .  

               Access to high quality workforce training is critical  
               to advancing successful reentry and lowering  
               recidivism rates.  Workforce training opportunities to  
               men and women re-entering our communities ensures that  
               they gain training and education, job readiness  
               skills, and job placement assistance required for  
               securing necessary employment after being released  
               from prison.  This would lower repeat offenses, and  



                                                                     (More)






                                                  AB 2060 (V. Manuel Pérez)
                                                                     Page 11



               ultimately, the number of people incarcerated, as a  
               number of studies have proven that people are less  
               likely to offend or recidivate if they are gainfully  
               employed.  However, California and other states that  
               seek to expand training and job placement services for  
               re-entry population face significant challenges in  
               securing public and private sector funding.   One  
               major challenge stems from the Workforce Investment  
               Act basic success metric to get participants into the  
               workforce as quickly as possible.  This basic program  
               design acts as a disincentive for Local Workforce  
               Investment Board (WIB) to develop and/or expand  
               training programs and initiatives that serve  
               Californian's with greater needs or who face higher  
               barriers in securing employment.  Local WIBs and  
               community based workforce training programs who have  
               built a track record of success rely heavily on  
               collaborative program planning, case management, and  
               other implementation strategies that also require  
               resources.   

               AB 2060 addresses these challenges by: (1) allocating  
               resources from the Recidivism Reduction Fund for  
               workforce training and development that specifically  
               serves the post-release community supervision  
               population; (2) incentivizing collaboration between  
               local WIBs, probation and corrections and community  
               based organizations that have good track records; and  
               requiring a local match (investment) that will help  
               ensure greater program impact and sustainability of  
               collaboration that is key to success of the State's  
               criminal realignment strategy.  

               Investing in services and supports for the reentry  
               population is also in alignment with statewide  
               workforce goals.   California's Strategic Workforce  
               Development Plan 2013-2017  includes the goal of  
               providing access to quality employment services for  
               formally incarcerated individuals is an overarching  
               priority for the State Workforce Investment Board  
                              


                                                                     (More)






                                                  AB 2060 (V. Manuel Pérez)
                                                                     Page 12



               (CWIB).  Further, the Plan underscores the need to  
               address barriers in existing funding (i.e. Workforce  
               Investment Act (WIA) Adult and Dislocated Worker  
               funding) that prevents Local Workforce Investment  
               Boards (LWIBs) from investing in programs for the  
               ex-offender population in their areas.  With targeted  
               funding, local workforce systems can provide training  
               and job placement services that specifically serve  
               their reentry populations, allowing them to  
               successfully reintegrate into the community and become  
               productive, valued members of society.  

               Additionally, the Legislative Analyst Office (LAO) on  
               the Administration's Response to Prison Overcrowding  
               Order recommends that Recidivism Reduction Fund  
               dollars be used to develop or expand programs that  
               improve offender outcomes as a strategy for reducing  
               the number of offenders admitted to state prison. . .  
               .   

               As a competitive program, AB 2060 grants greater  
               consideration to counties that provide matching funds,  
               have demonstrated collaborative working relationships  
               with local workforce investment boards, and/or have a  
               workforce training program for the reentry population.  
                This will incentivize regions to leverage additional  
               dollars targeted for workforce training for reentry  
               populations that can be used to strengthen and expand  
               training and employment services for formerly  
               incarcerated individuals. Regions will also be  
               incentivized to foster collaboration and coordination  
               with LWIBs, the Department of Corrections and  
               Rehabilitation, community-based organizations, labor,  
               and business toward this same goal.  Regional  
               coordination between systems also supports and  
               advances the state's realignment goals and will  
               provide greater opportunity to establish effective  
               strategies for achieving successful realignment.   





                                                                     (More)






                                                  AB 2060 (V. Manuel Pérez)
                                                                     Page 13



          2.  What This Bill Would Do

           As explained above, this bill would create the Supervised  
          Population Workforce Training Grant Program, administered by the  
          CWIB, to provide grant funding for vocational training and  
          apprenticeship opportunities for offenders under county  
          jurisdiction who are on probation, mandatory community  
          supervision, or post-release community supervision.  The bill  
          would require CWIB to administer the grant program through a  
          public process, as specified, with preference for counties (a)  
          with a demonstrated collaborative working relationship with  
          local workforce investment boards; (b) with a workforce training  
          program in place for the supervised population; and (c) that  
          offer a funding match.   

          The bill would require grant recipients to report to CWIB  
          regarding their use of the funds and workforce training program  
          outcomes upon completion of the grant period and requires CWIB  
          to report, as specified, to the Legislature by January 1, 2018.

          The program would sunset January 1, 2021.   

          3.  2014-15 Budget Action

           SB 852 (Leno), the 2014-2015 budget bill, contains an  
          appropriation of $1 million for "support of Employment  
          Development Department, for a recidivism reduction workforce  
          training and development grant program, payable from the  
          Recidivism Reduction Fund . . . ."      














                                                                     (More)











          4.  Background

           As explained in the Assembly Public Safety Committee analysis of  
          this bill, the federal Workforce Investment Act requires the  
          Governor, through CWIB, to submit a State Strategic Workforce  
          Development Plan (State Plan) to the U.S. Department of Labor.   
          This plan outlines a five-year strategy for the investment of  
          federal workforce training and employment services funds.  With  
          respect to services to former offenders, CWIB states the  
          following:

               The State Board has leveraged the [California  
               Department of Corrections and Rehabilitation (CDCR)]  
               expertise to help Local Boards obtain additional  
               funding from "realignment" funds allocated to  
               counties. A workshop was conducted by the California  
               Workforce Association, which included CDCR and Local  
               Board staff sharing knowledge about realignment and  
               funding so that Local Boards might be in a better  
               position to engage their counties in seeking funding  
               to serve this new "realigned" population. 

               The State Board will continue to work closely with  
               CDCR and Local Boards to encourage and develop  
               innovative services for the ex-offender population. 

               With Policy Link and the National Employment Law  
               Project (NELP), the State Board is helping convene  
               Local Boards, to ensure formally incarcerated  
               individuals have access to quality employment  
               services. The State Board also worked with EDD and  
               NELP to develop a directive to ensure that Local  
               Boards comply with nondiscrimination obligations when  
               serving individuals with criminal records.  
               http://edd.ca.gov/Jobs_and_Training/pubs/wsd12-9.pdf.

               Consistent with Adults Goal Objective 1, Action 2; the  
               State Board will work with the Local Boards to  
               identify in their Local Plan strategies they will  
               utilize to identify and remove barriers hampering  



                                                                     (More)






                                                  AB 2060 (V. Manuel Pérez)
                                                                     Page 15



               their investment of WIA Adult and Dislocated Worker  
               funds in [career technical education] programs to the  
               ex-offender population in their areas.  (Shared  
               Strategy for a Shared Prosperity: California's  
               Strategic Workforce Development Plan 2013 - 2017,  
               California Workforce Investment Board (2013)  Services  
               to State Target Populations, p. 10-7, 8  
                [as of Apr. 2, 2014].)

          5.  Support   

          The California Workforce Association, which supports this bill,  
          states in part:

               (J)ob training for post release individuals is one of  
               the most critical things that the state can do to help  
               ensure former offenders success post release in  
               supporting themselves and their families and not  
               recidivating.  Without these critical programs, CWA  
               believes that California will be unable to truly make  
               progress in lowering the recidivism rate.

               Local Workforce Investment Boards and America's Job  
               Centers of California specialize in working with  
               individuals who have the biggest barriers to  
               employment, including ex-offenders.  One service they  
               provide is on the job training for eligible enrollees  
               of the Workforce Investment Act and fund several weeks  
               of training at a place of employment while a worker  
               learns critical skills to be successful on the job.   
               This eliminates some risk and provides financial  
               assistance to businesses that are willing to give  
               individuals a second chance and turn their lives  
               around and contribute to the economy.


                                   ***************










                                                  AB 2060 (V. Manuel Pérez)
                                                                     Page 16