BILL ANALYSIS                                                                                                                                                                                                    �




                                                                  AB 2114
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          Date of Hearing:  April 28, 2014


                     ASSEMBLY COMMITTEE ON REVENUE AND TAXATION
                                Raul Bocanegra, Chair

                     AB 2114 (Pan) - As Amended:  April 22, 2014

                                      SUSPENSE
                                          
          2/3 vote.  Fiscal committee.  
           

          SUBJECT  :  Taxation:  qualified heavy equipment

           SUMMARY  :  Imposes a tax on every "qualified rentee" of  
          "qualified heavy equipment" (QHE) at the rate of 0.75% of the  
          "rental price".  Specifically,  this bill  :  

          1)Provides that, for the 2015-16 Fiscal Year (FY) and for each  
            FY thereafter, this tax shall be in lieu of any property tax  
            on QHE.  

          2)Defines a "qualified rentee" as a rentee that rents QHE from a  
            "qualified renter".  Further specifies that the term does not  
            include a "qualified renter" who rents from another "qualified  
            renter".  

          3)Defines "QHE" as construction, earthmoving, or industrial  
            equipment that is mobile, including attachments.  The term  
            specifically includes all of the following:

             a)   A self-propelled vehicle that is not designed to be  
               driven on the highway;

             b)   Industrial electrical generation equipment;

             c)   Industrial lift equipment;

             d)   Industrial material equipment; and, 

             e)   Equipment used in shoring, shielding, and ground  
               trenching.

          4)Specifies that QHE is mobile if the equipment is not intended  









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            to be permanently affixed to real property for purposes of its  
            intended use.  Moreover, QHE is mobile if it is intended to be  
            moved among worksites as needed.  

          5)Defines "rental price" as the total amount of the charge for  
            renting the QHE, excluding any separately stated charges,  
            including those for delivery and pickup fees, damage waivers,  
            environmental mitigation fees, or use taxes.

          6)Defines a "qualified renter" as a renter that satisfies all  
            the following conditions:

             a)   The renter's principal business is the short-term rental  
               of QHE; and,  

             b)   The renter is engaged in a line of business described in  
               Code 532412 of the North American Industry Classification  
               System (NAICS) published by the United States Office of  
               Management and Budget, 2012 edition.

          7)Specifies that the terms "renting" and "rent" refer to a  
            rental for a period of less than one year or for an undefined  
            period.

          8)Requires the qualified renter to collect the tax from the  
            qualified rentee at the time of rental and remit the tax to  
            the State Board of Equalization (BOE).  

          9)Provides that every qualified rentee who rents QHE in this  
            state is liable for the tax until it has been paid to this  
            state, except that payment to a qualified renter relieves the  
            qualified rentee from further liability for the tax.  

          10)Requires the qualified renter to separately state the amount  
            of the tax on any contract, receipt, invoice, or other similar  
            document provided at the time of rental.   

          11)Requires the BOE to administer and collect the tax pursuant  
            to the Fee Collection Procedures Law.  

          12)Requires every qualified renter required to collect the tax  
            to register with the BOE.  

          13)Provides that the taxes shall be due and payable to the BOE  
            quarterly on or before the last day of the month next  









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            succeeding each quarterly period.  

          14)Provides that all revenues, interest, penalties, and other  
            amounts collected, less refunds and the BOE's administrative  
            costs, shall be deposited in the General Fund (GF).   

          15)Provides that QHE of a business that is not for rent shall  
            remain subject to any applicable property taxes.  

          16)Specifies that this bill's provisions shall not apply to any  
            rental contract for QHE that was entered into before this  
            bill's operative date.  

          17)Provides that, notwithstanding existing law, the state shall  
            not reimburse any local agency for any property tax revenues  
            lost as a result of this bill. 

          18)Provides that, for the 2015-16 FY and for each FY thereafter,  
            each county auditor shall do both of the following:

             a)   Increase the total amount of ad valorem property tax  
               revenue that is otherwise required to be allocated among  
               the county and each city and special district in the county  
               by the "QHE reimbursement amount".  The QHE reimbursement  
               amount shall be allocated among the county, cities, and  
               special districts in proportion to the amounts of ad  
               valorem property tax revenue otherwise allocated among  
               those local agencies; and, 

             b)   Decrease the total amount of ad valorem property tax  
               revenue otherwise required to be allocated to the county's  
               Educational Revenue Augmentation Fund (ERAF) by the "QHE  
               reimbursement amount".

          19)Provides additional instruction to county auditors in the  
            event that a county's ERAF does not have sufficient funds to  
            offset the QHE reimbursement amount, as specified.    

          20)Defines "QHE reimbursement amount" as the total amount of ad  
            valorem property tax revenue received by the county and each  
            city and special district in the county in the 2013-14 FY from  
            renters of QHE.

          21)Provides that, for the 2016-17 FY and for each FY thereafter,  
            ad valorem property tax revenue allocations made under Revenue  









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            and Taxation Code Sections 96.1 and 96.5 shall not incorporate  
            the allocation adjustments noted above.        

           EXISTING LAW  :

          1)Provides that all property is taxable absent a specific  
            constitutional or statutory exemption.

          2)Authorizes the Legislature to classify personal property for  
            differential taxation or for exemption by means of a statute  
            approved by a 2/3 vote of the membership of each house.

          3)Requires the Legislature to reimburse local agencies annually  
            for certain property tax revenues lost as a result of any  
            exemption or classification of property for purposes of ad  
            valorem property taxation. 

           FISCAL EFFECT  :  The BOE estimates that the new tax would  
          generate roughly $16.7 million in revenues annually.  The BOE  
          notes, however, that it lacks information regarding the property  
          tax revenues currently paid by renters of QHE.  Nevertheless,  
          the BOE notes that in 2013, the Legislative Analyst's Office  
          (LAO) indicated that property tax on rental equipment likely  
          generates $20 to $25 million annually for local governments.  

           COMMENTS  :   

          1)The author has provided the following statement in support of  
            this bill:

               Currently the personal property tax owed each year is  
               figured on a tax rate of 1.25%.  The tax is based on each  
               piece of rented equipment's valuation on January 1 of each  
               year.  

               AB 2114 would change this method and instead impose a rate  
               of [0.75%] of the rental receipts from the short-term  
               leases or rental receipts of a person whose principal  
               business is derived from the short-term rental of heavy  
               equipment property.  This fee is in lieu of the personal  
               property tax currently imposed on heavy equipment rental  
               property and will be collected from rental customers on  
               each rental invoice.  The tax will be administered and  
               collected by the Board of Equalization.  Counties will  
               receive a greater share of the real property tax to  









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               backfill the loss of personal property tax.  

               This bill will alleviate concerns and provide a more level  
               playing field for companies that rent out heavy equipment  
               by imposing a fee at a rate of .75% of the rental receipts  
               from the short rental receipts of a person whose principal  
               business is derived from the short-term rental of heavy  
               equipment property.  This bill will allow businesses that  
               rent or lease heavy equipment to spread out their tax  
               payments by collecting the property tax from rental  
               customers on each rental invoice.  

          2)The BOE notes the following in its staff analysis of this  
            bill:

              a)   Sponsor and purpose  :  "As the sponsor, the author's  
               office notes that some heavy equipment rental companies  
               contend that subjecting heavy equipment to personal  
               property taxation results in both unfairness and  
               administrative inconsistencies.  Specifically, rental  
               companies with multiple locations in the state are  
               subjected to numerous audits each year in different  
               jurisdictions.  In addition, they state that different  
               county assessors use different methods for valuing mobile  
               construction equipment.  This measure is intended to  
               address that unfairness and inconsistency."

              b)   In lieu of personal property taxation  :  "Heavy  
               equipment, as described in the bill, is regarded as  
               personal property upon which property tax is assessed.  As  
               personal property, the Legislature is constitutionally  
               authorized to provide for a differential tax, such as the  
               tax proposed in this bill.  A similar differential tax on  
               personal property applies to vehicles.  In 1936, the  
               creation of the Vehicle License Fee removed vehicles from  
               local county assessment and subjected them to a Department  
               of Motor Vehicles-administered vehicle license fee.  The  
               fee is in lieu of the property tax under current law.   
               [Citation omitted].  The 1936 change stemmed from the  
               inability to effectively assess and collect taxes on  
               vehicles via the property tax.  Noted problems at the time  
               included significant tax evasion, relatively high  
               administrative costs, and little statewide uniformity in  
               values assigned to similar vehicles."  










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              c)   Who is a "qualified renter?  "  "The bill defines a  
               qualified renter as one whose principal business is the  
               short-term rental of qualified heavy equipment and who is  
               engaged in a business described in NAICS Industry Code  
               532412.  This code describes establishments that are  
               primarily engaged in a line of business renting or leasing  
               heavy equipment without operators that may be used for  
               construction, mining, or forestry.  This includes  
               bulldozers, earthmoving equipment, oil well or other  
               well-drilling machinery and equipment, logging, or cranes."  
                

              d)   Cost estimate :  "BOE administrative costs related to  
               this bill are likely to be significant.  These costs  
               include taxpayer identification, notification, and  
               registration; regulation development; manual and  
               publication revisions; tax return design; computer  
               programming; return, payment, and refund claim processing;  
               audit and collection tasks; staff training; and public  
               inquiry responses."      

          3)Committee Staff Comments:

              a)   California's property tax  :  Personal property used in a  
               trade or business is generally taxable, and is valued each  
               lien date (i.e., January 1) at its current fair market  
               value, taking into account the property's age and  
               condition.  The tax rate applied to personal property is  
               the same as that applied to real property<1> - 1% plus  
               voter-approved debt rates used to finance local  
               infrastructure projects.<2>  

               Historically, all business property was subject to  
               taxation.  In 1979, however, the Legislature established a  
               "business inventory exemption" to remove any incentives  
               -------------------------
          <1> Real property includes land, buildings, and other permanent  
          structures, whereas personal property primarily consists of  
          business property, such as manufacturing equipment, computer  
          systems, and rental equipment.  The LAO notes that, in FY  
          2010-11, personal property accounted for roughly 4% of the total  
          taxable value of all property in California and generated about  
          $2 billion in property taxes.     
          <2> The LAO notes that, in 2013, the statewide average rate,  
          inclusive of voter-approved debt rates, was 1.19% of assessed  
          value.  








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               companies had to locate their product inventories in other  
               states.  Thus, rental equipment that is not being leased or  
               rented on the January 1 lien date                       
               qualifies as business inventory and is exempt from  
               taxation.  As a result, the LAO notes that rental companies  
               only pay annual property taxes on the portion of their  
               equipment - typically 60 to 75% - that is rented on the  
               lien date. 

              b)   The distribution of property tax revenues  :  Generally,  
               personal property tax revenues are allocated according to  
               the property's "situs" (i.e., location) and accrue only to  
               those taxing jurisdictions in the tax rate area where the  
               property is located.  Pursuant to Property Tax Rule 204,  
               property rented on a daily, weekly, or other short-term  
               basis of six months or less, has situs at the place where  
               the owner normally keeps the property.  The BOE notes that,  
               "[f]or property rented for an extended, but unspecified,  
               period or more than a 6-month term" the assessor determines  
               situs based on the rentee's use.  

              c)   The current proposal  :  Some heavy equipment rental  
               companies contend that subjecting heavy equipment to  
               personal property taxation results in both unfairness and  
               "administrative inconsistencies."  Specifically, proponents  
               contend that rental companies with multiple locations in  
               the state are subjected to numerous audits each year in  
               different jurisdictions.  In addition, proponents argue  
               that different county assessors use different methods for  
               valuing mobile construction equipment.  This bill addresses  
               these concerns by permanently exempting QHE from property  
               taxation and by imposing an "in lieu" tax on the rentees of  
               QHE. 

              d)   A precedent for ad hoc treatment  ?  Committee staff  
               appreciates that the current system of personal property  
               taxation poses certain administrative difficulties for  
               heavy equipment rental companies.  The LAO notes that large  
               rental companies have as many as 500 rental pieces at each  
               branch and that their rental fleets move regularly between  
               branches based on project demand.  That said, this is by no  
               means the only industry that faces challenges resulting  
               from operating in numerous counties.  Moreover, conflicts  
               concerning the proper valuation of business property are  
               part and parcel of the current system.  These  









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               administrative difficulties have even led some to question  
               the overall utility of the personal property tax as a  
               mechanism for efficiently raising revenues.  To this end,  
               the LAO has noted:

                    Due to its market value assessment, appeals workload,  
                    and audit requirements, the personal property tax is a  
                    relatively costly tax for businesses to comply with  
                    and for county assessors to administer, especially  
                    when compared with the property tax as it applies to  
                    real property.  

               That said, the Committee may wish to consider the inherent  
               drawbacks of adopting an ad hoc approach designed to  
               alleviate the burdens faced by one industry.  Such action  
               could establish a precedent for other industries seeking  
               special treatment based on the peculiar nature of their  
               business model.  

              e)   Increased contractor costs  ?  The economic burden of the  
               personal property tax is currently factored into the prices  
               charged by heavy equipment rental companies.  If this bill  
               were enacted, such companies would receive the benefit of a  
               tax exemption and would instead collect an "in lieu" tax  
               from rentees of QHE.  Thus, if rental companies fail to  
               pass along their property tax savings in the form of lower  
               base rental charges, this will potentially result in  
               increased costs to contractors and a windfall for rental  
               companies.

              f)   Shifting the incidence of taxation  :  Beyond the scope of  
               the financial burdens involved, this bill also shifts the  
               legal incidence of taxation from the renter to the rentee.   
               This seems somewhat ill-advised from an administrative  
               vantage point.  For example, while this bill directs  
               renters to collect the tax from their customers, what would  
               happen if they fail to do so?  What happens if they collect  
               less than what is owed?  Would the BOE be able to collect  
               this shortfall directly from the renter or would it be  
               forced to pursue collections from the numerous contractors  
               that rented the equipment? It may be preferable to follow  
               the model of the sales tax, wherein the legal incidence of  
               the tax is imposed on retailers.  These retailers, in turn,  
               are then specifically authorized to collect "reimbursement"  
               for this tax from their customers.          









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              g)   Making things "whole"  :  Obviously, a personal property  
               tax exemption raises the prospect of decreased local  
               government revenues.  This bill addresses this issue by  
               directing county auditors to:

               i)     Increase the total amount of property tax revenue to  
                 be allocated by a "QHE reimbursement amount"; and  
                 simultaneously, 

               ii)    Decrease contributions to the county's ERAF by the  
                 same amount.  

               In this way, local governments will theoretically be made  
               whole.  The state, however, will be required to "backfill"  
               these ERAF reductions.  At the same time, the state GF will  
               receive all revenues generated by the new in lieu tax on  
               QHE (after deducting the BOE's administrative costs).  

               It appears unlikely, based on present estimates, that these  
               new GF revenues will offset the state's increased ERAF  
               responsibilities.  Specifically, while the new tax is  
               estimated to generate $16.7 million annually, the LAO has  
               estimated that foregone property tax revenues could be as  
               high as $25 million.  Any delta between the two would  
               represent a loss to the state's GF.  The Committee may wish  
               to consider whether it is appropriate to shift this  
               "downside" risk to the state.

               At the same time, it does not appear that anyone actually  
               knows the precise amount of property tax revenues currently  
               generated through the taxation of QHE.  This could  
               obviously make the auditor's job of calculating a "QHE  
               reimbursement amount" somewhat challenging.

              h)   Administrative concerns  :  Beyond the policy issues  
               raised above, this bill also raises certain administrative  
               concerns.  These range from defining key terms such as the  
               "principal business of the renter" to clarifying exactly  
               how the transition between a personal property tax regime  
               and a new in lieu tax regime is to occur.  Committee staff  
               is available to work with the author's office to address  
               these and any other issues that may be identified.  

              i)   Suggested technical amendments  :









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               i)     On page 4, in line 29, strike "Division 2" and  
                 insert "Division 1";  

               ii)    On page 5, in line 6, strike "rental" and insert  
                 "heavy"; and, 

               iii)   On page 5, delete line 10 containing the definition  
                 of "local entity" as that term is not used in the  
                 language of the bill.      

              j)   Related legislation  :  

               i)     AB 1055 (Pan) would have imposed an in lieu tax on  
                 every qualified rentee of QHE at an unspecified rate.  AB  
                 1055 was never heard by this Committee and was returned  
                 to the Chief Clerk.

               ii)    AB 1941 (Ma), of the 2011-12 Regular Session, would  
                 have imposed an in lieu tax on every qualified lessee of  
                 QHE at the rate of 1.25% of the gross receipts from the  
                 lease or rental of QHE.  AB 1941 was held in this  
                 Committee.

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          None on file

           Opposition 
           
          None on file
           

          Analysis Prepared by  :  M. David Ruff / REV. & TAX. / (916)  
          319-2098