BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 2138
                                                                  Page  1

          Date of Hearing:   March 26, 2014

           ASSEMBLY COMMITTEE ON ACCOUNTABILITY AND ADMINISTRATIVE REVIEW
                                 Jim Frazier, Chair
                 AB 2138 (Gatto) - As Introduced:  February 20, 2014
           
          SUBJECT  :   Innovation awards

           SUMMARY  :   Creates a pilot program for three state agencies  
          chosen by the Governor to award cash prizes totaling $75,000 to  
          participants in innovation contests established by each  
          designated agency.  Specifically,  this bill  :  

          1)Requires the Governor to designate three state agencies to  
            participate in a pilot program to award cash prizes to  
            participants in innovation contests established by each  
            designated agency pursuant to this bill.

          2)Appropriates $75,000 from the General Fund to the Governor for  
            allocation to each of the three designated agencies to award a  
            $25,000 prize in the innovation contests.

          3)Requires the innovation contests to be held in 2015.

          4)Directs each designated agency to determine the specific  
            subject of the innovation contests and specifies that the  
            subject may include proposals that detail a procedure, plan,  
            design, or idea that contributes to the efficiency, economy,  
            or other improvement in the operations of the state agency.

          5)Requires each designated agency to administer its innovation  
            contest, including publicizing the contest and determining the  
            standards for participation and award.  Authorizes each  
            designated agency to adopt rules and regulations to carry out  
            the contests.

          6)Directs each designated agency to award a $25,000 prize to the  
            winner of each innovation contest on or before January 1,  
            2016.

           EXISTING LAW  establishes the State Merit Award Program,  
          administered by the California Department of Human Resources  
          (CalHR), to provide cash awards to active and retired state  
          employees who propose ideas that are implemented and result in  
          savings to the state, an improvement in state operations, or  








                                                                  AB 2138
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          improvements in the safety of a state program.

           FISCAL EFFECT  :   This bill has not yet been analyzed by a fiscal  
          committee.  It contains a $75,000 General Fund appropriation.

           COMMENTS  :   According to the author, this bill stems from a  
          suggestion in Lieutenant Governor Gavin Newsom's book,  
          Citizenville, which states that "incentive prizes are a perfect  
          bipartisan solution: They solve problems, help people, and save  
          money, thereby fulfilling goals that span the whole political  
          spectrum."  The author asserts this bill will incentivize  
          everyday citizens to bring untapped expertise and imagination to  
          the streamlining or innovation of a process, procedure, or issue  
          within state government and gives participating state agencies  
          the authority to experiment with this entrepreneurial process to  
          solve problems.   

          The use of prizes by philanthropies and private businesses to  
          encourage innovation and achieve social benefits is on the rise.  
           A July 2009 study of prizes worth more than $100,000 by  
          McKinsey & Company, a global management consulting firm,  
          suggests that the aggregate value of such large awards has more  
          than tripled over the past decade, to $375 million.  In  
          addition, the study notes that the role of prizes is changing as  
          nearly 80% of those announced since 1991 have been designed to  
          provide incentives for specific innovations rather than to  
          reward excellence in general.

          The Merit Award Program managed by CalHR authorizes the  
          department to grant monetary awards to only current and retired  
          state employees who propose procedures or ideas that are  
          implemented and result in reducing state expenditures or  
          improving state operations or safety.  CalHR reports that awards  
          to employees for adopted suggestions are paid from the  
          individual departments out of the projected first year savings  
          resulting from implementation of the respective suggestions and  
          do not come directly from the General Fund.  

          According to CalHR, on average, 566 ideas are submitted each  
          year and 21 ideas lead to monetary awards.  The majority of  
          awarded ideas involve improved procedures and the average award  
          amount is $100.  CalHR notes that awards exceeding $5,000 are  
          required to be approved by concurrent resolution of the  
          Legislature.   









                                                                  AB 2138
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          This bill instructs the Governor to select three state agencies  
          to participate in a pilot project to award three $25,000 cash  
          prizes to winners of innovation contests sponsored by the chosen  
          agencies.  The contests would have to be held in 2015 but each  
          participating agency would have the flexibility to decide the  
          subject matter and determine guidelines for participation and  
          the awarding of the $25,000 prize.  

           CLARIFYING AMENDMENT  :  To further his intent, the author will be  
          accepting an amendment in committee to clarify that the  
          innovation contests shall be open to all residents of  
          California, age 18 and over, who are not employees of the State  
          of California.   

           PRIOR LEGISLATION  :  ACR 61 (Beth Gaines), Resolution Chapter  
          138, Statutes of 2013, authorizes the payment of state merit  
          awards in excess of $5,000 approved by CalHR to specified state  
          employees whose proposals resulted in eliminating or reducing  
          state expenditures or improving state operations.    

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          Lieutenant Governor Gavin Newsom

           Opposition 
           
          None on file.
           
          Analysis Prepared by  :    Cassie Royce / A. & A.R. / (916)  
          319-3600