BILL ANALYSIS                                                                                                                                                                                                    �



                                                                            



           ----------------------------------------------------------------- 
          |SENATE RULES COMMITTEE            |                       AB 2138|
          |Office of Senate Floor Analyses   |                              |
          |1020 N Street, Suite 524          |                              |
          |(916) 651-1520         Fax: (916) |                              |
          |327-4478                          |                              |
           ----------------------------------------------------------------- 
           
                                           
                                    THIRD READING


          Bill No:  AB 2138
          Author:   Gatto (D)
          Amended:  4/29/14 in Assembly
          Vote:     27


           SENATE GOVERNMENTAL ORGANIZATION COMMITTEE  :  7-1, 6/10/14
          AYES:  Correa, Cannella, De Le�n, Galgiani, Hernandez, Padilla,  
            Torres
          NOES:  Vidak
          NO VOTE RECORDED:  Berryhill, Lieu, Vacancy

           SENATE APPROPRIATIONS COMMITTEE  :  5-0, 8/14/14
          AYES:  De Le�n, Hill, Lara, Padilla, Steinberg
          NO VOTE RECORDED:  Walters, Gaines

          ASSEMBLY FLOOR  :  72-0, 5/23/14 - See last page for vote


           SUBJECT  :    Innovation awards

           SOURCE  :     Author


           DIGEST  :    This bill creates a one-year "innovation awards"  
          contest in state government for the purpose of awarding cash  
          prizes to eligible California participants who are not employees  
          of the state.

           ANALYSIS  :    Existing law, the State Merit Award Program,  
          authorizes the Department of Human Resources (CalHR) to make  
          awards to current or retired state employees who propose  
          procedures or ideas that are subsequently adopted and placed in  
                                                                CONTINUED





                                                                    AB 2138
                                                                     Page  
          2

          effect and result in eliminating or reducing state expenditures  
          or improving state operations; and provides that any such award  
          in excess of $5,000 must be approved by concurrent resolution of  
          the Legislature.

          This bill: 

          1.Requires the Governor to designate three state agencies to  
            participate in a pilot program to award cash prizes of up to  
            $25,000 to participants in an innovation contest established  
            by each designated agency.

          2.Appropriates $75,000 from the General Fund to the Governor,  
            for allocation to the designated state agencies for purposes  
            of the awards.

          3.Requires the innovation contests to be held in 2015 and be  
            open to all residents of California who are not employees of  
            the state.

          4.Requires each designated state agency to determine the  
            specific subject of the innovation contest and administer its  
            innovation contest, including but not limited to, determining  
            the standards for participation and award and publicizing the  
            contest.

          5.Specifies that the subject of the innovation may include  
            proposals that detail a procedure, plan, design, or idea to  
            contribute to the efficiency, economy, or other improvement in  
            the operations of the state agency, including, but not limited  
            to, streamlining an existing process or system of the state  
            agency or the design of a feedback system for the state  
            agency.

          6.Requires each designated state agency, on or before January 1,  
            2016, to award a prize of up to $25,000 to the participant the  
            agency determines has submitted the entry that best addresses  
            the subject of the contest, and has the highest likelihood of  
            being adopted and placed in effect.  Also, requires that  
            unawarded prize money revert to the General Fund.

           Background
           
          The State Merit Award Program, administered by CalHR, provides  

                                                                CONTINUED





                                                                    AB 2138
                                                                     Page  
          3

          cash awards to active and retired state employees who propose  
          ideas that are implemented and result in savings to the state or  
          improvement in state operations.  According to CalHR, awards to  
          employees for adopted suggestions are paid from the individual  
          departments out of the projected first year savings resulting  
          from implementation of the respective suggestions and not  
          directly from the General Fund.  CalHR points out that on  
          average, 566 ideas are submitted each year and 21 lead to  
          monetary awards.  The majority of awards involve improved  
          procedures and the average award amounts to approximately $100.

           Comments  

          The author's office notes that this bill stems from a suggestion  
          in Lieutenant Governor Gavin Newsom's book, Citizenville, which  
          states that "incentive prizes are a perfect bipartisan solution:  
           They solve problems, help people, and save money, thereby  
          fulfilling goals that span the whole political spectrum."  These  
          prizes have been around for centuries, dating back to 1714 when  
          the British government created the "Longitude Prize" - a 20,000  
          award (more than $4 million in today's dollars) to the person  
          able to formulate a method to calculate the longitude of a ship  
          once it had sailed out of view of land - surprisingly, it was a  
          watchmaker not an astronomer or navigator that was able to  
          calculate longitude and win the challenge.

          Furthermore, the author's office points out that more recently  
          the Defense Advanced Research Projects Agency (DARPA) launched a  
          contest in February 2011 to quickly develop a combat vehicle  
          that could be used for reconnaissance as well as delivery and  
          evacuation.  The contest was open to anyone, and the winner, to  
          be chosen by vote, would receive a $7,500 prize, in addition to  
          seeing their prototype built.  Ordinarily, the procurement  
          process for developing this type of vehicle would cost the  
          government millions and take a considerable amount of time.   
          However, with the contest deadline of mid-March, DARPA had over  
          150 designs to choose from within weeks, and was able to deliver  
          the prototype within another 14 weeks.

           FISCAL EFFECT  :    Appropriation:  Yes   Fiscal Com.:  Yes    
          Local:  No

          According to the Senate Appropriations Committee:


                                                                CONTINUED





                                                                    AB 2138
                                                                     Page  
          4

           One-time General Fund appropriation of $75,000 in 2014-15 to  
            the Governor's Office for innovation contest prizes.   
            Unawarded prize money will revert to the General Fund in  
            2015-16.

           Administrative costs, from $300,000 to $450,000 to design and  
            administer innovation contests.  (General or Special Funds)

          This bill does not require state agencies to implement  
          suggestions collected in the contest, but to the extent  
          innovative ideas are submitted and adopted, there could be  
          future cost savings if efficiencies in a particular process or  
          procedure are achieved.

           SUPPORT  :   (Verified  8/13/14)

          Lieutenant Governor Gavin Newsom
          California Association of Professional Scientists
          California Forward

           ARGUMENTS IN SUPPORT  :    The author's office believes that this  
          bill will incentivize everyday citizens to bring untapped  
          expertise and imagination to the streamlining or innovation of a  
          process, procedure, or issue within state government and give  
          participating state agencies the authority to experiment with  
          this entrepreneurial process to solve problems.

           ASSEMBLY FLOOR  :  72-0, 5/23/14
          AYES:  Achadjian, Alejo, Allen, Ammiano, Bigelow, Bloom,  
            Bocanegra, Bonta, Bradford, Buchanan, Ian Calderon, Campos,  
            Chau, Ch�vez, Chesbro, Conway, Cooley, Dababneh, Dahle, Daly,  
            Dickinson, Eggman, Fong, Fox, Frazier, Beth Gaines, Garcia,  
            Gatto, Gomez, Gonzalez, Gordon, Gorell, Gray, Grove, Hagman,  
            Hall, Holden, Jones-Sawyer, Levine, Linder, Logue, Lowenthal,  
            Maienschein, Mansoor, Medina, Melendez, Mullin, Muratsuchi,  
            Nazarian, Nestande, Olsen, Pan, Patterson, Perea, John A.  
            P�rez, Quirk, Quirk-Silva, Rendon, Ridley-Thomas, Rodriguez,  
            Salas, Skinner, Stone, Ting, Wagner, Waldron, Weber,  
            Wieckowski, Wilk, Williams, Yamada, Atkins
          NO VOTE RECORDED:  Bonilla, Brown, Donnelly, Harkey, Roger  
            Hern�ndez, Jones, V. Manuel P�rez, Vacancy


          MW:e  8/15/14   Senate Floor Analyses 

                                                                CONTINUED





                                                                    AB 2138
                                                                     Page  
          5


                           SUPPORT/OPPOSITION:  SEE ABOVE

                                   ****  END  ****









































                                                                CONTINUED