BILL ANALYSIS                                                                                                                                                                                                    �



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          Date of Hearing:   May 21, 2014

                        ASSEMBLY COMMITTEE ON APPROPRIATIONS
                                  Mike Gatto, Chair

                      AB 2244 (Chau) - As Amended:  May 15, 2014

          Policy Committee:                              Revenue &  
          Taxation     Vote:                            8-0

          Urgency:     No                   State Mandated Local Program:  
          Yes    Reimbursable:              No

           SUMMARY  

          This bill lowers the minimum franchise tax a business entity is  
          required to pay, on or after January 1, 2015, from the current  
          $800 to $200 if the business entity is dormant or $50 if the  
          business entity is inactive.  The bill defines the following  
          terms:

          1)"Business entity" as a corporation, LP, LLC, LLP, charitable  
            corporation, regulated investment company (RIC), real estate  
            investment trust (REIT), real estate mortgage investment  
            conduit (REMIC), or a qualified Subchapter S subsidiary.

          2)"Dormant business entity" as a business entity that is  
            organized under the laws of this state or has qualified to  
            transact intrastate business in this state, and that  
            certifies, under penalty of perjury, with its return for the  
            taxable year, that it was not doing business in this state for  
            that taxable year.  A business entity may be a dormant  
            business entity for no more than one period of five  
            consecutive taxable years.

          3)"Inactive business entity" as a business entity, other than an  
            LP or an LLP, that is organized under the laws of this state  
            or has qualified to transact intrastate business in this  
            state, and that reasonably believes that it will not be doing  
            business in this state for that taxable year.  A business  
            entity may be an inactive business entity for no more than one  
            period of five consecutive taxable years.

            An inactive business that was actually doing business in a  
            year in which it believed it would be inactive must pay an  








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            additional tax of $750 upon filing its return.

           FISCAL EFFECT  

          1)Potentially significant GF costs to Franchise Tax Board (FTB)  
            to administer the changes to forms and systems.

          2)Estimated GF revenue decreases of $2 million, $6 million, and  
            $11 million in FY 2014-15, FY 2015-16, and FY 2016-17,  
            respectively.

           COMMENTS  

          1)  Purpose.   According to the author, corporations are often  
            formed with grand intentions but never actually do business.   
            Others are formed, operate for a few years and then, for many  
            different reasons, stop doing business.  If a business entity  
            has not been doing business, it often fails to file a tax  
            return, causing the FTB to pursue those entities for the  
            missing returns and assessing additional penalties and fees.   
            Proponents argue this bill will help reduce the burden on  
            dormant or inactive businesses that have not done business in  
            the state within the last year or do not reasonably likely to  
            do business in the state.  Proponents assert this reduction  
            will help those businesses that have not benefitted from  
            transacting any activity, and therefore should not owe the  
            minimum franchise tax.

          2)  Existing Law.   California imposes a minimum franchise tax of  
            $800 on all corporations and an equivalent tax of $800 on LPs,  
            LLPs, and LLCs organized or doing business in the state.   
            Corporations are generally subject to tax on income, and must  
            pay the minimum franchise tax only if it is more than their  
            regular franchise tax liability.  LPs, LLPs, and LLCs are  
            usually pass-through entities for tax purposes, and as a  
            result most pay only the minimum franchise tax.  Corporations  
            are not subject to the minimum franchise tax in their first  
            taxable year.

          3)  Justification for Minimum Tax.   As indicated in their  
            respective statutes, the minimum franchise tax was enacted to  
            ensure that business entities pay a minimum amount for the  
            "privilege of conducting business" in California and the  
            benefits of limited liability.  The minimum tax is not an  
            income tax but instead a tax on the privilege to exercise  








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            corporate powers and the benefits to owners of limited  
            liability.  Even when a business earns no income, it still  
            receives the benefits of the "corporate veil" under state law.

            The creation of LLPs and LLCs in particular extended the  
            privileges of corporate power and limited liability without  
            the more complicated tax status and governance requirements of  
            a full corporation.  The corporate veil is critical to capital  
            formation in businesses large and small, and provides  
            protection to owners and creditors from liability in tort and  
            insolvency situations.  In exchange for protecting business  
            owners and creditors, the state requires these entities to pay  
            an annual minimum franchise tax of $800.

          4)  Dormancy and Inactivity.   It is not unusual for a business to  
            cease activity or operations without properly winding up and  
            paying the minimum franchise tax.  A significant portion of  
            inactive businesses currently do not remit any minimum  
            franchise tax.  Somewhat ironically, the limited liability  
            afforded these entities limits FTB's ability to ever collect  
            these unpaid taxes.  While this bill creates a lower tax  
            requirement for dormant and inactive businesses, it is unclear  
            whether many businesses would volunteer to pay the reduced tax  
            when they might otherwise cease operations and choose to pay  
            no tax at all.

          5)  Related Legislation.  

             a)   AB 1645 (Alejo) of 2014 exempts business entities from  
               the minimum franchise tax for their first two taxable  
               years.  AB 1645 is pending in this Committee.

             b)   AB 2086 (Calderon) of 2014 creates installment payment  
               options for LLCs to pay the minimum franchise tax.  AB 2086  
               is pending in this Committee.

             c)   AB 2466 (Nestande) of 2014 reduces the minimum franchise  
               tax for new veteran-owned small businesses.  AB 2466 is  
               pending in this Committee.

           Analysis Prepared by  :    Joel Tashjian / APPR. / (916) 319-2081 












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