BILL ANALYSIS                                                                                                                                                                                                    Ó



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       Date of Hearing:   April 22, 2014

          ASSEMBLY COMMITTEE ON JOBS, ECONOMIC DEVELOPMENT AND THE ECONOMY
                                 Jose Medina, Chair
             AB 2290 (John A. Pérez) - As Introduced:  February 21, 2014
       
       SUBJECT  :   California Infrastructure and Economic Development Bank 

        SUMMARY  :   Authorizes the California Infrastructure and Economic  
       Development Bank (I-Bank) to serve as the primary state agency for  
       applying to any federal infrastructure bank or financing authority.   
       Further, the bill expands the membership of the board of directors  
       from five to seven members and specifies that legislative members will  
       be nonvoting members and may appoint a designee to serve in his or her  
       place.   

        EXISTING LAW:

        1)Establishes the I-Bank within the Governor's Office of Business and  
         Economic Development (GO-Biz) and authorizes it to undertake a  
         variety of infrastructure related financial activities including,  
         but not limited to, the administration of a revolving loan fund and  
         the issuance of tax-exempt and taxable revenue bonds.

       2)Provides that the board of directors of the I-Bank is comprised of  
         five specified people, defines a quorum at three people and  
         specifies that an affirmative vote of three people is required on  
         any action taken by the board.

       3)Specifies that the I-Bank board of directors shall consist of the  
         following:

          a)   The Director of the GO-Biz or a designee (chair);
          b)   The Director of Finance or a designee;
          c)   The Treasurer or a designee;
          d)   The Secretary of Transportation or a designee; and
          e)   A Governor's appointee. 

        FISCAL EFFECT  :   Unknown 

        COMMENTS  :    

        1)Author's Purpose :  According to the author, "This bill is intended  
         to allow the Legislature to participate in critical decisions  
         affecting the I-Bank.  Given the I-Bank's integral role in issuing  








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         tax-exempt and taxable revenue bonds, providing financing to public  
         agencies, and leveraging State and Federal funds, it is important  
         that the Legislature have input on how those decisions are made. "

        2)Framing the Policy Issue  :  This designates the I-Bank as the state's  
         primary liaison with the federal government on issues related to a  
         national infrastructure bank and adds legislative Members to the  
         board of directors in order to more closely link its activities to  
         the state's broader development activities.

         In advocating for the heightened participation of the state in  
         federal legislative and congressional activities, the author notes  
         the importance of finding new sources of capital for upgrading  
         California's infrastructure and the continuing interest in a  
         national bank model.  Additional information on the role of  
         infrastructure within the California economy, including the  
         significant defects and funding gaps are discussed below.

        3)Infrastructure and the Economy  :  World class infrastructure plays a  
         key role in business attraction, as multinational companies  
         consistently rank the quality of infrastructure among their top four  
         criteria in making investment decisions.  Research shows that as  
         U.S. infrastructure has been in decline while, infrastructure in  
         other countries is rapidly increasing.  The 2012-13 Global  
         Competitiveness Report by the World Economic Forum places U.S.  
         infrastructure 25th in the world, down from 23rd in 2010 and 7th in  
         2000.  

         California's 2013 Infrastructure Report Card by the American Society  
         for Civil Engineers estimates that California's annual unfunded  
         infrastructure investment is $65 billion.  The impact of this lack  
         of investment is compounded by the substantial new infrastructure  
         investments made in other states and nations, including the  
         expansion of the Panama Canal. 

         Since the 1980's infrastructure to support economic development  
         activities has focused on supporting specific areas of "industry  
         clusters" where multiple firms and organizations working in the  
         same, or similar, fields draw on each other's discoveries, products,  
         and in some cases workforces leading to a highly focused and  
         productive innovation center with prodigious output.  Silicon Valley  
         and Hollywood are archetypical examples, specializing in electronics  
         and cinema, respectively.

         Globalization is changing the economic paradigm, which makes the  








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         linkages between regional economies more relevant and competitive  
         advantage is increasingly based on the quality and efficiency of the  
         technologies that link the location with other areas of the world.   
         In the 2014 State of the Union Address, President Obama announced  
         three new infrastructure initiatives including:

              A "fix-it-first" proposal to repair existing infrastructure  
            before building new projects;


              A "Rebuild America Partnership" to bring private money off the  
            sidelines through a new bond program; and


              A continued "modernization effort" to speed up permitting and  
            construction.


         The President's plan is to invest $50 billion in the U.S.  
         transportation infrastructure, with $40 billion targeted to the most  
         urgent upgrades, and focused on fixing our highways, bridges,  
         transit systems, and airports most in need of repair.


        1)National Infrastructure Bank  :  Spending on infrastructure by the  
         federal government has been declining.  According to the  
         Congressional Budget Office, spending on transportation and water  
         infrastructure as a share of U.S. GDP was 3.1% in 1959 and was only  
         2.4% in 2007.  

         The National Surface Transportation Infrastructure Financing  
         Commission estimates that there is a highway and transit funding gap  
         of $2.3 trillion.  The federal Environmental Protection Agency  
         similarly finds there is great need to repair and upgrade water  
         systems including a 2009-19 funding gap of $122 billion for clean  
         water and $102 billion for drinking water.  Not surprising, there  
         has been a national call for renewed infrastructure investment to  
         support manufacturing, goods movement, energy production, and  
         broadband deployment, among other economic and community development  
         purposes.  


         A National Infrastructure Reinvestment Bank was first proposed by  
         U.S. Senators Christopher Dodd and Chuck Hagel in 2007.  President  
         Barack Obama supported the legislation in 2008 and again in 2010.   








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         More recently, in his 2013 State of the Union, President Obama  
         emphasized the importance of fixing the nation's infrastructure as  
         part of his "Plan for a Strong Middle Class and A Strong America"  
         and proposed both a $50 billion "Fix it First" program from peace  
         dividends and a "Partnership to Rebuild America" initiative, which  
         would use public policies to attract private investment in upgrading  
         America's infrastructure.  Various members of the U.S. Congress are  
         also pursuing a national infrastructure bank model.  U.S.  
         Representative Rosa DeLauro (D-CT-3), as an example, introduced AB  
         2553 in 2013, which has 95 co-authors including 16 from California. 


         Models for a national infrastructure bank have varied and the state  
         I-Bank has been asked to Washington D.C. several times to discuss  
         differing models.  In one instance, the federal government would use  
         $60 billion in seed money over 10 years with an expected return of  
         $500 billion in private investment.  Given the significance of  
         quality infrastructure within every state's global competitiveness,  
         it would seem that engaging in the development of the national  
         program would be within the state's interest.  AB 2290 would  
         specifically designate the state I-Bank as the primary state agency  
         for applying to the federal infrastructure bank.


        2)Background on I-Bank  :  The I-Bank was established in 1994 to promote  
         economic revitalization, enable future development, and encourage a  
         healthy climate for jobs in California.  Housed within GO-Biz, it is  
         governed by a five-member board of directors comprised of the  
         Director of GO-Biz (chair), the State Treasurer, the Director  
         Department of Finance, the Transportation Agency, and a Governor's  
         appointee.  The day-to-day operations of the I-Bank are directed by  
         the Executive Director who is an appointee of the Governor and is  
         subject to confirmation by the California State Senate.  Currently,  
         the I-Bank has authority for 25 staff members.

         The I-Bank does not receive any ongoing General Fund support, rather  
         it is financed through fees, interest income and other revenues  
         derived from its public and private sector financing activities.   
         According to its Comprehensive Annual Financial Report for the  
         fiscal year ended June 2013, its programs continued to provide  
         revenues sufficient to cover operating expenses.  

         The I-Bank administers three programs:  (1) the Infrastructure State  
         Revolving Fund which provides direct low-cost financing to public  
         agencies for a variety of public infrastructure projects; (2) the  








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         Conduit Bond Program which provides financing for manufacturing  
         companies, public benefit nonprofit organizations, public agencies  
         and other eligible entities; and (3) the Small Business Finance  
         Center which helps small businesses access private financing through  
         loan guarantees, direct loans, and performance bond guarantees.   
         There is no commitment of I-Bank or state funds for any of the  
         conduit revenue bonds.  Even in the case of default, the state is  
         not liable.
        
         Since its creation in 1994, the I-Bank has loaned, financed, or  
         participated in over $344 billion in infrastructure and economic  
         expansion projects.  This includes over $400 million to local and  
         state agencies, developing a high-level of expertise in the  
         financing of public infrastructure.  The I-Bank also serves as the  
         state's only general purpose financing authority with broad  
         statutory powers to issue revenue bonds, make loans, and provide  
         guarantees.  Over $33 billion in conduit revenue bonds have been  
         issued by the I-Bank since 2000.  

         The seismic upgrade of the Bay Bridge is an example of how conduit  
         revenue bonds can be used to raise capital for infrastructure  
         projects without impacting the state General Fund.  In this example,  
         the repayment of the bonds was based on a $1 per vehicle surcharge  
         collected on seven Bay Area state-owned toll bridges.  In addition  
         to this type of bonding activity, the I-Bank has also been involved  
         in other unique financings including Tobacco Securitization Bonds,  
         Tribal Compact Asset Securitization Bonds, and Imperial Irrigation  
         District Preliminary Loan Guarantees.

        3)Board Structure  :  The I-Bank's board of directors is currently  
         comprised of five members, four of which are state public officials.  
          Each of the public officials either has specific program-related  
         expertise or has access to experts within their respected  
         departments or agencies.
        
          Under existing law, the Governor has the authority to appoint one  
         public member to the board.  This public member is not required to  
         have any particular skill set or represent a particular stakeholder  
         group other than the public-at-large.  The chart - Board Structures  
         from Selected Economic and Workforce Development Entities details,  
         that there is no consistent board appointment structure.


          ------------------------------------------------------------------- 
         | Board Structures from Selected Economic and Workforce Development |








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         |                             Entities                              |
          ------------------------------------------------------------------- 
         |--------+-----+-----+------+-----+-----------------------------------|
         |        |Total|Gov  |Speake|Senat|Other                              |
         |        |     |Appts|r     |e    |Information                        |
         |        |Mem-b|     |Appts |Rules|                                   |
         |        |ers  |     |      |     |                                   |
         |        |     |     |      |Appts|                                   |
         |        |     |     |      |     |                                   |
         |--------+-----+-----+------+-----+-----------------------------------|
         |Waste   |     |     |      |     |Four Public Members:  Four members |
         |Manage-m|  6  |  4  |  1   | 1   |are appointed by the Governor, two |
         |ent     |     |     |      |     |of whom represent the public, one  |
         |Board   |     |     |      |     |member with industry expertise,    |
         |and the |     |     |      |     |and one with expertise in the      |
         |Recyclin|     |     |      |     |environmental field. One member is |
         |g       |     |     |      |     |appointed by the Senate Committee  |
         |Market  |     |     |      |     |on Rules and one is appointed by   |
         |Develop-|     |     |      |     |the Speaker of the Assembly to     |
         |ment    |     |     |      |     |represent the public.  Reference:  |
         |Zones   |     |     |      |     |PRC 404001                         |
         |--------+-----+-----+------+-----+-----------------------------------|
         |Employ-m|     |     |      |     |One Public Member:  The Speaker    |
         |ent     |  7  |  3  |  2   |  2  |and President pro Tempore each     |
         |Training|     |     |      |     |appoint two members, one being a   |
         | Panel  |     |     |      |     |private sector labor               |
         |        |     |     |      |     |representative and the other being |
         |        |     |     |      |     |a business representative.         |
         |        |     |     |      |     |Governor appoints three members,   |
         |        |     |     |      |     |one being a private sector labor   |
         |        |     |     |      |     |representative, one being a        |
         |        |     |     |      |     |business representative, and one   |
         |        |     |     |      |     |public member.                     |
         |        |     |     |      |     |Reference: UIC 10202.5             |
         |--------+-----+-----+------+-----+-----------------------------------|
         |Workforc|     |     |      |     |There is no statutory limit on the |
         |e       | No  | No  | 2    | 2   |number of people who may serve on  |
         |Investme|limit|limit|      |     |the board.  A majority of Gov      |
         |nt      |     |     |      |     |appointments are from business,    |
         |Board   |     |     |      |     |including small business.  At      |
         |        |     |     |      |     |least 15% of the Gov. appointments |
         |        |     |     |      |     |shall be from labor organizations  |
         |        |     |     |      |     |nominated by state labor           |
         |        |     |     |      |     |federations.  In addition to these |
         |        |     |     |      |     |appointments the Governor may      |








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         |        |     |     |      |     |place an unlimited number of state |
         |        |     |     |      |     |officials and state government     |
         |        |     |     |      |     |representatives.                   |
         |        |     |     |      |     |Legislature appoints two public    |
         |        |     |     |      |     |members each.  Reference:  UIC     |
         |        |     |     |      |     |14012                              |
         |--------+-----+-----+------+-----+-----------------------------------|
         |Californ|     |     |      |     |Two public members:  Secretary of  |
         |ia      | 11  |  7  |  2   |  2  |BTH serves as chair.  Governor     |
         |Small   |     |     |      |     |appoints six members from small    |
         |Business|     |     |      |     |business community.  Between the   |
         | Board  |     |     |      |     |Assembly and the Senate one        |
         |        |     |     |      |     |business and one agricultural      |
         |        |     |     |      |     |representative is appointed.       |
         |        |     |     |      |     |Plus, one Assembly Member and one  |
         |        |     |     |      |     |Senator to serve on the board.     |
         |        |     |     |      |     |Reference:  Corp 14021             |
          --------------------------------------------------------------------- 

        4)Related legislation  :  Below is a list of related legislation from  
         current and previous legislative sessions:

          a)   AB 311 (V. Manuel Perez) Bi-National Infrastructure and  
            Economic Development Bank: This bill expands the role of the  
            I-Bank to include facilitating infrastructure and economic  
            development financing activities within the California and Mexico  
            border region.  Status:  Pending in Assembly Committee on  
            Appropriations.

          b)   AB 701 (John A. Pérez) I-Bank Board Membership:  As passed by  
            JEDE, this bill would have authorized the I-Bank to serve as the  
            primary state agency for applying to any federal infrastructure  
            bank or financing authority.  Further, the bill would have  
            expanded the membership of the board of directors from five to  
            seven members and specified that legislative members will be  
            nonvoting members.  Amendments taken in the Senate deleted the  
            content of the bill and added language relating to property tax  
            allocation in Orange County with Assemblymember Quirk-Silva as  
            the author.  Status: Signed by the Governor, Chapter 393,  
            Statutes of 2013.

          c)   AB 1094 (John A. Pérez) Board Membership of the California  
            Infrastructure Bank:  This bill, as it was heard by JEDE, would  
            have added a member of the Assembly and a member of the Senate as  
            advisory members to the board of administration of the California  








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            Infrastructure and Economic Development Bank.  Amendments were  
            taken to remove the Bank provisions and the bill was related to a  
            different topic and a different author at the time the bill was  
            pulled into the Senate Committee on Rules.  Status: Held in the  
            Senate Committee on Rules in 2012.

          d)   AB 1272 (Medina) Infrastructure Financing Consortiums:  This  
            bill would have authorized the I-Bank to join regional, state,  
            national, or international organizations related to  
            infrastructure financing in order to facilitate infrastructure  
            financing projects in California.  Status:  Held on the Suspense  
            File of the Assembly Committee on Appropriations, 2013.   

          e)   AB 1380 (Bass) California Infrastructure and Economic  
            Development Bank: Board of Directors:  This bill would have  
            expanded the membership of the board of directors of the I-Bank  
            from five to seven members.  Status:  Held in the Senate Rules  
            Committee, 2010.  

        REGISTERED SUPPORT / OPPOSITION  :   

        Support 
        
       The American Federation of State, County, and Municipal Employees

        Opposition 
        
       None received 
        
       Analysis Prepared by  :    Toni Symonds / J., E.D. & E. / (916) 319-2090