BILL ANALYSIS                                                                                                                                                                                                    Ó



                                                                  AB 2373
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          Date of Hearing:  April 9, 2014

                       ASSEMBLY COMMITTEE ON LOCAL GOVERNMENT
                           K.H. "Katcho" Achadjian, Chair
                 AB 2373 (R. Hernández) - As Amended:  March 24, 2014
          
          SUBJECT  :  Probation officers: funding.

           SUMMARY  :  Requires every county to provide its probation officer  
          with the resources the probation officer needs to properly  
          discharge his or her responsibilities, or demonstrate via an  
          external audit that the county has no discretionary funds to do  
          so.  Specifically,  this bill  :  

          1)Requires, upon receipt of notification from its probation  
            officer that staff and financial resources available to the  
            probation officer are insufficient to meet his or her  
            statutory or court ordered responsibilities, a county, or city  
            and county, to do either of the following:

             a)   Provide the probation officer with the resources the  
               probation officer has identified as necessary to properly  
               discharge his or her statutory or court-ordered  
               responsibilities in the notification; or,

             b)   If the county, or city and county, makes a determination  
               that it does not have the resources available to meet the  
               probation officer's needs as identified by the probation  
               officer in the notification, the county, or city and  
               county, shall, within 10 days of that determination, notify  
               the probation officer and the presiding judge of the  
               superior court of that determination.

          2)Requires the county, or city and county, to, within 30 days of  
            the determination described in 1)b), above, provide a full  
            financial accounting of its General Fund and discretionary  
            moneys in order to demonstrate that it does not have the  
            discretionary resources available to meet the probation  
            officer's needs as identified by the probation officer in the  
            notification.  This accounting shall be prepared by an  
            independent auditor who is not an employee of the county, or  
            city and county.

          3)Requires the county, or city and county, if it fails to comply  
            with the deadlines described in 1)b) and 2), above, to  








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            immediately provide the probation officer with the resources  
            the probation officer has identified as necessary to properly  
            discharge his or her statutory or court-ordered  
            responsibilities in the notification.

          4)Requires, if the county's, or the city's and county's,  
            financial accounting required by this bill identifies  
            discretionary moneys, those moneys to immediately be provided  
            to the probation officer to help meet the probation officer's  
            needs as identified by the probation officer in the  
            notification.

          5)Provides that, for the purposes of this bill, "discretionary  
            moneys" does not include the proceeds of any tax imposed or  
            levied by a local government solely for the local government's  
            purposes.

          6)Provides that, if the Commission on State Mandates determines  
            that this bill contains costs mandated by the state,  
            reimbursement to local agencies and school districts for those  
            costs shall be made pursuant to current law governing state  
            mandated local costs.

           EXISTING LAW  : 

          1)Requires a probation officer to notify the presiding judge of  
            the superior court and the board of supervisors of the county,  
            or city and county, upon a determination that, in the  
            probation officer's opinion, staff and financial resources  
            available to him or her are insufficient to meet his or her  
            statutory or court ordered responsibilities.  The notification  
            must be in writing, must explain which of those  
            responsibilities cannot be met, and must explain what  
            resources are necessary to properly discharge those  
            responsibilities.

          2)Establishes local Community Corrections Partnerships (CCPs) in  
            each county with membership primarily comprised of officials  
            from various law enforcement and service provider agencies and  
            requires each CCP to recommend to its county board of  
            supervisors a plan for how to implement the 2011 public safety  
            realignment.

          3)Requires that, after July 1, 2011, all offenders released from  
            prison who do not have current convictions for serious or  








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            violent felonies, who are not third strikers, and who are not  
            high risk sex offenders will be subject to post-release  
            supervision by counties rather than subject to state parole  
            supervision.  The county agency responsible for post-release  
            supervision is to be determined by the county boards of  
            supervisors.

           FISCAL EFFECT  :  This bill is keyed fiscal.

           COMMENTS  :   

           1)Purpose of this bill  .  This bill requires every county to  
            provide its probation officer with the resources the probation  
            officer needs to properly discharge his or her  
            responsibilities, or demonstrate via an external audit that  
            the county has no discretionary funds to do so.  This bill is  
            sponsored by the State Coalition of Probation Organizations.

           2)Author's statement .  According to the author, "Probation  
            Departments and Probation Officers throughout California are  
            required to comply with specific Constitutional, Statutory,  
            Regulatory and Court-Ordered mandates.  In addition, pursuant  
            to the Governor's 'Public Safety Realignment' Plan, Probation  
            Departments and likewise Probation Officers, have seen their  
            workload and responsibilities greatly increase.   
            Unfortunately, in far too many counties this increased  
            workload and responsibility has not been met with commensurate  
            and necessary increases in funding.

            "(Current law) requires each County's Chief Probation Officer  
            ('CPO') to inform his/her presiding judge of the superior  
            court and the board of supervisors of the county, or city and  
            county, in writing if the staff and financial resources  
            available to him/her are insufficient to meet the above  
            referenced mandates.  Unfortunately, in most counties this  
            statutory requirement is ignored; in any event, in those few  
            counties were the CPO does notify the County of insufficient  
            resources, (current law) does not provide any recourse for the  
            lack of resources."

           3)Background  .  AB 109 (Committee on Budget), Chapter 15,  
            Statutes of 2011, made a number of statutory changes to  
            implement the state's realignment of certain low level  
            offenders, adult parolees, and juvenile offenders from state  
            to local jurisdiction.  Among its provisions, 








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          AB 109 required that, after July 1, 2011, all offenders released  
            from prison who do not have current convictions for serious or  
            violent felonies, who are not third strikers, and who are not  
            high risk sex offenders be subject to post-release supervision  
            by counties rather than subject to state parole supervision.   
            AB 109 also created CCPs for each county to recommend to  
            county boards of supervisors a plan for how to implement the  
            2011 public safety realignment.

            Existing law also requires probation officers to notify their  
            presiding superior court judge and their board of supervisors  
            upon a determination that, in the probation officer's opinion,  
            staff and financial resources available to him or her are  
            insufficient to meet his or her statutory or court ordered  
            responsibilities.

            This bill establishes an entirely new procedure that counties  
            must follow after a probation officer makes this notification.  
             It gives counties two options:  a) provide the resources the  
            probation officer has identified as necessary to discharge his  
            or her responsibilities; or, 
            b) determine that it has insufficient resources to do so.  

            In the latter instance, counties must notify the probation  
            officer and the presiding superior court judge within 10 days  
            of the determination.  In addition, counties must have an  
            independent auditor prepare within 30 days a full financial  
            accounting of its General Fund and discretionary moneys in  
            order to demonstrate that they do not have the discretionary  
            resources available to meet the probation officer's needs.  If  
            a county does not meet these deadlines, it must immediately  
            provide the probation officer with the resources the probation  
            officer has identified as necessary.

            Further, if the county's financial accounting identifies any  
            discretionary moneys, those moneys must immediately be  
            provided to the probation officer to help meet the probation  
            officer's needs (although "discretionary moneys" does not  
            include the proceeds of any tax imposed or levied by a local  
            government solely for the local government's purposes).

           4)Policy considerations  .  Counties provide a broad range of  
            services to county residents, including welfare, child  
            support, behavioral and public health, firefighting, sheriffs  
            and coroners, district attorneys, public defenders, county  








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            clerks and recorders, treasurer-tax collectors,  
            assessors/auditors/treasurers, public works, agriculture,  
            water and resource conservation, libraries, veterans'  
            services, and other services.

            The California State Association of Counties, in opposition,  
            states, "AB 2373 is impractical and unworkable.  It is an  
            affront to the core responsibility of a county board of  
            supervisors that must identify budget priorities and allocate  
            resources across dozens of county departments and hundreds of  
            vital programs and services delivered at the local level.   
            Further, the bill sets an unreasonable precedent and  
            effectively elevates probation's identified needs above all  
            others."

            The Urban Counties Caucus, in opposition, notes, "Counties are  
            mandated to provide a certain level of services in many other  
            county functions including health and human services and we  
            are not allowed any flexibility regarding those funding  
            levels?we would note that County Boards of Supervisors are  
            subject to the Brown Act which means that every decision,  
            action and discussion by the Board regarding our budget  
            process are public hearings, open to the public and available  
            for comment by any member of the public including county  
            staff, advocates, and the general public.  Therefore, this  
            bill is unnecessary."

            Rural County Representatives of California, in opposition,  
            write, "It should also be noted that there is currently a  
            bifurcation of authority and funding relative to county  
            probation.  In all but a handful of counties, the Chief  
            Probation Officer is appointed by the courts; however, the  
            probation department's budget is adopted by the county Board  
            of Supervisors.  RCRC has long-suggested that this governance  
            model be reviewed.  We would suggest the Legislature re-visit  
            this policy question prior to imposing new budgeting  
            requirements on county Boards of Supervisors."

           5)Arguments in support  .  The State Coalition of Probation  
            Organizations, in support, state, "Realignment has created  
            enhanced danger for probation officers every day.   
            Furthermore, realignment has resulted in an increased  
            caseload, as well as more sophisticated and high-risk  
            offenders for probation.  Therefore, it is imperative that  
            probation officers, who perform the bulk of Realignment  








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            duties, have adequate resources to perform their jobs and,  
            ultimately, to successfully implement realignment."

           6)Arguments in opposition  .  Opponents contend that this bill is  
            an unprecedented intrusion into the authority of county boards  
            of supervisors to determine and implement county budgets,  
            prioritizes probation activities at the detriment of other  
            county programs and services, and is unnecessary given the  
            open public process counties follow when developing their  
            budgets.

           7)State mandate  .  This bill is keyed a state mandate, which  
            means the state could be required to reimburse local agencies  
            and school districts for implementing the bill's provisions if  
            the Commission on State Mandates determines that the bill  
            contains costs mandated by the state.

           8)Double-referral  .  This bill is double-referred to the Public  
            Safety Committee.

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          State Coalition of Probation Organizations [SPONSOR]
          Fraternal Order of Police, N. California Probation, Lodge #19
          Sacramento County Probation Association
          Ventura County Professional Peace Officers' Association

           Opposition 
           
          California State Association of Counties
          Rural County Representatives of California
          Urban Counties Caucus
           
          Analysis Prepared by  :    Angela Mapp / L. GOV. / (916) 319-3958