BILL ANALYSIS                                                                                                                                                                                                    �






                             SENATE COMMITTEE ON HEALTH
                          Senator Ed Hernandez, O.D., Chair

          BILL NO:       AB 2374
          AUTHOR:        Mansoor
          AMENDED:       May 6, 2014
          HEARING DATE:  June 25, 2014
          CONSULTANT:    Diaz

           SUBJECT :  Substance abuse: recovery and treatment services.
           
          SUMMARY  :  Requires resident deaths at Department of Health Care  
          Services-licensed (DHCS) residential facilities, as specified,  
          to be reported by telephone and in writing, as specified, in a  
          timely manner. Requires counselors working in specified DHCS  
          programs to be registered or certified by DHCS-approved  
          organizations, as specified. Prohibits DHCS from approving  
          organizations that do not consult with the available electronic  
          databases of other DHCS-approved organizations to obtain  
          specified information.

          Existing law:
          1.Gives DHCS sole authority in state government to license adult  
            residential treatment facilities (RTFs) and determine the  
            qualifications of personnel working within RTFs or any  
            facility licensed or certified by DHCS. Defines an RTF as any  
            premises, place, or building that provides 24-hour residential  
            non-medical services to adults who are recovering from  
            problems related to alcohol, drug, or alcohol and drug misuse  
            or abuse, as specified.

          2.Requires, through regulation, RTFs to report to DHCS by  
            telephone within one working day and in a written report  
            within seven working days: deaths of residents from any cause;  
            facility-related injuries of residents that require medical  
            treatment; reportable communicable diseases; poisonings;  
            catastrophes (natural disasters); and fires/explosions that  
            occur in or on the premises.

          3.Requires, through regulation, a DHCS-approved certifying  
            organization (CO), prior to certifying any registrant, to  
            contact all other DHCS-approved COs to determine if a  
            registrant's certification was ever revoked. 

          4.Prohibits, through regulation, licensed professionals in good  
            standing with their licensing agency from being required to  
                                                         Continued---



          AB 2374 | Page 2




            become certified by a CO in order to work at a facility  
            licensed or certified by DHCS. Defines "licensed professional"  
            as a physician licensed by the Medical Board of California; a  
            psychologist licensed by the California Board of Psychology  
            (CBP); a clinical social worker or marriage and family  
            therapist licensed by the California Board of Behavioral  
            Sciences (CBBS); or an intern registered with the CBP or the  
            CBBS. Defines "in good standing" as the professional's license  
            being valid and not revoked, suspended, or otherwise  
            terminated.
             
          This bill:
          1.Requires DHCS's death investigation policy for RTFs to ensure  
            that a resident's death is reported by the RTF and addressed  
            by DHCS in a timely manner.

          2.Requires telephonic and written reports to DHCS of events or  
            incidents occurring in an RTF to include at a minimum:

                  a.        A description of the event or incident,  
                    including the time, location, and nature of the event  
                    or incident;
                  b.        A list of immediate actions taken, including  
                    persons contacted; and,
                  c.        A description of the follow-up action that is  
                    planned, including steps taken to prevent a recurrence  
                    of the event or incident.

          3.Requires DHCS to require a counselor working within a  
            substance use disorder (SUD) program licensed or certified by  
            DHCS to be registered with or certified by a DHCS-approved CO.  


          4.Prohibits DHCS from approving a CO that does not consult with  
            the available electronic databases of the other DHCS-approved  
            COs prior to registering or certifying a person to determine  
            whether the person has ever had registration or certification  
            as a counselor revoked.

           FISCAL EFFECT  :   According to the Assembly Appropriations  
          Committee, minor and absorbable costs to DHCS to adjust existing  
          processes to comply with this bill. 

           PRIOR VOTES  :  
          Assembly Health:    18- 0
          Assembly Appropriations:17- 0




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          Assembly Floor:     73- 0
           
          COMMENTS  :  
           1.Author's statement.  According to the author, DHCS recently  
            took over the responsibilities formerly held by the Department  
            of Alcohol and Drug Programs (ADP) to license and enforce  
            regulations related to alcohol and drug substance abuse  
            rehabilitation in residential facilities. However, there have  
            been rising concerns that current regulations and enforcement  
            are inadequate. These have been brought to light by both a  
            recent state Senate report and various media coverage of  
            unfortunate deaths and accidents within these facilities.

          2.Senate Office of Oversight and Outcomes (SOOO) reports. 
             a.   Rogue Rehabs: State Failed to Police Drug and Alcohol  
               Homes, with Deadly Results. This September 2012 SOOO report  
               identified a pattern, over the past decade, of the ADP  
               (absorbed fully by DHCS in July 2013) failing to identify  
               potentially dangerous problems and, when it did, neglecting  
               to follow up and assure that the problems were corrected.  
               This report cited several incidents where ADP's enforcement  
               and investigation activities following resident deaths at  
               RTFs were inconsistent. At one facility where four patient  
               deaths occurred over a span of two and a half years, SOOO  
               reported that ADP was slow to respond. One death was only  
               investigated a year and a half after the fact, upon ADP  
               learning of another death in the same facility. By the time  
               ADP suspended the facility's license, the home had been  
               closed due to foreclosure. At other facilities, SOOO  
               reported that patients who needed medical care were  
               admitted to an RTF with the expectation that they would  
               receive medical care and ended up dying at the RTF. The  
               report states that ADP indicated it was being more  
               aggressive in halting practices that could lead to injury  
               or death, and was revoking and suspending licenses more  
               frequently. ADP also stated it had implemented new policies  
               intended to focus limited resources on cases that pose the  
               greatest risk to the public. The report recommended that  
               ADP's improved death investigation policy be used as a  
               template for statutory death investigation requirements, if  
               the policy were found to be effective.

             b.   Suspect Treatment: State's lack of scrutiny allows  
               unscreened sex offenders and unethical counselors to treat  
               addicts. This May 2013 SOOO report stated that for three  




          AB 2374 | Page 4




               decades the state and the SUD treatment industry have been  
               unable to agree on a framework to give the state authority  
               to credential counselors. The report concluded that  
               California's public-private hybrid system precludes  
               criminal background checks and leaves gaps that can be  
               exploited by counselors who move between seven COs that  
               register and certify them. While the  report acknowledged  
               that many counselors draw from their own struggles with SUD  
               to excel at jobs with not much pay, some come to the  
               profession with serious criminal backgrounds, which the  
               report states raises questions about their fitness to treat  
               clients, who are often at the most vulnerable time of their  
               lives.  

          3.Prior legislation. AB 40 (Mansoor) would have required RTFs to  
            report deaths and other unusual events to ADP and would have  
            required licensees that provide medical detoxification  
            services to provide those services under the supervision of a  
            medical doctor.  AB 40 was held on the Assembly Appropriations  
            Committee suspense file.  

          4.Support. Supporters of this bill argue that it will ensure the  
            timely reporting by the licensee in the event of the death of  
            a resident of an RTF, thus adding accountability to RTFs and  
            protection to the public.

          5.Amendments. The author may wish to consider the following  
            amendments suggested by committee staff (in bold, underline,  
            and italics):
               
               a.     Section 11830.01 is added to the Health and Safety  
                 Code, to read:

                 (a)   The death investigation policy of the department  The  
                 department's death investigation policy  shall be designed  
                 to ensure that a resident's death is   reported by the  
                 licensee and   addressed  and investigated  by the department  
                 in a timely manner.

                 (b) The telephonic and written reports of   events or  
                 incidents  resident deaths  occurring in a licensed  
                 facility that are required to be reported to the  
                 department shall include, but not be limited to, a  
                 description of the event or incident, including the time,  
                 location, and nature of the event or incident, a list of  
                 immediate actions that were taken, including persons  




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          5


          

                 contacted, and a description of the   followup  follow up   
                 action that is planned, including, but not limited to,  
                 steps taken to prevent a   recurrence of the event or  
                 incident  future death  . 

               b.     Section 11833 of the Health and Safety Code is  
                 amended to read:

                 (b)   The  Except for licensed professionals, as defined by  
                 the department, the  department shall require that a  
                 counselor working within a program described in  
                 subdivision (a) be registered with or certified by   an  a  
                 certifying  organization approved by the department to  
                 register and certify counselors.  Prior  The department  
                 shall not approve   an  a certifying  organization that does  
                 not, prior to registering or certifying   a counselor  an  
                 individual  ,  an approved organization shall  consult with  
                 the available electronic databases of the  contact  other  
                 department-approved   counselor registration and  
                 certification  certifying  organizations to determine  
                 whether the   person  individual  has ever had his or her  
                 registration or certification   as a counselor   revoked.

                 
           SUPPORT AND OPPOSITION  :
          Support:  California Association of Addiction Recovery Resources
                    California Narcotic Officers' Association
                    League of California Cities
                    Los Angeles County Board of Supervisors

          Oppose:   None received.



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