BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 2405
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          Date of Hearing:   April 29, 2014

                           ASSEMBLY COMMITTEE ON JUDICIARY
                                Bob Wieckowski, Chair
                    AB 2405 (Ammiano) - As Amended: April 10, 2014

                              As Proposed to be Amended
           
          SUBJECT  :  LANDLORD-TENANT: ELLIS ACT: MASKING OF COURT RECORDS

           KEY ISSUE  :  SHOULD A TENANT WHO, THROUGH NO FAULT OF HIS OR HER  
          OWN, HAS HAD AN ELLIS ACT-EVICTION SUIT FILED AGAINST HIM OR HER  
          BECAUSE HIS OR HER LANDLORD WISHES TO GET OUT OF THE RENTAL  
          BUSINESS, BE ENTITLED TO HAVE THE COURT RECORD OF THAT SUIT  
          PERMANENTLY MASKED SO AS NOT TO UNDESERVEDLY JEOPARDIZE THE  
          TENANT'S RENTAL HISTORY OR CREDIT REPORT?

                                      SYNOPSIS

          This bill addresses an important aspect of the Ellis Act  
          eviction process in landlord-tenant law.  Proposed amendments to  
          this measure, agreed to by the author in Local Government  
          Committee (and for timing issues, now to be taken in this  
          Committee) provide the basis of a significantly narrower, but  
          still important bill.  The remaining issue of this bill is  
          whether tenants deserve to be protected from possible harm to  
          their credit reports and rental histories simply by virtue of  
          having been named as a defendant in an Ellis Act eviction,  
          reflecting that their landlord wishes to get out of the landlord  
          business and has started the procedure for recovering the  
          property. According to the author, the answer to that question  
          is yes, because existing law still allows for that possibility  
          in Ellis Act cases.  Supporters of the bill, including the  
          Western Center on Law and Poverty, contend that unless access is  
          withheld by the court, the fact that an eviction was filed  
          against the tenant may very well end up reflected in landlord  
          registry records compiled by specialized credit reporting  
          agencies whose services are often used by landlords for a fee.   
          According to these advocates, potential future landlords often  
          reject tenant applications when a credit or background check  
          reveals an unlawful detainer was filed against a tenant.  The  
          author contends that the bill is needed to prevent the injustice  
          of such an outcome against a person who may have been a model  
          tenant until the day the eviction in an Ellis Act case was  
          filed, thus jeopardizing what may otherwise be perfect credit  








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          and rental histories.  The author notes that for similar public  
          policy reasons, the Legislature in 2010 passed SB 1149 (Ch. 641,  
          Stats. 2010) to authorize permanent masking for many defendants  
          in foreclosure eviction cases, who were similarly recognized to  
          be not at fault or responsible for initiation of the eviction.   
          The bill continues to be opposed by some landlord groups, who  
          contend the bill enables or encourages tenants in Ellis Act  
          cases to file frivolous legal challenges when a landlord seeks  
          to go out of business.  As proposed to be amended, the bill  
          reflects the amendments the author agreed to take when the bill  
          was in Local Government Committee.  With the proposed  
          amendments, this bill passed Local Government Committee with  
          bipartisan support and did not receive any "no" votes.

           SUMMARY  :  Requires the court clerk to not allow access to any  
          civil case records in an Ellis Act eviction case, except to  
          specified persons, as provided.  Specifically,  this bill  :   

          1)Provides that in the case of a complaint involving residential  
            property described in Section 7060.6 of the Government Code  
            ("Ellis Act eviction"), as indicated in the caption of the  
            complaint, the clerk shall not allow access to any court  
            records in the action, except to specified persons, as  
            provided.

          2)Finds and declares that to the extent that a civil action is  
            brought to evict a tenant solely because the property owner  
            wants to remove the residential unit from the rental market  
            and the tenant did not engage in acts that would constitute a  
            breach of the lease, the interest of the tenant in protecting  
            his or her reputation as a responsible tenant outweighs the  
            public interest in the outcome of the proceeding to evict the  
            tenant.

          3)Provides that if an owner seeks to displace a tenant or lessee  
            from accommodations withdrawn from rent or lease pursuant to  
            this chapter by an unlawful detainer proceeding, the owner  
            shall state the following in the caption of the complaint:   
            "CIVIL ACTION DESCRIBED IN SECTION 7060.6 OF THE GOVERNMENT  
            CODE."

           EXISTING LAW  :  

          1)Generally prohibits public entities from adopting any statute,  
            ordinance, or regulation, or taking any administrative action,  








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            to compel the owner of residential real property to offer or  
            to continue to offer residential real property for rent or  
            lease.  (Government Code Section 7060 ("Ellis Act").)

          2)Provides that, in unlawful detainer proceedings, the court  
            clerk shall allow access to case records to the following  
            persons:

             a)   A party to the action, including a party's attorney.
             b)   Any person who provides the clerk with the names of at  
               least one plaintiff and one defendant and the address of  
               the premises, including the apartment or unit number, if  
               any.
             c)   A resident of the premises who provides the clerk with  
               the name of one of the parties or the case number and shows  
               proof of residency.
             d)   To any person by order of the court on a showing of good  
               cause, as defined.  
             e)   To any other person 60 days after the complaint has been  
               filed, unless a defendant prevails in the action within 60  
               days of the filing of the complaint, in which case the  
               clerk may not allow access to any courts records in the  
               action, except to a party to the action or by court order,  
               as specified.  (Code of Civil Procedure Section 1161.2(a),  
               paragraphs (1) to (5).)

          3)Provides that the court clerk, in addition to observing the  
            above, shall allow access to case records in the case of a  
            unlawful detainer complaint involving residential property  
            based on Section 1161a ("foreclosure eviction") as indicated  
            in the caption of the complaint, to any other person, if 60  
            days have elapsed since the complaint was filed with the  
            court, and, as of that date, judgment against all defendants  
            has been entered for the plaintiff, after a trial.  Further  
            provides that if judgment is not entered under the conditions  
            described above, the clerk shall not allow access to any court  
            records in the action, except as provided.  (Code of Civil  
            Procedure Section 1161.2(a), paragraph (6).) 

           FISCAL EFFECT  :  As currently in print this bill is keyed fiscal.

           COMMENTS  :  This bill addresses an important aspect of the Ellis  
          Act eviction process in landlord-tenant law.  Proposed  
          amendments to this measure, agreed to by the author in Local  
          Government Committee (and for timing issues, now to be taken in  








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          this Committee) provide the basis of a significantly narrower,  
          but still important bill.  The remaining issue of this bill is  
          whether tenants deserve to be protected from possible harm to  
          their credit reports and rental histories simply by virtue of  
          having been named as a defendant in an Ellis Act eviction,  
          reflecting that their landlord wishes to get out of the landlord  
          business and has started the procedure for recovering the  
          property.  According to the author, the answer to that question  
          is yes, because existing law still allows for that possibility  
          in Ellis Act cases.

          The proposed amendments reported from Local Government Committee  
          revise the legislative findings in Section 1, leave Section 2  
          unchanged, capitalize the caption statement in Section 3, and  
          delete Section 4 of the bill-easily the most controversial piece  
          of the bill.  As a result, the bill moves away from the  
          controversial topic of whether local officials should have any  
          authority to compel owners of residential rental property to  
          continue to remain in the landlord business in possible  
          contravention of the Ellis Act.  Instead, the bill moves the  
          discussion to a hopefully more noncontroversial issue: whether  
          tenants deserve to be protected from possible harm to their  
          credit reports and rental histories by virtue of the fact of  
          having been named as a defendant in an Ellis Act eviction.

          The author believes that such tenants deserve the strongest  
          possible protection of their credit reports and rental  
          histories, explaining:

               Protecting tenants' credit records, particularly low and  
               fixed income tenants, when they are being evicted at no  
               fault of their own, is a very important step to helping  
               them find alternative housing when they are forced to  
               move. 

               As proposed to be amended, AB 2405 allows a court to mask  
               Ellis Act evictions, which are no-fault of the tenant,  
               from the tenant's credit report and rental history. It is  
               a similar procedure to the statute we enacted several  
               years ago for tenants who were evicted from rental units  
               that were being bank foreclosed. 

           Existing law allows court records of Ellis Act evictions to  
          potentially jeopardize a tenant's credit report or rental  
          history.   A so-called "Ellis Act eviction" despite its name is  








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          not a distinct type of action and is still governed by regular  
          unlawful detainer law.  Under Code of Civil Procedure Section  
          1161.2, court unlawful detainer records are withheld from public  
          access (or "masked") by the court clerk for 60 days from the  
          date of filing of the complaint.  At the end of the 60-day  
          masking period, unless the tenant has already prevailed in the  
          eviction at that time, the records become public and are  
          available to credit agencies, landlord registries, and others.  

          As a result, tenants in Ellis Act cases, despite the fact that  
          they have done nothing wrong, may still face damage in their  
          credit reports or on their rental history simply by virtue of  
          the fact that their landlord wishes to get out of the landlord  
          business and has started the procedure for recovering the  
          property.  Unless access is withheld by the court, the fact that  
          an eviction was filed against the tenant may very well end up  
          reflected in landlord registry records compiled by specialized  
          credit reporting agencies whose services are often used by  
          landlords for a fee.  According to tenant advocates, potential  
          future landlords often reject tenant applications when a credit  
          or background check reveals an unlawful detainer was filed  
          against a tenant (a process sometimes referred to as  
          "blacklisting".)  The author contends that the bill is needed to  
          prevent the injustice of such an outcome against a person who  
          may have been a model tenant until the day the eviction in an  
          Ellis Act case was filed, thus jeopardizing what may otherwise  
          be perfect credit and rental histories.

           Legislative history of 60-day masking policy.   In 1991, the  
          Legislature approved and the governor signed SB 892 (Ch. 1007,  
          Stats. 1991), legislation which restricted public access to  
          court files in unlawful detainer cases for the first 30 days  
          after filing of the complaint.  The rationale at the time, as  
          stated in the uncodified findings and declarations of SB 892,  
          was to address a "crisis due to unscrupulous eviction defense  
          services which utilize records of court filings . . . to solicit  
          and defraud tenants."  A pilot project was established to  
          evaluate the effectiveness of this new restrictive access  
          policy, and in 1993, the Legislature determined that the  
          available data demonstrated the policy was effective in meeting  
          predetermined benchmarks for success.  The Legislature also  
          noted that some tenants continued to be solicited and defrauded  
          however, so it enacted SB 236 (Ch. 1191, Stats. 1993) to extend  
          the masking period from 30 days to 60 days to further prevent  
          tenants from being defrauded by eviction defense scams.








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          In 2003, the Legislature enacted SB 345 (Kuehl), Ch. 787, Stats.  
          2003, which for the first time established the rule of permanent  
          masking of court records for UD actions in which the tenant  
          prevails within 60 days of the filing of the complaint.  The  
          reason for this new rule, however, was to combat the problem of  
          blacklisting upon tenants who had had a UD filed against them,  
          rather than to prevent fraudulent eviction defense scams.   
          According to the Assembly Judiciary analysis, SB 345 was a  
          legislative response to a Court of Appeals decision,  U.D.  
          Registry, Inc. v. State of California  (1995) 34 Cal. App. 4th  
          107, which invalidated a previous anti-blacklisting statute that  
          prohibited credit reporting agencies from including in a credit  
          report any information relating to a UD unless the landlord  
          prevailed.  In its decision, the court held that the statute  
          could not single out only credit reporting agencies for its  
          prohibition of disclosure of court records, but the court also  
          specifically noted that the state could control the initial  
          release of such information without distinguishing between users  
          of the information.  Subsequently, the Legislature passed SB 345  
          in response to establish precisely this type of control of the  
          information at issue.

          Finally, in 2010 the Legislature enacted SB 1149 (Corbett), Ch.  
          641, Stats. 2010, which provided for a strong masking policy of  
          court records (often permanently) for many defendants in  
          foreclosure evictions pursuant to Section 1161a (authorizing  
          banks to initiate post-foreclosure evictions of former owners  
          who hold-over after the property has been sold.)  As reflected  
          in this Committee's analysis of SB 1149, what makes those  
          evictions so inequitable is that tenants are not evicted through  
          any fault of their own, but only because the property owner has  
          failed to make payments to his lender.

          For similar public policy reasons, this bill seeks to ensure  
          that a tenant named in an Ellis Act case is entitled to have the  
          court permanently mask the case files from public record.  It is  
          a simple rule that applies without regard to whether 60 days has  
          elapsed from the filing of the complaint, or whether the  
          defendant or plaintiff has ultimately prevailed in the action.   
          The potential damage to the tenant's record going forward is  
          created from the moment the unlawful detainer is served against  
          the tenant by his landlord seeking to go out of business under  
          the Ellis Act, and the bill appropriately reflects the author's  
          intent to prevent such damage to the innocent tenant's record.








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           ARGUMENTS IN SUPPORT  :  The Western Center on Law and Poverty and  
          California Rural Legal Assistance Foundation both support the  
          bill's proposal to mask evictions in Ellis Act cases, stating  
          together:

            By their very nature, evictions under the "Ellis Act" are in  
            no way the fault of the tenant. The landlord is simply  
            seeking to exit the rental business. Often, a new purchaser  
            of the property never intended to enter the rental business,  
            but uses the Ellis Act to empty the property and convert the  
            building to ownership units.

            In these situations, it makes no sense to allow Ellis Act  
            evictions to appear on a tenant's credit report, since they  
            do not reflect any wrong-doing by the tenant. With the  
            return of extremely tight rental markets in almost all areas  
            of the state, landlords are likely not to take the time to  
            look beyond the mere presence of an eviction on a tenant's  
            credit report, to see that the tenant was not removed  
            through any fault of his or her own.

            The bill would help this situation by allowing such  
            evictions to be "masked" from public view, as is currently  
            done for evictions following a foreclosure, another  
            situation in which the tenant faces a no-fault eviction  
            action. AB 2405's solution is fair to both tenants and  
            landlords.

           ARGUMENTS IN OPPOSITION  :  Several landlord groups, including the  
          Apartment Association of California, Southern Cities, submitted  
          a joint letter explaining their continued opposition to the bill  
          based on the masking issue.  They write:

               By removing adverse credit reporting in the initial  
               stages, there will be little consequence, especially for  
               those represented free of charge by local legal aid  
               organizations, for employing abusive and frivolous legal  
               tactics to force landlords to settle.  Adding a new  
               reason to legally challenge a landlord who wants to go  
               out of business is neither fair nor equitable. A plethora  
               of tenant protections already exists. Local government  
               authority to restrict the ability of a landlord to go out  
               of business is broad and regularly used. There is only  
               one city where Ellis Act is an issue, and that city has  








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               taken steps to adopt severe penalties on landlords  
               choosing to go out of business. Moreover, beyond  
               technical and/or procedural grounds, there is little to  
               legally challenge when a landlord chooses to go out of  
               business. There is no reason to create new avenues for  
               abusive litigation practices.

               We agree that credit reports must not disclose an Ellis  
               Act "termination" that arises when a tenant voluntarily  
               vacates, or if judgment is entered in favor of the  
               tenant.  By the same token, we believe tenants should not  
               be able to bring or be encouraged to file frivolous legal  
               challenges when a landlord seeks to go out of business.

          Several other apartment associations, including the California  
          Apartment Association, had registered opposition to the bill in  
          the previous committee, but at the time of this analysis, their  
          respective positions on the bill as proposed to be amended are  
          uncertain.





           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          AIDS Legal Referral Panel
          Anti-Eviction Mapping Project
          California Alliance for Retired Americans
          California Rural Legal Assistance Foundation
          Causa Justa: Just Cause
          City of West Hollywood
          Coalition of Homelessness
          Gray Panthers of San Francisco
          Housing California
          Senior and Disability Action
          Tenants Together
          Western Regional Advocacy Project
          Western Center on Law and Poverty

           Opposition (to previous version of the bill)
           
          California Apartment Association








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          California Association of REALTORS
          California Chamber of Commerce
          Civil Justice Association of California
          San Diego County Apartment Association
          San Francisco Association of REALTORS
          Zacks & Freedman

           Oppose (As Proposed to be Amended)
           
          Apartment Association of California Southern Cities
          Apartment Association of Orange County
          East Bay Rental Housing Association
          Nor Cal Rental Property Association
           
          Analysis Prepared by  :   Anthony Lew / JUD. / (916) 319-2334