BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  AB 2467
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          Date of Hearing:   April 28, 2014

                       ASSEMBLY COMMITTEE ON NATURAL RESOURCES
                                Wesley Chesbro, Chair
                   AB 2467 (Nestande) - As Amended:  March 28, 2014
           
          SUBJECT  :   California Beverage Container Recycling and Litter  
          Reduction Act:  market development payments

           SUMMARY  :   Prohibits the Department of Resources Recycling and  
          Recovery (CalRecycle) from adopting or amending regulations  
          relating to the plastic market development payment (PMDP)  
          through an expedited or emergency process.  

           EXISTING LAW  :  establishes the California Beverage Container  
          Recycling and Litter Reduction Act (Bottle Bill), which:

          1)Requires beverage containers sold in this state to have a  
            California redemption value (CRV) of five cents for containers  
            that hold fewer than 24 ounces and 10 cents for containers  
            that hold 24 ounces or more and requires a distributor to pay  
            a redemption payment to the CalRecycle.  Continuously  
            appropriates these funds to CalRecycle for the payment of  
            refund values and processing fees.  

          2)Requires CalRecycle to: 

             a)   Certify recycling centers and promulgate regulations  
               establishing a procedure for certification of recycling  
               centers.  Specifies that these regulations shall include,  
               as a condition for certification, that if one or more  
               certified entities have operated at the same location  
               within the past five years, the recycling center must  
               demonstrate to CalRecycle that its operations exhibit a  
               pattern of compliance with the Bottle Bill and its related  
               regulations. 

             b)   Pay handling fees to supermarket sites, nonprofit  
               convenience zone recyclers, or rural region recyclers to  
               provide an incentive for the redemption of empty beverage  
               containers in convenience zones, and adopt guidelines and  
               methods specifying a procedure for the payment of these  
               fees. 

             c)   After deducting refund values, administrative fees, and  








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               a reserve for contingencies, appropriate remaining monies  
               to designated programs, grants, and fee payments (PRC  
               Section 14581).  

             d)   Among these payments, authorizes CalRecycle award up to  
               $10 million for PMDPs to "certified entities" (collection  
               and processing operations/recyclers) and "product  
               manufacturers."  Beginning in 2012, authorizes CalRecycle  
               to allocate an amount greater than $10 million, as  
               prescribed.  

             e)   Specifies that CalReycle may set different payment  
               amounts for certified entities and product manufacturers,  
               but neither payment shall exceed $150 per ton, according to  
               the following considerations:  

               i)     The minimum funding level needed to encourage  
                 in-state washing and processing of empty plastic beverage  
                 containers collected for recycling; 

               ii)    The minimum funding level needed to encourage  
                 in-state manufacturing that uses empty plastic beverage  
                 containers collected for recycling; and, 

               iii)   The total amount of funds projected to be available  
                 (currently $10 million annually) for plastic market  
                 development payments and the desire to maintain the  
                 minimum funding level needed throughout the year.  

             f)   Sunsets the PMDP on January 1, 2017.  

           FISCAL EFFECT  :   Unknown

           COMMENTS  :   

           1)Background on the PMDP  .  The Bottle Bill is designed to  
            provide consumers with a financial incentive for recycling and  
            to make recycling convenient to consumers so that the beverage  
            container component of the solid waste stream will decrease.   
            The centerpiece of the Bottle Bill is the CRV.  Consumers pay  
            a deposit, the CRV, on each beverage container they purchase.   
            Retailers collect the CRV from consumers when they buy  
            beverages.  The dealer retains a small percentage of the  
            deposit for administration and remits the remainder to the  
            distributor, who also retains a small portion for  








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            administration before remitting the balance to CalRecycle.   
            When consumers return their empty beverage containers to a  
            recycler (or donate them to a curbside or other program), the  
            deposit is paid back as a refund.  

            The PMDP was established in 2006 and extended in 2011.  The  
            2011 extension also authorized CalRecycle to expend an amount  
            greater than $10 million annually if it makes specified  
            determinations.  Existing law is explicit that CalRecycle may  
            expend "up to" $10 million, and that PMDPs "shall not exceed"  
            $150 per ton; both of these provisions allow CalRecycle to  
            expend lesser amounts.  Existing law further specifies that  
            when determining the amount of the PMDP for certified entities  
            and product manufacturers, it must consider the amount of  
            funds projected to be available and "the desire to maintain  
            the minimum funding level throughout the year."  

            The PMDP is designed to encourage the in-state recycling of  
            plastic beverage containers.   While the number of certified  
            entities has remained fairly constant, the number of product  
            manufacturers has more than doubled since the beginning of the  
            program.  In 2013, eight certified entities and 46  
            manufacturers received the PMDP.   Five companies are both  
            certified entities and product manufacturers, which enables  
            them to receive the PMPD for both processing and  
            manufacturing.  

           2)Proposed regulatory changes  .  In spite of the broad authority  
            granted to CalRecycle to adjust the amount of the PMDP and  
            statutory guidance that CalRecycle should consider "the desire  
            to maintain the minimum funding level throughout the year,"  
            CalRecycle held a workshop in October 2013 because PMDP  
            funding had been depleted by the second quarter "for the past  
            several years."  The purpose of the workshop was to discuss  
            proposed emergency regulatory changes to limit payments to  
            product manufacturers only and cease all payments to certified  
            entities.  After the workshop, a number of certified entities  
            expressed concern to CalRecycle about the proposed changes and  
            the use of the emergency regulations process, which would  
            reduce the public comment period from 45 days to only five.   

            In January 2014, CalRecycle issued a notice to PMDP  
            participants stating that, as in previous years, the PMDP  
            would be $150 per ton for certified entities and product  
            manufacturers.  This notice did not reference emergency  








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            regulations.   In February, CalRecycle issued a notice stating  
            that it will allocate $2.5 million per quarter for PMDPs, and  
            stated that "the Department's plans are to enact new emergency  
            regulations to issue PMDP payments to manufacturers only."   
            The notice indicated that certified entities would stop  
            receiving the PMDP after the first quarter.  CalRecycle has  
            not released draft regulations or any additional notices  
            related to the program.  

           3)State of emergency  ?  The law requires that in order to adopt  
            emergency regulations, they must be necessary for the  
            "immediate preservation of the public peace, health and  
            safety, and general welfare."  The Office of Administrative  
            Law (OAL) defines an emergency as "a situation that calls for  
            immediate actions to avoid serious harm to the public peace,  
            health, safety, or general welfare."  Unlike many other  
            emergency regulations, which remain in effect for only 180  
            days, emergency regulations adopted by CalRecycle remain in  
            effect until revised by the director.   

            The regular rulemaking process generally involves workshops or  
            public meetings to discuss the proposed regulations prior to  
            noticing the formal rulemaking process.  Once the regulations  
            are noticed, the Administrative Procedures Act requires a  
            minimum 45-day public comment period and additional 15-day  
            public comment periods for any substantial modifications.  In  
            contrast, emergency regulations allow for very limited public  
            involvement.  Interested parties are provided five days'  
            notice prior to filing, followed by five days to submit  
            comments to OAL.  If approved, emergency regulations go into  
            effect 10 days after being submitted to OAL.  

            At the October workshop, CalRecycle acknowledged that funds  
            for the PMDP have been depleted by the second quarter for  
            several years.  This problem has occurred despite the  
            statutory requirement that minimum funding levels be  
            maintained throughout the year.  While this fund issue is a  
            significant problem, CalRecycle has never adopted regulations  
            (emergency or otherwise) to address it.  Even though it  
            explained back in October that emergency regulation would be  
            necessary, it did not actually promulgate emergency  
            regulations at that time, or when it issued the February  
            notice.  Therefore, if the problem has existed for several  
            years, and rulemaking action has not been taken since the  
            October workshop, what is the compelling need for emergency  








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            regulations at this time?  Given the concerns of the  
            stakeholders and the implication of regulations on this issue,  
            it seems more appropriate to begin the regular rulemaking  
            process now so CalRecycle, stakeholders, and the public can  
            work on a long term solution that preserves the intent of the  
            PMDP.  This would be preferable to the impending threat of  
            emergency regulations.

           4)This bill  .  According to the author, "elimination of this  
            payment to [certified] entities will be detrimental to  
            businesses that have developed a business model that is  
            supported by those payments.  In order to allow those  
            businesses time to restructure their business plans, the  
            traditional regulatory process should be followed."  

           5)Suggested amendment  .  This bill proposes to prohibit  
            CalRecycle from adopting emergency regulations relating to the  
            PMDP in order to allow for the full public comment period.   
            However, given the sometimes volatile nature of the Bottle  
            Bill Fund and potential for proportional reductions in all  
            programs authorized by PRC Section 14581, the authority to  
            enact emergency regulations in a legitimate emergency is  
            important to the stability of the Bottle Bill program.  In  
            order to ensure that CalRecycle continues to provide funding  
            for both recyclers and manufacturers,  the committee may wish  
            to amend the bill  to preserve CalRecycle's emergency  
            regulatory authority and instead clarify that the PMDP shall  
            continue to be paid to both certified entities and product  
            manufacturers.  This amendment would preserve CalRecycle's  
            broad authority to adjust the amount of the payment. 

           REGISTERED SUPPORT / OPPOSITION  :   

           Support 
           
          None on file

           Opposition 
           
          None on file
           
          Analysis Prepared by  :    Elizabeth MacMillan / NAT. RES. / (916)  
          319-2092 










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