BILL ANALYSIS                                                                                                                                                                                                    �



                                                               AB 2467
                                                                       

                       SENATE COMMITTEE ON ENVIRONMENTAL QUALITY
                               Senator Jerry Hill, Chair
                               2013-2014 Regular Session
                                            
           BILL NO:    AB 2467
           AUTHOR:     Nestande
           AMENDED:    May 5, 2014
           FISCAL:     No                HEARING DATE:     June 18, 2014
           URGENCY:    No                CONSULTANT:      Rebecca Newhouse
            
           SUBJECT  :    PLASTIC MARKET INCENTIVE PAYMENTS

            SUMMARY :    
           
            Existing law  , under the California Beverage Container Recycling  
           and Litter Reduction Act (Act), requires beverage containers sold  
           in this state to have a California redemption value (CRV) of 5  
           cents for containers that hold fewer than 24 ounces and 10 cents  
           for containers that hold 24 ounces or more and requires a  
           distributor to pay a redemption payment to the Department of  
           Resources Recycling and Recovery (CalRecycle). These funds are  
           continuously appropriated to CalRecycle for the payment of refund  
           values and processing fees. The Act also:

           1) Requires CalRecycle to certify recycling centers and  
              processors that participate in the program. 

           2) Authorizes CalRecycle to award up to $10 million annually for  
              market development payments for empty plastic beverage  
              containers to certified entities or product manufacturers. 

           3) Defines "certified entity," for purposes of the plastic market  
              development payments, as a recycling center, processor, or  
              dropoff or collection program certified by the department, and  
              defines "product manufacturer" to mean a person who  
              manufactures a plastic product in the state.

           4) Authorizes CalRecycle to allocate an amount greater than $10  
              million after 2012, as prescribed. 

           5) Specifies that CalRecycle may set different payment amounts  
              for certified entities and product manufacturers, not to  
              exceed $150 per ton, according to the following  









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              considerations: 

              a)    The minimum funding level needed to encourage in-state  
                 washing and processing of empty plastic beverage containers  
                 collected for recycling;

              b)    The minimum funding level needed to encourage in-state  
                 manufacturing that uses empty plastic beverage containers  
                 collected for recycling; and

              c)    The total amount of funds projected to be available for  
                 plastic market development payments and the desire to  
                 maintain the minimum funding level needed throughout the  
                 year. 

           6) Sunsets the plastic market development payments on January 1,  
              2017. 

            This bill  : 

           1) Authorizes the department to pay a market development payment  
              to both certified entities and product manufacturers for empty  
              plastic beverage containers.

            COMMENTS  :

            1) Purpose of Bill  .  According to the author, recently CalRecycle  
              has been entertaining discussions about eliminating the  
              payments to certified entities via the emergency regulatory  
              authority granted to the Department citing fund insolvency. 

              The author also notes that when the sunset of this program was  
              extended to 2017, it was with the intent that the payments  
              would continue to both certified entities and manufacturers. 

              The author notes that discussions about eliminating payments  
              to certified entities have been ongoing for several months and  
              those changes have been proposed to have been done through the  
              use of emergency regulations. 

              The author also states that elimination of this payment to  
              certified entities will be detrimental to businesses that have  
              developed a business model that is supported by those payments  









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              and that in order to allow those businesses time to  
              restructure their business plan, the traditional regulatory  
              process should be followed.

              According to the author, the goal of the program was to  
              incentivize increased recycling within the state, but  
              eliminating the payment stream to certified entities is  
              contrary to that intent.  

            2) Background  . The Act is designed to provide consumers with a  
              financial incentive for recycling and to make recycling  
              convenient to consumers. The centerpiece of the Act is the  
              California Redemption Value (CRV). Consumers pay a deposit,  
              the CRV, on each beverage container they purchase. 

              Retailers collect the CRV from consumers when they buy  
              beverages. The dealer retains a small percentage of the  
              deposit for administration and remits the remainder to the  
              distributor, who also retains a small portion for  
              administration before remitting the balance to CalRecycle.  
              When consumers return their empty beverage containers to a  
              recycler (or donate them to a curbside or other program), the  
              deposit is paid back as a refund. 

               The Fund  . Deposits on covered beverage containers are remitted  
              to CalRecycle and deposited into the Beverage Container  
              Recycling Fund (BCRF). The BCRF's expenditures fit into two  
              primary categories: 1) CRV reimbursements to recyclers and 2)  
              program expenses, including administration, grants and  
              incentive programs, and education and outreach that are funded  
              by unredeemed CRV. Higher recycling rates reduce the amount of  
              unredeemed CRV to fund program expenses. 

               PMDP  . The Plastic Market Development Payments (PMDP) were  
              established by AB 3056 (Chapter 907, Statutes of 2006) and are  
              one of the incentive programs paid for out of the fund from  
              unredeemed CRV. The PMDP is designed to encourage in-state  
              recycling of plastic beverage containers to be used as  
              feedstock for manufacturing in California. 

              AB 1149 (Chapter 486, Statutes of 2011) extended the sunset of  
              the PMDP to 2017.










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              Incentive payments through the PMDP are provided to certified  
              entities (recycling centers and processors that are certified  
              by CalRecycle) for the washing and production of plastic  
              feedstock, such as flake, pellet, or other forms of processed  
              plastics. 

              In order to receive payments under this program, the processed  
              plastic must be derived from redeemed empty plastic beverage  
              containers. 

              Product manufacturers are also eligible for these incentives  
              for the manufacture of plastic products in the state. 

              Existing law specifies that CalRecycle may expend up to $10  
              million annually for these payments, with the ability to  
              expend an amount greater than $10 million annually if  
              CalRecycle makes specified determinations. Current law also  
              requires that PMDPs not exceed $150 per ton, and specifies  
              that CalRecycle must consider the amount of funds projected to  
              be available and "the desire to maintain the minimum funding  
              level throughout the year" for the determination of incentive  
              payment amount.

              While the number of certified entities receiving payments has  
              remained fairly constant, the number of product manufacturers  
              has more than doubled since the beginning of the program. 

              In 2013, eight certified entities and 46 manufacturers  
              received the PMDP. Five companies are both certified entities  
              and product manufacturers, which enables them to receive the  
              PMPD for both processing and manufacturing. 

              The current level of incentive funding for the recipients of  
              these payments is set by CalRecycle at the maximum value of  
              $150 per ton, for an annual expenditure amount of $10 million.

            3) Workshop on PMDP .  At a workshop on October 29, 2013,  
              CalRecycle proposed plans to enact emergency regulations to  
              issue PMDP payments to product manufacturers, only, and stop  
              payments to certified recyclers and processors. 

              Current law authorizes the payment by CalRecycle of plastic  
              market development payments, subject to the availability of  









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              funds, to a certified entity or product manufacturer, and  
              authorizes the payments to certified entities and product  
              manufacturers to differ, with neither payment type to exceed  
              $150 per ton.  

              AB 2467 requires that, if CalRecycle elects to make plastic  
              market development payments, then they must provide them for  
              both certified entities (recyclers and processors) and product  
              manufacturers.  

            4) Structural deficit  . As noted above, higher recycling rates  
              reduce the amount of unredeemed CRV to fund program expenses,  
              such as the PMDP. The "break-even" recycling rate where  
              expenditures equal revenues is about 72%. 

              According to CalRecycle, the Bottle Bill (Act) is currently  
              operating under an approximately $100 million annual  
              structural deficit, where program expenditures exceed program  
              revenues under the current mandated expenditure and revenue  
              structure, mainly caused by historically high recycling rates,  
              along with mandated program payments and outstanding General  
              Fund loans. 

              When the Bottle Bill does not have adequate funding,  
              CalRecycle is required to "proportionally reduce" many of the  
              program's expenditures evenly among program participants, with  
              the exception of CRV redemption for consumers. 

              According to the most recent Quarterly Report from CalRecycle,  
              "Based on the cash balance projection, CalRecycle would need  
              to implement a minimum 40 percent proportional reduction in FY  
              2015-2016 and a minimum 90 percent proportional reduction in  
              FY 2016-2017 in order to maintain the solvency of the  
              Recycling Fund."  The report notes that, if proportional  
              reduction is implemented, funding will decrease from $10  
              million in FY 2014-2015 to $6 million in FY 2015-2016, to $1  
              million in FY 2016-2017, for the plastic market development  
              program.

            5) The PMDP seems to be working  . As noted above, the PMDP was  
              created to develop in-state recycling markets.  According to  
              CalRecycle, the program has been successful in accomplishing  
              that goal. They state, "The number of manufacturers has  









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              increased since the program began when there were typically 15  
              to 20 product manufactures to over 30 product manufacturers  
              each year. There were also just four or five certified  
              entities when the program began, compared to today's ten."  
              Data on the tons of plastic recycled in the state shows that  
              since 2008, the weight of recycled PET used by manufacturers  
              has more than quadrupled in 2013.

              AB 2467 would continue the current system of providing  
              payments to both certified entities and product manufacturers,  
              subject to the availability of funds. 

            6) The Issue  . As noted earlier, the author cites the fact that  
              "elimination of this payment to certified entities will be  
              detrimental to business that have developed a business model  
              that is supported by those payments." 

              However, CalRecycle states that, "by making PMD payments to  
              product manufacturers only, the program encourages the  
              development of new end use markets for California recycled  
              plastic as feedstock, creates and keeps jobs in state, follows  
              the intent and spirit of current statute, and fulfills  
              'Closing the Loop' principles. Also, CalRecycle can make PMD  
              payments throughout the calendar year by limiting payments to  
              product manufacturers only."

              A question arises - by removing departmental discretion in  
              terms of what types of entities can receive these plastic  
              market development payments, do we effectively eliminate a  
              tool that the department has to use the limited funds in the  
              most effective way to achieve the goals of the program?

            7) Consideration for future program reauthorization  . The PMDP  
              sunsets on January 1, 2017.  Should the bill move forward,  
              there are effectively two more years where the program exists,  
              and where payments are required for both certified entities  
              and product manufacturers.  It is likely that there will be  
              fundamental changes to the bottle bill program before that  
              time in order to ensure long-term sustainability of the  
              program.  

              Should there be a proposal to reauthorize the PMDP as it  
              currently exists prior to the sunset of this program in 2017,  









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              the Legislature should evaluate, as part of any  
              reauthorization of this program, whether it is appropriate to  
              require CalRecycle to make payments to both certified entities  
              and product manufacturers, or whether the department should be  
              given the discretion to structure their payments in a way  
              CalRecycle determines best achieves the goals of promoting  
              in-state plastic recycling markets.

            8) Double Referral to Senate Appropriations Committee  .  If this  
              measure is approved by the Senate Environmental Quality  
              Committee, the do pass motion must include the action to  
              re-refer the bill to the Senate Appropriations Committee.

            SOURCE  :        Author  

           SUPPORT  :       None on file  

           OPPOSITION  :    None on file