BILL ANALYSIS                                                                                                                                                                                                    �






                                                       Bill No:  AB  
          2488
          
                 SENATE COMMITTEE ON GOVERNMENTAL ORGANIZATION
                           Senator Lou Correa, Chair
                           2013-2014 Regular Session
                                 Staff Analysis



          AB 2488  Author:  Levine
          As Amended:  May 1, 2014
          Hearing Date:  June 10, 2014
          Consultant:  Art Terzakis


                                     SUBJECT  
          Alcoholic Beverages: certified farmers' market sales permit

                                   DESCRIPTION
           
          AB 2488, an  urgency  measure, expands an existing provision  
          of the Alcoholic Beverage Control (ABC) Act which currently  
          allows a licensed winegrower, under specified conditions,  
          to sell estate grown wine at certified farmers' markets to  
          also grant the licensed winegrower the privilege of  
          conducting limited wine tastings for consumers at farmers'  
          markets under certain circumstances.  Specifically, this  
          measure:

          1)Provides that, pursuant to a certified farmers' market  
            sales permit issued by the department of ABC to a  
            licensed winegrower, the permit will also allow the  
            licensee to offer an instructional tasting event subject  
            to the authorization and managerial control of the  
            operator of the certified farmers' market.

          2)Allows only one licensee to conduct an instructional  
            tasting event during the operational hours of any one  
            certified farmers' market and requires the licensee to  
            separate the tasting area from the remainder of the  
            market using a rope, fence, chain, cable or other  
            permanent or temporary barrier.

          3)Stipulates that the licensee shall not pour more than  
            three ounces of wine per person per day and prohibits the  




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            licensee from allowing any consumer to leave the tasting  
            area with an open container of wine.

          4)Prohibits the licensee from providing any premium, gift,  
            free goods, or other things of value, except as otherwise  
            provided in the ABC Act, in connection with the farmers'  
            market tasting event.

          5)Contains an urgency clause to take effect immediately.

          6)Also, makes minor code maintenance changes. 







































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                                   EXISTING LAW

           Existing law establishes the Department of ABC and grants  
          it exclusive authority to administer the provisions of the  
          ABC Act in accordance with laws enacted by the Legislature.  
           This involves licensing individuals and businesses  
          associated with the manufacture, importation and sale of  
          alcoholic beverages in this state and the collection of  
          license fees for this purpose.

          Existing law authorizes the Department of ABC to issue  
          special temporary licenses and permits to various entities  
          for limited purposes including a "certified farmers' market  
          sales permit" that authorizes a licensee under a  
          winegrower's license, a member of the licensee's family, or  
          an employee of the licensee to sell wine produced and  
          bottled by the winegrower at certified farmers' market  
          locations.  The farmers' market sales permit may be issued  
          for up to 12 months but shall not be valid for more than  
          one day a week at any single specified farmers' market  
          location.  The law also allows a winegrower to hold more  
          than one certified farmers' market sales permit and  
          requires ABC to notify local agencies and enforcement  
          entities of the permits.  Additionally, the law prohibits  
          the licensed winegrower from selling more than 5,000  
          gallons of wine annually pursuant to all certified farmers'  
          markets sales permits held by any single winegrower.    

          Existing law provides for certified farmers' markets which  
          are operated in accordance with regulations established in  
          the California Administrative Code pertaining to direct  
          marketing and are governed by law under the California  
          Department of Food and Agriculture (CDFA).  These rules are  
          enforced by County Agriculture Commissioners in the  
          counties in which the market operates. The markets also  
          fall under the jurisdiction of the health departments in  
          each county in which a market operates.

          Existing law permits a winegrower, beer manufacturer, or a  
          beer and wine wholesaler to instruct licensees and their  
          employees on the subject of wine or beer, including, but  
          not limited to, the history, nature, values, and  
          characteristics of those beverages, as provided.

          Existing law also permits an  on-sale  retail licensee of  
          wine or distilled spirits to conduct "instructional"  




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          consumer tastings on the licensed retail premise provided  
          the following conditions are met: (1) no more than  ounce  
          of distilled spirits is offered in one tasting; (2) no more  
          than one ounce of wine is offered in one tasting; and, (3)  
          no more than three tastings are offered to an individual in  
          one day.  An instruction may include the history, nature,  
          values and characteristics of the product being offered,  
          and the methods of presenting and serving the product.  

          Additionally, existing law authorizes beer manufacturers  
          and wholesalers to offer beer samples (not to exceed 8  
          ounces per person, per day) to individuals of legal  
          drinking age at on-sale retail licensed premises under  
          specified conditions.

          Furthermore, existing law permits a licensed winegrower,  
          manufacturer, importer, or wholesaler to provide samples of  
          the alcoholic beverages which are authorized to be sold by  
          the licensee in accordance with rules prescribed by the  
          ABC.  A retail licensee, however, is not authorized to  
          provide any free samples of alcoholic beverages.  

          Moreover, ABC regulations provide that samples of alcoholic  
          beverages may only be given away to licensees or employees  
          of licensees who are in a position to purchase the product  
          or who are in need of additional information about the  
          product, as specified.

          Existing law, known as the "tied-house" law, separates the  
          alcoholic beverage industry into three component parts of  
          manufacturer, wholesaler, and retailer.  The original  
          policy rationale for this body of law was to prohibit the  
          vertical integration of the alcohol industry and to protect  
          the public from predatory marketing practices.  Generally,  
          other than exemptions granted by the Legislature, the  
          holder of one type of license is not permitted to do  
          business as another type of licensee within the  
          "three-tier" system.

          Existing law prohibits any licensee from giving any  
          premium, gift, or free goods in connection with the sale or  
          distribution of any alcoholic beverage, except as  
          specifically authorized. The ABC Act provides that a  
          violation of any of its provisions for which another  
          penalty or punishment is not specifically provided is a  
          misdemeanor.




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                                    BACKGROUND
           
           Purpose of AB 2488:   Current law (AB 2520 - Thomson,  
          Chapter 384 of 2000) allows wine to be sold by the bottle  
          at certified farmers' markets.  Specifically, the law  
          permits a licensed winegrower to sell estate grown wine (no  
          more than 5,000 gallons annually) to adult consumers at a  
          certified farmers' market provided the winegrower obtains  
          the proper sales permit (Type 79 license) from ABC.  The  
          rationale for AB 2520 (Thomson) of 2000 was that estate  
          grown wine would be a good fit for these markets since they  
          emphasized small scale production and paired locally grown  
          produce with wine for consumers and local chefs.  It also  
          gave small producers, who have difficulty in gaining retail  
          presence, an opportunity to develop another sales channel.   
          AB 2488 would expand this existing privilege and allow  
          licensed winegrowers who have obtained a Type 79 license to  
          also offer limited tastings at farmers' markets under  
          specific circumstances. 

          The author's office notes that according to the California  
          Farm Bureau Federation, more than 800 certified farmers'  
          markets are held in California each year but only 17 Type  
          79 licenses were issued by ABC in 2013.  The author's  
          office points out that very few wineries sell wine at  
          certified farmers' markets, in part, because consumers are  
          accustomed to sampling wine before purchasing a bottle.   
          The author's office states that AB 2488 will provide an  
          important market access opportunity for small wineries to  
          build their brands and be a competitive force in the  
          marketplace.  In addition, consumers will benefit from the  
          direct interaction with growers and vintners.  

           Arguments in Support:   Proponents emphasize that "wine,  
          like many other products, is sold through sampling.   
          Consumers want to understand the wine, decide if they like  
          it and determine if it's a good value.  A taste beats the  
          sales pitch every time.  The years have demonstrated that  
          bottle sales at farmers' markets would grow if tastings  
          were allowed."  According to proponents, nine states have  
          adopted laws approving wine tasting events at certified  
          farmers' markets.  

           Arguments in Opposition:   Opponents contend that farmers'  
          markets are family friendly events commonly held in  




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          unrestrained public places (e.g., parking lots, streets,  
          sidewalks) and that allowing for alcoholic beverage  
          tastings in such venues with little or no monitoring is a  
          recipe for increased alcohol-related harm.  Additionally,  
          opponents argue that "if wineries are allowed to offer  
          tastings and sales at farmers' markets, the spirits, beer  
          and microbrew industries will not be far behind."
                                         
                           PRIOR/RELATED LEGISLATION
          
           AB 1424 (Committee on Governmental Organization), 2013-14  
          Session.   Would permit winegrowers and beer manufacturers  
          to describe the "composition" of their products, in  
          addition to other characteristics already permitted, when  
          engaging in tastings or instructional events for their  
          licensees or employees.  (Senate Inactive File)
           
          AB 949 (Quirk), 2013-14 Session.   Would have authorized  
          licensed distilled spirits manufacturers to charge  
          consumers for tastings and would have imposed additional  
          conditions on the provision of tastings by the licensee,  
          including limiting the size and number of tastes.  Also,  
          would have provided that a distilled spirits manufacturer's  
          license authorizes the licensee to serve and sell food,  
          general merchandise, and nonalcoholic beverages for  
          consumption on or off the premises. (Held in Assembly Rules  
          Committee)

           AB 520 (Chesbro), 2013-14 Session.   Would expand the types  
          of licensees that may provide instructional tastings events  
          regarding wine or distilled spirits at on-sale retail  
          licensed premises and would place additional restrictions  
          on the instructional tastings events, including  
          restrictions on the types of advertising that may be  
          conducted prior to the instructional tasting event.   
          (Pending in this Committee)
           
          AB 933 (Skinner), Chapter 366, Statutes of 2013.   Granted  
          licensed distilled spirits manufacturers and licensed  
          brandy manufacturers the privilege to conduct consumer  
          tastings on their licensed premises and to charge for those  
          tastings.
           
          AB 636 (Hall), Chapter 329, Statutes of 2013.   Authorized,  
          under specified conditions and until January 1, 2016, the  
          appearance of a person for the purpose of providing        




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          autographs at an instructional event for consumers that a  
          winegrower, California winegrower's agent, importer, or  
          other specified parties conduct, or participate in, that is  
          held at a retailer's premises featuring wines produced by  
          or for the winegrower or, imported by the wine importer.
           
          SB 639 (Calderon), 2009-10 Session.    Would have added a  
          new provision to the ABC Act authorizing ABC to issue an  
          "on-sale tasting license" to the holder of any off-sale  
          retail license for the purpose of furnishing tastings of  
          alcoholic beverages to consumers subject to certain  
          limitations.  (Died on Senate Appropriations Suspense File)  
           
           SB 1068 (Hancock), 2009-10 Session.  Would have added a new  
          provision to the ABC Act authorizing a licensed distiller  
          that distills fewer than 50,000 gallons of spirits annually  
          to self-distribute to consumers and licensed retailers  
          (restaurants, liquor stores).  (Held in this Committee at  
          author's request) 
           
          AB 605 (Portantino), Chapter 230, Statutes of 2010.   Among  
          other things, authorized ABC to issue to the holder of an  
          "off-sale" retail license an "instructional tasting  
          license" for the purpose of furnishing tastings of  
          alcoholic beverages to consumers, subject to certain  
          limitations.
           
          AB 2293 (De Leon), Chapter 638, Statutes of 2008.  Added a  
          new provision to the ABC Act authorizing distilled spirits  
          manufacturers and winegrowers to provide their product  
          offerings directly to consumers (free of charge) during  
          invitation-only events on premises for which a caterer's  
          permit authorization has been issued. 
           
           SB 995 (Maldonado), 2007-08 Session.   Would have permitted  
          winegrowers, distilled spirits manufacturers, distilled  
          spirits rectifiers general, or distilled spirits importers  
          general, out-of-state distilled spirits shippers, and  
          authorized agents of any of the above to instruct consumers  
          on the premises of an off-sale licensee regarding wine and  
          distilled spirits, respectively, as provided.  Also, would  
          have allowed the instruction to include the furnishing of  
          tastings under specified conditions and would have limited  
          the amount of instructions that include tastings per year  
          and require the licensees to notify the Department of ABC  
          when instructions with tastings would occur, as provided.   




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          (Held in Senate G.O. Committee at author's request.)
          
          AB 2613 (Plescia), 2007-08 Session.   Would have authorized  
          winegrowers, distilled spirits manufacturers, as well as  
          rectifiers, importers and shippers of these beverages to  
          offer tastings of wine or distilled spirits at off-sale  
          retail licensed premises (grocery stores and liquor stores)  
          in a segregated area.  Also, would have required  
          verification of age at entrance to the segregated area and  
          placed limits on tastings (one-quarter ounce of spirits and  
          one ounce of wine) and limited tastings to three per person  
          each day.  (Held in Assembly Appropriations Committee)
           
          SB 1548 (Murray), Chapter 670, Statutes of 2006.    
          Authorized beer manufacturers and wholesalers to offer beer  
          samples (not to exceed 8 ounces per person, per day) to  
          individuals of legal drinking age at on-sale retail  
          licensed premises under specified conditions.  

           AB 2520 (Thomson), Chapter 384, Statutes of 2000.    
          Authorized licensed winegrowers to obtain certified  
          farmers' market sales permits authorizing the sale of wine  
          at farmers' markets, as specified.
           
          AB 2285 (V. Brown), Chapter 248, Statutes of 1998.   Allowed  
          on-sale retail licensees to offer limited tastings of wine  
          or distilled spirits at the licensed establishment.

           SB 993 (Burton), Chapter 544, Statutes of 1997.   Among  
          other things, authorized a licensed distilled spirits  
          manufacturer to conduct tastings of distilled spirits on  
          the licensed premises under specified conditions.  

           SUPPORT:   As of June 6, 2014:

          California Association of Winegrape Growers
          California Farm Bureau Federation
          California Federation of Certified Farmers' Markets
          Family Winemakers of California
          Heringer Estates Family Vineyards & Winery
          Wine Institute









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           OPPOSE:   As of June 6, 2014:

          Alcohol Justice (formerly Marin Institute)
          California Council on Alcohol Problems
          And, numerous private individuals 

           FISCAL COMMITTEE:   Senate Appropriations Committee

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