BILL ANALYSIS                                                                                                                                                                                                    �



                                                                            



           ----------------------------------------------------------------- 
          |SENATE RULES COMMITTEE            |                       AB 2520|
          |Office of Senate Floor Analyses   |                              |
          |1020 N Street, Suite 524          |                              |
          |(916) 651-1520         Fax: (916) |                              |
          |327-4478                          |                              |
           ----------------------------------------------------------------- 
           
                                           
                                    THIRD READING


          Bill No:  AB 2520
          Author:   Maienschein (R), et al.
          Amended:  8/4/14 in Senate
          Vote:     21

           
           SENATE PUBLIC SAFETY COMMITTEE  :  7-0, 6/24/14
          AYES:  Hancock, Anderson, De Le�n, Knight, Liu, Mitchell,  
            Steinberg

           SENATE APPROPRIATIONS COMMITTEE  :  5-0, 8/14/14
          AYES:  De Le�n, Hill, Lara, Padilla, Steinberg
          NO VOTE RECORDED:  Walters, Gaines
           
          ASSEMBLY FLOOR  :  77-0, 5/27/14 - See last page for vote


           SUBJECT  :    Parole:  primary mental clinicians

           SOURCE :     AFSCME Local 2620


           DIGEST  :    This bill provides that where an inmate pending  
          release on parole is evaluated by experts to determine if he/she  
          should be treated on parole as a mentally disordered offender,  
          the evaluators shall consult with the inmate's primary health  
          clinician, if the inmate so requests; and provides that where a  
          psychologist performs an evaluation of an inmate for purposes of  
          parole consideration, the psychologist shall consult with the  
          inmate's primary health clinician, if the inmate so requests.

          ANALYSIS  :    

                                                                CONTINUED





                                                                    AB 2520
                                                                     Page  
          2

          Existing law:

           1. States a legislative finding and declaration that the  
             Department of Corrections (CDCR) should evaluate each  
             prisoner for severe mental disorders during the first year of  
             the prisoner's sentence, and that severely mentally  
             disordered prisoners should be provided with an appropriate  
             level of mental health treatment while in prison and when  
             returned to the community.

           2. Requires, as a condition of parole, a prisoner who meets the  
             following criteria to be treated by the Department of State  
             Hospitals (DSH) and DSH to provide the necessary treatment:

              A.    The prisoner has a severe mental disorder, as defined,  
                that is not in remission, as defined, or cannot be kept in  
                remission without treatment;

              B.    The severe mental disorder was one of the causes of or  
                was an aggravating factor in the commission of a crime, as  
                specified, for which the prisoner was sentenced to prison;

              C.    The prisoner has been in treatment for the severe  
                mental disorder for 90 days or more within the year prior  
                to the prisoner's parole or release; and

              D.    Prior to release on parole, the person in charge of  
                treating the prisoner and a practicing psychiatrist or  
                psychologist from the DSH or a chief psychiatrist of CDCR,  
                as applicable, have evaluated the prisoner at a CDCR  
                facility or state hospital, as applicable, and a chief  
                psychiatrist of CDCR has certified to the Board of Parole  
                Hearings (BPH) that the prisoner meets the above criteria  
                and that by reason of his/her severe mental disorder the  
                prisoner represents a substantial danger of physical harm  
                to others.  

           1. Requires BPH to order a further examination by two  
             independent professionals, as specified, if the professionals  
             doing the evaluation described above do not concur that (a)  
             the prisoner has a severe mental disorder, (b) that the  
             disorder is not in remission or cannot be kept in remission  
             without treatment, or (c) that the severe mental disorder was  
             a cause of, or aggravated, the prisoner's criminal behavior,  

                                                                CONTINUED





                                                                    AB 2520
                                                                     Page  
          3

             and a chief psychiatrist has certified the prisoner to the  
             BPH.  It further requires the certification by a chief  
             psychiatrist to stand if at least one of the independent  
             professionals who evaluate the prisoner concurs with the  
             chief psychiatrist's certification.  

           2. Allows BPH, upon a showing of good cause, to order an inmate  
             to remain in custody for up to 45 days past the scheduled  
             release date for a full mentally disorder offender (MDO)  
             evaluation.  

           3. Allows the prisoner to challenge the MDO determination both  
             administratively and judicially.  

           4. Requires MDO treatment to be inpatient treatment unless  
             there is reasonable cause to believe that the parolee can be  
             safely and effectively treated on an outpatient basis.   
             Allows a parolee to request a hearing to determine whether  
             outpatient treatment is appropriate if the hospital does not  
             place the parolee on outpatient treatment within 60 days of  
             receiving custody of the parolee.  

           5. Provides that prior to a life inmate's initial parole  
             consideration hearing, a Comprehensive Risk Assessment (CRA)  
             will be performed by a licensed psychologist employed by BPH,  
             except as specified.  

           6. Provides that a CRA will be completed every five years and  
             will consist of both static and dynamic factors which may  
             assist a hearing panel or BPH in determining whether the  
             inmate is suitable for parole.  Provides that the assessment  
             may include, but is not limited to, an evaluation of the  
             commitment offense, institutional programming, the inmate's  
             past and present mental state, and risk factors from the  
             prisoner's history and that the assessment will provide the  
             clinician's opinion, based on the available data, of the  
             inmate's potential for future violence.  Allows BPH  
             psychologists to incorporate actuarially-derived and  
             structured professional judgment approaches to evaluate an  
             inmate's potential for future violence.  

           7. States that in the five-year period after a CRA has been  
             completed, life inmates who are due for a regularly scheduled  
             parole consideration hearing will have a Subsequent Risk  

                                                                CONTINUED





                                                                    AB 2520
                                                                     Page  
          4

             Assessment completed by a licensed psychologist employed by  
             BPH for use at the hearing; however, this will not apply to  
             documentation hearings, cases coming before BPH en banc,  
             progress hearings, three-year reviews of a five-year denial,  
             rescission hearings, postponed hearings, waived hearings or  
             hearings scheduled pursuant to court order, unless the BPH's  
             chief psychologist or designee, in his/her discretion,  
             determines a new assessment is appropriate under the  
             individual circumstances of the inmate's case.  It provides  
             that the Subsequent Risk Assessment will address changes in  
             the circumstances of the inmate's case, such as new  
             programming, new disciplinary issues, changes in mental  
             status, or changes in parole plans since the completion of  
             the CRA but will not include an opinion regarding the  
             inmate's potential for future violence because it  
             supplements, but does not replace, the CRA.  

           8. Requires, regardless of the length of time served, a life  
             prisoner to be found unsuitable for and denied parole if in  
             the judgment of the BPH panel, the prisoner will pose an  
             unreasonable risk of danger to society if released from  
             prison, with the following circumstances tending to indicate  
             unsuitability: 

              A.    Commitment offense (The prisoner committed the offense  
                in an especially heinous, atrocious, or cruel manner.); 

              B.    Previous record of violence; 

              C.    Unstable social history; 

              D.    Sadistic sexual offenses; 

              E.    Psychological factors (the prisoner has a lengthy  
                history of severe mental problems related to the  
                offense.); and 

              F.    Institutional behavior.  

          This bill:

           1. Requires an independent professional appointed by BPH for  
             purposes of determining parole suitability of a MDO, at the  
             request of the prisoner, to consult with a prisoner's primary  

                                                                CONTINUED





                                                                    AB 2520
                                                                     Page  
          5

             mental health clinician, if any, before making a  
             recommendation concerning that prisoner to BPH; defines  
             "primary mental health clinician," for purposes of this  
             provision, to mean a licensed psychiatrist, psychologist, or  
             clinical social worker who regularly treats the prisoner,  
             including, but not limited to, an employee of DSH or a  
             privately-hired person.

           2. Requires BPH, at any hearing where BPH considers a  
             Psychological Risk Assessment, as specified, as part of its  
             determination of whether to set, postpone, or rescind a  
             parole release date of a prisoner under a life sentence, at  
             the request of the prisoner under a life sentence, also  
             consult with the prisoner's primary mental health clinician  
             if that person exists; defines "primary mental health  
             clinician," for purposes of this provision, to mean a  
             licensed psychiatrist, psychologist, or clinical social  
             worker who regularly treats the prisoner, including, but not  
             limited to, a state employee or a privately-hired person.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes    
          Local:  No

          According to the Senate Appropriations Committee:

             Potentially significant ongoing costs in the range of  
             $200,000 to $400,000 (General Fund) for MDO consultations.   
             Based on 1,350 MDO hearings per year, assuming 50% of inmates  
             request a consultation that requires on average one to two  
             hours (including time for identification and notification of  
             the clinician, scheduling, potential travel, and the  
             consultation itself). 

             Potential ongoing costs of about $37,500 to $75,000 (General  
             Fund) to provide consults requested by inmates serving life  
             sentences.  Based on 240 parole consideration hearings for  
             these inmates, assuming 50% of inmates request a consultation  
             that requires on average one to two hours for the process.

             One-time costs of about $100,000 (General Fund) for the CDCR  
             to promulgate regulations for the MDO elective consultation  
             process.

             Ongoing minor costs (General Fund) to DSH to the extent  

                                                                CONTINUED





                                                                    AB 2520
                                                                     Page  
          6

             mandated activities can be carried out over the telephone.

             Unknown future savings/costs to the extent the additional  
             consultations result in fewer or additional MDO commitments,  
             and fewer or additional releases to parole for lifer inmates.

           SUPPORT  :   (Verified  8/13/14)

          AFSCME Local 2620 (source)
          Justice Fellowship

           OPPOSITION  :    (Verified  8/13/14)

          California Public Defenders Association

           ARGUMENTS IN SUPPORT  :    The AFSCME Local 2620 states in  
          support:

             Currently, independent evaluators charged with evaluating  
             a prisoner prior to a lifer parole hearing or release on  
             parole from a determinate term review the medical chart  
             and interview the inmate.  Independent evaluators do not  
             consult with the primary clinician who has been treating  
             the inmate, thus providing an incomplete assessment of the  
             inmate's progress or condition.  

             The purpose of this bill is not to influence decisions,  
             but to create a more accurate evaluation of the inmate by  
             providing the outside evaluator with the assessment of the  
             primary clinician, the profession who knows the inmate  
             better than the outside evaluator.  This will produce a  
             better representation of whether the inmate is suitable  
             for parole or release without mandatory treatment.

           ARGUMENTS IN OPPOSITION  :    The California Public Defenders  
          Association states in opposition:

             AB 2520 requires that appointed independent mental health  
             expert appointed to evaluate an inmate as a possible  
             mentally disordered offender consult with the inmate's  
             treating therapist, psychologist or psychiatrist.  The  
             legislation appears to ensure that the treating therapist's  
             viewpoint is unfairly weighted so as to defeat the balanced  
             scheme in existing law that protects the public and the  

                                                                CONTINUED





                                                                    AB 2520
                                                                     Page  
          7

             rights of the inmate.  The whole process begins when the  
             treating therapist opines that an inmate is an MDO.   
             Requiring independent evaluators consult with the treating  
             therapist undermines the independence of the evaluators. 

             Specifically, under the terms of the governing law, the  
             treating psychologist - or even the chief psychiatrist if  
             he/she is the treating physician - has already evaluated  
             the inmate and rendered an opinion that the inmate is an  
             MDO.  At that point, the inmate is evaluated by the  
             treating clinician at CDCR and a DSH psychologist or  
             psychiatrist.  If one of the evaluators finds that the  
             inmate is an MDO, but the other does not, the vote of the  
             chief psychiatrist at CDCR - who may be the treating  
             physician - breaks the tie of the two initial evaluators.   
             At the next step, two independent evaluators are appointed.  
              By mandating that the independent evaluators consult the  
             treating therapist, psychologist or psychiatrist, but not  
             the other mental health evaluators who have opined that the  
             inmate is not an MDO, the bill would put pressure on the  
             independent evaluators to adopt the treating professional's  
             viewpoint.  The treating therapist must have opined that  
             the inmate is an MDO, or the chief psychiatrist would not  
             have certified that finding.


           ASSEMBLY FLOOR  :  77-0, 5/27/14
          AYES:  Achadjian, Alejo, Allen, Ammiano, Bigelow, Bloom,  
            Bocanegra, Bonilla, Bonta, Bradford, Brown, Buchanan, Ian  
            Calderon, Campos, Chau, Ch�vez, Chesbro, Conway, Cooley,  
            Dababneh, Dahle, Daly, Dickinson, Donnelly, Eggman, Fong, Fox,  
            Frazier, Beth Gaines, Garcia, Gatto, Gomez, Gonzalez, Gordon,  
            Gorell, Gray, Grove, Hagman, Hall, Harkey, Roger Hern�ndez,  
            Holden, Jones, Jones-Sawyer, Levine, Linder, Logue, Lowenthal,  
            Maienschein, Mansoor, Medina, Melendez, Mullin, Muratsuchi,  
            Nazarian, Nestande, Olsen, Pan, Perea, John A. P�rez, V.  
            Manuel P�rez, Quirk, Rendon, Ridley-Thomas, Rodriguez, Salas,  
            Skinner, Stone, Ting, Wagner, Waldron, Weber, Wieckowski,  
            Wilk, Williams, Yamada, Atkins
          NO VOTE RECORDED:  Patterson, Quirk-Silva, Vacancy


          JG:dk  8/16/14   Senate Floor Analyses 


                                                                CONTINUED





                                                                    AB 2520
                                                                     Page  
          8

                           SUPPORT/OPPOSITION:  SEE ABOVE

                                   ****  END  ****
          









































                                                                CONTINUED