BILL ANALYSIS                                                                                                                                                                                                    �




                   Senate Appropriations Committee Fiscal Summary
                            Senator Kevin de Le�n, Chair


          AB 2521 (Hagman) - Corrections: data collection. 
          
          Amended: May 23, 2014           Policy Vote: Public Safety 7-0
          Urgency: No                     Mandate: No (See Staff Comments)
          Hearing Date: August 4, 2014                            
          Consultant: Jolie Onodera       
          
          This bill meets the criteria for referral to the Suspense File.


          Bill Summary: AB 2521 would require, commencing July 1, 2015,  
          the Board of State and Community Corrections (BSCC), in  
          consultation with specified stakeholders, to collect and analyze  
          data regarding recidivism rates of all persons who are sentenced  
          and released on or after July 1, 2015, pursuant to 2011  
          realignment, as specified. This bill requires the data to be  
          posted quarterly on the BSCC website beginning September 1,  
          2016.

          Fiscal Impact: 
              Annual costs of about $250,000 (General Fund) to the BSCC  
              for resources to collect, track, analyze, and post data  
              relating to thousands of offenders.
              One-time costs potentially in excess of $250,000 (General  
              Fund) for information technology (IT) infrastructure,  
              software, and maintenance to enable BSCC to analyze and  
              track the data. BSCC would also incur ongoing costs for  
              maintenance and operations.  
              Ongoing significant costs, potentially state-reimbursable  
              or subject to a subvention of funds from the state under  
              Proposition 30 (General Fund*) to local law enforcement,  
              including county sheriffs and probation departments, to  
              assist in the provision of data to the BSCC to fulfill its  
              mandated data collection requirements. To the extent some  
              counties lack adequate data information systems and/or  
              personnel to collect and report this information, additional  
              unknown, but potentially significant costs could be incurred  
              by the state in order for BSCC to meet the bill's mandates.   


          *Under 2011 Realignment Legislation, the state provided funding  
          to the counties for the assignment of specified public safety  








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          services responsibilities to local agencies, including related  
          reporting responsibilities. Pursuant to Proposition 30 (2012),  
          legislation enacted after September 30, 2012, that has an  
          overall effect of increasing the costs already borne by a local  
          agency for programs or levels of service mandated by the 2011  
          Realignment Legislation apply to local agencies only to the  
          extent that the state provides annual funding for the cost  
          increase. To the extent local agencies were not provided with  
          funding under 2011 Realignment to complete these reporting  
          activities, funding may be required from the state to support  
          these local activities.

          Background: Existing law establishes the BSCC and enumerates  
          various duties of the BSCC with respect to data collection and  
          analysis. As stated in the BSCC 4th Quarterly Report of 2013:

              The BSCC has the broad responsibility to collect and  
              maintain available information and data about state  
              and community correctional policies, practices,  
              capacities, and needs, including but not limited to  
              prevention, intervention, suppression, supervision,  
              and incapacitation as they relate to both adult  
              corrections, juvenile justice, and gang problems.   
              The BSCC is also required to collect data and  
              complete reports related to public safety  
              realignment, including the development of first phase  
              baseline and ongoing data collection instruments and  
              an annual report on the implementation of local  
              community corrections plans. 

          The Public Policy Institute of California (PPIC) noted in its  
          recent report, Corrections Realignment and Data Collection in  
          California (April 2014):

              Realignment legislation did not dedicate funds for an  
              evaluation of the effects of realignment subsequent  
              to its implementation, nor did it provide counties  
              with specific funds for assessing the success rates  
              of their local correctional strategies. This was a  
              missed opportunity. Through realignment, the state  
              effectively created 58 county-level policy  
              laboratories. The variation across counties in  
              correctional practices creates an ideal opportunity  
              to identify cost-effective strategies and to  








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              disseminate these best practices across the state.  
              Yet, without a consistent framework for data  
              collection and evaluation, weeding out failing  
              strategies and identifying successful ones will be a  
              haphazard process. 

              Acquisition of the data necessary to identify  
              effective practices is a goal that is within reach.  
              However, it will require counties to make  
              improvements in four areas: capturing data, linking  
              data across systems, standardizing definitions, and  
              upgrading technology to facilitate extraction of data  
              for multiple purposes. Addressing these obstacles  
              will require leadership and a directed use of  
              available resources. But, if counties can make these  
              adjustments, there will be significant benefits,  
              including an improved ability to identify the most  
              effective strategies and target resources toward  
              those correctional interventions, an expanded base of  
              evidence to support difficult policy choices, and an  
              increased ability to share successful interventions.  
              For the state as a whole, increasing the capacity for  
              data-driven practices at the county level will result  
              in a more efficient, effective, and sustainable  
              corrections system. It will also enable the state to  
              better track the overall results of realignment and  
              to more easily implement incentive-based funding in  
              the future.

          This bill takes a step towards assessing the impacts of 2011  
          realignment through the collection of recidivism data across all  
          counties to enable the BSCC to compile and evaluate the  
          statewide effects of realignment on recidivism.

          Proposed Law: This bill requires, commencing July 1, 2015, the  
          BSCC, in consultation with the Administrative Office of the  
          Courts (AOC), the California State Association of Counties  
          (CSAC), the California State Sheriffs' Association (CSSA), and  
          the Chief Probation Officers of California (CPOC), to collect  
          and analyze data regarding recidivism rates of all persons who  
          are sentenced as realigned felons pursuant to paragraphs (2) or  
          (5) of PC � 1170(h) or who are placed on postrelease community  
          supervision (PRCS) after release from state prison on or after  
          July 1, 2015. Additionally, this bill: 








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                 Requires the data to include, as it becomes available,  
               recidivism rates for these offenders one, two, and three  
               years after their release into the community.
                 Requires the collected and analyzed data to be posted  
               quarterly on the BSCC website beginning on September 1,  
               2016.
                 Specifies that the term "recidivism" has the same  
               meaning as the definition of the term developed by the BSCC  
               pursuant to existing law (PC � 6027(b)(3)).

          Related Legislation: SB 1097 (Nielsen) 2014 would establish a  
          grant program, and appropriate an unspecified sum, to be  
          administered by the BSCC, for the purpose of establishing and  
          implementing data reporting systems to be used by the counties  
          for criminal offenders who were impacted by 2011 Realignment, as  
          specified. This bill was held on the Suspense File of this  
          Committee.

          SB 852 (Leno) Chapter 25/2014, the Budget Act of 2014, contains  
          the following language with regard to data collection and  
          analysis:

              The Board of State and Community Corrections shall  
              provide, no later than February 15, 2015, a report to  
              the Governor and the Legislature describing a set of  
              6 to 12 recommended performance metrics that are  
              available or should be commonly available and can be  
              used to provide information to county governments,  
              the Legislature, and the Governor about the results  
              of a county's community corrections system. In  
              developing the report, the board is strongly  
              encouraged to consult with stakeholders and  
              nonpartisan research organizations. The report shall  
              include, but not be limited to, definitions of data  
              points, a description of where the data may be  
              accessed, and how the data may be interpreted.

          Staff Comments: The BSCC will incur one-time and ongoing  
          staffing costs to collect, analyze, and post the data required  
          under the provisions of this bill. The BSCC has indicated it  
          currently does not collect individual offender level data from  
          the counties, with the exception of the 11 counties  
          participating with the PPIC and the BSCC to develop data  
          processes for collecting and reporting information on PRCS cases  








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          to the BSCC. 

          The BSCC does not currently have adequate databases, servers and  
          data programmers to collect and analyze data as specified in  
          this bill.  As a result, the BSCC estimates ongoing resource  
          needs of $250,000 for a programmer analyst and research  
          specialist, as well as one-time costs potentially in excess of  
          $250,000 for database, servers, and software to enable the  
          collection, analysis, and reporting of this data on the BSCC  
          website on a quarterly basis.

          More importantly, the BSCC will need the cooperation of courts  
          and local law enforcement, including county sheriffs and  
          probation departments, in the provision of data to the BSCC to  
          fulfill its mandated data collection requirements. To the extent  
          some counties lack adequate data information systems and/or  
          personnel to collect and report this information, additional  
          unknown, but potentially significant costs could be incurred by  
          the BSCC to develop a statewide data reporting system to enable  
          counties to provide this data.  

          While this bill is not keyed a state-mandated local program, to  
          the extent local law enforcement agencies incur increased  
          workload and costs above the level provided under 2011  
          Realignment, the initial and ongoing costs for data collection,  
          compilation, and submittal could potentially require  a  
          subvention of funds from the state. 

          Proposition 30 (2012) provides that legislation enacted after  
          September 30, 2012, that has an overall effect of increasing the  
          costs already borne by a local agency for programs or levels of  
          service mandated by the 2011 Realignment Legislation shall apply  
          to local agencies only to the extent that the state provides  
          annual funding for the cost increase. Local agencies shall not  
          be obligated to provide programs or levels of service required  
          by legislation described in this paragraph above the level for  
          which funding has been provided. Any costs in excess of the  
          funds provided to local agencies to cover the costs of  
          infrastructure upgrades/development and data reporting would  
          potentially require a subvention of funds, or alternatively,  
          could be eligible for state reimbursement through the mandates  
          process. The ongoing costs to local agencies to continue  
          collecting and reporting data to the BSCC, would likewise  
          potentially be the responsibility of the state. 








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          To the extent the data collection and reporting efforts are  
          successful would facilitate a more efficient and effective use  
          of the state and local investment in realignment as well as  
          assist in the identification of those counties experiencing  
          positive outcomes through reduced recidivism.