BILL ANALYSIS                                                                                                                                                                                                    �




                   Senate Appropriations Committee Fiscal Summary
                            Senator Kevin de Le�n, Chair


          AB 2661 (Bradford) - Energy Commission:  Conflicts of Interest
          
          Amended: April 30, 2014         Policy Vote: E&CA 4-0
          Urgency: No                     Mandate: No
          Hearing Date: June 30, 2014                             
          Consultant: Maureen Ortiz       
          
          This bill meets the criteria for referral to the Suspense File.
          
          
          Bill Summary: AB 2661 moves the conflict of interest provisions  
          that are applicable to the California Energy Commission (CEC)  
          from the Public Resources Code into the Political Reform Act  
          (PRA).

          Fiscal Impact: 
          
              One-time costs of approximately $57,000 to the FPPC  
              (General Fund)

          The Fair Political Practices Commission indicates the need for   
          Attorney I position to promulgate regulations at a cost of  
          $57,189.

          Background:  Existing law prohibits members of the Energy  
          Commission from receiving a substantial portion of income from  
          specified energy related entities in the two years preceding his  
          or her appointment to the commission.  Additionally, a person is  
          prohibited while serving as a member of the CEC, and for two  
          years after being a member of the CEC, from being employed by an  
          electric utility or by any person who engages in the sale or  
          manufacture of any major component of any facility.

          The Fair Political Practices Commission (FPPC) was established  
          in 1974 and is responsible for the impartial, effective  
          administration, and implementation of the Political Reform Act.   
          Pursuant to the PRA, a public official is prohibited from  
          making, participating in making, or in any way attempting to use  
          his or her official position to influence a governmental  
          decision in which the official has a financial interest.   
          Violations of the PRA are subject to criminal, civil, and  
          administrative penalties.








          AB 2661 (Bradford)
          Page 1




          Proposed Law:   AB 2661 moves the conflict of interest  
          provisions related to the CEC from the PRC into the PRA.  This  
          bill also revises the limitations on appointments to the CEC if  
          the appointee received income from a load serving entity in the  
          two years prior to his or her appointment.  Specifically, this  
          bill provides for all of the following:   

          1)Moves the following conflict of interest provisions that are  
            applicable to the CEC from the Public Resources Code to the  
            PRA, and gives the FPPC, instead of the Attorney General, the  
            authority to waive these provisions if the interest is not  
            sufficiently substantial to affect the integrity of services  
            that the state may expect:

             a)   Prohibits a person from being a member of the CEC if,  
               during the two years prior to appointment to the CEC, the  
               person received any substantial portion of his or her  
               income directly or indirectly from any electric utility or  
               engaged in the sale or manufacture of any major component  
               of any facility.

             b)   Prohibits members of the CEC from holding any other  
               elected or appointed public office or position.

             c)   Prohibits members and employees of the CEC from  
               maintaining specified relationships with any person who  
               acts as an attorney, agent, or employee for a person, other  
               than the state, in connection with a matter in which the  
               CEC is a party or has a direct and substantial interest.

          2)Expands the prohibition described in (1)(a) above, by  
            additionally prohibiting the appointment of an individual who  
            received a substantial portion of his or her income directly  
            or indirectly from any load serving entity, as defined, or  
            from any person who has received a substantial portion of his  
            or her income, directly or indirectly, from either generating,  
            transmitting, or distributing electricity in the state, or the  
            sale or manufacture of any major component of a facility  
            located in the state. 

          3)Repeals the prohibition on a member or employee participating  
            personally and substantially in his or her official capacity  








          AB 2661 (Bradford)
          Page 2



            in a proceeding in which any of the following has a direct or  
            indirect financial interest:

          a)The member or employee;

          b)The member or employee's spouse or minor child;

          c)The member or employee's partner; or,

          d)An organization for which the following are true:

                  i)        The organization is not a governmental  
                    organization or an educational or      research  
                    institution that qualifies as a nonprofit  
                    organization; and,

                 ii)       The member or employee is serving or has served  
                 as an officer, director, trustee, partner, or employee  
                 while serving as a member or employee of the CEC or, for  
                 members of the CEC, during the two year period prior to  
                 the member's appointment.

          1)Provides that the term "income," for the purposes of the  
            conflict of interest provisions that are specific to the CEC,  
            includes the following payments that are not otherwise  
            considered income for the purposes of the PRA: salary and  
            reimbursement for expenses or per diem; social security,  
            disability, or other similar benefit payments received from a  
            state, local, or federal government agency; and, reimbursement  
            for travel expenses and per diem received from a nonprofit  
            entity exempt from taxation under Section 501(c)(3) of the  
            Internal Revenue Code.  
           

          Staff Comments:  AB 2661 transfers certain other conflict of  
          interest rules that are specific to the CEC from the Public  
          Resources Code into the PRA.  By including these restrictions in  
          the PRA, the FPPC will be primarily responsible for the  
          enforcement and interpretation of the CEC's conflict rules.  In  
          addition, violations of the CEC's conflict of interest rules  
          will no longer be subject only to felony penalties. Instead,  
          violations of these rules will be subject to the same penalties  
          that apply to other violations of the PRA-misdemeanor criminal  








          AB 2661 (Bradford)
          Page 3



          penalties, or civil or administrative fines.   This bill also  
          broadens existing restrictions on who can become a member of the  
          CEC to include former employees of entities that sell or  
          manufacture any major component of electric transmission lines  
          and thermal, wind, hydroelectric, and photovoltaic plants.