BILL ANALYSIS                                                                                                                                                                                                    �



                                                                            



           ----------------------------------------------------------------- 
          |SENATE RULES COMMITTEE            |                       AB 2661|
          |Office of Senate Floor Analyses   |                              |
          |1020 N Street, Suite 524          |                              |
          |(916) 651-1520         Fax: (916) |                              |
          |327-4478                          |                              |
           ----------------------------------------------------------------- 
           
                                           
                                    THIRD READING


          Bill No:  AB 2661
          Author:   Bradford (D)
          Amended:  4/30/14 in Assembly
          Vote:     27


           SENATE ELECTIONS & CONST. AMEND. COMM.  :  4-0, 6/17/14
          AYES:  Padilla, Hancock, Jackson, Pavley
          NO VOTE RECORDED:  Anderson

           SENATE APPROPRIATIONS COMMITTEE  :  5-0, 8/14/14
          AYES:  De Le�n, Hill, Lara, Padilla, Steinberg
          NO VOTE RECORDED:  Walters, Gaines

           ASSEMBLY FLOOR  :  78-0, 5/15/14 (Consent) - See last page for  
            vote


           SUBJECT  :    Political Reform Act of 1974:  conflicts of  
          interest:  Energy Commission

           SOURCE  :     Author


           DIGEST  :    This bill moves the conflict of interest provisions  
          related to the California Energy Commission (CEC), from the  
          Public Resources Code (PRC) into the Political Reform Act (PRA).  
           This bill also revises the limitations on appointments to the  
          CEC if the appointee received income from a load serving entity  
          in the two years prior to his/her appointment.

           ANALYSIS  :    

                                                                CONTINUED





                                                                    AB 2661
                                                                     Page  
          2

          Existing law:

          1.Establishes the CEC and prescribes certain qualifications for  
            its members, including a prohibition against receiving a  
            substantial portion of income from specified energy-related  
            entities in the two years preceding appointment to the CEC.

          2.Prohibits members of the CEC from being employed by an  
            electric utility or applicant or, within two years after the  
            member ceases to be a member of the CEC, a person who engages  
            in the sale or manufacture of a major component of a facility.  


          3.Prohibits a member of the CEC from holding any other elected  
            or appointed public office or position, except as specified. 

          4.Prohibits persons with specified relationships to a member or  
            employee of the CEC from appearing in proceedings and other  
            matters in which the CEC is a party or has a direct and  
            substantial interest.

          This bill:

          1.Moves the conflict of interest provisions related to the CEC  
            from the PRC into the PRA.  This bill also revises the  
            limitations on appointments to the CEC if the appointee  
            received income from a load serving entity in the two years  
            prior to his/her appointment.

          2.Moves the following conflict of interest provisions that are  
            applicable to the CEC from the PRC to the PRA, and gives the  
            Fair Political Practices Commission (FPPC), instead of the  
            Attorney General, the authority to waive these provisions if  
            the interest is not sufficiently substantial to affect the  
            integrity of services that the state may expect:

             A.   Prohibits a person from being a member of the CEC if,  
               during the two years prior to appointment to the CEC, the  
               person received any substantial portion of his/her income  
               directly or indirectly from any electric utility or engages  
               in the sale or manufacture of any major component of any  
               facility;

             B.   Prohibits members of the CEC from holding any other  

                                                                CONTINUED





                                                                    AB 2661
                                                                     Page  
          3

               elected or appointed public office or position; and

             C.   Prohibits members and employees of the CEC from  
               maintaining specified relationships with any person who  
               acts as an attorney, agent, or employee for a person, other  
               than the state, in connection with a matter in which the  
               CEC is a party or has a direct and substantial interest.

          1.Expands the prohibition described in (1)(A) above, by  
            additionally prohibiting the appointment of an individual who  
            received a substantial portion of his/her income directly or  
            indirectly from any load serving entity, as defined, or from  
            any person who has received a substantial portion of his/her  
            income, directly or indirectly, from either generating,  
            transmitting, or distributing electricity in the state, or the  
            sale or manufacture of any major component of a facility  
            located in the state.

          2.Repeals the prohibition on a member or employee participating  
            personally and substantially in his/her official capacity in a  
            proceeding in which any of the following has a direct or  
            indirect financial interest:

             A.   The member or employee;

             B.   The member or employee's spouse or minor child;

             C.   The member or employee's partner; or

             D.   An organization for which the following are true:

               (1)    The organization is not a governmental organization  
                 or an educational or research institution that qualifies  
                 as a nonprofit organization; and

               (2)    The member or employee is serving or has served as  
                 an officer, director, trustee, partner, or employee while  
                 serving as a member or employee of the CEC or, for  
                 members of the CEC, during the two year period prior to  
                 the member's appointment.

          1.Defines the following terms:

             A.   "Facility" as the structure or equipment necessary for  

                                                                CONTINUED





                                                                    AB 2661
                                                                     Page  
          4

               generating, transmitting, or distributing electricity,  
               including electric transmission lines and thermal, wind,  
               hydroelectric, and photovoltaic plants;

             B.   "Load serving entity" means an electrical corporation,  
               electric service provider, community choice aggregator, or  
               a person who has received a substantial portion of his or  
               her income, directly or indirectly, from selling or  
               providing electricity to end users located in the state;  
               and

             C.   "Major component" to mean any product or equipment  
               integral to facility construction or operation or to  
               electrical generation, transmission, or distribution.

          1.Provides that the term "income," for the purposes of the  
            conflict of interest provisions that are specific to the CEC,  
            includes the following payments that are not otherwise  
            considered income for the purposes of the PRA:  salary and  
            reimbursement for expenses or per diem; social security,  
            disability, or other similar benefit payments received from a  
            state, local, or federal government agency; and, reimbursement  
            for travel expenses and per diem received from a nonprofit  
            entity exempt from taxation, as specified.
           
          Background
           
           The CEC  .  The CEC was created by the Legislature in 1974 as the  
          state's primary energy policy and planning agency.  The CEC's  
          responsibilities include:  forecasting future energy needs;  
          setting appliance and building efficiency standards; supporting  
          energy research; developing renewable energy resources and  
          alternative renewable energy technologies for buildings,  
          industry and transportation; licensing thermal power plants 50  
          megawatts or larger; and planning for and directing state  
          response to energy emergencies.  The CEC, collaboratively with  
          the PUC, is also tasked with implementing the state's Renewables  
          Portfolio Standard, which requires investor-owned utilities and  
          retail sellers of electricity, as specified, to achieve a 33%  
          renewable energy portfolio by 2020 and establishes a detailed  
          process and standards for renewable energy procurement.

          When the CEC was created with specific conflict of interest  
          requirements, the FPPC did not yet exist, and the state did not  

                                                                CONTINUED





                                                                    AB 2661
                                                                     Page  
          5

          have the conflict of interest rules that were enacted in the  
          PRA.  The PRC was voted into law through Proposition 9 in June  
          1974, just weeks after the CEC was created.  In addition to its  
          own conflict of interest rules, the conflict of interest  
          provisions in the PRA apply generally to all public officials  
          and public agencies, including the CEC.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  Yes    
          Local:  Yes

          According to the Senate Appropriations Committee:

           One-time costs of approximately $57,000 to the FPPC (General  
            Fund).

          The FPPC indicates the need for  Attorney I position to  
          promulgate regulations at a cost of $57,189.

           ASSEMBLY FLOOR  :  78-0, 5/15/14
          AYES:  Achadjian, Alejo, Allen, Ammiano, Bigelow, Bloom,  
            Bocanegra, Bonilla, Bonta, Bradford, Brown, Buchanan, Ian  
            Calderon, Campos, Chau, Ch�vez, Chesbro, Conway, Cooley,  
            Dababneh, Dahle, Daly, Dickinson, Donnelly, Eggman, Fong, Fox,  
            Frazier, Beth Gaines, Garcia, Gatto, Gomez, Gonzalez, Gordon,  
            Gorell, Gray, Grove, Hagman, Hall, Harkey, Roger Hern�ndez,  
            Holden, Jones, Jones-Sawyer, Levine, Linder, Logue, Lowenthal,  
            Maienschein, Medina, Melendez, Mullin, Muratsuchi, Nazarian,  
            Nestande, Olsen, Pan, Patterson, Perea, John A. P�rez, V.  
            Manuel P�rez, Quirk, Quirk-Silva, Rendon, Ridley-Thomas,  
            Rodriguez, Salas, Skinner, Stone, Ting, Wagner, Waldron,  
            Weber, Wieckowski, Wilk, Williams, Yamada, Atkins
          NO VOTE RECORDED:  Mansoor, Vacancy


          RM:e  8/15/14   Senate Floor Analyses 

                         SUPPORT/OPPOSITION:  NONE RECEIVED

                                   ****  END  ****






                                                                CONTINUED