BILL ANALYSIS                                                                                                                                                                                                    �





                                                                  AB 2661

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          GOVERNOR'S VETO
          AB 2661 (Bradford)
          As Amended  April 30, 2014
          2/3 vote

           ELECTIONS           6-0         NATURAL RESOURCES   8-0         
           
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          |Ayes:|Fong, Donnelly, Bonta,    |Ayes:|Chesbro, Dahle, Bigelow,  |
          |     |Hall, Perea, Rodriguez    |     |Garcia, Muratsuchi,       |
          |     |                          |     |Patterson, Stone,         |
          |     |                          |     |Williams                  |
          |-----+--------------------------+-----+--------------------------|
          |     |                          |     |                          |
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           APPROPRIATIONS      17-0                                        
           
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          |Ayes:|Gatto, Bigelow,           |     |                          |
          |     |Bocanegra, Bradford, Ian  |     |                          |
          |     |Calderon, Campos,         |     |                          |
          |     |Donnelly, Eggman, Gomez,  |     |                          |
          |     |Holden, Jones, Linder,    |     |                          |
          |     |Pan, Quirk,               |     |                          |
          |     |Ridley-Thomas, Wagner,    |     |                          |
          |     |Weber                     |     |                          |
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          |ASSEMBLY:  |78-0 |(May 15, 2014)  |SENATE: |34-0 |(August 25,    |
          |           |     |                |        |     |2014)          |
          |           |     |                |        |     |               |
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          SUMMARY  :  Limits the ability of a person to be appointed to the  
          California Energy Commission (CEC) if he or she received income  
          from a load serving entity in the two years prior to his or her  
          appointment.  Moves conflict of interest provisions relative to  
          the CEC into the Political Reform Act (PRA).  Specifically,  this  
          bill  :  










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          1)Moves the following conflict of interest provisions that are  
            applicable to the CEC from the Public Resources Code to the  
            PRA, and gives the Fair Political Practices Commission (FPPC),  
            instead of the Attorney General, the authority to waive these  
            provisions if the interest is not sufficiently substantial to  
            affect the integrity of services that the state may expect:

             a)   A prohibition on a person from being a member of the CEC  
               if, during the two years prior to appointment to the CEC,  
               the person received any substantial portion of his or her  
               income directly or indirectly from any electric utility or  
               engages in the sale or manufacture of any major component  
               of any facility.

             b)   A prohibition on members of the CEC (except for the  
               Secretary of the Resources Agency and the President of the  
               Public Utilities Commission, who are ex officio members of  
               the CEC) from holding any other elected or appointed public  
               office or position.

             c)   A prohibition on members or employees of the CEC  
               maintaining a relationship as a partner, employer,  
               employee, or consultant with a person who acts as an  
               attorney, agent, or employee for a person other than the  
               state in connection with a judicial or other proceeding,  
               hearing, application, request for ruling, or other  
               determination; contract; claim; controversy; study; plan;  
               or other particular matter in which the CEC is a party or  
               has a direct and substantial interest.

          2)Expands the prohibition described in 1) a) above, by  
            prohibiting the appointment of an individual who received a  
            substantial portion of his or her income directly or  
            indirectly from any load serving entity, as defined, or from a  
            person if a substantial portion of that person's income is  
            received, directly or indirectly, from generating,  
            transmitting, or distributing electricity in the state.  

          3)Repeals various restrictions on members and employees of the  
            CEC that are similar to conflict of interest restrictions  










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            contained in the PRA.

          4)Provides that the term "income," for the purposes of the  
            conflict of interest provisions that are specific to the CEC,  
            includes the following payments that are not otherwise  
            considered income for the purposes of the PRA:  salary and  
            reimbursement for expenses or per diem, and social security,  
            disability, or other similar benefit payments received from a  
            state, local, or federal government agency, and reimbursement  
            for travel expenses and per diem received from a bona fide  
            nonprofit entity exempt from taxation under Section 501(c)(3)  
            of the Internal Revenue Code.

          5)Makes technical and conforming changes.

           FISCAL EFFECT  :  According to the Senate Appropriations  
          Committee, one-time costs of approximately $57,000 to the FPPC  
          (General Fund).  The FPPC indicates the need for 1/2 Attorney I  
          position to promulgate regulations at a cost of $57,189.

           COMMENTS  :  According to the author, "Public Resources Code (PRC)  
          Section 25205 specifies conflicts of interest and incompatible  
          activities only applicable to Commissioners of the California  
          Energy Commission (CEC).  The section was adopted when the CEC  
          was established, in 1974, prior to statutes that created  
          competitive electricity markets.  

          "PRC Section 25205 is exceedingly vague and, therefore,  
          difficult to interpret.  As a result, CEC Commissioners decline  
          to participate in matters that the language of the statute may  
          prohibit, but where no actual conflict exists.

          "PRC Section 25205 may have made sense at the time of its  
          adoption, but the subsequent adoption and development of  
          generally-applicable conflicts law, shifts in the electricity  
          market structure, and the ambiguity of many of its terms render  
          it obsolete."

          Legislation that created the CEC was signed into law two weeks  
          prior to the adoption of the PRA by the voters through the  
          passage of Proposition 9 at the June 1974 statewide primary  










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          election.  As a result, at the time that the CEC was created,  
          and its specific conflict of interest rules were established,  
          the FPPC did not exist, and the state did not have the conflict  
          of interest rules that were enacted through the PRA and through  
          subsequent amendments to the PRA (although general conflict of  
          interest rules existed prior to the adoption of the PRA, the PRA  
          enacted more comprehensive rules, including a requirement for  
          governmental agencies to adopt a conflict of interest code).

          Notwithstanding the fact that the CEC has its own set of  
          conflict of interest rules, the conflict of interest provisions  
          in the PRA apply generally to all public officials and public  
          agencies, including the CEC and its members and employees.  As  
          noted above, this bill repeals certain provisions of the CEC's  
          conflict of interest rules that limit the ability of members and  
          employees of the CEC to participate in governmental decisions  
          that affect their financial interests.  The PRA's conflicts of  
          interest rules, however, will continue to apply to those  
          governmental actions by the CEC and its members and employees.

          This bill proposes transferring certain other conflict of  
          interest rules that are specific to the CEC from the Public  
          Resources Code into the PRA.  This move, along with  
          corresponding changes made in this bill, has two primary  
          effects.  First, by including these restrictions in the PRA, the  
          FPPC will be primarily responsible for the enforcement and  
          interpretation of the CEC's conflict rules.  Second, violations  
          of the CEC's conflict of interest rules will no longer be  
          subject only to felony penalties.  Instead, violations will be  
          subject to the same penalties that apply to other violations of  
          the PRA, namely misdemeanor criminal penalties, or civil or  
          administrative fines.

          Generally, the conflict of interest rules in the PRA do not  
          treat income from governmental entities as a potential source  
          for a conflict of interest.  This bill, by contrast, provides  
          that income from governmental entities can be a source of a  
          conflict that would prevent a person from being appointed to the  
          CEC.  According to the author's office, the reason for making  
          income from governmental entities a potential source for a  
          conflict of interest is that municipal utilities, which are  










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          responsible for a sizeable share of electricity sales in the  
          state, are subject to CEC oversight with respect to their  
          procurement of renewable energy, energy efficiency program  
          progress, and implementation of incentive programs.

          California voters passed an initiative, Proposition 9, in 1974  
          that created the FPPC and codified significant restrictions and  
          prohibitions on candidates, officeholders and lobbyists. That  
          initiative is commonly known as the PRA.  Amendments to the PRA  
          that are not submitted to the voters, such as those contained in  
          this bill, must further the purposes of the initiative and  
          require a two-thirds vote of both houses of the Legislature.

          Please see the policy committee analysis for a full discussion  
          of this bill.

           GOVERNOR'S VETO MESSAGE  :

          "This bill would place undue restrictions on the appointment of  
          qualified commissioners with relevant, real-world experience.   
          It is also unnecessary in light of current law, which already  
          prohibits officials from having a conflict of interest."


           Analysis Prepared by  :    Ethan Jones / E. & R. / (916) 319-2094 


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