Amended in Assembly May 23, 2014

Amended in Assembly September 6, 2013

Amended in Assembly September 3, 2013

Amended in Assembly August 15, 2013

Amended in Assembly August 6, 2013

Amended in Assembly June 27, 2013

Amended in Senate May 24, 2013

Amended in Senate April 16, 2013

Senate BillNo. 570


Introduced by Senator DeSaulnier

February 22, 2013


An act to addbegin delete Division 10.11 (commencing with Section 11999.40) toend deletebegin insert Part 4 (commencing with Section 11975.10) to Division 10.5 ofend insert the Health and Safety Code, relating to alcohol andbegin delete otherend delete drug counselors.

LEGISLATIVE COUNSEL’S DIGEST

SB 570, as amended, DeSaulnier. begin deleteAlcohol and other drug counselors. end deletebegin insertAdvanced Alcohol and Drug Licensing Act.end insert

Existing law provides for the registration, certification, and licensure of various healing arts professionals. Existing law provides for various programs to eliminate alcohol and drug abuse, and states the finding of the Legislature that state government has an affirmative role in alleviating problems related to the inappropriate use of alcoholic beverages and other drug use.

begin insert

This bill would establish licensure and registration provisions relating to advanced alcohol and drug counselors and advanced alcohol and drug counselor interns, respectively, to be administered by the newly created Advanced Alcohol and Drug Counselor Licensing Board within the Department of Health Care Services, and would authorize the board to commence issuing these licenses and registrations on January 1, 2016. The bill would make it a misdemeanor for a person to style himself or herself or to hold himself or herself out to be a licensed advanced alcohol and drug counselor or advanced alcohol and drug counselor intern, without holding a license or registration in good standing under these provisions, and commencing on January 1, 2017, it would be unlawful for a person to engage in the practice of alcohol and drug counseling outside of a licensed or certified alcohol and drug treatment facility, unless at the time of so doing, the person holds a valid, unexpired, and unrevoked license or registration under these provisions. Because the bill would create a new crime, it would impose a state-mandated local program.

end insert
begin insert

This bill would authorize the board to assess related fees and penalties to be deposited into the Advanced Alcohol and Drug Counselors License Fund available, upon appropriation by the Legislature, to the board for the purposes of supporting licensing and registration activities. The bill would set various licensing and registration fees, until the board establishes different fees by regulation.

end insert
begin insert

The California Constitution requires the state to reimburse local agencies and school districts for certain costs mandated by the state. Statutory provisions establish procedures for making that reimbursement.

end insert
begin insert

This bill would provide that no reimbursement is required by this act for a specified reason.

end insert
begin delete

This bill would require the State Department of Health Care Services, commencing January 1, 2015, to require each person who applies to an approved certifying organization, as defined, to become registered or certified as an alcohol or other drug counselor (AOD counselor) or any AOD counselor who is registered or certified as of January 1, 2015, to obtain a criminal background check, as specified. The bill would require the State Department of Health Care Services to submit to the Department of Justice fingerprint images and related information for the purpose of obtaining information as to the existence of past criminal conduct, as specified. The bill would require the Department of Justice to obtain specified information from the Federal Bureau of Investigation with respect to an applicant’s or AOD counselor’s past criminal conduct, and to provide this information to the State Department of Health Care Services. The bill would require the Department of Justice to charge a reasonable fee to an individual obtaining a criminal background check, sufficient to cover the cost of processing the criminal background check request. The bill would require the State Department of Health Care Services to establish a reasonable application fee, sufficient to cover the department’s actual reasonable administrative costs in implementing the provisions of the bill, to be charged to the certifying organization for each applicant or AOD counselor requesting a background check. The bill would require the fees to be deposited into the Alcohol and Other Drug Counselor Professions Fund, which would be created by the bill. The bill would require the fund to be administered by the State Department of Health Care Services, and would make moneys in the fund available, upon appropriation, for purposes of administering the provisions of the bill. The bill would require the State Department of Health Care Services, by September 1, 2014, to adopt regulations to implement the provisions of the bill, as specified. The bill would require the department and approved certifying organizations to share specified information.

end delete

Vote: majority. Appropriation: no. Fiscal committee: yes. State-mandated local program: begin deleteno end deletebegin insertyesend insert.

The people of the State of California do enact as follows:

P3    1begin insert

begin insertSECTION 1.end insert  

end insert

begin insertPart 4 (commencing with Section 11975.10) is
2added to Division 10.5 of the end insert
begin insertHealth and Safety Codeend insertbegin insert, to read:end insert

begin insert

3 

4PART begin insert4.end insert  Advanced Alcohol and Drug Counselor
5Licensing and Advanced Alcohol and Drug
6Counselor Intern Registration

7

7 

8Chapter  begin insert1.end insert General Provisions
9

 

10

begin insert11975.10.end insert  

(a) This part shall be known, and may be cited, as
11the Advanced Alcohol and Drug Counselor Licensing Act.

12(b) This part shall be liberally construed to achieve its
13objectives.

14

begin insert11975.13.end insert  

For purposes of this part, the definitions apply:

P4    1(a) “Advanced alcohol and drug counselor intern” or “AADCI”
2means an unlicensed person who has fulfilled the testing and
3education requirements in Section 11975.40 to become licensed,
4who is seeking to meet the supervised experience requirements of
5this part, and is registered with the board for this purpose.

6(b) “Advertise” includes, but is not limited to, the issuance of
7any card, sign, or device to any person, or the causing, permitting,
8or allowing of any sign or marking on or in any building or
9structure, or in any newspaper or magazine or in any directory,
10or any printed matter, with or without any limiting qualification.
11It also includes business solicitations communicated by radio or
12television broadcasting, the Internet, or any other electronic
13medium.

14(c) “Board” means the Advanced Alcohol and Drug Counselor
15Licensing Board.

16(d) “Clinical supervision” means the ongoing process in which
17the supervisor participates with one or more supervisees to ensure
18high quality service delivery across domains of alcohol and drug
19counselor development, professional and ethical standards,
20program development, quality assurance, performance evaluation,
21and administration.

22(e) “Department” means the Department of Health Care
23Services.

24(f) “Director” means the Director of the Department of Health
25Care Services.

26(g) “Independent counseling practice” means an individual or
27individuals who are licensed pursuant to terms of this part to
28engage in the practice of alcohol and drug counseling, as defined
29in section 11975.50, in a setting outside of a licensed or certified
30facility.

31(h) “Licensed advanced alcohol and drug counselor” or
32“LAADC” means a person licensed by the board pursuant to
33Section 11975.43 or 11975.45 to practice alcohol and drug
34counseling, who may provide clinical supervision to registered
35interns in the State of California, and who may maintain an
36independent alcohol and drug counseling practice outside of a
37program licensed or certified by the state to provide alcohol and
38drug treatment services.

39(i) “Student” means an unlicensed person who is currently
40enrolled in a master’s or doctorate degree program, as specified
P5    1in paragraph (1) of subdivision (a) of Section 11975.45, that is
2designed to qualify him or her for licensure under this part.

3 

4Chapter  begin insert2.end insert The Advanced Alcohol and Drug Counselor
5Licensing Board
6

 

7

begin insert11975.20.end insert  

(a) There is in the Department of Health Care
8Services, the Advanced Alcohol and Drug Counselor Licensing
9Board that consists of the following members:

10(1) Five state licensed advanced alcohol and drug counselors.

11(2) Six public members.

12(b) Each member, except the six public members, shall have at
13least two years of experience in his or her profession.

14(c) Each member shall reside in the State of California.

15(d) (1) The Governor shall appoint four of the public members
16and the five licensed members with the advice and consent of the
17Senate.

18(2) The Senate Committee on Rules shall appoint one public
19member.

20(3) The Speaker of the Assembly shall appoint one public
21member.

22(e) From the commencement of appointments and until licenses
23for advanced alcohol and drug counselors are issued, the Governor
24shall appoint alcohol and drug addiction counselors certified by
25a certifying organization recognized by the department.

26(f) Each member of the board shall be appointed for a term of
27four years.

28(1) A member appointed by the Speaker of the Assembly or the
29Senate Committee on Rules shall hold office until the appointment
30and qualification of his or her successor or until one year from
31the expiration date of the term for which he or she was appointed,
32whichever occurs first.

33(2) Pursuant to Section 1774 of the Government Code, a member
34appointed by the Governor shall hold office until the appointment
35and qualification of his or her successor or until 60 days from the
36expiration date of the term for which he or she was appointed,
37whichever occurs first.

38(g) A vacancy on the board shall be filled by appointment for
39the unexpired term by the authority who appointed the member
40whose membership was vacated.

P6    1(h) Not later than the first of June of each calendar year, the
2board shall elect a chairperson and a vice chairperson from its
3membership.

4(i) Each member of the board shall receive a per diem of one
5hundred dollars ($100) for each day actually spent in the discharge
6of official duties, and shall be reimbursed for traveling and other
7expenses necessarily incurred in the performance of official duties.
8The payments in each instance shall be made only from the fund
9from which the expenses of the agency are paid and shall be subject
10to the availability of money. Notwithstanding any other provision
11of law, no public officer or employee shall receive per diem salary
12compensation for serving on those boards, commissions,
13committees, or the Consumer Advisory Council on any day when
14the officer or employee also received compensation for his or her
15regular public employment.

16

begin insert11975.23.end insert  

(a) The board may appoint an executive officer or
17enter into a contract for this service. This position is designated
18as a confidential position and is exempt from civil service under
19subdivision (e) of Section 4 of Article VII of the California
20Constitution.

21(b) The executive officer serves at the pleasure of the board.

22(c) The executive officer shall exercise the powers and perform
23the duties delegated by the board and that are vested in him or
24her by this part.

25(d) With the approval of the director, the board shall fix the
26salary of the executive officer.

27(e) The chairperson of the board may call meetings of the board
28and any duly appointed committee at a specified time and place.
29For purposes of this section, “call meetings” means setting the
30agenda, time, date, or place for any meeting of the board or any
31committee.

32

begin insert11975.25.end insert  

Subject to the State Civil Service Act (Part 2
33(commencing with Section 18500) of Division 5 of Title 2 of the
34Government Code), the board may employ any clerical, technical,
35and other personnel as it deems necessary to carry out the
36provisions of this part and the other chapters it administers and
37enforces, within budget limitations.

38

begin insert11975.27.end insert  

The board shall keep an accurate record of all of
39its proceedings and a record of all applicants for licensure and
40all individuals to whom it has issued a license.

P7    1

begin insert11975.28.end insert  

The duty of administering and enforcing this part
2is vested in the board and the executive officer subject to, and
3under the direction of, the board. In the performance of this duty,
4the board and the executive officer have all the powers and are
5subject to all the responsibilities vested in, and imposed upon, the
6head of a department by Chapter 2 (commencing with Section
711150) of Part 1 of Division 3 of Title 2 of the Government Code.

8

begin insert11975.29.end insert  

Protection of the public shall be the highest priority
9for the board in exercising its licensing, regulatory, and
10disciplinary functions. Whenever the protection of the public is
11inconsistent with other interests sought to be promoted, the
12protection of the public shall be paramount.

13 

14Chapter  begin insert3.end insert Administration
15

 

16

begin insert11975.30.end insert  

(a) The board shall administer and enforce this
17part.

18(b) The board may enter into an agreement with any
19governmental agency or other entity, public or private, to
20administer any portion of this part.

21

begin insert11975.33.end insert  

In order to carry out the provisions of this part, the
22board shall do, but shall not be limited to doing, all of the
23following:

24(a) Adopt rules and regulations as necessary to administer and
25enforce this part. The adoption, amendment, and repeal of those
26rules and regulations shall be made in accordance with the
27rulemaking provisions of the Administrative Procedure Act
28(Chapter 3.5 (commencing with Section 11340) of Part 1 of
29Division 3 of Title 2 of the Government Code).

30(b) Issue licenses and register interns seeking licensure
31beginning January 1, 2016, to those who meet the qualifications
32of this part and any regulations adopted pursuant to this part.

33(c) Take disciplinary action against licensees and registered
34interns where appropriate, including reprimand or probation,
35suspension, or revocation of the license, or registration, issuance
36of administrative citations, or imposition of administrative fines
37not to exceed five thousand dollars ($5,000), or any combination
38of these.

39(d) Establish continuing education requirements.

P8    1(e) Establish procedures for the receipt, investigation, and
2resolution of complaints.

3(f) Establish criteria to determine whether the curriculum of an
4educational institution satisfies the requirements imposed by this
5part.

6(g) Establish parameters of unprofessional conduct that are
7consistent with the uniform code of conduct accepted for the
8profession.

9(h) Establish reinstatement procedures for an expired or revoked
10certificate or license.

11(i) Establish registration and clinical supervision requirements
12for registered interns.

13(j) Adopt one examination for administering to prospective
14licensees. The test may be administered by the board or by any
15public or private entity selected by the board.

16(k) Maintain a database of licensees and registered interns,
17including the individual’s status, any public record of discipline,
18and other information as the board may require.

19(l) Establish an advisory committee composed of one or more
20representatives of consumers, alcohol and drug counselors, alcohol
21 and drug counselor employers, counties, educators, referral
22sources, and other persons as the board may determine, that shall
23meet at least two times per year and make recommendations to
24the board concerning curriculum, criminal background checks,
25unprofessional conduct, and other matters as the board may refer
26to the committee.

27 

28Chapter  begin insert4.end insert Qualifications and Requirements for
29Licensure and Registration
30

 

31

begin insert11975.40.end insert  

(a) Commencing January 1, 2016, the board shall
32issue a registration for an advanced alcohol and drug counselor
33intern (AADCI) who meets all of the following requirements:

34(1) Possesses an earned master of arts, master of science, or
35doctorate degree in alcohol and drug counseling, psychology,
36social work, or other clinically focused major or an equivalent
37degree recognized by the board, from an institution of higher
38learning accredited by the Western Association of Schools and
39Colleges or state or regional accrediting agency approved by the
40board.

P9    1(2) Completes 180 clock hours of alcohol and drug specific
2education approved by the board, including both of the following:

3(A) Forty hours of education in clinical supervision techniques.

4(B) Sixty hours of education on operating an independent
5counseling practice that includes both of the following:

6(i) Six hours of education in the subject of law and ethics as it
7relates to a licensee’s ability to practice alcohol and drug
8counseling safely. This education may include, but shall not be
9limited to, the legal and regulatory aspects of alcohol and drug
10counseling, dependency treatment, regulatory restrictions,
11confidentiality, issues surrounding clients’ rights, and standards
12of competency for the practice of alcohol and drug counseling.

13(ii) Ten hours of education in the recognition of cooccurring
14disorders, the referral processes, and in determining the most
15 appropriate level of care for the client and the client’s eligibility
16for admission to a particular alcohol and drug treatment program.
17This includes education in the use of guidelines and placement
18tools, including, but not limited to, guidelines and
19recommendations from the Co-Occurring Center for Excellence
20(COCE) as published by the Substance Abuse and Mental Health
21Services Administration (SAMHSA), the American Society of
22Addiction Medicine (ASAM) Patient Placement Criteria, or other
23validated clinical tools approved by the board.

24(3) Completes a supervised practicum of no less than 315
25performance (experience) hours, including a 45-hour practicum,
26as well as minimum hours in areas specified by the board.

27(4) Receives a passing score on the exam for licensure
28designated by the board.

29(5) Submits to a state and federal level criminal offender record
30information search and passes both background checks as specified
31in Section 11975.78.

32(6) Pays the required fees as set by the board.

33(7) Completes the application for registration.

34(b) The board may accept any or all of the hours of education
35stipulated in Section 11975.45 as part of the education leading to
36a person’s earned master of arts, master of sciences, or doctoral
37degree.

38

begin insert11975.43.end insert  

Commencing January 1, 2016, and ceasing with the
39disposition of all completed applications actually received by the
40board by June 30, 2017, the board shall issue a licensed advanced
P10   1alcohol and drug counselor (LAADC) license pursuant to
2subdivision (b) of Section 11975.33 to each person who the board
3determines is qualified either pursuant to subdivision (a) or (b):

4(a) A license shall be granted by the board to a certified alcohol
5and drug counselor who meets all of the following requirements
6on or before January 1, 2016:

7(1) Holds a current, valid, advanced alcohol and drug
8counseling certification or clinical supervision certification issued
9by a certifying organization recognized by the department on or
10before January 1, 2016. For the purpose of this subdivision, an
11“advanced alcohol and drug counseling certification” or “clinical
12supervision certification” shall include all of the following
13minimum requirements for purposes of applying for licensure
14under this section:

15(A) Documentation of 315 hours of formal instruction in alcohol
16and drug counseling with a 45-hour classroom practicum course.

17(B) Documentation of 6,000 hours of work experience as an
18alcohol and drug counselor.

19(C) Receipt of a passing score on a test that is sufficient to
20qualify the applicant for certification.

21(2) Provides documentation that all of the following specialized
22education has been completed:

23(A) Forty hours of education in clinical supervision techniques.

24(B) Sixty hours of education on operating an independent
25counseling practice, including both of the following:

26(C) Six hours of education in the subject of law and ethics as it
27relates to a licensee’s ability to practice alcohol and drug
28counseling safely. This education may include, but shall not be
29limited to, education in the legal and regulatory aspects of alcohol
30and drug counseling, regulatory restrictions, confidentiality, issues
31surrounding clients’ rights, and standards of competency for the
32practice of alcohol and drug counseling.

33(D) Ten hours of education in the recognition of cooccurring
34disorders, the referral processes, and in determining the most
35appropriate level of care for the client and client’s eligibility for
36admission to a particular alcohol and drug treatment program.
37This includes education in the use of guidelines and placement
38tools, including, but not limited to, guidelines and
39recommendations from the COCE as published by the SAMHSA,
P11   1the ASAM Patient Placement Criteria, or other validated clinical
2tools approved by the board.

3(3) Submits to a state and federal level criminal offender record
4information search no later than January 1, 2016, and passes both
5background checks as specified in Section 11975.78.

6(4) Provides documentation of a total of 10,000 hours of
7experience in alcohol and drug abuse counseling.

8(A) Documentation of an associate arts degree may be counted
9for 2,000 experience hours.

10(B) Documentation of a bachelor’s degree may be counted for
11 4,000 experience hours.

12(C) Documentation of a master’s degree may be counted for
136,000 hours of experience.

14(D) Any degree used in lieu of experience hours is required to
15be substantially related to alcohol and drug counseling.

16(5) Pays the required fees as set by the board.

17(6) Completes the application for a license.

18(b) A license shall be granted by the board to a person licensed
19in the State of California who practices alcohol and drug
20counseling and who meets all of the following requirements on or
21before January 1, 2016:

22(1) Provides documentation to the board that he or she currently
23holds a valid license in the state to practice marriage family
24therapy, psychology, social work, professional counseling, or
25medicine.

26(2) Provides documentation to the board of 6,000 hours of
27experience in providing alcohol and drug counseling services
28directly to patients.

29(3) Pays the required fees as set by the board.

30(4) Completes the application for a license.

31(c) All of the hours of education and experience stipulated in
32Section 11975.45 may be gained as part of the education leading
33to a person’s earned master of arts, master of sciences, doctoral
34degree, or certification preparation.

35

begin insert11975.45.end insert  

(a) Commencing January 1, 2016, the board shall
36issue a LAADC license pursuant to subdivision (b) of Section
3711975.33 to each person who the board determines meets all of
38the following requirements:

39(1) Possesses an earned master of arts, master of science, or
40doctorate degree in alcohol and drug counseling, psychology,
P12   1social work, or other clinically focused major or an equivalent
2degree recognized by the board, from an institution of higher
3learning accredited by the Western Association of Schools and
4Colleges or an equivalent accrediting agency approved by the
5United States Department of Education.

6(2) Completes 180 clock hours of alcohol and drug specific
7education approved by the board, including both of the following:

8(A) Forty hours of education in clinical supervision techniques.

9(B) Sixty hours of education on operating an independent
10counseling practice, including both of the following:

11(i) Six hours of education in the subject of law and ethics as it
12relates to a licensee’s ability to practice alcohol and drug
13counseling safely. This education may include, but shall not be
14limited to, education in the legal and regulatory aspects of alcohol
15and drug counseling, regulatory restrictions, confidentiality, issues
16surrounding clients’ rights, and standards of competency for the
17practice of alcohol and drug counseling.

18(ii) Ten hours of education in the recognition of cooccurring
19disorders, the referral processes, and in determining the most
20appropriate level of care for the client and client’s eligibility for
21admission to a particular alcohol and drug treatment program.
22This includes education in the use of guidelines and placement
23tools, including, but not limited to, guidelines and
24recommendations from the COCE as published by the SAMHSA,
25the ASAM Patient Placement Criteria, or other validated clinical
26tools approved by the board.

27(3) Completes 315 hours of formal instruction in alcohol and
28drug counseling with a 45-hour classroom practicum course
29offered by a provider approved by the board.

30(4) Submits documentation of 2,000 hours of work experience
31as an alcohol and drug counselor, of which 1,500 hours may be
32substituted by documenting certification in good standing as an
33alcohol and drug counselor as per certification regulations of this
34state.

35(5) Receives a passing score on a nationally recognized exam
36for licensure designated by the board.

37(6) Submits to a state and federal level criminal offender record
38information search and passes both background checks as specified
39in Section 11975.78.

40(7) Pays the required fees as set by the board.

P13   1(8) Completes the application for a license.

2(b) The board may accept any or all of the hours of education
3required by this section as part of the education leading to a
4person’s earned master of arts, master of sciences, or doctoral
5degree.

6

begin insert11975.47.end insert  

(a) Education, supervised experience, and work
7experience gained outside of California may be accepted toward
8the licensing requirements if it is substantially the equivalent of
9the requirements of this part.

10(b) The board may issue a license to any person who, at the
11time of application, meets all of the following requirements:

12(1) Has held a valid active alcohol and drug counseling license
13or certification issued by a board of alcohol and drug counseling
14examiners or corresponding authority of any state.

15(2) Passes the current applicable examination.

16(3) Pays the required fees.

17(4) Passes the required background check, as specified in
18Section 11975.78.

19(5) Is not subject to denial of licensure under this part.

20

begin insert11975.49.end insert  

(a) The supervised experience required in Section
2111975.45 may be gained under the clinical supervision of an
22LAADC, or a licensed health professional specified by the board
23and shall meet all of the following criteria:

24 This experience shall consist of all of the following:

25(1) A minimum of 70 percent of the required hours shall be
26face-to-face individual or group counseling provided to clients in
27the context of addiction treatment services.

28(2) A maximum of 30 percent of the required hours may be in
29case management, client-centered advocacy, consultation,
30evaluation, and research.

31(3) The required hours of supervised experience shall be
32obtained over a period of not less than two years and shall have
33been gained within the six years immediately preceding the date
34on which the application for licensure was filed.

35(4) Experience shall not be credited for more than 40 hours in
36any week.

37(b) Prior to the commencement of clinical supervision, a
38supervisor shall comply with all requirements for supervisors as
39established by the board.

P14   1(c) (1) A supervisee shall receive an average of at least one
2hour of direct supervisor contact for every week in which more
3than 10 hours of face-to-face counseling is performed in each
4setting where experience is gained.

5(2) No more than five hours of direct clinical supervision,
6whether individual or group, shall be credited during any single
7week.

8(d) For purposes of this section, “one hour of direct supervisor
9contact” means one hour of face-to-face contact on an individual
10basis or two hours of face-to-face contact in a group, of not more
11than eight persons receiving clinical supervision, addressing the
12substance of the supervisory plan required in subdivision (d).

13(e) The supervisor and the supervisee shall develop a
14supervisory plan that describes the goals and objectives of clinical
15supervision. These goals shall include the ongoing assessment of
16strengths and limitations and the assurance of practice in
17accordance with the laws and regulations.

18(f) Experience shall be gained only in a setting that meets both
19of the following requirements:

20(1) Lawfully and regularly provides alcohol and other drug
21counseling.

22(2) Provides oversight to ensure that the supervisee’s work at
23the setting meets the experience and clinical supervision
24requirements set forth in this part and is within the scope of
25practice for the profession as defined in Section 11975.50.

26(g) Experience shall not be gained prior to becoming a
27registered intern.

28(h) A supervisee may be either a paid employee or a volunteer.
29Employers are encouraged to provide fair remuneration to
30supervisees.

31(i) A supervisee shall not receive any remuneration from patients
32or clients, and shall be paid only by his or her employer. A
33supervisee shall not have any proprietary interest in the employer’s
34business.

35(j) A supervisee may receive clinical supervision from a person
36not employed by the supervisee’s employer if that person has signed
37a written agreement with the employer to take supervisory
38responsibility for the supervisee’s addiction counseling.

P15   1(k) Notwithstanding any other provision of law, a supervisee
2shall receive a minimum of one hour of clinical supervision per
3week for each setting in which he or she is working.

4(l) The board may limit, by regulation, the number of registered
5interns that any one supervisor may supervise, the number of
6registered interns that may be supervised in any given program
7or setting, and the proportion of the workforce in any given
8program or setting that may be comprised of registered interns.

9(m) Programs licensed or certified by the department are not
10required to adhere to the supervision provisions of this section.
11Alcohol and drug counselors working or volunteering in licensed
12or certified facilities may use hours completed while working or
13volunteering in a facility licensed or certified by the department
14if the conditions for supervised hours are present at the time of
15service.

16 

17Chapter  begin insert5.end insert Scope of Practice
18

 

19

begin insert11975.50.end insert  

(a) (1) The board shall issue a license or intern
20registration to each applicant meeting the requirements of this
21part. That license or registration permits the holder to engage in
22alcohol and drug counseling as defined in subdivision (c), entitles
23the holder to use the title of licensed advanced alcohol and drug
24counselor or advanced alcohol and drug counselor intern, as
25applicable, and authorizes the holder to hold himself or herself
26out as qualified to perform the functions delineated by this part,
27subject to any limitations relating to the level of the license or
28registration or other conditions that may be imposed by the board.

29(2) The form and content of the license or registration shall be
30determined by the board.

31(b) A licensee or registered intern may perform the acts listed
32in this section only for the purpose of treating alcohol and drug
33addiction.

34(c) (1) For the purposes of this part, “alcohol and drug
35counseling” means a process involving a psychotherapeutic
36relationship between a client who is experiencing addiction,
37dependence, abuse of alcohol or other drugs, or other symptoms
38that relate to substance use and a counselor or therapist trained
39to provide that help to address that addiction, dependence, or
40abuse.

P16   1(2) Addiction counseling includes the professional and ethical
2application of basic tasks and responsibilities, including all of the
3following:

4(A) Screening, this is the process by which a client is determined
5to be eligible for admission to a particular alcohol and drug
6treatment program.

7(B) Initial intake, which is the administrative and initial
8assessment procedures for admission to an alcohol and drug
9treatment program. Assessment shall not include psychological
10testing intended to measure or diagnose mental illness.

11(C) Orientation, which is the act of describing to the client the
12general nature and goals of the alcohol and drug treatment
13program, including rules governing client conduct and infractions
14that can lead to disciplinary action or discharge from the program.

15(D) Alcohol and drug abuse counseling, including individual,
16group, and significant others. The utilization of special skills to
17assist individuals, families, or groups in achieving objectives
18through exploration of a problem and its ramifications,
19 examination of attitudes and feelings, considerations of alternative
20solutions, and decisionmaking as each relates to substance use.
21Counseling shall be limited to assisting a client in learning more
22about himself or herself for the purposes of understanding how to
23effectuate clearly perceived and realistically defined goals related
24to abstinence. Counseling is limited to assisting the client to learn
25or acquire new skills that will enable the client to cope and adjust
26to life situations without the use of substances.

27(E) Case management, which is the activities that bring services,
28agencies, resources, or individuals together within a planned
29framework of action toward achievement of established goals.
30Case management may involve liaison activities and collateral
31contacts.

32(F) Crisis intervention, which is providing services that respond
33to an alcohol or drug user’s needs during acute emotional or
34physical distress, including, but not limited to, referrals for
35assessment of the client’s need for additional psychological or
36medical treatment for client behaviors that signal risk or prolonged
37distress.

38(G) Assessment, which is the use of procedures by which a
39counselor or program identifies and evaluates an individual’s
P17   1strengths, weaknesses, problems, and needs for the development
2of the alcohol and drug treatment plan.

3(H) Treatment planning, which is the process by which the
4counselor and the client identify and rank problems needing
5resolution, establish agreed-upon immediate and long-term goals,
6and decide on a treatment process and the resources to be utilized.

7(I) Client education, which is providing information to
8individuals and groups concerning alcohol and drug use and the
9services and resources available.

10(J) Referral, which is identifying the needs of the client that
11cannot be met by the counselor or agency, as well as assisting the
12client in utilizing the support systems and community resources
13available.

14(K) Reports and recordkeeping, which is the documentation of
15the client’s progress in achieving his or her goals.

16(L) Consultation with other professionals with regard to client
17treatment or services and communicating with other professionals
18to ensure comprehensive, quality care for the client.

19

begin insert11975.53.end insert  

Alcohol and drug counseling includes understanding
20and application of the limits of the counselor’s own qualifications
21and scope of practice, including, but not limited to, screening and,
22as indicated, referral to or consultation with an appropriately
23licensed health practitioner consistent with the client’s needs.
24Every licensee who operates an independent counseling practice
25shall refer any client assessed as needing the services of another
26licensed professional to that professional in a timely manner.

27

begin insert11975.55.end insert  

Provided that this exception does not preclude the
28board from considering any conduct in any setting in its
29determination of fitness for registration or licensure or in any
30disciplinary matter, this part shall not apply to any of the following:

31(a) A person who engages in the practice of alcohol and drug
32counseling exclusively for any of the following:

33(1) In-custody services of the Department of Corrections and
34Rehabilitation.

35(2) As an employee or volunteer of the State of California.

36(3) As an employee or volunteer of an agency of the government
37of the United States.

38(b) A person who is an unpaid member of a peer or self-help
39group who performs peer group or self-help activities if the person
P18   1does not use a title stating or implying that he or she is a licensed
2or certified alcohol and drug counselor or registered intern.

3(c) A cleric or other religious leader who provides spiritual
4advice and guidance to members of his or her congregation or
5order, or to other persons, if it is free of charge.

6(d) A director, officer, or staff member of a program described
7in Section 8001 of the Penal Code.

8

begin insert11975.57.end insert  

Nothing in this part shall be construed to constrict,
9limit, or withdraw the Medical Practice Act (Chapter 5
10(commencing with Section 2000)) of, the Nursing Practice Act
11(Chapter 6 (commencing with Section 2700)) of, the Psychology
12Licensing Act (Chapter 6.6 (commencing with Section 2900)) of,
13the Licensed Marriage and Family Therapist Act (Chapter 13
14(commencing with Section 4980)) of, the Clinical Social Worker
15Practice Act (Chapter 14 (commencing with Section 4991)) of, or
16the Licensed Professional Clinical Counselor Act (Chapter 16
17(commencing with Section 4999.10)) of, Division 2 of the Business
18and Professions Code.

19

begin insert11975.58.end insert  

A person who has received a registration or license
20under this part may use the title “advanced alcohol and drug
21counselor intern” or “AADCI,” or “licensed advanced alcohol
22and drug counselor” or “LAADC,” in accordance with the type
23of registration or license possessed. Every person who styles
24himself or herself or who holds himself or herself out to be an
25AADCI or LAADC, without holding a license or registration in
26good standing under this part, is guilty of a misdemeanor.

27

begin insert11975.59.end insert  

(a) It is unlawful for a person to engage in the
28practice of alcohol and drug counseling outside of a licensed or
29certified alcohol and drug treatment facility, unless at the time of
30so doing, the person holds a valid, unexpired, and unrevoked
31license or registration under this part.

32(b) This section shall become operative on January 1, 2017.

33 

34Chapter  begin insert6.end insert Licenses and Renewals
35

 

36

begin insert11975.60.end insert  

(a) Licenses or registrations issued under this part
37shall expire within two years after the issue date. The expiration
38date of the original license or registration shall be set by the board.

P19   1(b) To renew an unexpired license or registration, the licensee
2or registered intern shall, on or before the expiration date of the
3license or registration, complete the following actions:

4(1) Apply for a renewal on a form prescribed by the board.

5(2) Pay a two-year renewal fee prescribed by the board.

6(3) Complete at least 60 hours of continuing education, as
7approved by the board.

8(4) Notify the board whether he or she has been convicted of a
9misdemeanor or felony, or whether any disciplinary action has
10been taken by any regulatory or licensing board in this or any
11other state, subsequent to the licensee or registered intern’s last
12renewal.

13(c) To renew an expired license or registration within three
14years of its expiration, the licensee or registered intern shall, as
15a condition precedent to renewal, do all of the following:

16(1) Apply for renewal on a form prescribed by the board within
17three years of the expiration date of the license.

18(2) Pay the renewal fees that would have been paid if the license
19or registration had not been delinquent.

20(3) Pay all delinquency fees.

21(4) Complete the applicable continuing education requirements.

22(5) Notify the board whether he or she has been subject to, or
23whether another department or board has taken, disciplinary action
24since the last renewal.

25(d) The department shall adopt regulations to allow for the
26reinstatement of a license or registration that is not renewed within
27three years after its expiration.

28

begin insert11975.63.end insert  

(a) A licensed advanced alcohol and drug counselor
29shall display his or her license in a conspicuous place at the
30primary place of his or her business.

31(b) The current renewal receipt shall be displayed near the
32license.

33

begin insert11975.65.end insert  

A licensed advanced alcohol and drug counselor
34who conducts a private practice under a fictitious business name
35shall not use a name that is false, misleading, or deceptive, and
36shall inform the patient, prior to the commencement of treatment,
37of the name and license designation of the owner or owners of the
38practice.

39

begin insert11975.67.end insert  

A suspended license is subject to expiration and may
40be renewed as provided in this part, but the renewal does not entitle
P20   1the licensee, while the licensee remains suspended and until the
2licensee is reinstated, to engage in the activity to which the license
3relates, or in any other activity or conduct in violation of the order
4or judgment by which it was suspended.

5

begin insert11975.68.end insert  

(a) A licensed advanced alcohol and drug counselor
6may apply to the board to request that his or her license be placed
7on inactive status.

8(b) A person who holds an inactive license shall pay a biennial
9fee of one-half of the active renewal fee and shall be exempt from
10continuing education requirements specified in paragraph (3) of
11subdivision (b) of Section 11975.60, but shall otherwise be subject
12to this part and shall not engage in the practice of alcohol and
13drug counseling in this state.

14(c) A person on inactive status who has not committed any acts
15or crimes constituting grounds for denial of licensure or
16registration may, upon his or her request, have his or her license
17to practice alcohol and drug counseling placed on active status.

18(d) A person requesting his or her license to be placed on active
19status at any time during a renewal cycle shall pay a pro rata
20portion of the renewal fees.

21(e) A person requesting to have his or her license be placed on
22active status whose license expires less than one year from the
23date of the request shall be required to complete 20 hours of
24continuing education for license renewal.

25(f) A person requesting his or her license to be placed on active
26status whose license expires more than one year from the date of
27the request shall be required to complete 40 hours of continuing
28education for license renewal.

29

begin insert11975.69.end insert  

A person licensed or registered under this part shall
30comply with both of the following:

31(a) Provide written notice to the board within 30 days of any
32change of address.

33(b) Provide written notice to the board within 30 days of a name
34change giving both the old and the new names along with a copy
35of the legal document authorizing the name change, including, but
36not limited to, a court order or marriage license.

 

P21   1Chapter  begin insert7.end insert Denial, Suspension, Revocation
2

 

3

begin insert11975.70.end insert  

The board may deny an application or may revoke,
4suspend, or impose conditions upon a license or the intern
5registration for unprofessional conduct. Unprofessional conduct,
6includes, but is not limited to, any of the following:

7(a) Securing an intern registration, license, or renewal by fraud,
8deceit, or misrepresentation on any application or material in
9support of any application for intern registration, licensure, or
10renewal.

11(b) Misrepresenting the type or status of intern registration or
12licensure held by the person, or otherwise misrepresenting or
13permitting misrepresentation of his or her education, professional
14qualifications, or professional affiliations to any person, program,
15or entity.

16(c) Refusal or failure to provide proper identification as a
17licensee or registered intern where appropriate or required, such
18as when offering or providing alcohol and drug counseling
19services, on business cards, or on informational or marketing
20materials.

21(d) Advertising, marketing, or promoting programs, services,
22training, education, or experience in a false and misleading
23manner, as set forth in Chapter 5 (commencing with Section 17200)
24of Part 2 of Division 7 of the Business and Professions.

25(e) Engaging in inappropriate social relationships, sexual
26relations, or soliciting sexual relations with a client or with a
27former client within two years from the termination date of the
28counseling relationship.

29(f) Committing an act of sexual abuse, misconduct, or an act
30punishable as a sexually related crime.

31(g) Engaging in a business relationship with clients, patients,
32program participants, residents, or other persons significant to
33them within one year from the termination of the counseling
34relationship.

35(h) Physically, verbally, or sexually harassing, threatening, or
36abusing other staff members, clients, patients, program
37participants, residents, or other persons significant to any of those
38persons.

39(i) Unlawfully administering to himself or herself any controlled
40substance as defined in Section 4021 of the Business and
P22   1Professions Code or using any of the dangerous drugs or devices
2specified in Section 4022 of the Business and Professions Code,
3or using any alcoholic beverage to the extent, or in a manner, as
4to be dangerous or injurious to the person holding or applying for
5intern registration or licensure or to any other person, or to the
6public.

7(j) Violating patient or client confidentiality except as required
8or permitted by law, including, but not limited to, Subparts A to
9E, inclusive, of Part 2 of Subchapter A of Chapter 1 of Title 42
10Code of Federal Regulations, and child abuse, elder abuse, and
11public safety laws and regulations.

12(k) Failing to maintain records consistent with the nature of the
13services being rendered.

14(l) Refusing or denying patient or client access to charts and
15records as required by law.

16(m) Violating, attempting to violate, or conspiring to violate
17any law or regulation governing licensed advanced alcohol and
18drug counselors and registered interns.

19(n) Failure to comply with the child abuse reporting
20requirements of Section 11166 of the Penal Code.

21(o) Failure to comply with the elder and dependent adult abuse
22reporting requirements of Section 15630 of the Welfare and
23Institutions Code.

24

begin insert11975.71.end insert  

The board shall revoke a license or the registration
25of an intern issued under this part upon a decision made in
26accordance with the procedures set forth in the adjudication
27provisions of the Administrative Procedure Act (Chapter 5
28(commencing with Section 11500) of Part 1 of Division 3 of Title
292 of the Government Code) that contains any finding of fact that
30the licensee or registered intern engaged in any act of sexual
31contact, as defined in Section 729 of the Business and Professions
32Code, when that act is with a client, or with a former client when
33the relationship was terminated primarily for the purpose of
34engaging in that act. The revocation shall not be stayed by the
35administrative law judge or the board.

36

begin insert11975.72.end insert  

The board may deny an application, or may revoke
37or suspend a license or intern registration issued under this part,
38for a denial of licensure, revocation, suspension, restriction, or
39other disciplinary action imposed by another state or territory of
40the United States, or by any other governmental agency, on a
P23   1license or registration to practice alcohol and other drug
2counseling or other healing art. A certified copy of the disciplinary
3action decision or judgment shall be conclusive evidence of that
4action.

5

begin insert11975.73.end insert  

(a) The chairperson may temporarily suspend a
6license or intern registration prior to a hearing when, in the
7opinion of the chairperson, the action is necessary to protect the
8public or a client from physical or mental abuse, abandonment,
9or other substantial threat to health or safety.

10(b) The chairperson shall give notice of the temporary
11suspension and the effective date of the temporary suspension and,
12at the same time, shall serve an accusation.

13(c) Upon receipt of a notice of defense to the accusation, the
14chairperson shall, within 15 days, set the matter for hearing, and
15the hearing shall be held as soon as possible. The temporary
16suspension shall remain in effect until the time the hearing is
17completed and the chairperson has made a final determination on
18the need for the temporary suspension to remain in place pending
19resolution of the accusation.

20(d) The temporary suspension shall be deemed vacated if the
21chairperson fails to make a final determination on the merits within
2230 days after the hearing, if the chairperson hears the matter
23personally, or within 30 days after the board receives the proposed
24decision from the Office of Administrative Hearings, or if the
25matter is heard by a hearing officer selected by the board.

26

begin insert11975.74.end insert  

(a) A person who has applied for or received a
27license or intern registration from the board under this part has
28the right to appeal an adverse decision of the board with regard
29to his or her application, license, or registration.

30(b) Unless the board specifies additional or different due process
31provisions by regulation, an appeal shall be determined in
32accordance with the adjudication provisions of the Administrative
33Procedure Act (Chapter 5 (commencing with Section 11500) of
34Part 1 of Division 3 of Title 2 of the Government Code).

35

begin insert11975.75.end insert  

The board may impose reasonable terms, conditions,
36or restrictions on a disciplinary action to protect the health, safety,
37and welfare of the public.

38

begin insert11975.76.end insert  

A person may request reinstatement of a license or
39intern registration or a reduction of discipline, by applying for
P24   1reinstatement or reduction pursuant to Section 11522 of the
2Government Code.

3

begin insert11975.77.end insert  

(a) An applicant who fails an examination
4administered by or on behalf of the board may within one year
5from the notification date of failure retake that examination at the
6next regularly scheduled examination date, without further
7application, upon payment of the required examination fees.

8(b) Thereafter, the applicant shall not be eligible for further
9examination until he or she files a new application, meets all
10current requirements, and pays all required fees.

11

begin insert11975.78.end insert  

(a) An applicant for a license or intern registration
12shall consent to a state and federal level criminal offender record
13information search as part of a criminal history background check.
14Refusal to consent to the criminal history background check, as
15delineated in this section, shall result in denial of the license or
16registration.

17(b) The following procedure shall be followed for criminal
18offender record information searches:

19(1) The board shall submit to the Department of Justice
20fingerprint images and related information required by the
21Department of Justice of all advanced alcohol and drug counselor
22licensure or advanced alcohol and drug counselor intern
23 registration applicants, as defined by Section 11975.13, to obtain
24information as to the existence and content of a record of state or
25federal convictions, state or federal arrests, and the existence and
26content of a record of state or federal arrests for which the
27Department of Justice establishes that the person is free on bail
28or on his or her own recognizance pending trial or appeal.

29(2) When received, the Department of Justice shall forward the
30relevant information to the Federal Bureau of Investigation and
31requests for federal summary criminal history information received
32pursuant to this section. The Department of Justice shall review
33the information returned from the Federal Bureau of Investigation
34and compile and disseminate a response to the board.

35(3) The Department of Justice shall provide a response to the
36board pursuant to paragraph (1) of subdivision (p) of Section
37 11105 of the Penal Code.

38(4) The board shall request from the Department of Justice
39subsequent arrest notification service, as provided pursuant to
P25   1Section 11105.2 of the Penal Code, for persons described in
2paragraph (1).

3(5) The Department of Justice shall charge fees sufficient to
4cover the cost of processing the request described in this section.
5The applicant shall be responsible for payment of these fees.

6(6) The applicant shall pay the fingerprint image rolling and
7electronic submission fee charged by the live scan device operator.

8(c) Before issuing a license or registration, the board shall
9ensure that the state and federal level criminal history of the
10applicant is reviewed.

11(d) The board shall deny or revoke a person’s license or
12registration if, at the time of the board’s determination, the person
13meets one or more of the following criteria:

14(1) He or she has been convicted of five or more criminal
15offenses within a 30-month period ending two years or less prior
16to the date of the board’s determination.

17(2) He or she is required to register as a sex offender pursuant
18to Section 290 of the Penal Code.

19(3) (A) Subject to subdivisions (b) and (c), he or she has been
20convicted of a violent felony, as defined in Section 667.5 of the
21Penal Code, within three years prior to the date of the board’s
22determination.

23(B) After the expiration of three years from the date of
24conviction, if a person described in subparagraph (A) is on parole,
25he or she may be licensed or registered, if the board receives the
26written approval of his or her parole officer or the Board of Parole
27Hearings, as the Board of Parole Hearings may provide. The
28written approval may be withdrawn by the Board of Parole
29Hearings upon written notice to the licensee, registered intern, or
30parolee and to the board. In the event of withdrawal of the
31approval, the licensee, registered intern, or parolee’s licensure
32or registration shall be revoked by the board upon receipt by the
33board of the notice, without further recourse against the board.
34The Board of Parole Hearings shall set the procedure for review
35of the withdrawal of approval. If the approval is reinstated, the
36board shall reinstate the licensee, registered intern, or parolee if
37he or she is otherwise eligible for reinstatement under this part
38and complies with all applicable requirements.

P26   1(C) The provisions of subparagraph (B) shall also apply to a
2person convicted of a crime that the board determines is
3substantially related to the practice of alcohol and drug counseling.

4(D) The board may establish by regulation additional criteria
5to implement subdivision (d), which may include, but not be limited
6to, standards, exemptions, and terms of rehabilitation, and may
7include rebuttable presumptions with regard to any of those.

8

begin insert11975.79.end insert  

(a) Except as otherwise provided in this part, an
9accusation filed pursuant to Section 11503 of the Government
10Code against a person licensed or registered under this part shall
11be filed within three years from the date the board discovers the
12alleged act or omission that is the basis for disciplinary action or
13within seven years from the date the alleged act or omission that
14is the basis for disciplinary action occurred, whichever occurs
15first.

16(b) An accusation filed against a person licensed or registered
17alleging the procurement of a license or registration by fraud or
18misrepresentation is not subject to the limitations set forth in
19subdivision (a).

20(c) An accusation alleging sexual misconduct shall be filed
21within three years after the board discovers the act or omission
22alleged as the grounds for disciplinary action or within 10 years
23after the act or omission alleged as the grounds for disciplinary
24action occurred, whichever occurs first.

25(d) If an alleged act or omission involves a minor, the seven-year
26limitation period provided for by subdivision (a) and the 10-year
27limitation period provided for by subdivision (d) shall be tolled
28until the minor reaches the age of majority.

29(e) The limitation period provided by subdivision (a) shall be
30tolled during any period if material evidence necessary for
31prosecuting or determining whether a disciplinary action would
32be appropriate is unavailable to the board due to an ongoing
33criminal investigation.

34(f) For purposes of this section, “discovers” means the latest
35occurrence of any of the following with respect to each act or
36omission alleged as the basis for disciplinary action:

37(1) The date the board received a complaint or report describing
38the act or omission.

39(2) The date, subsequent to the original complaint or report,
40on which the board became aware of additional acts or omissions
P27   1alleged as the basis for disciplinary action against the same
2individual.

3(3) The date the board receives from the complainant a written
4release of information pertaining to the complainant’s diagnosis
5and treatment.

6

begin insert11975.795.end insert  

(a) Nothing in this part shall apply to any alcohol
7and drug counselor from outside this state, when in actual
8consultation with a licensed practitioner of this state, or when an
9invited guest of a professional association or educational institution
10for the sole purpose of engaging in professional education through
11lectures, clinics, or demonstrations, if he or she is at the time of
12the consultation, lecture, or demonstration licensed to practice
13alcohol and drug counseling in the state or country in which he
14or she resides.

15(b) These alcohol and drug counselors shall not open an office
16or appoint a place to meet clients or receive calls from clients
17within the limits of this state.

18 

19Chapter  begin insert8.end insert Fiscal Provisions
20

 

21

begin insert11975.80.end insert  

(a) The Advanced Alcohol and Drug Counselors
22License Fund is hereby established in the State Treasury. All fees
23and fines collected by the board in accordance with this part shall
24be deposited in this fund.

25(b) The moneys in the fund shall be available, upon
26appropriation by the Legislature, for the purpose of supporting
27the licensing and intern registration activities of the board.

28

begin insert11975.83.end insert  

(a) Until the board establishes different fees by
29regulation, the board shall assess the following fees relating to
30the licensure of advanced alcohol and drug counselors and the
31registration of advanced alcohol and drug counselor interns:

32(1) The application fee for an initial registration shall be
33seventy-five dollars ($75).

34(2) The fee for renewal of a registration shall be seventy-five
35dollars ($75).

36(3) The fee for a written examination administered by the board
37shall be one hundred fifty dollars ($150). The fee for an
38examination administered on behalf of the board shall not exceed
39more than 125 percent of the standard examination fee assessed
40by the testing company.

P28   1(A) An applicant who fails to appear for an examination, after
2having been scheduled to take the examination, shall forfeit the
3examination fee.

4(B) This subdivision shall not establish or limit the examination
5fee charged for the examination recognized in subdivision (a) of
6Section 11975.45 or any other examination that is recognized by
7the board but not administered by or on behalf of the board.

8(4) The fee for issuance of an initial license shall be one hundred
9fifty-five dollars ($155).

10(5) The fee for a license renewal shall be one hundred fifty-five
11dollars ($155).

12(6) The fee for an inactive license renewal shall be seventy-seven
13dollars and fifty cents ($77.50).

14(7) The renewal delinquency fee shall be seventy-five dollars
15($75). A person who permits his or her license to expire is subject
16to the delinquency fee.

17(8) The fee for issuance of a replacement registration or license
18shall be twenty dollars ($20).

19(9) The fee for issuance of a certificate or letter of good standing
20shall be twenty-five dollars ($25).

21(10) The fee for board review of the criminal records
22information shall be thirty dollars ($30).

23(11) The fee for the state level criminal offender record
24information search shall be set by the Department of Justice and
25the fee for the federal level criminal offender record information
26search shall be set by the Federal Bureau of Investigation.

27(b) The board may establish fees for other categories as
28necessary, however, the total fees collected by the board pursuant
29to this part shall not exceed the reasonable cost to the board for
30administering this part. The fees described in subdivision (a) shall
31not exceed the reasonable costs to the board for administering this
32part.

33(c) The startup funds to implement this part shall be derived,
34as a loan, from the reserve of the fund, upon appropriation by the
35Legislature, and the board is not required to implement this part
36until those funds are appropriated.

end insert
37begin insert

begin insertSEC. 2.end insert  

end insert
begin insert

No reimbursement is required by this act pursuant to
38Section 6 of Article XIII B of the California Constitution because
39the only costs that may be incurred by a local agency or school
40district will be incurred because this act creates a new crime or
P29   1infraction, eliminates a crime or infraction, or changes the penalty
2for a crime or infraction, within the meaning of Section 17556 of
3the Government Code, or changes the definition of a crime within
4the meaning of Section 6 of Article XIII B of the California
5Constitution.

end insert
begin delete
6

SECTION 1.  

Division 10.11 (commencing with Section
711999.40) is added to the Health and Safety Code, to read:

8 

9Division 10.11.  Alcohol and Other Drug
10Counselors

11

 

12

11999.40.  

For purposes of this division, the following
13definitions apply:

14(a) “AOD counselor” means a person registered or certified as
15an alcohol or other drug counselor by an approved certifying
16organization.

17(b) “Approved certifying organization” means an organization
18that the department has approved to register or certify AOD
19counselors.

20(c) “Department” means the State Department of Health Care
21Services.

22(d) “Director” means the Director of Health Care Services.

23

11999.41.  

(a) Commencing January 1, 2015, the department
24shall require approved certifying organizations to require each
25person who applies to become registered or certified as an AOD
26counselor and any AOD counselor who is registered or certified
27as an AOD counselor as of January 1, 2015, to submit fingerprint
28images via Live Scan for purposes of obtaining a criminal
29background check under this section.

30(b) For persons described in subdivision (a), the department
31shall electronically submit to the Department of Justice fingerprint
32images and related information required by the Department of
33Justice for the purpose of obtaining both of the following:

34(1) The existence and content of a record of state or federal
35convictions and state or federal arrests.

36(2) Information as to the existence and content of a record of
37state or federal arrests for which the Department of Justice
38establishes that the person is free on bail or on his or her
39recognizance pending trial or appeal.

P30   1(c) The Department of Justice shall forward to the Federal
2Bureau of Investigation requests for federal summary criminal
3history information received pursuant to this section. The
4Department of Justice shall review the information returned from
5the Federal Bureau of Investigation and compile and disseminate
6a response to the department.

7(d) The Department of Justice shall provide a state or federal
8response to the department pursuant to subdivision (p) of Section
911105 of the Penal Code.

10(e) The department shall request from the Department of Justice
11subsequent notification service, as provided pursuant to Section
1211105.2 of the Penal Code, for persons described in subdivision
13(a).

14(f) The Department of Justice shall charge the subject of the
15criminal background check a reasonable fee sufficient to cover the
16cost to the Department of Justice of processing the requests
17described in this section.

18(g) (1) For persons described in subdivision (a), the department
19shall review all criminal background information received from
20the Department of Justice and determine, based on the regulations
21developed pursuant to subdivision (a) of Section 11999.42, whether
22to deny an application or revoke a registration or certification based
23on the criminal background information. The department shall
24notify the individual’s certifying organization of the department’s
25determination.

26(2) The department may deny or revoke a registration or
27certification pursuant to this subdivision only if the conviction of
28a crime is substantially related to the qualifications, functions, or
29duties of a registered or certified AOD counselor.

30(3) The department shall not deny or revoke a registration or
31certification pursuant to this subdivision solely on the basis of
32convictions stemming from prior use of drugs or alcohol, provided
33the individual meets the terms of rehabilitation established in
34regulations developed pursuant to subdivision (a) of Section
3511999.42.

36(h) An applicant or AOD counselor whose application is denied
37or whose registration or certification is revoked pursuant to
38subdivision (g) shall have the right to appeal the denial or
39revocation in accordance with Chapter 5 (commencing with Section
4011500) of Part 1 of Division 3 of Title 2 of the Government Code.

P31   1(i) The department shall establish a reasonable application fee
2to be charged to the certifying organization for each applicant or
3 AOD counselor requesting a background check pursuant to this
4section. The department shall set the fee at an amount that is
5sufficient to cover, but shall not exceed, the actual reasonable costs
6of administering this division.

7(j) The Alcohol and Other Drug Counselor Professions Fund is
8hereby created in the State Treasury, to be administered by the
9department. The fund shall consist of the fees specified in
10subdivision (i). Moneys in the fund shall be available, upon
11appropriation, for the purposes specified in subdivision (i).

12

11999.42.  

(a) By September 1, 2014, the department shall
13adopt regulations to implement this division, which shall include,
14but are not limited to, individualized assessment standards,
15exemptions, and terms of rehabilitation for eligibility to become
16or to continue to be registered or certified as an AOD counselor,
17including rebuttable presumptions with respect to the acceptance
18or rejection of an applicant or an AOD counselor with a prior
19criminal conviction.

20(b) In adopting regulations pursuant to this section, the
21department shall convene and consult a stakeholder’s group to
22advise the department on the development of criteria for baseline
23decisions regarding AOD counselors, as these decisions relate to
24criminal background checks and to make recommendations to the
25department regarding criteria for disciplinary guidelines.

26(c) The regulations described in subdivision (a) may be adopted
27as emergency regulations. The adoption of these regulations is
28deemed to address an emergency and to be necessary for the
29immediate preservation of the public peace, health, safety, or
30general welfare. Emergency regulations authorized by this
31subdivision shall be exempt from review by the Office of
32Administrative Law. However, the department shall transmit those
33regulations to the Office of Administrative Law for filing with the
34Secretary of State and publication in the California Code of
35Regulations. Notwithstanding any other law, for purposes of
36subdivision (e) of Section 11346.1 of the Government Code, the
37180-day period, as applicable to the effective period of an
38emergency regulatory action and submission of specified materials
39to the Office of Administrative Law, is hereby extended to one
P32   1year, by which time the department shall have adopted permanent
2regulations.

3

11999.43.  

An approved certifying organization shall do all of
4the following:

5(a) Report complaints made against an AOD counselor to the
6department, and assist in documenting these complaints.

7(b) Comply with the department’s decisions regarding
8disciplinary actions, including initial denial of a registration or
9certification.

10(c) Report any known criminal convictions of an AOD counselor
11to the department.

12

11999.44.  

The department shall report any complaints made
13to the department against an AOD counselor to the approved
14certifying organization that conferred the individual’s registration
15or certification and assist that organization in documenting the
16complaint.

end delete


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