BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  SB 570
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            Date of Hearing:   June 26, 2014

              ASSEMBLY COMMITTEE ON BUSINESS, PROFESSIONS AND CONSUMER  
                                     PROTECTION
                               Susan A. Bonilla, Chair
                   SB 570 (DeSaulnier) - As Amended:  June 25, 2014

           SENATE VOTE  :   Vote not relevant
           
          SUBJECT  :   Advanced Alcohol and Drug Licensing Act.

           SUMMARY  :   Establishes the Advanced Alcohol and Drug Counselor  
          Licensing Board (Board) within the Department of Consumer  
          Affairs (DCA) to carry out the Advanced Alcohol and Drug  
          Counselor Licensing Act, which regulates licensed alcohol and  
          drug counselors (AADC).  Specifically,  this bill  :   

          1)Establishes the Board within DCA, consisting of five state  
            licensed advanced alcohol and drug counselors (LAADC) and six  
            public members to serve four-year terms, as specified.

          2)Authorizes the Board to appoint an executive officer and  
            employ any clerical, technical, and other personnel as it  
            deems necessary to carry out the provisions of this bill, as  
            specified.

          3)Requires the Board to keep an accurate record of all of its  
            proceedings and a record of all applicants for licensure and  
            all individuals to whom it has issued a license, and declares  
            that protection of the public shall be the highest priority  
            for the Board in exercising its licensing, regulatory, and  
            disciplinary functions.  

          4)Requires the Board to:

             a)   Adopt rules and regulations as necessary to administer  
               and enforce this bill according to the Administrative  
               Procedure Act;

             b)   Issue licenses and register interns seeking licensure  
               beginning January 1, 2017, as specified;

             c)   Take disciplinary action against licensees and  
               registered interns where appropriate, as specified, and  
               prohibits the Board from taking action against certified  








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               counselors and staff of licensed and certified facilities  
               who are not registered or licensed with the Board;

             d)   Establish continuing education requirements;

             e)   Establish procedures for the receipt, investigation, and  
               resolution of complaints;

             f)   Establish criteria to determine whether the curriculum  
               of an educational institution satisfies the requirements  
               imposed by this bill;

             g)   Establish parameters of unprofessional conduct that are  
               consistent with the uniform code of conduct adopted by the  
               California Coalition of Certifying Organizations, as  
               specified;

             h)   Establish reinstatement procedures for an expired or  
               revoked certificate or license;

             i)   Establish policies to implement and enforce clinical  
               supervision requirements for registered interns, as  
               specified;

             j)   Adopt one examination for administering to prospective  
               licensees which may be administered by the Board or by any  
               public or private entity selected by the Board;

             aa)  Maintain a database of licensees and registered interns,  
               including the individual's status, any public record of  
               discipline, and other information as the Board may require;  
               and,

             bb)  Establish an advisory committee, as specified, that  
               shall meet at least two times per year and make  
               recommendations to the Board concerning curriculum,  
               criminal background checks, unprofessional conduct, and  
               other matters. This advisory committee shall become  
               inoperative two years after the issuance of licenses.

          5)Requires the Board to issue a registration for an advanced  
            alcohol and drug counselor intern (AADCI) who meets all of the  
            following requirements:

             a)   Possesses an earned master of arts, master of science,  








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               or doctoral degree in alcohol and drug counseling,  
               psychology, social work, counseling, marriage and family  
               therapy, counseling psychology, clinical psychology, or  
               other clinically focused major or an equivalent degree  
               recognized by the Board, from an institution of higher  
               learning accredited by the Western Association of Schools  
               and Colleges (WASC), the Bureau for Private Postsecondary  
               Education (BPPE), or state or regional accrediting agency  
               approved by the Board, as specified;

             b)   Completes 315 clock hours of alcohol and drug specific  
               education, as specified, approved by the Board from an  
               institution of higher learning accredited by WASC, BPPE, or  
               a state or regional accrediting agency approved by the  
               board; 

             c)   Completes a supervised practicum of no less than 315  
               performance (experience) hours, including 45 hours of  
               classroom instruction and 255 hours of practical experience  
               performed at an agency approved by the practicum  
               instructor; 

             d)   Submits to a state and federal level criminal offender  
               record information search and passes both background  
               checks, as specified; 

             e)   Pays the required fees as set by the Board; and,

             f)   Completes the application for registration.

          6)Authorizes the Board to accept any or all of the hours of  
            education specified as part of the education leading to a  
            person's earned master of arts, master of science, or doctoral  
            degree.

          7)Requires the Board to issue an advanced alcohol and drug  
            counselor (LAADC) license to an existing drug and alcohol  
            counselor who applies between January 1, 2017, and June 30,  
            2018, if the individual meets either of the following set of  
            requirements: 

             a)   Holds a current, valid, advanced alcohol and drug  
               counseling certification or clinical supervision  
               certification issued by a certifying organization  
               recognized by [DHCS] on or before January 1, 2017; submits  








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               to a state and federal level criminal offender record  
               information search and passes, as specified; provides a  
               letter from a certifying organization that confirms that  
               the applicant has documented a total of 10,000 hours of  
               experience in alcohol and drug abuse counseling or  
               supervised internship, as specified; pays the required  
               fees; and completes the application for a license; or,

             b)   A person who is licensed in the State of California who  
               practices alcohol and drug counseling and who provides  
               documentation to the Board that he or she meets the  
               following requirements on or before January 1, 2016:  

               i)     Currently holds a valid license in the state to  
                 practice marriage family therapy, psychology, social  
                 work, professional counseling, or medicine and provides  
                 documentation;

               ii)    Provides documentation to the board of 6,000 hours  
                 of experience in providing alcohol and drug counseling  
                 services directly to patients;

               iii)   Pays the required fees as set by the Board; and, 

               iv)    Completes the application for a license.

          8)Requires the Board to issue a LAADC license to individuals  
            meeting the following requirements:

             a)   Possesses an earned master of arts, master of science,  
               or doctoral degree in alcohol and drug counseling,  
               psychology, social work, counseling, marriage and family  
               therapy, counseling psychology, clinical psychology, or  
               other clinically focused major or an equivalent degree  
               recognized by the board, from an institution of higher  
               learning accredited by WASC or an equivalent accrediting  
               agency approved by the United States Department of  
               Education (USDOE);

             b)   Completes specified alcohol and drug specific  
               educational and experience requirements;

             c)   Submits documentation of 2,000 hours of work experience  
               as an alcohol and drug counselor, of which 1,500 hours may  
               be substituted by documenting certification in good  








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               standing as an alcohol and drug counselor as per  
               certification regulations of this state;

             d)   Receives a passing score on a nationally recognized exam  
               for licensure designated by the Board;

             e)   Submits to a state and federal level criminal offender  
               record information search and passes both background  
               checks, as specified;

             f)   Pays the required fees as set by the Board; and,

             g)   Completes the application for a license.

          9)Authorizes the Board to accept education, supervised  
            experience, and work experience gained outside of California  
            toward the licensing requirements if it is substantially  
            equivalent to the requirements of this bill.

          10)Authorizes the Board to issue a license to any person who, at  
            the time of application, meets all of the following  
            requirements:

             a)   Has held a valid active alcohol and drug counseling  
               license or certification issued by a board of alcohol and  
               drug counseling examiners or corresponding authority of any  
               state;

             b)   Passes the current applicable examination;

             c)   Pays the required fees;

             d)   Passes the required background check, as specified; and,

             e)   Is not subject to denial of licensure under this bill.

          11)Authorizes the Board to limit, by regulation, the number of  
            registered interns that any one supervisor may supervise, the  
            number of registered interns that may be supervised in any  
            given program or setting, and the proportion of the workforce  
            in any given program or setting that may be comprised of  
            registered interns.

          12)Exempts programs licensed or certified by [DHCS]from adhering  
            to the supervision provisions of this bill.








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          13)Requires the Board to issue a license or intern registration  
            to each applicant meeting the requirements of this bill, which  
            permits the holder to engage in alcohol and drug counseling as  
            specified, entitles the holder to use the title of "licensed  
            advanced alcohol and drug counselor" or "advanced alcohol and  
            drug counselor intern," as applicable, and authorizes the  
            holder to hold himself or herself out as qualified to perform  
            the functions delineated by this part, subject to any  
            limitations relating to the level of the license or  
            registration or other conditions that may be imposed by the  
            Board.

          14)Authorizes a licensee or registered intern to perform the  
            acts listed in this bill only for the purpose of treating  
            alcohol and drug addiction.

          15)States that addiction counseling includes the professional  
            and ethical application of basic tasks and responsibilities,  
            including screening; initial intake; orientation; alcohol and  
            drug abuse counseling, including individual, group, and  
            significant others; case management;  crisis intervention;  
            assessment; treatment planning; client education, referral,  
            reports and recordkeeping, and consultation with other  
            professionals with regard to client treatment or services and  
            communicating with other professionals to ensure  
            comprehensive, quality care for the client.

          16)States that alcohol and drug counseling includes  
            understanding and application of the limits of the counselor's  
            own qualifications and scope of practice, including, but not  
            limited to, screening and, as indicated, referral to or  
            consultation with an appropriately licensed health  
            practitioner consistent with the client's needs. Every  
            licensee who operates an independent counseling practice shall  
            refer any client assessed as needing the services of another  
            licensed professional to that professional in a timely manner.

          17)Exempts the following individuals from licensing  
            requirements, provided that the exemption does not preclude  
            the Board from considering any conduct in any setting in its  
            determination of fitness for registration or licensure or in  
            any disciplinary matter:

             a)   A person who engages in the practice of alcohol and drug  








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               counseling exclusively for any of the following:

               i)     In-custody services of the Department of Corrections  
                 and Rehabilitation;

               ii)    As an employee or volunteer of the State of  
                 California; or,

               iii)   As an employee or volunteer of an agency of the  
                 government of the United States;

             b)   A person who is an unpaid member of a peer or self-help  
               group who performs peer group or self-help activities if  
               the person does not use a title stating or implying that he  
               or she is a licensed or certified alcohol and drug  
               counselor or registered intern;

             c)   A cleric or other religious leader who provides  
               spiritual advice and guidance to members of his or her  
               congregation or order, or to other persons, if it is free  
               of charge;

             d)   A director, officer, or staff member of a a live-in  
               alternative to incarceration rehabilitation program; and,

             e)   A director, officer, or staff member of an alcohol and  
               other drug abuse program or "DUI program", as specified.

          18)Prohibits this bill from constricting, limiting, or  
            withdrawing the Medical Practice Act, the Nursing Practice  
            Act, the Psychology Licensing, the Licensed Marriage and  
            Family Therapist Act, the Clinical Social Worker Practice Act,  
            or the Licensed Professional Clinical Counselor Act.  States  
            that this bill shall not be construed to mean that persons  
            exempted from this Act shall be required to be dually licensed  
            in order to provide alcohol and drug counseling services. 
             
          19)States that a person who has received a registration or  
            license under this part may use the title "advanced alcohol  
            and drug counselor intern" or "AADCI," or "licensed advanced  
            alcohol and drug counselor" or "LAADC," in accordance with the  
            type of registration or license possessed. Every person who  
            styles himself or herself or who holds himself or herself out  
            to be an AADCI or licensed advanced alcohol and drug  
            counselor, without holding a license or registration in good  








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            standing under this part, is guilty of a misdemeanor.

          20)States that it is unlawful for a person to engage in the  
            practice of alcohol and drug counseling outside of a licensed  
            or certified alcohol and drug treatment facility, unless the  
            person holds a valid, unexpired, and unrevoked license or  
            registration as of January 1, 2017.

          21)States that licenses shall be valid for two years after the  
            issue date.  

          22)Requires at least 60 hours of continuing education for  
            license renewal.  

          23)Requires a licensee to display his or her license in a  
            conspicuous place at the primary place of his or her business.

          24)Prohibits an LAADC who conducts a private practice under a  
            fictitious business name from using a name that is false,  
            misleading, or deceptive, and shall inform the patient, prior  
            to the commencement of treatment, of the name and license  
            designation of the owner or owners of the practice.

          25)Authorizes an LAADC to apply to the Board to request that his  
            or her license be placed on inactive status.

          26)Requires a licensee to notify the Board in writing within 30  
            days of the following occurrences: 

             a)   Any change of address;

             b)   Name change, giving both the old and the new names along  
               with a copy of the legal document authorizing the name  
               change, including, but not limited to, a court order or  
               marriage license; or, 

             c)   Conviction of a misdemeanor or felony substantially  
               related to the practice of alcohol drug counseling.

          27)Authorizes the Board to deny an application or revoke,  
            suspend, or impose conditions upon a license or the intern  
            registration for unprofessional conduct.  Defines  
            "unprofessional conduct" to include the following:

             a)   Engaging in inappropriate social relationships, sexual  








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               relations, or soliciting sexual relations with a client or  
               with a former client within two years from the termination  
               date of the counseling relationship;

             b)   Engaging in a business relationship with clients,  
               patients, program participants, residents, or other persons  
               significant to them within one year from the termination of  
               the counseling relationship;

             c)   Unlawfully administering to himself or herself any  
               controlled substance, using dangerous drugs or devices, or  
               using any alcoholic beverage to the extent, or in a manner,  
               as to be dangerous or injurious to the person holding or  
               applying for intern registration or licensure or to any  
               other person or to the public; and,

             d)   Violating patient or client confidentiality except as  
               required or permitted by law, as specified.

          28)Requires the Board to revoke a license or the registration of  
            an intern in accordance with the procedures set forth in the  
            adjudication provisions of the Administrative Procedure Act,  
            as specified.

          29)Authorizes the Board to deny an application, or may revoke or  
            suspend a license or intern registration issued under this  
            part, for a denial of licensure, revocation, suspension,  
            restriction, or other disciplinary action imposed by another  
            state or territory of the United States, or by any other  
            governmental agency, on a license or registration to practice  
            alcohol and other drug counseling or other healing art. A  
            certified copy of the disciplinary action decision or judgment  
            shall be conclusive evidence of that action.

          30)Authorizes the chairperson of the Board to temporarily  
            suspend a license or intern registration prior to a hearing  
            when, in the opinion of the chairperson, the action is  
            necessary to protect the public or a client from physical or  
            mental abuse, abandonment, or other substantial threat to  
            health or safety, as specified. 

          31)Establishes procedures to follow for criminal offender record  
            information searches.

          32)Requires the Board to deny or revoke a person's license or  








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            registration if, at the time of the Board's determination, the  
            person meets one or more of the following criteria:

             a)   He or she has been convicted of five or more criminal  
               offenses within a 30-month period ending two years or less  
               prior to the date of the Board's determination;

             b)   He or she is required to register as a sex offender;  
               and, 

             c)   He or she has been convicted of a violent felony within  
               three years prior to the date of the Board's determination.

          33)Establishes procedures for the license or registration of an  
            individual on parole.  

          34)Prohibits the Board from denying or revoking a registration  
            or license solely on the basis of convictions stemming from  
            prior use of drugs or alcohol, provided the individual meets  
            the terms of rehabilitation established as specified.

          35)Establishes parameters for filing an accusation.  

          36)Establishes the Advanced Alcohol and Drug Counselors License  
            Fund in the State Treasury, into which all fees and fines  
            collected by the Board shall be deposited.

          37)Establishes licensure fees, as specified.   

          38)Requires that the startup funds to implement this bill to be  
            derived, as a loan, from the reserve of the fund, upon  
            appropriation by the Legislature, and the Board is not  
            required to implement this part until those funds are  
            appropriated.

          39)Requires that the bill be liberally construed to achieve its  
            objectives.

          40)Defines the following terms: "Advanced alcohol and drug  
            counselor intern" or "AADCI,"  "alcohol and drug counseling,"  
            "Advertise," "Board," "Clinical supervision," "Clock hour,"  
            "Department," "Director," "Independent counseling practice,"  
            "IC&RC," "Licensed advanced alcohol and drug counselor" or  
            "LAADC," and "Student."









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          41)States that no reimbursement is required by this act because  
            the only costs that may be incurred by a local agency or  
            school district will be incurred because this act creates a  
            new crime or infraction, eliminates a crime or infraction, or  
            changes the penalty for a crime or infraction.

           EXISTING LAW  :  

          1)Establishes the Medi-Cal program, administered by Department  
            of Health Care Services (DHCS), under which qualified  
            low-income individuals receive health care services.  (Health  
            and Safety Code (HSC) Section 11750)

          2)Establishes the Drug Medi-Cal (DMC) program, which provides  
            substance use disorder services to Medi-Cal recipients.  (HSC  
            11750)

          3)Allows DHCS to enter into contracts with counties for the  
            provision of DMC services.  If a county declines to contract  
            with DHCS, existing law requires DHCS to contract for services  
            in the county to ensure beneficiary access.  (HSC 11758.20)

          4)Requires each county to fund the nonfederal share for DMC  
            services through realignment funds, as specified.  (HSC  
            11758.10)

          5)Requires providers of DMC services to obtain certification  
            from DHCS to provide those services.  (HSC 11755)

           FISCAL EFFECT  :   Unknown

           COMMENTS  :   

           1)Purpose of this bill  .  This bill establishes a board within  
            DCA to license AADCs in private practice, which are not  
            currently licensed by the state.  This bill will provide a  
            single, comprehensive regulatory system that will enhance  
            consumer protection.  This bill is sponsored by the California  
                                                   Association of Alcoholism and Drug Abuse Counselors (CAADAC).

           2)Author's statement  .  According to the author's office: 

            "There is currently no statutory authority for the Department  
            of Health Care Services (DHCS), or any other state agency, to  
            impose quality or consumer protection measures for AADCs  








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            working outside of licensed and certified facilities, putting  
            consumers at risk. The Affordable Care Act (ACA) requires  
            participating exchange members to maintain accreditation by  
            the National Committee for Quality Assurance (NCQA). The NCQA  
            requires behavioral health practitioners to be licensed in  
            order for a plan to maintain accreditation. Because California  
            is one of the minority of states without licensure for AADC,  
            patients are being referred to other licensed professionals  
            with little training or education in alcohol and drug  
            treatment. Others are being referred for expensive inpatient  
            treatment where early intervention in a private practice  
            setting would have been more appropriate and economic. Funding  
            for treatment via the ACA can be accessed for Californians if  
            AADCs were to be licensed. 

            "Counselors providing care in licensed alcohol and drug  
            treatment facilities are regulated by DHCS.  DHCS is currently  
            forwarding new regulations using its existing authority to  
            certify and register AADCs via private certifying  
            organizations.  These organizations must meet certain  
            criteria, including achieving a National Commission for  
            Certifying Agencies (NCCA) accreditation, to participate in  
            the certification process.  These regulations apply only to  
            staff of licensed or certified facilities. There are no laws  
            protecting consumers outside of a facility and regulations  
            created and enforced by DHCS do not allow counselors to  
            provide service in a private practice setting under the ACA.

            "Existing law does not require criminal background checks for  
            AADCs providing services outside of a licensed or certified  
            facility. These counselors have unsupervised contact with  
            clients.  The State has a responsibility to protect all  
            vulnerable individuals from coming into direct contact with  
            people who could cause them physical or emotional harm while  
            receiving AADC services.  Individuals suffering or recovering  
            from alcohol and other drug dependency are particularly  
            vulnerable.  

            "This bill would establish licensure and intern provisions  
            relating to alcohol and other drug (AOD) counselors to be  
            administered by the Department of Consumers Affairs (DCA).   
            The bill would authorize DCA to assess fees and establish the  
            Advanced Alcohol Drug Counselor License Fund for revenue and  
            expenditures relating to this bill.  Additionally, this bill  
            would authorize DCA to require counselors to submit to  








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            fingerprinting and background checks, and to impose sanctions  
            for counselor misconduct."

           3)Background on alcohol and drug counselor regulation  .   
            California currently does not require licensure for AADCs.   
            DHCS requires certification for AADCs employed by certain  
            inpatient programs, but outpatient treatment programs -- where  
            70% of Californians seek treatment -- are not regulated by any  
            state agency, according to a 2008 report by the Little Hoover  
            Commission. 

            DHCS recognizes six agencies to provide certification, and  
            each program develops its own classroom curriculum, training,  
            supervisor and work experience requirements.  Background  
            checks are not performed and there is no central repository of  
            counselor information, including disciplinary action taken to  
            suspend or revoke certification for misconduct.  DHCS can  
            direct a certifying organization to take action against a  
            counselor for misconduct, but there is nothing to prevent a  
            counselor who has had certification suspended or revoked from  
            obtaining certification from another organization.  
             
             Approximately 36,000 registered or certified counselors work  
            in 2,534 private and publicly funded drug and alcohol programs  
            in California.  With the implementation of the ACA, many  
            newly-insured people are expected to seek treatment. The  
            federal government and insurers, meanwhile, may impose greater  
            standards on providers. In combination, these developments are  
            likely to lead to greater scrutiny of California's system of  
            overseeing those who provide drug and alcohol treatment.

           4)CSOOO Report.   A 2013 report by the California Senate Office  
            of Oversight and Outcomes (CSOOO) extensively examined the  
            current process to become an AADC, and noted some of the  
            systemic flaws.  "California is one of only two states among  
            the nation's 15 largest that makes no attempt to review  
            counselors' criminal backgrounds.  Even within California, AAD  
            counselors are the only health-related profession not required  
            to undergo these checks.  Among those who submit to screening  
            are acupuncturists, dental hygienists, optometrists, and  
            veterinarians.

          "The ability to easily evade regulators represents a gaping  
            loophole in California's system.  While the state's [six]  
            certifying organizations are required to check with their  








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            counterparts to see if a counselor has ever been revoked, the  
            regulation states that this must be done only upon  
            certification.  Counselors can work for five years before they  
            must become certified.

          "In 2004, Governor Gray Davis directed the California Department  
            of Alcohol and Drug Programs (DADP) to come up with  
            regulations for certifying counselors.  [Current regulations  
            require 30% of staff providing alcohol and drug counseling in  
            any program must be certified by 2010, and counselors who work  
            in privately-run facilities that do not receive public funds  
            are exempt.]"  

            The CSOOO cross-checked lists of counselor names against  
            individuals who have been excluded from receiving Medicare and  
            Medi-Cal payments because of misconduct including fraud or  
            other criminal activity.  CSOOO found several counselors who  
            were able to keep working despite having their registrations  
            or certifications revoked; they simply signed up with a  
            different certifying organization.  The organizations are  
            supposed to check with their counterparts to make sure that an  
            applicant has not been ordered revoked by DHCS.  However, the  
            regulation states that the check must be done only when the  
            organization certifies counselors, not when they register,  
            providing for a regulatory loophole.  Regulations allow  
            counselors to work for five years without being certified,  
            meaning that a revoked counselor could go that long without  
            being detected.  After five years, that same counselor might  
            be able to register with another of the certifying  
            organizations and keep working.  
            Counselors who failed to achieve certification within five  
            years would be revoked, unless the certifying organization  
            granted a two-year hardship extension.       

           5)Cost of substance abuse  .  According to the CSOOO report,  
            "Substance abuse is a key driver of California's most costly  
            problems.  As many as two-thirds of all parents who enter the  
            state's $19-billion child welfare system are affected by  
            substance abuse, while an estimated 60,000 to 70,000 children  
            who are born each year in California have been exposed in the  
            womb to alcohol, tobacco or other drugs."  

             "California hospitals incur $1.3 billion in costs due to  
            alcohol-related incidents. Studies conducted by Kaiser  
            Permanente in California show that the health maintenance  








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            organization's members who sought substance abuse treatment  
            had medical costs more than four times that of other clients  
            prior to seeking treatment.

            "Severe overcrowding in California's $10-billion prison system  
            has prompted federal judges to consider taking control of the  
            system away from the state. County jail policies in 20  
            counties are guided by court-imposed population caps, which  
            force sheriffs, every day, to release offenders early.  
            Approximately 80 percent of the offenders in these over-packed  
            prisons and jails are involved with substance abuse, and for  
            many, addiction is an integral part of their criminal  
            lifestyles?.  

            "In California, substance abuse treatment is a sound  
            investment. According to data collected by the state  
            Department of Alcohol and Drug Programs, Californians who  
            entered treatment in 2006 reduced their contact with the  
            criminal justice system by 57 percent, and the number who had  
            a job grew from 24,433 upon entering treatment to 30,198 upon  
            exiting treatment, a 24 percent increase in employment. Both  
            of these statistics illustrate positive results not only for  
            individuals and families, but also for public coffers.

            "A long-term study conducted on northern California patients  
            in the addiction treatment system run by Kaiser Permanente,  
            the state's largest health maintenance organization, showed  
            that providing substance abuse treatment reduces the health  
            care costs of those struggling with addiction while adding  
            only minimal costs to the system. Medical care costs decreased  
            by $155 per month five years after admission to treatment for  
            the patients who sought help, while costs for a comparison  
            group remained stable. The study found that while the average  
            medical costs for those with substance abuse problems was four  
            times higher than the comparison group in the six months  
            before the study group was admitted to treatment, average  
            costs were only twice as high five years later, even with the  
            addition of the treatment costs." 

            Maximizing the effectiveness of treatment programs must begin  
            with confidence in the treatment provider, and the current  
            regulatory system for AADCs provides inconsistent consumer  
            protection.    

           6)Questions for the Committee  .  The Committee members may wish  








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            to consider the following issues:

              a)   Independent board within DCA  .  This bill establishes an  
               independent licensing board within DCA.  The Board of  
               Behavioral Sciences currently licenses and regulates  
               Licensed Marriage and Family Therapists (MFTs), Licensed  
               Clinical Social Workers (LCSWs), and Licensed Professional  
               Clinical Counselors (LPCCS) - other allied health  
               professionals also trained in mental and social health  
               services.  These licenses have similar work and experience  
               requirements and enforcement concerns. 

             However, BBS has expressed resistance to adding another  
               license to its regulation authority due to insufficient  
               resources.  Licensing boards are required to be  
               self-sustaining, and receive no General Fund money.  The  
               Committee may wish to consider whether it is appropriate to  
               have a completely separate board to administer a license  
               very similar to existing regulatory programs, or whether it  
               would be more efficient to create a committee within BBS  
               which could provide expert guidance while the BBS board  
               could continue to manage enforcement and discipline.   

              b)   Master's level education and experience requirements  .   
               This bill creates a license for mental health treatment of  
               a single diagnosis - alcohol and substance abuse - and  
               requires referral for other co-occurring disorders to other  
               qualified licensees, including MFTs, LCSWs, and LPCCs.   
               Those licenses require a master's level education and  
               experience similar to these requirements for an LAADC.   
               There is no uniform educational requirement for AADC  
               certification, and many certification bodies do not require  
               a bachelor's degree.  

             The Committee may wish to consider whether the educational  
               and experience requirements are commensurate with the level  
               of expertise needed for sufficient alcohol and drug  
               treatment, given the current levels required for other,  
               similar license types that are trained to handle a myriad  
               of other mental health issues, and the current standards  
               for certified AADCs.    

              c)   CE hours  .  Current Continuing Education (CE)  
               requirements for MFTs, LCSWs, and LPCCs are 36 hours per  
               two year renewal cycle.  This bill requires 60 hours every  








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               two years.  The Committee may wish to consider whether 36  
               or fewer hours per two year cycle would be more appropriate  
               and feasible for licensees. 
           
            7)Committee amendments  .  The Committee recommends the following  
            technical amendments:

             a)   Change references from "the department" to "the  
               Department of Health Care Services" in the following  
               sections:

               i)     4452.1(g);

               ii)    4453.4 (m);

               iii)   4453.1 (a)(1); a(2)(4)

             b)   Clarify what it means in 4452.1 (m) that "the advisory  
               committee shall become inoperative two years after the  
               issuance of licenses."  Presumably the Board will continue  
               to issue licenses throughout its existence, so the author  
               may want to clarify that the committee shall become  
               inoperative two years after the Board's issuance of its  
               first license.

             c)   There have been concerns expressed with the lack of  
               standards for the use and training of MFT and LCSW interns,  
               so the committee recommends the following: 

               Replace "may" with "shall" in 4453.4(l) to read "The Board  
               shall limit, by regulation, the number of registered  
               interns that one supervisor may supervise, the number of  
               registered interns that may be supervised in a given  
               program or setting, and the proportion of the workforce in  
               a given program or setting that may be comprised of  
               registered interns."  

             d)   The number of people seeking treatment who have  
               co-occurring mental health disorders has steadily increased  
               in recent years, although it is not clear if the reason is  
               improved diagnosis of mental disorders or a change in the  
               population.  It is estimated that individuals with  
               co-occurring disorders now comprise 20% to 50% of those  
               with addiction problems.  The following amendment has been  
               agreed upon by the author's office and other stakeholders  








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               to ensure that a referral is made to a provider able to  
               treat health concerns beyond alcohol and substance abuse.   
               This amendment will require a LAADC to refer a client to  
               another provider to assess any co-occurring needs within 14  
               days, and the LAADC may continue to see the client whether  
               the client decides to see the other provider or not.     

               Add the following language (sections i through vi) after  
               Section 4454.1:

               i)     Licensed alcoholism and drug abuse counselors  
                 providing services in a private practice setting shall  
                 refer all clients for an initial assessment to one of the  
                 following professionals within 14 days of intake to  
                 assess any co-occurring needs or disorders:

                  (1)       A marriage and family therapist;

                  (2)       A licensed clinical social worker;

                  (3)       A licensed psychologist;

                  (4)       A licensed physician and surgeon certified in  
                    psychiatry by the American Board of Psychiatry and  
                    Neurology;

                  (5)       A licensed physician and surgeon who has  
                    completed a residency but is not yet board certified  
                    in psychiatry; 

                  (6)       A licensed professional clinical counselor;  
                    or,

                  (7)       Any other licensed professional approved by  
                    the board.

               ii)    Referrals made pursuant to this subdivision shall be  
                 documented in the client's chart.

               iii)   A professional receiving a referral under this  
                 section shall, with the written consent of the client,  
                 provide to the referring alcoholism and drug abuse  
                 counselor a signed, written report that includes  
                 assessment results and treatment and referral  
                 recommendations. The referring alcoholism and drug abuse  








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                 counselor shall place this report in the client's chart. 

               iv)    A licensee shall, in an effective and safe fashion,  
                 demonstrate the ability to refer patients in need of  
                 services that go beyond the scope of practice of  
                 alcoholism and drug abuse counseling. The licensee shall  
                 maintain current referral information for the services he  
                 or she is prohibited from providing.

               v)     During the course of the screening and intake  
                 process, a licensed alcoholism and drug abuse counselor,  
                 working within his or her scope of practice, shall  
                 determine the level of care most appropriate for the  
                 client and the need for integrated treatment in the  
                 presence of medical, emotional, and behavioral  
                 conditions. This determination shall be based on the  
                 client's state of intoxication or withdrawal, the  
                 presence of other conditions, relapse potential, the  
                 nature of the recovery environment, and other client  
                 issues, including, but not limited to, legal, financial,  
                 or housing issues.

               vi)    If the licensed alcoholism and drug abuse counselor  
                 properly refers a client as required in subdivision (a),  
                 the counselor shall not be deemed to be practicing  
                 illegally based solely on the client's refusal or failure  
                 to follow up on the referral, and the counselor may  
                 continue to see the client. 

           8)Arguments in support  .  The California Association of  
            Alcoholism and Drug Abuse Counselors writes, "By passing this  
            legislation you will be helping addicts and their loved ones  
            who are vulnerable to abusive and incompetent 'counselors' who  
            are able to 'practice' addictions counseling with no proof of  
            skills, knowledge or education. You will also put an end to  
            professionals who are banned from working in state licensed  
            facilities for harming clients or who may have had a license  
            revoked by one of California's licensing boards for sexually  
            abusing patients who turn to working under the guise of  
            'alcohol and drug counseling.' Consumers have no mechanism for  
            distinguishing legitimate counselors from those who have  
            previously abused clients and have no recourse should they  
            become victims of unscrupulous providers of addiction  
            treatment services."
             








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             "SB 570 is a practical approach to adding this necessary  
            branch of disease treatment. It encourages workforce  
            development through a 'career ladder' approach; it firmly  
            defines the education requirements necessary for professional  
            practice; and it delineates scope of practices between  
            currently licensed professions. Through the collection of  
            licensure fees it does not impact the state budget and will  
            have enormous long term savings via reduced demand on publicly  
            funded programs."

           9)Arguments in opposition  .  The National Association of Social  
            Workers, California Chapter writes, "Because this bill was  
            gutted and amended late in the process, we feel that many more  
            discussions need to take place in order to correct the  
            imperfections in the bill.  We would like to see stronger  
            language regarding a referral for a mental health professional  
            for co-occurring disorders.  We also believe that the  
            grandfathering provisions for certified Alcohol and Drug  
            Counselors may not be vigorous enough."    
             
          10)Related legislation  :  SB 1339 (Cannella) requires a county or  
            DHCS, before contracting with a DMC provider, to obtain  
            criminal background checks for the owner and key staff.  SB  
            1339 is currently on the Assembly Floor.
           
             AB 1967 (Pan) requires DHCS, when it commences or concludes an  
            investigation of a DMC provider, to notify counties that  
            contract with the provider.  AB 1967 is currently in the  
            Senate Health Committee.  
           
            SB 1045 (Beall) decreases, from four to two, the minimum  
            number of participants in a group counseling session provided  
            by certain DMC providers and eliminates the maximum of 10  
            participants.  SB 1045 is currently on the Assembly Floor.

           11)Previous legislation  .  AB 2007 (Williams) of 2012 would have  
            established a licensing and certification system for AADCs to  
            be administered by the Department of Public Health.  This bill  
            was held in Assembly Health Committee

            SB 1203 (DeSaulnier) of 2010 would have instituted a licensing  
            and certification structure for AOD counselors by DADP.  SB  
            1203 was held in the Assembly Rules Committee.

            SB 707 (DeSaulnier) of 2009, which was substantially similar  








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            to SB 1203 of 2010, died on the Assembly Appropriations  
            Committee Suspense File.

            AB 239 (DeSaulnier) of 2008 would have established two  
            categories of licensed alcoholism and drug abuse counselors  
            for persons licensed to practice alcoholism and drug abuse  
            counseling under clinical supervision, and persons licensed to  
            conduct an independent practice of alcoholism and drug abuse  
            counseling, and to provide supervision to other counselors,  
            both to be overseen by BBS.  AB 239 was vetoed by Governor  
                               Arnold Schwarzenegger who stated, in his veto message, that he  
            was directing DADP to work to craft a uniform standard for all  
            alcohol and drug counselors whether in private practice or in  
            facilities.

            AB 1367 (DeSaulnier) of 2007 would have provided for the  
            licensing, registration and regulation of Alcoholism and Drug  
            Abuse Counselors, as defined, by BBS.  AB 1367 died on  
            Assembly Appropriations Committee Suspense File.

            AB 2571 (Longville) of 2004 would have created the Board of  
            Alcohol and Other Drugs of Abuse Professionals in DCA and  
            established requirements for licensure of AOD abuse  
            counselors.  AB 2571 failed passage in the Assembly Health  
            Committee.

            AB 1100 (Longville) of 2003 would have enacted the Alcohol and  
            Drug Abuse Counselors Licensing Law, to be administered by  
            BBS.  AB 1100 was held in the Assembly Business and  
            Professions Committee.

            SB 1716 (Vasconcellos) of 2002 would have required BBS to  
            license and regulate alcohol and drug abuse counselors.  SB  
            1716 was held in the Assembly Business and Professions  
            Committee.

            SB 537 (Vasconcellos) of 2001 would have required DCA to  
            initiate a comprehensive review of the need for licensing  
            substance abuse counselors.  SB 537 was vetoed by Governor  
            Gray Davis due to cost concerns.  In his veto message, the  
            Governor directed DADP to require counselors in drug and  
            alcohol treatment facilities to be certified for quality  
            assurance purposes.

           REGISTERED SUPPORT / OPPOSITION :








                                                                  SB 570
                                                                  Page  22


           Support
           
          California Association of Alcoholism and Drug Abuse Counselors  
          (sponsor)
          California Association of Addiction Recovery Resources (sponsor)
          2 Shine Again, Inc.
          ACCESS
          Alpha Project
          Amity Vista Ranch
          Associated Rehabilitation Program for Women, Inc.
          Butte County Department of Behavioral Health Alcohol and Drug  
          Program
          Central Valley Recovery Services, Inc.
          Clean and Sober Recovery Services, Inc.
          Community Recovery Resources
          Day By Day
          Gateway Corp., Inc.
          Genesis Programs, Inc.
          Healthy Partnerships, Inc.
          Living Free Recovery
          National Association on Alcohol, Drugs and Disability
          New Heights
          New Perspectives
          New Start Life Coaching
          Oceanside Malibu
          Parisi House on the Hill
          Research West Behavioral Health Services
          Sacramento Native American Health Center
          Sacramento Recovery House, Inc.
          Soroptimist House of Hope, Inc.
          The Ness Counseling Center, Inc.
          WellSpace Health

           Opposition
           
          California Association of DUI Treatment Programs
          California Association of Marriage and Family Therapists
          California Psychiatric Association 
          California Psychological Association
          National Association of Social Workers, California Chapter


           Analysis Prepared by  :    Sarah Huchel / B.,P. & C.P. / (916)  
          319-3301 








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