BILL ANALYSIS                                                                                                                                                                                                    Ó




                     SENATE GOVERNANCE & FINANCE COMMITTEE
                            Senator Lois Wolk, Chair
          

          BILL NO:  SB 768                      HEARING:  5/8/13
          AUTHOR:  de León                      FISCAL:  Yes
          VERSION:  5/1/13                      TAX LEVY:  Yes
          CONSULTANT:  Lui                      

                     CIGARETTE AND TOBACCO PRODUCTS TAXES: 
                       CALIFORNIA TOBACCO TAX ACT OF 2014
          

          Establishes the California Tobacco Tax Act of 2014, which  
          imposes an additional cigarette tax at a rate of $2.00 per  
          package of 20 cigarettes. 


                           Background and Existing Law  


          The California Cigarette and Tobacco Products Tax Law  
          imposes two types of excise taxes on cigarette and tobacco  
          products distributed in the state: 1) the cigarette tax,  
          and 2) the cigarette and tobacco products surtax.   
          Cigarettes are subject to both the cigarette tax and the  
          cigarette and tobacco products surtax.  Distributors pay  
          both the tax and surtax through the use of cigarette  
          indicia, or tax stamps, which are purchased from the Board  
          of Equalization (BOE) and affixed to a cigarette package.   
          Currently, each stamp costs $0.87 per pack of 20  
          cigarettes: $0.12 cents for the cigarette tax and $0.75 for  
          the combined surtaxes.  



          A distributor, wholesaler, manufacturer, or importer of  
          cigarettes or tobacco products is required to register with  
          the BOE and be licensed.  All licensed distributors,  
          wholesalers, manufacturers, and importers must file returns  
          or reports on or before the 25th of the month following the  
          reporting period.  


          State law defines "cigarette" as any roll for smoking, made  
          wholly or in part of tobacco, irrespective of size, shape,  
          or whether the tobacco is flavored, adulterated or mixed  
          with any other ingredient, where such roll has a wrapper or  





          SB 768 -- 5/1/13 -- PageB

          cover made of paper or any other material, except where  
          such a wrapper is wholly or in the greater part made of  
          tobacco and weighs over three pounds per thousand. "Tobacco  
          products" includes all forms of cigars, smoking tobacco,  
          chewing tobacco, snuff and any other articles or products  
          made of, or containing at least 50% tobacco, but does not  
          include cigarettes. 

          

          There are certain transactions that are not subject to the  
          cigarette tax and the cigarette and tobacco products  
          surtaxes, like the sales by a distributor to a carrier  
          engaged in interstate or foreign passenger services, sales  
          to U.S. military exchanges, or an individual shipment of  
          not more than 400 cigarettes personally transported into  
          the state. 

          If a consumer purchases cigarettes or tobacco for their own  
          use from outside the state -- through mail, by telephone,  
          or the internet -- without paying the excise tax, they must  
          pay the tax directly to the BOE.  Consumers owe the tax if  
          they physically bring tobacco products or more than 400  
          cigarettes into the state.  These purchases are also  
          subject to California's use tax law. 

          Since 1998, the Legislature and voters have adopted three  
          tobacco tax measures:
                 On the November 1988 ballot, California voters  
               approved Proposition 99, which imposed a surtax of  
               $0.25 cents per package of 20 cigarettes, and created  
               an equivalent tax on tobacco products.  Proceeds from  
               the taxes fund health education, disease research,  
               hospital care, fire prevention, and environmental  
               conservation. 
                 On November 3, 1998, California voters approved  
               Proposition 10, which imposed an additional surtax of  
               $0.50 per package of 20 cigarettes, and created a  
               proportionately larger increase in the tax on tobacco  
               products.  The revenues are used to fund early  
               childhood development programs, called "First 5."
                 Assembly Bill 478 (B. Friedman, 1993) added an  
               excise tax of $0.02 per packet of 20 cigarettes for  
               breast cancer research and early detection services. 









          SB 768 -- 5/1/13 -- PageC

          The federal cigarette tax is $1.01 per pack.  Current state  
          taxes and surtaxes are allocated in the following manner:

                 $0.10 to the state General Fund.

                 $0.25 to the Cigarette and Tobacco Products Surtax  
               Fund (Proposition 99, 1988).

                 $0.02 to the Breast Cancer Fund (AB 478,  
               B.Friedman, 1993).

                 $0.50 to the California Children and Families Trust  
               Fund (Proposition 10, 1998). 



          In November 1998, state attorney generals and tobacco  
          companies entered into the Master Settlement Agreement,<1>  
          whereby, tobacco companies, agreed to change the way  
          tobacco products were marketed and agreed to pay, in  
          perpetuity, various annual payments to compensate for  
          medical costs for caring for person with smoking-related  
          illnesses.  In 2012, California received a Master  
          Settlement Payment around $735.7 million, which adds an  
          additional $0.50 tax per pack. 








                                   Proposed Law  

          Senate Bill 768 establishes the California Tobacco Tax Act  
          of 2014 and requires all revenues from the imposed taxes to  
          be deposited in the California Tobacco Tax Act of 2014  
          Fund.  The bill specifies: 
               I.  The excise tax rate and the annual cigarette tax  
          -------------------------
           <1>
           Master Settlement Agreement.  
           http://web.archive.org/web/20080625084126/http://www.naag.or 
          g/backpages/naag/tobacco/msa/msa-pdf/1109185724_1032468605_c 
          igmsa.pdf  







          SB 768 -- 5/1/13 -- PageD

          rate adjustment.
               II.  The floor stock tax rate and cigarette stamp tax  
          rates. 
               III.  Backfill provisions to specified Funds.
               IV.  How revenues will be deposited in the Tobacco Tax  
          Fund. 
               V.  Its operative date. 

          I.   Excise tax  .  SB 768 imposes an additional one-hundred  
          mills ($0.10) tax for each cigarette, or $2 per pack of 20  
          cigarettes, distributed on or after the first day of the  
          first calendar quarter commencing more than 90 days after  
          the effective date of the bill.   

          SB 768 requires the Board of Equalization (BOE), on or  
          before March 1 of each year, to calculate annually the  
          percent increase in the California Consumer Price Index for  
          all items.  The adjusted rate is effective during the  
          state's next fiscal year.  The bill provides that in no  
          event must the tax be less than the tax rate imposed of  
          $0.10 for each cigarette as of the effective date of the  
          Act. 

          II.   Floor stock tax  and cigarette stamp tax  .  A floor  
          stock tax imposes a one-time tax on paid fixed stamp  
          cigarettes and unaffixed tax stamps in a distributor,  
          wholesaler, or retailer's possession, to equalize the  
          excise tax paid on inventory before the tax increase and  
          inventory purchased after the effective date of a tax  
          increase.

          To prevent possible windfalls<2>, SB 768 requires every  
          dealer and wholesaler, for the privilege of holding or  
          storing cigarettes for sale, use, or consumption, to pay a  
          floor stock tax for each cigarette in its possession or  
          under its control at 12:01 am on the first day of the first  
          calendar quarter commencing more than 90 days after the  
          -------------------------
          <2> If a product is purchased before the tax increase, but  
          sold after, the selling price can be raised and attributed  
          to the rate increase, representing a windfall profit to a  
          distributor, wholesaler, or retailer with a large cigarette  
          inventory before a tax rate increase, rather than excise  
          taxes paid to the state.   









          SB 768 -- 5/1/13 -- PageE

          effective date of this Act. 

          SB 768 also requires every dealer and wholesaler, on or  
          before the first day of the first calendar quarter  
          commencing more than 180 days after the effective date of  
          this Act, to file a return with the BOE, on a form  
          prescribed by the BOE, showing the number of cigarettes in  
          a dealer and wholesaler's possession or under its control  
          at 12:01 a.m. on the additional excise tax's operative  
          date.  The amount of the tax must be computed and shown on  
          the return. 

          SB 768 requires every licensed cigarette distributor, for  
          the privilege of distributing cigarettes and for holding or  
          storing cigarettes for sale, use, or consumption, to pay a  
          cigarette indicia adjustment tax for each California  
          cigarette tax stamp that is affixed to any package of  
          cigarettes and for each unaffixed California cigarette tax  
          stamp, at the following rates:
                 $2.50 for each stamp bearing the designation "25."
                 $2.00 for each stamp bearing the designation "20."
                 $1 for each stamp bearing the designation "10."

          SB 768 requires every licensed cigarette distributor to  
          file a return with BOE on or before the first day of the  
          first calendar quarter commencing 180 days after the Act's  
          effective date on a form prescribed by the board, showing  
          the number of stamps of "25", "20", and "10."  The amount  
          of tax must be computed and shown on the return.

          SB 768 requires the floor stock tax and cigarette indicia  
          adjustment tax to be due and paid on or before the first  
          day of the first calendar quarter commencing 180 days after  
          the Act's effective date.  The bill requires that payments  
          must be made by remittances payable to the BOE, and must  
          accompany the required returns and forms. 

          III.   Backfill  .  SB 768 requires the BOE to annually  
          determine, starting within one year of the Act's effective  
          date, the effect of additional taxes imposed on cigarettes  
          and the resulting increase on tobacco products' tax have on  
          the consumption of cigarettes and tobacco products in the  
          state.  

          The bill provides that to the extent the BOE determines a  
          decrease in consumption to be a direct result of the  







          SB 768 -- 5/1/13 -- PageF

          additional tax imposed by this Act or state law, the BOE  
          must determine the fiscal effect the decrease in  
          consumption has on the following:
                 Cigarette and Tobacco Products Surtax Fund  
               (Proposition 99, 1988),
                 Breast Cancer Fund,
                 California Children and Families Trust Fund  
               (Proposition 10, 1998),  and  
                 State General Fund.

          SB 768 requires that funds must be transferred from the  
          Tobacco Tax Act of 2014 Fund to the four specified Funds to  
          offset the revenue decrease resulting from the imposition  
          of additional taxes.  The bill also requires the BOE to  
          make transfer at times it deems necessary to further the  
          Act's intent. 

          IV.   Tobacco Tax Act of 2014 Fund  .  SB 768 establishes the  
          California Tobacco Tax Act of 2014 Fund in the State  
          Treasury.  The bill requires that all revenues, less  
          refunds, and backfill transfers from the additional taxes  
          imposed by the Act must be deposited into the Tobacco Tax  
          Act Fund, as follows:
                 ____% to the Tobacco Prevention and Education  
               Account, which the bill creates in the Tobacco Tax Act  
               Fund.
                 ____% to the Tobacco Disease Related Health Care  
               Account, which the bill creates in the Tobacco Tax Act  
               Fund.
                 ____% to the Tobacco Law Enforcement Account, which  
               the bill creates in the Tobacco Tax Act Fund.

          SB 768 requires the Controller, after transferring money to  
          backfill specified Funds, to appropriate money in the  
          Tobacco Tax Act Fund in the following manner:
                 To supplement tobacco prevention and control  
               programs, the Tobacco Prevention and Education Account  
               must be allocated:
                  o         ___% to the State Department of Public  
                    Health.
                  o         ___% to the State Department of  
                    Education.
                  o         ___% to the University of California. 
                 To improve existing programs that provide access to  
               healthcare programs for families and children, the  
               Tobacco Disease Related Health Care Account must be  







          SB 768 -- 5/1/13 -- PageG

               allocated to the State Department of Health Care  
               Services. 
                 To supplement funding for law enforcement that  
               regulates the distribution and sale of cigarettes and  
               other tobacco products, including the laws that  
               prohibit cigarette smuggling, counterfeiting, selling  
               tobacco without a license, selling to minors, the  
               Tobacco Law Enforcement Account must be allocated to  
               BOE, the Department of Justice, and the State  
               Department of Public Health. 

          SB 768 authorizes funds in the Tobacco Tax Fund to be  
          placed into the State Treasurer's Pooled Money Investment  
          Account for investment only.  The bill provides that  
          interest earned must be credited to the Fund and be  
          deposited, apportioned, and expended only in accordance  
          with the Act and its expressed purposes. 

          The bill also provides that the Tobacco Tax Act Fund is a  
          trust fund established solely to carry out the purposes of  
          the Act, and that all revenues deposited into the Fund,  
          with interest earned, are continuously appropriated without  
          regard to fiscal year and to be expended only for the  
          bill's expressed purposes. 

          The bill prohibits taxes imposed by the bill and revenue  
          from those taxes from being considered part of the state  
          General Fund and "moneys to be applied by the state for the  
          support of school districts and community college  
          districts," known as the Proposition 98 guarantee, which  
          mandates a minimum level of education spending based on  
          three tests (Proposition 98, 1988).   

          SB 768 prohibits revenues in the Tobacco Tax Act Fund from  
          being subject to appropriation, reversion, or transfer by  
          the Legislature, the Governor, the Director of Finance, or  
          the Controller for any other purpose.  The bill also  
          prohibits funds from being loaned to the General Fund or  
          any other state or local government fund. 

          The bill prohibits revenues in the Tobacco Tax Act Fund to  
          fund existing levels of service or supplant state or local  
          general fund moneys for any purpose. 

          The bill prohibits that no more than 2% of funds received  
          from the Tobacco Tax Act Fund be used by any department for  







          SB 768 -- 5/1/13 -- PageH

          administrative costs. 

          SB 768 requires the Department of Justice, State Department  
          of Public Health, State Department of Education, State  
          Department of Health Care Services, and the University of  
          California to publish annually, on their respective  
          Internet websites, an accounting of moneys received from  
          the Tobacco Tax Act and how the money was spent. 

          V.   Operative date  .  As a tax levy, SB 768 is effective  
          immediately upon enactment.  Provisions governing the  
          additional excise tax are operative on or after the first  
          day of the first calendar quarter commencing more than 90  
          days on and after the effective date of the bill. 

          The bill makes several conforming changes to cross section  
          references in the Cigarette and Tobacco Products Law. 

          The bill makes legislative findings and declarations to  
          support its purpose. 


                               State Revenue Impact
           
          According to the Board of Equalization's preliminary  
          figures, the net total cigarette excise tax revenues is  
          $341.0 million for fiscal year 2013-14, and $1,417.6  
          million in fiscal year 2014-15. 


                                     Comments  

          1.   Purpose of the bill  .   Tobacco-related diseases are one  
          of the leading preventable causes of death in California,  
          claiming nearly 36,000 lives annually.<3>  California  
          spends around $9.1 billion in related medical expenses, and  

          -------------------------
          <3> Centers for Disease Control and Prevention.   
          "State-Specific Smoking-Attributable Mortality and Years of  
          Potential Life Lost -- United States, 2000-2004. January  
          2009. 












          SB 768 -- 5/1/13 -- PageI

          loses $8.5 billion in lost productivity annually.<4>   
          According to the Campaign for Tobacco Free Kids, to cover  
          these public costs, the average California resident has an  
          increased tax burden of $612.<5>  The U.S. Center for  
          Disease Control and Prevention estimates that  
          smoking-caused health expenditures total $10.47 per pack  
          sold in the United States.<6>  Since the inception of  
          California's Tobacco Control Program in 1989, the state has  
          successfully reduced smoking rates and cigarette  
          consumption, from 22% in 1988 to 12% in 2010,<7> saving the  
          state nearly $134 billion<8> and 429,360 fewer children  
          growing to be addicted adult smokers,<9> through tobacco  
          prevention, cessation programs, and law enforcement related  
          to the distribution and sale of cigarettes and other  
          tobacco products.  Academic research supports California  
          -------------------------
          <4> California Department of Public Health: Tobacco Control  
          Program. "Fact sheet: Health and Economic Consequences,"  
          2010.  Available at:  
           http://www.cdph.ca.gov/programs/tobacco/Documents/CTCPHealth 
          EconCon_10.pdf  

          <5> Campaign for Tobacco Free Kids. "Smoking Caused Federal  
          & State Expenditures and Related Tax burdens on Each  
          State's Citizens." January 2012.  Available at:  
           http://www.tobaccofreekids.org/research/factsheets/pdf/0096. 
          pdf  

          <6> CDC, "Annual Smoking-Attributable Mortality, Years of  
          Potential Life Lost, and Economic Costs -- United States  
          1997-2001."  MMWR, July 1, 2005.

          <7> African American Tobacco Control Leadership Council  
          Letter. 1 May 2013. 

          <8> Lightwood J, Glantz SA (2013) The Effect of the  
          California Tobacco Control Program on Smoking Prevalence,  
          Cigarette Consumption, and Healthcare Costs: 1989-2008.  
          PLoS ONE 8(2): e47145. doi:10.1371/journal.pone.0047145.  
          Available at:  
           http://www.plosone.org/article/info%3Adoi%2F10.1371%2Fjourna 
          l.pone.0047145  

          <9> Campaign for Tobacco-Free Kids, "Impact on Youth  
          Smoking, Deaths, and Related Health Costs from Changes to  
          California Tobacco Prevention Funding: Benefits and Savings  
          from Smoking Declines in California." 14 June 2010. 







          SB 768 -- 5/1/13 -- PageJ

          Tobacco Control Program's success at changing social norms  
          to reduce smoking prevalence, and in turn, per capita  
          health care expenditures, but California has not raised its  
          cigarette tax since 1998.  Inflation erodes the Tobacco  
          Control Program's purchasing power.  Because cigarette  
          prices have failed to keep up with increases in the general  
          price level of goods and services, they may have become  
          more affordable relative to increases in income levels.12  
          California's current $0.87 per pack cigarette excise tax  
          ranks 33rd in the nation for tobacco tax rates -- a lower  
          rate than neighboring states: Washington, $3.025; Oregon,  
          $1.18, and Arizona, $2.  SB 768 imposes an additional $2  
          excise tax per pack of cigarettes, a rate consistent with  
          the Centers for Disease Control and Prevention's  
          recommended tax increase per decade, and requires the BOE  
          to adjust the percentage increase in the Consumer Price  
          Index for all items annually.  SB 768's revenues would  
          support proven and effective tobacco prevention and control  
          programs, fund tobacco law enforcement, and improve access  
          to health care.

          2.   Underground market  .  Taxes increase product prices, and  
          higher cigarette prices can exacerbate tax evasion and  
          foster illegal cigarette sales.  These illegal activities  
          include increased smuggling of cigarettes and tobacco  
          products into California, and the sale of counterfeit  
          cigarette stamps and products.  The California Cigarette  
          and Tobacco Products Licensing Act of 2003 (AB 71, J.  
          Horton, Chapter 890 of 2003) was enacted to address the  
          concerns of illegal sales.  This Act established a  
          comprehensive licensing program for retailers,  
          manufacturers, distributors and importers of cigarettes and  
          tobacco products.  According to BOE, the Act has been  
          successful in reducing illegal sales of cigarettes.  
               Opponents argue that the bill would "enhance  
          bootlegging by traveling to neighboring states [to]  
          purchase cigarettes" and would "enhance illegal sales when  
          wholesale and retail selling of cigarettes and tobacco  
          products face illegal sales?with counterfeit cigarette  
          stamps and products smuggled into the state without taxes  
          being paid."<10> 
               Proponents of this measure respond to the smuggling  
               ----------------------
               ----------------------
          <10> California Distributors Association Letter. 1 May  
          2013.







          SB 768 -- 5/1/13 -- PageK






















































          SB 768 -- 5/1/13 -- PageL

          argument, as follows:<11>
                 California has one of the most aggressive  
               enforcement programs, enacted by legislation six years  
               ago.  California introduced a new high-tech tax stamp  
               and saw its cigarette tax revenues go up by roughly  
               $100 million in the following 20 months, with no rate  
               increase.   
                 The smuggling/tax avoidance problem is a much  
               smaller than the cigarette companies and distributors  
               suggest.  Smuggling and tax evasion should be the  
               worst in jurisdictions with the highest state-local  
               cigarette tax rates and the most established smuggling  
               and tax evasion infrastructures and customs (e.g.,  
               Chicago and New York City).  In comparison, the vast  
               majority of states - with lower actual or proposed  
               cigarette tax rates and much less established  
               smuggling infrastructures or tax evasion patterns -  
               have little to worry about.  But even in Chicago and  
               New York City, smuggling and tax evasion account for  
               only a relatively small minority of cigarette sales;  
               and each has gained substantial new revenues from  
               their cigarette tax increases.


               Further, the BOE's Investigation Division actively  
          investigates and makes seizures of unstamped or counterfeit  
          stamped cigarettes and imports of domestic labeled  
          cigarettes or export type cigarettes stamped in violation  
          of the law. 

           
           3.   Missing something  ?  SB 768 leaves blanks for how moneys  
          in the Tobacco Tax Fund are to be transferred and  
          allocated.  The bill also remains silent on the allocation  
          to the California Department of Public Health, the  
          Department of Education, and the University of California  
          to supplement tobacco prevention and control programs.  The  
          author intends to continue working with stakeholders to  
          determine the appropriate allocation. 

           
           4.   CPI  .  The Hazardous Substance Tax and the Fire  
          Prevention Fee, both collected (but not enforced) by the  
          -------------------------
          <11> Campaign for Tobacco-Free Kids, "Responses to  
                                                Misleading and Inaccurate Cigarette Company Arguments  
          Against State Cigarette Tax Increases." 







          SB 768 -- 5/1/13 -- PageM

          BOE are adjusted based on the Consumer Price Index.  Both  
          taxes pay for specific services, such as fire protection in  
          state regulated fire areas (SRA).  No other tax or fee  
          administered and collected directly by a tax agency and  
          collected for a general purpose, however, is adjusted for  
          the cost of living increase.  SB 768 creates a new  
          precedent in tax law whereby the taxes increases annually  
          to pay for the programs that by their nature should shrink  
          as demand for cigarettes increases.  The CPI adjustment  
          creates uncertainty and difficulty for retailers, and  
          exacerbates the reliance of tobacco tax funds to continue  
          increasing the tobacco tax, even though their goal is to  
          stop smoking.  Furthermore, as general policy, the rate,  
          base or computation of a tax should be a question of  
          Legislative oversight.   The Committee may wish to consider  
          deleting the requirement that the tax is increased annually  
          for inflation. 

           

           5.   Population perspective  .  2005 data from the Centers for  
          Disease Control and Prevention demonstrates that 60% of  
          adult smokers have incomes above the 200% of the federal  
          poverty line.<12> But increases in tobacco prices affect  
          the behavior of the young and low-income, who tend to be  
          more responsive to price changes, than older and wealthier  
          individuals.<13>  Higher tobacco taxes would encourage more  
          low-income smokers to quit.  Since three out of every four  
          smokers expected to quit because of the tax increase would  
          be low-income,11 the public health benefits of reduced  
          tobacco-related illnesses from smoking will also be borne  
          by lower-income households.  However, if individuals  
          considered to be low-income do not quit, it would be a  
          regressive tax because they would be spending more of their  
          income on the product.  

          -------------------------
          <12> Center on Budget and Policy Priorities. "Expanding  
          Children's Health Insurance and Raising Federal Tobacco  
          Taxes Helps Low-Income Families." 2007 October 16.  
          Available at:  http://www.cbpp.org/files/10-16-07health.pdf  

          <13> Guindon, G.E., Tobin, S., and D. Yach. "Trends and  
          affordability of cigarette prices: ample room for tax  
          increases and related health gains." Tobacco Control 2002;  
          11: 35-43. 







          SB 768 -- 5/1/13 -- PageN

          6.   Matching states  .  Across the 50 states and U.S.  
          territories, the median tax rate on cigarettes is $1.34 per  
          pack.  California is one of three states, with Missouri and  
          North Dakota, which have not increased their cigarette tax  
          since 1998.  Some local governments have their own  
          cigarette taxes, such as Chicago (68[), Cook County, IL  
          ($3.00), New York City ($1.50), and Anchorage, AK ($2.206).  
          The following map and chart show the cigarette tax rates  
          across the nation and excise tax rankings. 



           Figure 1  : "Map of Cigarette Tax Rates," Campaign for  
          Tobacco-Free Kids, December 5, 2012.  Available at:  
           http://www.tobaccofreekids.org/research/factsheets/pdf/0222. 
          pdf  


           Figure 2  : "State Cigarette Excise Tax Rates and Rankings,"  
          Campaign for Tobacco-Free Kids, December 13, 2012.   
          Available at:  
           http://www.tobaccofreekids.org/research/factsheets/pdf/0097. 
          pdf  

          7.   Revenue-chaser  .  As fewer individuals purchase  
          cigarette or tobacco products for health or economic  
          reasons, incoming revenue declines.  SB 768's additional $2  
          per pack tax may affect the other various propositions that  
          receive financial support from cigarette surtaxes.   
          However, proponents argue that an increased tax per pack  
          brings in more new revenue than what is lost by the  
          declines in the number of taxed packs.  Analysts predict  
          that national pack sales decline about four to five  
          percent<14> per year, because of smokers quitting, cutting  
          back, or switching products, which makes tobacco revenues  
          relatively predictable and consistent for budgeting.    
          However, since the tax increase means fewer cigarettes  
          sold, is it necessary to backfill the specified funds,  
          since their mutual intent is to reduce cigarette  
          consumption?  Proponents argue two things: First, cessation  
          programs provided by the funds have been invaluable in  
          stopping cigarette smoking.  Second, as tobacco companies  
          spend approximately $8 billion in marketing and  
          -------------------------
          <14> Stadard & Poor's, Altria Group: Sub-Industry Outlook,  
          December 6, 2008. 







          SB 768 -- 5/1/13 -- PageO

          advertising<15>, based on Federal Trade Commission studies,  
          California needs a robust marketing campaign to combat  
          those dollars.  The Tobacco Education & Research Oversight  
          Committee (TEROC), a legislatively mandated oversight  
          committee that monitors the use of Proposition 99 tobacco  
          tax revenue, noted that California's tobacco control  
          movement has become threatened by funding declines and  
          increased costs creating an "endangered investment" that  
          threatens past achievements and future progress in  
          addressing the nearly four million youth and adult smokers  
          in California.<16>  The Committee may wish to consider an  
          alternative revenue source for these programs instead of  
          the over-reliance on a tax that is supposed to reduce  
          consumption. 

          8.   Pass me one  .  On June 5, 2012, Proposition 29, the  
          "Tobacco Tax for Cancer Research Act," which would have  
          imposed an additional $1.00 tax per pack of cigarettes and  
          directed accompanying revenues to cancer research, smoking  
          reduction programs, and tobacco law enforcement, was  
          defeated -- 50.3% in opposition and 49.7% in support.  The  
          "Yes on Proposition 29" campaign spent around $12.3 million  
          in advertising, and opponents spent around $46.8 million.   
          A March 2012 Public Policy Institute of California poll  
          found that nearly 67% of surveyed potential voters were  
          likely to vote in favor of Proposition 29.<17>  But by  
          June, voters opposed the initiative -- albeit narrowly and  
          in a saturated advertising environment.  Is there a clear  
          message from voters to the Legislature? 

          9.   More approaches  .  Reducing smoking prevalence among  
          current smokers and incidence in new smokers involves a  
          social norm change and a policy approach that provides  
          prevention and cessation programs and rigorous law  
          -------------------------
          <15> Federal Trade Commission Cigarette Report for  
          2009-2010. 2012. Available at:  
           http://www.ftc.gov/os/2012/09/120921cigarettereport.pdf  

          <16>  
           http://www.cdph.ca.gov/services/boards/teroc/Documents/TEROC 
          MasterPlanExcSum09-11.pdf  

          <17> PPIC Statewide Survey. "Californians and their  
          government." March 2012. Available at:  
           http://www.ppic.org/content/pubs/survey/S_312MBS.pdf  







          SB 768 -- 5/1/13 -- PageP

          enforcement.  While the bill's goal is to increase revenue  
          for state coffers and decrease cigarette consumption, local  
          land-use policy and additional youth interventions may help  
          achieve the maximum goals.  Since 2004, there has been a  
          ban on smoking within 20 feet of a public building (AB 846,  
          Vargas).  Cities, like Berkeley and Hermosa Beach, have  
          adopted smoke-free restaurant laws for outdoor dining  
          areas.  Other cities, like Glendale, have also adopted laws  
          regulating smoking in private multi-family buildings.   
          Local governments may analyze zoning density or the number  
          of tobacco retailers near schools or playgrounds.  In  
          addition, California could increase the smoking age to  
          21,<18> which would limit the ability of youth to acquire  
          tobacco products through similar-aged peers.  

          10.   Binding the future  .  SB 768 prohibits the funds from  
          transfer, appropriation, or reversion by the Legislature,  
          the Governor, the Director of Finance, or the Controller  
          for any other purposes not specified in the bill.  However,  
          no legislation may bind a future Legislature's actions.   
          The bill also authorizes funds in the Tobacco Tax Act Fund  
          to be placed into the Pooled Money Investment Account  
          (PMIA).  It is unclear whether the bill intends to have  
          those funds as part of the Surplus Money Investment Fund in  
          the PMIA.  Approval to participate in SMIF must come from  
          the Pooled Money Investment Board, and funds in SMIF can be  
          borrowed by the General Fund.  The Committee may wish to  
          consider deleting this provision.

          11.  Double-referral  .  The Senate Rules Committee ordered a  
          double-referral of SB 768 to the Senate Governance and  
          Finance Committee, which will consider the bills' excise  
          tax provisions, and to the Senate Health Committee, which  
          has jurisdiction over public health measures.  The bill is  
          set to be heard in Senate Health Committee on May 8, 2013. 

          12.   Related legislation  .  SB 768 is not the first bill  
          seeking to increase the tax rate on cigarette and tobacco  
          products. 
                 SB 600 (Padilla, 2009) imposed a $1.50 increase per  
             -----------------------
          <18> Ahmad, S. and J. Billimek. "Limiting youth access to  
          tobacco: Comparing the long-term health impacts of  
          increasing cigarette excise taxes and raising the legal  
          smoking age to 21 in the United States." Health Policy 80  
          (2007) 378-391. 







          SB 768 -- 5/1/13 -- PageQ

               one pack of 20 cigarettes.  The bill passed the Senate  
               Health, Senate Revenue and Taxation, and Senate  
               Appropriations Committee.  It was later held in Senate  
               Rules. 
                 AB 89 (Torklakson, 2009) imposed an additional tax,  
               at a rate of $2.10 per one pack of 20 cigarettes, and  
               deposited revenues into a Tobacco Excise Tax Account.   
               The bill was not heard in the Assembly Governmental  
               Organization Committee. 
                 SB 564 (Torlakson, 2004) imposed an additional tax  
               on the distribution of cigarettes at the rate of $2.00  
               per each package of cigarettes.  This bill was held in  
               the Senate Revenue and Taxation Committee.
                 AB 35 (Vargas, 2003) imposed an additional tax on  
               the distribution of cigarettes at the rate of $1.50  
               per each package of cigarettes.  The bill was later  
               amended to a different subject.
                 SB 1890 (Ortiz, 2002) increased the cigarette tax  
               by 65 cents per package with the proceeds to have been  
               used for health-related programs.  The bill was held  
               in the Senate Revenue and Taxation Committee's  
               suspense file. 


                         Support and Opposition  (5/2/13)

           Support  :  American Lung Association in California; American  
          Cancer Society Cancer Action Network Inc.; American Heart  
          Association; Asian and Pacific Island American Health  
          Forum; Association of Northern California Oncologists;  
          African American Tobacco Control Leadership Council;  
          California Black Health Network; California Council of  
          Churches IMPACT; California Medical Association; California  
          Pan-Ethnic Health Network; California Primary Care  
          Association; California Public Health Association; Campaign  
          for Tobacco-Free Kids; Cancer Prevention Institute of  
          California; ChangeLab Solutions; The Coalition for a  
          Tobacco-Free San Bernardino County; Communities against  
          Substance Abuse; Consumers Union; Health Access California;  
          Health and Social Policy Institute; March of Dimes  
          California Chapter; Medical Oncology Association of  
          Southern California, Inc.; Operation Samahan; San Diego  
          Regional Asthma Coalition; San Luis Obispo County Tobacco  
          Control Coalition; SEIU California; Smoking &Tobacco  
          Outreach/Prevention Program (STOPP); SUNSET Russian Tobacco  
          Education Project. 







          SB 768 -- 5/1/13 -- PageR


           Opposition  :  California Chamber of Commerce; California  
          Distributors Association; California Taxpayers Association;  
          Reynolds American, Inc.