BILL ANALYSIS                                                                                                                                                                                                    Ó



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          Date of Hearing:   June 17, 2014

           ASSEMBLY COMMITTEE ON ENVIRONMENTAL SAFETY AND TOXIC MATERIALS
                                Luis A. Alejo, Chair
                    SB 812 (De Leon) - As Amended:  June 12, 2014

           SENATE VOTE  :   27-7
           
          SUBJECT  :   Department of Toxic Substance Control Oversight.

           SUMMARY  :  Modifies the permitting process for hazardous waste  
          facilities and the public participation requirements for the  
          Department of Toxic Substance Control (DTSC).  Specifically,  
           this bill  : 

          1)Makes a series of legislative findings related to the health  
            risk posed by hazardous waste treatment facilities, including:

             a)   The Department of Toxic Substance Control (DTSC)  
               regulates 117 facilities across the state that store,  
               treat, or dispose of hazardous waste, and nearly a quarter  
               are operating on permits whose original expiration dates  
               have passed, including the Exide Technologies in Vernon,  
               California.  Exide has been allowed to operate on an  
               interim permit for over 30 years, regardless of its  
               repeated violations of environmental and public health  
               standards.

             b)   Finds that is the intent of the Legislature to  
               strengthen our hazardous waste management regulatory system  
               to better protect vulnerable communities and residents from  
               toxic pollution by addressing loopholes in the permitting  
               system. 

          2)Requires DTSC to modify the existing pubic Internet web site  
            to include:

             a)   Spanish translation of facility permit;

             b)   The facility status and the DTSC's evaluation of the  
               permitting criteria: and

             c)   The evaluations or findings that support permitting  
               decisions.









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          3)Establishes a Bureau of Internal Affairs to oversee DTSC and  
            investigate departmental misconduct. The Bureau of Internal  
            Affairs will include the following:

             a)   The Bureau of Internal Affairs is directed to determine  
               if allegations of misconduct within DTSC warrant  
               investigation and carry out investigations of those  
               allegations of Department misconduct.

             b)   Provides that all allegations or complaints are logged  
               in and the log along with the disposition of the  
               allegations are forwarded to a newly created DTSC Citizen  
               Oversight Committee and posted on the DTSC Internet Site.

             c)   Provides that all allegations of misconduct are reviewed  
               by the Bureau of Internal Affairs, and upon completion of  
               the review, a written report shall be made public.

             d)   The Bureau of Internal Affairs shall issue regular  
               reports, no less than annually, on the number of complaints  
               against DTSC, the disposition on the complaints, and the  
               outcome of the investigations, including the discipline  
               imposed and the degree to which DTSC agrees with the Bureau  
               of Internal Affairs' recommendations.

             e)   The Secretary of the California Environmental Protection  
               Agency (Cal/EPA) shall appoint the director of the Bureau  
               of Internal Affairs.

          4)Establishes the DTSC Citizen Oversight Committee to receive  
            and review allegations of misconduct from members of the  
            public, as well as the Bureau of Internal Affairs.  The DTSC  
            Citizen Oversight Committee shall:

             a)   Be comprised of 13 members appointed by the Governor and  
               Senate Rules Committee and the Speaker of the Assembly.   
               The appointees may not be representatives from DTSC or from  
               regulated entities.

             b)   Make recommendation for changes in policies, procedures,  
               and standards of DTSC and increase public participation and  
               transparency of the DTSC decision-making process.

             c)   Review and make public any reports received from the  
               Bureau of Internal Affairs.








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             d)   The members of the DTSC Citizen Oversight Committee will  
               be provided per diem compensation.

          5)Requires DTSC to adopt regulations to specify the financial  
            assurance required as a condition for receiving Hazardous  
            Waste Facility permits.  The regulations are required to be  
            completed by January 1, 2016.   

          6)Requires DTSC to contract with an independent third party to  
            conduct any required testing to verify that a hazardous waste  
            release has been abated and that a site has been remediated.

          7)Requires DTSC to adopt regulations to specify the conditions  
            that must be met to receive a new permit or to renew an  
            excising permit.  The regulations would be required to be  
            completed by January 1, 2016, and include the following permit  
            review considerations:

             a)   The number and type of violations that shall result in  
               permit denial;

             b)   The vulnerability of, and existing health risks to,  
               nearby populations.  Vulnerability shall be assessed using  
               CalEnviroScreen data, local and regional health risk  
               assessments, the region's state and federal Clean Air Act  
               attainment status, and other indicators of community  
               vulnerability, cumulative impact, and potential risks to  
               health and wellbeing;

             c)   A minimum set back distance from sensitive receptors  
               such as schools, childcare facilities, residences,  
               hospitals or elder care facilities, and other sensitive  
               locations from permitted facilities; 
                
             d)   Certification provided  by the owner or operator that  
               the activity sought to be permitted uses the  
               least-hazardous materials, product formulations, and  
               production processes reasonably available; 

             e)   Certification provided by the owner or operator that it  
               has employed all technically feasible, economically  
               practicable source reduction techniques;

             f)   Demonstration of financial responsibility,  








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               qualifications of ownership, and continuity of ownership  
               and operation, including financial assurances;

             g)   Provide training of personnel, safety culture and plans,  
               emergency plans, and maintenance of operations; and,

             h)   Compliance with other DTSC established standards.

          8)Establishes deadlines for the submission of applications for  
            hazardous waste facility permits, as well as deadlines, for  
            the processing of facility applications. These deadlines  
            include:

             a)   The DTSC shall approve or deny the application for  
               permit renewal for a facility within 36 months following  
               the expiration of the permit's fixed term; 

             b)   An application for permit renewal is deemed denied if  
               DTSC fails to act within 36 months following the expiration  
               of the permit's fixed term;

             c)   For a facility with a permit that expired on or before  
               January 1, 2015, and for which an application for permit  
               renewal had been submitted before January 1, 2015, DTSC  
               shall approve or deny the application on or before January  
               1, 2018; and, 

             d)   An application for permit renewal is deemed denied if  
               DTSC fails to act on or before January 1, 2018.

          9)Requires that interim status granted for a facility on or  
            after January 1, 2015, will terminate five years from the date  
            the interim status is granted or on the date the DTSC takes  
            final action on the application.

          10)Requires DTSC to provide a public notice and comment period  
            before the preparation and adoption of a draft hazardous waste  
            facility permit.

           EXISTING FEDERAL LAW  :

          1)Requires owners and operators of facilities that treat, store,  
            or dispose of hazardous waste to obtain an operating permit  
            pursuant to the Resource Conservation and Recovery Act (RCRA).









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          2)RCRA grants "interim status" to any facility in existence on  
            November 19, 1980, or on the effective date of a statutory or  
            regulatory change that subjected the facility to the  
            permitting requirement.

          3)California Department of Toxic Substances Control (DTSC) has  
            been authorized by the United States Environmental Protection  
            Agency (US/EPA) to be the lead agency for enforcing the  
            provisions of RCRA.  As an authorized state, California's  
            regulations must be consistent with, and at least as strict  
            as, the federal regulations.

          EXISTING STATE LAW  :  

           1)Pursuant to the Hazardous Waste Control Act, Chapter 6.5 of  
            Health and Safety Code, requires any person who stores,  
            treats, or disposes of hazardous waste, to obtain a hazardous  
            waste facility permit from the DTSC.  

          2)Requires hazardous waste facilities to operate subject to  
            permits issued by DTSC and which are in accordance with  
            applicable federal law, including RCRA.

          3)Requires the DTSC to issue a hazardous waste facilities permit  
            for a fixed term, which is prohibited from exceeding ten  
            years, for any land disposal facility, storage facility,  
            incinerator, or other treatment facility.

          4)Provides that a hazardous waste facility which was in  
            existence on November 19, 1980, pending the review and  
            decision of the DTSC on the permit application, may be granted  
            interim status by DTSC if the person has made application for  
            a permit.

           FISCAL EFFECT  :   Not known.

           COMMENTS  :   

           Need for the bill  :  According to the author, "SB 814 will  
          strengthen the hazardous waste regulatory system, beginning with  
          addressing when final permit decisions must be made by the  
          Department of Toxic Substances Control (DTSC).  We are not going  
          to let hazardous waste facilities continue to pollute vulnerable  
          neighborhoods anymore.  Some facilities are emitting toxic  
          hazardous waste, including lead, mercury, and arsenic.  Many of  








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          them have been operating under expired permits for decades.   
          Facilities not in compliance with public health and  
          environmental standards will be shut down."

           Permitting hazardous waste storage, treatment, and disposal  
          facilities  :  DTSC is responsible for the review of RCRA and  
          non-RCRA hazardous waste permit applications to ensure safe  
          design and operation; issuance/denial of operating permits;  
          issuance of post closure permits; approval/denial of permit  
          modifications; issuance/denial of emergency permits; review and  
          approval of closure plans; provide closure oversight of approved  
          closure plans; issuance/denial of variances; provide assistance  
          to regulated industry on permitting matters; and provide for  
          public involvement provide.

          There are currently 118 DTSC permitted hazardous waste  
          facilities in California.  These facilities include:  44 storage  
          sites, 43 treatment facilities, 3 disposal sites, and 28  
          post-closure sites.



           Criticism of the DTSC hazardous waste facility permitting  
          process  :  A report entitled "Golden Wasteland," prepared by a  
          consumer advocacy organization, issued in February of 2013, was  
          critical of DTSC hazardous waste permitting and enforcement  
          process.  According the report, DTSC settled cases out of court  
          with facility operators, levies ineffective fines, and fails to  
          develop and refer cases for prosecution.  It was asserted that  
          the DTSC often awards permits without environmental review, and  
          it has not revoked the permit of a serial violator of  
          environmental laws in more than 15 years, the report found.


           DTSC external peer review of permit reforms  :  DTCS has  
          undertaken a review of permitting and enforcement processes for  
          hazardous waste facilities.  To do this, DTSC has contracted for  
          an outside program evaluation by CPS HR Consulting that provided  
          a review of the DTSC permit process to develop a standardized  
          process with decision criteria and corresponding standards of  
          performance.  The DTSC process will review and assess the  
          current timeliness of decisions, and evaluate the adequacy of  
          program staffing.  It will make recommendations for process  
          improvement.   DTSC is currently taking action on the specific  
          recommendations through the review process for permit process  








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          changes.  The program changes have been included with the  
          Governor's Budget for FY 2014-2015.


          The program analysis of the DTSC permitting process found that  
          there has been significant dissatisfaction with the performance  
          of the permitting office, directed at the cost and length of  
          time in completing the permit process and a perception that the  
          office does not deny or revoke permits as often as it should to  
          address community concerns.  The stakeholders included in the  
          review identified the following major concerns:



          1)The need to create clear and objective criteria for making  
            denial/revocation decisions that are based on valid standards  
            of performance and risk;

          2)A clear standard for violations that would lead to a denial or  
            revocation;

          3)The need for the Department to document and measure a  
            "scorecard" of attributes that would be perceived as a "good  
            result" for the permitting program;

          4)The need to identify and measure appropriate permitting  
            process timelines; and,

          5)The need to document, maintain and implement effective  
            financial assurance standards to
            ensure that facilities can meet their permitted obligations. 
           
          Permitting Backlog  :  DTSC currently has a backlog of 24 permits  
          operating as "continued permits" with pending permit renewal  
          applications.  The backlog is anticipated to grow to 34 pending  
          applications by 2017.  Facilities operating under continued  
          permits are held to the standards in the original permit and do  
          not have the advantage of the most recent technologies,  
          practices, and safeguards to prevent releases of hazardous waste  
          into the environment. In addition, assessments to identify  
          releases of hazardous wastes from the facility will not have  
          been conducted, potentially allowing contaminants to migrate  
          further, and possibly causing increased environmental damage and  
          public exposure.









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           Facilities Financial Assurance  :  Financial assurance mechanisms  
          are based on DTSC-approved cost estimates.  Funds placed in  
          these mechanisms are used to pay for the costs of deconstructing  
          the structures and equipment utilized in the operation of the  
          facility, and to monitor any hazardous waste left in place when  
          the facility closes.  Costs are estimated based upon engineering  
          and financial calculations, and are reviewed by DTSC technical  
          staff as part of the permit review process or whenever  
          significant operation changes are proposed by the facility.
          The cost estimates for closure and corrective action at 40  
          permitted facilities have not been updated in over 5 years.  If  
          these facilities fail to set aside sufficient funds, there would  
          be no funds available if the facilities become insolvent and  
          unable to pay for decommissioning and decontaminating the  
          facility.  In that case, DTSC and not the permitted facility  
          would need to seek other funds to pay those costs, likely from  
          the General Fund or other funds from other California feepayers  
          or taxpayers.

           Exide Technologies Plant :   According to the DTSC, the Exide  
          Technologies in Vernon, California, located at 2700 South  
          Indiana Street, is an existing secondary lead smelting facility.  
          The facility recovers and reprocesses lead from used automotive  
          batteries and other sources. About 85 percent of the lead  
          recycled at the facility is derived from used automobile  
          batteries, with the remaining 15 percent consisting of other  
          batteries and scrap lead.  About 22 million automotive batters  
          are processed annually at the facility.  As a result, Exide  
          conducts the following major activities on site:  1) storing  
          lead acid batteries, lead bearing materials, and hazardous waste  
          generated as a result of the facility's operation, 2) breaking  
          spent batteries and separating the battery components, 3)  
          conducting smelting to recover lead from spent lead acid  
          batteries, and, 4) operating wastewater treatment to neutralize  
          sulfuric acid and treat both process water and stormwater.  
           
          In March 2013, the South Coast Air Quality Management District  
          (SCAQMD) found that the Exide plant's emissions contained high  
          levels of arsenic, which contribute to an increased cancer risk  
          to those at and around the facilities in the surrounding  
          communities, including Maywood, Huntington Park, Commerce, and  
          Boyle Heights.  The standard at which SCAQMD requires the public  
          to be notified of increased risks is an expectation of 10 cases  
          per million people.  The SCAQMD announced that as a result of  
          its findings, Exide would be required to prepare a risk  








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          reduction plan to reduce its harmful emissions, and to hold  
          meetings in the affected communities notifying them of the risks  
          they had been exposed to.

          DTSC ordered that operations at the plant be suspended, citing  
          unsafe conditions related to deteriorated systems for the  
          handling and disposal of contaminated wastewater.  As a result,  
          operations at the plant where temporarily suspended (April 2013)  
          by the DTSC; however, Exide appealed the action, and the plant  
          was allowed to resume operations.

          The DTSC then entered into an agreement with Exide that required  
          Exide to spend $7.7 million for a new water runoff system and  
          improvements to reduce arsenic emissions.  In December 2013, the  
          DTSC released reports showing that high lead and arsenic levels  
          had been detected in several residential areas around the plant.

           Technical Amendments  :

          1)The bill as currently drafted provides for extensions of  
            permits during an appeal by the facility owner or operator.    
            The extension of permits should be available in those cases  
            where a non-operator or owner, as in the case of a community  
            group or neighboring property owner, has appealed DTSC  
            permitting decisions.  The author may wish to provide similar  
            standing to non-facility owners in the appeals process.

          2)The bill as currently drafted provides for the revocation of  
            permits for failure to seek timely approval of the permit.   
            Among "facilities" that are required to receive permits are  
            those sites that have been closed, but are subject to cleanup  
            requirements.  These are generally referred to as post-closure  
            permits.  Without the post-closure permits, DTSC is limited in  
            their ability to enforce cleanup standards or requirements on  
            the closed facility owner.  The Author may wish to exclude  
            post-closure permits from the provisions that deem permits  
            denied for failure of the owner to take timely actions.

          3)The provision of the bill that deems interim status permits to  
            be terminated if DTSC fails to take final action on the  
            application for a hazardous waste facilities permit within 5  
            years of the permit application.  The "final action" is not  
            specially defined but the author may wish to specify that the  
            deadline be linked to the "final permit decision" to be  
            consistent with the DTSC current regulations (22 CCR §  








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            66271.14). 

           Related Legislation  :

          SB 712 (Lara).  Establish deadlines for DTSC to take final  
          action on permit applications from hazardous waste facilities  
          operating under an interim status grant.  SB 712 is to be heard  
          by this committee on June 17, 2014.

          AB 1330 (John A. Pérez).  Increase the coordination and  
          enforcement of environmental protection laws by DTSC and  
          Cal/EPA, and increase funding for environmental improvements  
          specifically for environmental justice communities.  AB 1330 is  
          awaiting action on the Senate floor.

          AB 1329 (V. Manuel Pérez, Chapter 598, Status of 2013).   
          Requires DTSC to prioritize enforcement activities in  
          environmental justice concerns in communities as identified by  
          Cal/EPA.

           REGISTERED SUPPORT / OPPOSITION  :

           Support  :
          
          California Environmental Justice Alliance
          Center for Community Action and Environmental Justice
          Center on Race, Poverty & the Environment
          Coalition for Clean Air
          Communities for a Better Environment
          Concerned Neighbors of Wildomar
          Environmental Working Group
          Neighbors Against Phibro-Tech
          People Organizing to Demand Environmental and Economic Rights  
          (PODER)
          People's Senate
          Physicians for Social Responsibility - Los Angeles
          Residents Against Phibro-Tech
          Sierra Club California 

           Opposition  :  
           
          None received.

           Analysis Prepared by  :  Bob Fredenburg / E.S. & T.M. / (916)  
          319-3965 








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