BILL ANALYSIS                                                                                                                                                                                                    �







                      SENATE COMMITTEE ON PUBLIC SAFETY
                            Senator Loni Hancock, Chair              S
                             2013-2014 Regular Session               B

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          SB 828 (Lieu)                                               
          As Amended April 21, 2014
          Hearing date:  April 29, 2014
          Government Code
          MK:mc

                                        PRIVACY  

                                       HISTORY

          Source:  Author

          Prior Legislation: None

           Support: Restore the Fourth; Consumer Federation of California;  
                   Media Alliance; Tenth Amendment Center; California  
                   Attorneys for Criminal Justice; one private citizen

          Opposition: California District Attorneys Association;  
                   California Police Chiefs Association; IT Alliance for  
                   Public Sector (concerns)



                                         KEY ISSUE
           
          SHOULD THE LAW PROHIBIT THE STATE OF CALIFORNIA FROM PROVIDING  
          ASSISTANCE TO ANY FEDERAL AGENCY ATTEMPTING THE COLLECTION OF  
          ELECTRONIC DATA OR META DATA, WITHOUT CONSENT OF ANY PERSON NOT  
          BASED ON A WARRANT?







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                                       PURPOSE

          The purpose of this bill is to prohibit the State of California  
          from helping the federal government collect metadata without  
          consent or a warrant.
          
           The U.S. Constitution  provides that "the right of the people to  
          be secure in their persons, houses, papers, and effects, against  
          unreasonable searches and seizures, shall not be violated, and  
          no warrants shall issue, but upon probable cause, supported by  
          oath or affirmation, and particularly describing the place to be  
          searched and the persons or things to be seized."  (4th  
          Amendment of the U.S. Constitution.)

           The California Constitution  provides that "the right of the  
          people to be secure in their persons, houses, papers and effects  
          against unreasonable seizures and searches may not be violated;  
          and a warrant may not issue except on probable cause, supported  
          by oath or affirmation, particularly describing the place to be  
          searched and the persons and things to be seized."  (Article I,  
          Section 13 of the California Constitution.)
           
          Existing law  defines a "search warrant" as an order in writing  
          in the name of the People, signed by a magistrate, directed to a  
          peace officer, commanding him or her to search for a person or  
          persons, a thing or things, or personal property, and in the  
          case of a thing or things or personal property, bring the same  
          before the magistrate.  (Penal Code � 1523.)

           This bill  provides that the state shall not provide material  
          support, participation, or assistance to any federal agency  
          attempting the illegal and unconstitutional collection of  
          electronic data or metadata, without consent, of any person not  
          based on a warrant that particularly describes the person,  
          place, and thing to be searched or seized, or in accordance with  
          judicially recognized exceptions to warrant requirements.

                                          
                    RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION




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          For the last several years, severe overcrowding in California's  
          prisons has been the focus of evolving and expensive litigation  
          relating to conditions of confinement.  On May 23, 2011, the  
          United States Supreme Court ordered California to reduce its  
          prison population to 137.5 percent of design capacity within two  
          years from the date of its ruling, subject to the right of the  
          state to seek modifications in appropriate circumstances.   

          Beginning in early 2007, Senate leadership initiated a policy to  
          hold legislative proposals which could further aggravate the  
          prison overcrowding crisis through new or expanded felony  
          prosecutions.  Under the resulting policy, known as "ROCA"  
          (which stands for "Receivership/ Overcrowding Crisis  
          Aggravation"), the Committee held measures that created a new  
          felony, expanded the scope or penalty of an existing felony, or  
          otherwise increased the application of a felony in a manner  
          which could exacerbate the prison overcrowding crisis.  Under  
          these principles, ROCA was applied as a content-neutral,  
          provisional measure necessary to ensure that the Legislature did  
          not erode progress towards reducing prison overcrowding by  
          passing legislation, which would increase the prison population.  
            

          In January of 2013, just over a year after the enactment of the  
          historic Public Safety Realignment Act of 2011, the State of  
          California filed court documents seeking to vacate or modify the  
          federal court order requiring the state to reduce its prison  
          population to 137.5 percent of design capacity.  The State  
          submitted that the, ". . .  population in the State's 33 prisons  
          has been reduced by over 24,000 inmates since October 2011 when  
          public safety realignment went into effect, by more than 36,000  
          inmates compared to the 2008 population . . . , and by nearly  
          42,000 inmates since 2006 . . . ."  Plaintiffs opposed the  
          state's motion, arguing that, "California prisons, which  
          currently average 150% of capacity, and reach as high as 185% of  
          capacity at one prison, continue to deliver health care that is  
          constitutionally deficient."  In an order dated January 29,  
          2013, the federal court granted the state a six-month extension  




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          to achieve the 137.5 % inmate population cap by December 31,  
          2013.  

          The Three-Judge Court then ordered, on April 11, 2013, the state  
          of California to "immediately take all steps necessary to comply  
          with this Court's . . . Order . . . requiring defendants to  
          reduce overall prison population to 137.5% design capacity by  
          December 31, 2013."  On September 16, 2013, the State asked the  
          Court to extend that deadline to December 31, 2016.  In  
          response, the Court extended the deadline first to January 27,  
          2014 and then February 24, 2014, and ordered the parties to  
          enter into a meet-and-confer process to "explore how defendants  
          can comply with this Court's June 20, 2013 Order, including  
          means and dates by which such compliance can be expedited or  
          accomplished and how this Court can ensure a durable solution to  
          the prison crowding problem."

          The parties were not able to reach an agreement during the  
          meet-and-confer process.  As a result, the Court ordered  
          briefing on the State's requested extension and, on February 10,  
          2014, issued an order extending the deadline to reduce the  
          in-state adult institution population to 137.5% design capacity  
          to February 28, 2016.  The order requires the state to meet the  
          following interim and final population reduction benchmarks:

                 143% of design bed capacity by June 30, 2014;
                 141.5% of design bed capacity by February 28, 2015; and
                 137.5% of design bed capacity by February 28, 2016. 

          If a benchmark is missed the Compliance Officer (a position  
          created by the February 10, 2016 order) can order the release of  
          inmates to bring the State into compliance with that benchmark.   


          In a status report to the Court dated February 18, 2014, the  
          state reported that as of February 12, 2014, California's 33  
          prisons were at 144.3 percent capacity, with 117,686 inmates.   
          8,768 inmates were housed in out-of-state facilities.





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          The ongoing prison overcrowding litigation indicates that prison  
          capacity and related issues concerning conditions of confinement  
          remain unresolved.  While real gains in reducing the prison  
          population have been made, even greater reductions may be  
          required to meet the orders of the federal court.  Therefore,  
          the Committee's consideration of ROCA bills -bills that may  
          impact the prison population - will be informed by the following  
          questions:


                 Whether a measure erodes realignment and impacts the  
               prison population;
                 Whether a measure addresses a crime which is directly  
               dangerous to the physical safety of others for which there  
               is no other reasonably appropriate sanction; 
                 Whether a bill corrects a constitutional infirmity or  
               legislative drafting error; 
                 Whether a measure proposes penalties which are  
               proportionate, and cannot be achieved through any other  
               reasonably appropriate remedy; and,
                 Whether a bill addresses a major area of public safety  
               or criminal activity for which there is no other  
               reasonable, appropriate remedy.




















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                                      COMMENTS

          1.    Need for This Bill  

          According to the authors:

               Over the last seven years, the National Security Agency  
               (NSA) has collected phone record data on every  
               telephone call made or received by every American.   
               Media articles also state the NSA's surveillance  
               program on Americans extends to not just phone records,  
               but also all types of electronic data, including  
               emails, text messages and information stored on  
               Americans' smart phones.

               To collect electronic and metadata information, the NSA  
               sometimes relies upon services provided by the state  
               and/or private entities that provide services on behalf  
               of the state.  In order to prevent taxpayers' money  
               from going towards violating their own rights, this  
               bill would ban state agencies, officials, and  
               corporations providing services on behalf of the state  
               from giving any material support, participation or  
               assistance to any federal agency to collect electronic  
               or metadata of any person, unless there has been a  
               warrant issued that specifically describes the person,  
               place and thing to be searched or seized.

               This bill is similar in concept to the Trust Act, which  
               the legislature passed last year.  The Trust Act  
               prohibited local officials from cooperating with  
               federal immigration officials when it came to ICE  
               detention holds.

          2.    Prohibits Support Without a Warrant  

          This bill provides that the state shall not in any way assist a  
          federal agency with collecting electronic data or metadata  




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          without a warrant or the consent of the person.

          As noted in the authors' statement, this bill is in response to  
          recent information about the NSA's surveillance program.  The  
          intent of this bill is to make it clear that California shall  
          not help the NSA in any illegal or unconstitutional collection  
          of electronic data or meta data.  The Tenth Amendment Center  
          supports this bill stating:

               Recent revelations make it clear that the NSA  
               operations violate the Constitution on a daily basis.   
               The Fourth sets up clear parameters for searching and  
               seizing personal information.  The founders chafed  
               under general warrants issued by the British government  
               that allowed random searches at the whim of the  
               authorities.  The NSA operates in much the same manner,  
               thrusting a dagger into the heart of the Fourth  
               Amendment's intent.

                                         ***

               While California cannot bar the NSA from operating  
               within its borders, it does not have to cooperate with  
               or support the agency.  The well-established  
               anti-commandeering doctrine, holding that the federal  
               government cannot coerce or compel states to implement  
               or enforce federal regulations or programs, puts SB 828  
               on firm legal footing.

          3.  Opposition  

          CDAA opposes this bill stating in part:

               As written, SB 828 is overly broad and lacks  
               definitions of "electronic data" and "metadata", which  
               are two key terms in the bill.  An internet search for  
               a definition of these terms returns a number of  
               examples that are inconsistent with each other.  The  
               bill should define these terms to resolve any  











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               ambiguity.


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