BILL ANALYSIS                                                                                                                                                                                                    �



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          SENATE THIRD READING
          SB 892 (Hancock)
          As Amended  August 18, 2014
          Majority vote 

           SENATE VOTE  :25-11  
          
           PUBLIC SAFETY       5-2         APPROPRIATIONS      12-5        
           
           ----------------------------------------------------------------- 
          |Ayes:|Ammiano, Jones-Sawyer,    |Ayes:|Gatto, Bocanegra,         |
          |     |Quirk, Skinner, Stone     |     |Bradford,                 |
          |     |                          |     |Ian Calderon, Campos,     |
          |     |                          |     |Eggman, Gomez, Holden,    |
          |     |                          |     |Pan, Quirk,               |
          |     |                          |     |Ridley-Thomas, Weber      |
          |     |                          |     |                          |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Melendez, Waldron         |Nays:|Bigelow, Donnelly, Jones, |
          |     |                          |     |Linder, Wagner            |
           ----------------------------------------------------------------- 
           
          SUMMARY  :  Places additional due process procedures for  
          determining if an inmate is a member of or an associate of a  
          gang, for purposes of placing the inmate in a Security Housing  
          Unit (SHU).  Specifically,  this bill  :   

          1)Requires specified due process procedures for determining if  
            an inmate is an affiliate of a security threat group, and  
            subject to placement in a SHU, which must include at minimum  
            the following:
           
              a)   Timely, written, and effective notice that security  
               threat group validation is being considered, and the facts  
               upon which that consideration is based;
              
              b)   Decisionmaking by a dedicated and specially trained  
               classification committee;
              
              c)   A hearing at which the inmate may be heard in person  
               and, absent an individualized determination of good cause,  
               has a reasonable opportunity to present available witnesses  
               and information;









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             d)   An interpreter, if necessary, for the inmate to  
               understand or participate in the proceedings; 

             e)   An advocate to assist with the inmate's investigation;

             f)   An independent determination by the committee of the  
               reliability and credibility of confidential informants, as  
               specified; and,

             g)   A written statement in plain language setting forth the  
               specific evidence relied upon, and the reasons for,  
               validation.

          2)States that the Office of the Inspector General (OIG),  
            commencing January 1, 2016, shall, prior to the placement of  
            an inmate in a SHU, review every security threat group  
            validation and revalidation completed on or after July 1,  
            2015, in which confidential information was used, to determine  
            whether the minimum level of due process was provided and that  
            the determination was supported by the evidence.
           
           3)Provides if the OIG concludes that the security threat group  
            validation was not supported by the evidence, or that the  
            inmate was not provided the minimum level of due process, the  
            OIG shall notify the Institution Classification Committee of  
            its determination. 
           
           4)States if the Institution Classification Committee disagrees  
            with the OIG's determination, the OIG shall elevate its  
            concerns through the chain of supervision within the  
            California Department of Corrections and Rehabilitation (CDCR)  
            as necessary to resolve the dispute, up to and including the  
            Secretary of CDCR; and requires the placement of the inmate in  
            the SHU to be delayed until the dispute is resolved which must  
            be concluded within 30 days.
           
           5)Requires the OIG to review each decision to deny an inmate's  
            progress in, or to regress an inmate in, the Step Down Program  
            if that decision involved confidential information.
           
          6)Requires, commencing on January 1, 2015, an inmate placed in  
            the SHU as a result of a security threat group validation, to  
            be placed in the Step Down Program and, for inmates who were  
            placed in the SHU prior to January 1, 2015, sets a deadline of  








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            July 1, 2016 for CDCR's designated review board to place those  
            inmates in the Step Down Program.
           
           7)Requires an inmate to receive an individualized plan, within  
            30 days of placement in the Step Down Program, and by July 1,  
            2015, for all inmates who began serving an indeterminate SHU  
            term prior to January 1, 2015; and requires a copy of the plan  
            to be provided to the inmate and a copy to be placed in the  
            inmate's central file.
           
           8)Requires an inmate to be provided with promising or  
            evidence-based programming to promote successful assimilation  
            back into the general prison population.  

           9)States that an inmate in the Step Down Program shall be  
            assessed by a correctional counselor every 180 days, in order  
            to monitor the inmate's progress, and requires the  
            correctional counselor and the offender resource specialist to  
            provide the inmate with a progress report that outlines what  
            requirements the inmate is not meeting and what the offender  
            is expected to do to progress within the Step Down Program. 
           
           10)Requires an interpreter to be provided during these meetings,  
            if necessary, so that the inmate can understand and  
            participate in the assessment, and a copy of the resulting  
            progress report to be placed in the inmate's central file.
           
           11)States that the inmate shall have the opportunity to advance  
            to the next step of the Step Down Program after successful  
            participation in the current step for 180 days.
           
           12)Requires CDCR to prepare a comprehensive reentry plan for  
            every inmate who will parole directly out of the SHU or the  
            Psychiatric Services Unit (PSU) into the community.
           
           13)States, on or before July 1, 2016, and continually  
            thereafter, the OIG shall review the central file of each  
            inmate who is denied progress within the Step Down Program to  
            assess the CDCR's compliance with provisions in this bill  
            related to the Step Down Program.
           
           14)Requires, within 30 days of an inmate beginning a determinate  
            SHU term, and by July 1, 2015, for all inmate who began  
            serving a determinate SHU term prior to January 1, 2015, CDCR  








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            to develop an individualized plan for the inmate, and requires  
            a copy of the plan to be provided to the inmate and a copy to  
            be placed in the inmate's central file.
           
           15)States that an inmate serving a determinate SHU term shall be  
            provided with promising or evidence-based programming, and  
            specifies that information obtained from the inmate during the  
            programming shall not be used in a rules violation report  
            against the inmate, or to keep the inmate in the SHU.
           
           16)Requires an inmate serving a determinate SHU term to be  
            assessed by a correctional counselor every 180 days, in order  
            to monitor the inmate's progress, where the inmate is to be  
            provided with a progress report that outlines what  
            requirements the inmate is not meeting and what the inmate is  
            expected to do to be eligible for additional privileges and  
            early release from the SHU.  
           
           17)Requires a copy of the progress report to be placed in the  
            inmate's central file.  

           18)Requires an interpreter to be provided during the assessment,  
            if necessary.
           
           19)Allows an inmate serving a determinate SHU term to earn  
            credits toward reducing that term.
           
           20)Mandates the OIG, commencing July 1, 2015, to review CDCR's  
            compliance with provisions in this bill related to developing  
            an individual plan for inmates in the SHU, and to issue  
            reports to the Governor and the Legislature, no less than  
            annually, summarizing its review.
           
           21)Provides that an inmate in a SHU or PSU must have access to  
            educational programming, weekly face-to-face interaction with  
            uniformed and civilian staff, access to radio or television,  
            and the opportunity to earn additional specified privileges  
            and credits towards reduction of the inmate's sentence.
           
           22)States that CDCR shall create a behavior-driven progressive  
            incentives program that includes, but is not limited to, the  
            following:

             a)   For any 30-day period where an inmate in the SHU or PSU  








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               does not receive a rules violation report:

               i)     One additional phone call in the following month;  
                 and,

               ii)    One additional photograph, for a maximum of 10.

             b)   For any 180-day period where an inmate in the SHU or PSU  
               does not receive a rules violation report, the inmate shall  
               be entitled to one additional personal property package  
               with a maximum weight of 30 pounds.

          23)States that the OIG shall, on or before July 1, 2016, and  
            biennially thereafter, review and assess CDCR's compliance  
            with the mental, physical, and social stimulation of inmates  
            and the behavior-driven progressive incentives program  
            required by this bill.
           
           24)Requires mental health screening for an inmate placed in the  
            SHU by a qualified mental health professional within 30 days  
            before beginning a term in the SHU, and requires the OIG, on  
            or before July 1, 2016, and biennially thereafter, to perform  
            an audit to assess the CDCR's compliance with these  
            provisions.
          
           25)Provides that all inmates segregated in a SHU as of January  
            1, 2015, shall undergo a mental health assessment by a  
            qualified mental health professional by July 31, 2015, and any  
            inmates found to be suffering from a serious mental illness  
            shall be removed from the SHU.
           
           26)Requires CDCR to provide training to all correctional staff  
            in the SHU and PSU on how to respond to an individual  
            experiencing a psychiatric crisis in ways that reduce rather  
            than escalate the crisis.
           
           27)States that CDCR must employ two ombudsmen to act as offender  
            resource specialists SHUs and PSUs, and be responsible for,  
            among other things, assisting an inmate with concerns about  
            the inmate's responsibilities and rights during confinement in  
            one of those units, responding to an inmate's family member's  
            inquiries, and explaining SHU and PSU policies to the public.
           
           28)Mandates CDCR, commencing July 1, 2015, to collect specified  








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            data regarding inmates subject to a term in a SHU. 
           
           29)Requires the OIG, commencing January 1, 2017, and biennially  
            thereafter, to use the data collected by CDCR to prepare  
            reports for the Legislature on specified criteria pertaining  
            to inmates in a SHU and a PSU.
           
           30)Provides that an inmate in the SHU or the PSU who has  
            remained free of disciplinary action for six consecutive  
            months may be eligible for credits.
           
           31)Requires the OIG to employ five secured housing specialists  
            to monitor the programming and conditions of SHUs, in addition  
            to assuming any related duties determined by the OIG.
           
           32)Provides that any papers, correspondence, memoranda,  
            electronic communications, or other documents of the OIG  
            pertaining to the review of security threat group validations,  
            as specified, are not public records subject to the California  
            Public Records Act nor shall these be subject to discovery.
           
           33)Makes various Legislative findings and declarations regarding  
            segregated housing in California's state prisons.
           
          FISCAL EFFECT  :  According to the Assembly Appropriations  
          Committee, significant ongoing General Fund (GF) costs, in the  
          $3 million range, for staffing, prescriptive procedures, and  
          audits and reports. 

          One-time capital outlay costs in the $1 million range for  
          exercise yards and security barriers.

          Unknown annual GF savings, potentially in the low tens of  
          millions of dollars over the course of a decade, by making SHU  
          inmates eligible for sentence credits.

           COMMENTS  :  According to the author, "The Department of  
          Corrections and Rehabilitation (CDCR) currently confines nearly  
          4,000 inmates in SHU facilities.  Of these, almost 2,500 inmates  
          are serving indeterminate terms; many of the 2,500 are serving  
          SHU terms of several years or even decades. 

          "Psychological research has found that a lack of social  
          interaction can lead SHU inmates suffer from a variety of  








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          psychological and psychiatric illnesses.  These can include  
          chronic insomnia, panic attacks, and symptoms of psychosis  
          (including hallucinations). 

          "SB 892 would create an infrastructure to ensure humane  
          conditions for SHU inmates, provide oversight and accountability  
          in the use of the SHU, provide for evidence-based programming to  
          inmates, and provide greater due process."

          Please see the policy committee analysis for a full discussion  
          of this bill.
           

          Analysis Prepared by  :    Stella Choe / PUB. S. / (916) 319-3744 


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