BILL ANALYSIS                                                                                                                                                                                                    �



                                                                            



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                                 UNFINISHED BUSINESS


          Bill No:  SB 962
          Author:   Leno (D), et al.
          Amended:  8/4/14
          Vote:     21


           SENATE ENERGY, UTIL. & COMMUNIC. COMM.  :  6-2, 4/1/14
          AYES:  Padilla, Corbett, DeSaulnier, Hill, Pavley, Wolk
          NOES:  Fuller, Knight
          NO VOTE RECORDED:  Block, Cannella, De Le�n

           SENATE FLOOR  :  26-8, 5/8/14
          AYES:  Beall, Block, Cannella, Corbett, Correa, De Le�n,  
            DeSaulnier, Evans, Gaines, Galgiani, Hancock, Hernandez, Hill,  
            Hueso, Jackson, Lara, Leno, Lieu, Liu, Mitchell, Monning,  
            Padilla, Pavley, Roth, Steinberg, Wolk
          NOES:  Anderson, Berryhill, Fuller, Huff, Morrell, Vidak,  
            Walters, Wyland
          NO VOTE RECORDED:  Calderon, Knight, Nielsen, Torres, Wright,  
            Yee

           ASSEMBLY FLOOR  :  53-20, 8/7/14 - See last page for vote


           SUBJECT  :    Advanced mobile communications devices

           SOURCE  :     San Francisco, District Attorney George Gasc�n


           DIGEST  :    This bill requires smartphones manufactured after  
          July 1, 2015, and sold in California to contain a technological  
          solution at the time of sale that will render the essential  
          features of the smartphone inoperable when not in the possession  
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          of the authorized user, and also provides a civil penalty for  
          violations and limits retail liability if the solution is  
          circumvented.

           Assembly Amendments  refine the definitions of "smartphone,"  
          "essential features," and "hard reset;" clarify that any  
          smartphone model that was first introduced prior to January 1,  
          2015, that cannot reasonably be reengineered to support the  
          manufacturer's or operating system provider's technological  
          solution, is not subject to the requirements of this bill; add  
          specific protections for retailers, manufacturers and operating  
          system providers; and state that no local government shall adopt  
          their own ordinances related to technological solutions for  
          smartphones.

           ANALYSIS  :    

          Existing law:

          1.Provides that theft - the stealing, taking, or driving away  
            with the personal property of another - is a misdemeanor when  
            the value of the property does not exceed $950 and is  
            punishable by fines and up to one year in the county jail.

          2.Requires all providers of wireless and Internet-based  
            communications services to enable customers to call 911 for  
            emergency services, and establishes dates for enabling text to  
            911 and Next Generation 911.

          This bill:

          1.Requires any smartphone manufactured on or after July 1, 2015,  
            and sold in California after that date to include a  
            technological solution at the time of sale, to be provided by  
            the manufacturer or operating system provider, that once  
            initiated and successfully communicated to the smartphone, can  
            render the essential features, as defined, of the smartphone  
            inoperable to an unauthorized user when the smartphone is not  
            in the possession of an authorized user.

          2.Requires the smartphone, during the initial device setup  
            process, to prompt an authorized user to enable the  
            technological solution.


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          3.Requires the technological solution to be reversible, so that  
            if an authorized user obtains possession of the smartphone  
            after the essential features of the smartphone have been  
            rendered inoperable, the operation of those essential features  
            can be restored by an authorized user.

          4.Provides that the technological solution may consist of  
            software, hardware, or a combination of both software and  
            hardware.

          5.Requires that the technological solution be able to withstand  
            a hard reset or operating system downgrade.

          6.Requires that the technological solution prevent reactivation  
            of the smartphone on a wireless network except by an  
            authorized user.

          7.Requires that an authorized user of a smartphone be able to  
            affirmatively elect to disable or opt-out of enabling the  
            technological solution at any time.

          8.Requires that the physical acts necessary to disable or  
            opt-out of enabling the technological solution may only be  
            performed by the authorized user or a person specifically  
            selected by the authorized user to disable or opt-out of  
            enabling the technological solution.

          9.Exempts from the anti-theft technological solution  
            requirements of these provisions any smartphone model that was  
            first introduced prior to January 1, 2015, which cannot  
            reasonably be reengineered to support the manufacturer's or  
            operating system provider's technological solution, including  
            if the hardware or software cannot support a retroactive  
            update.

          10.Provides that the knowing retail sale of a smartphone in  
            California in violation of these requirements may be subject  
            to a civil penalty of not less than $500, not more than  
            $2,500, per smartphone sold in California in violation of  
            these provisions. 

          11.Requires any suit to impose a civil penalty to be brought by  
            the Attorney General, a district attorney, or a city attorney.


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          12.Provides that a failure of the technological solution due to  
            hacking or other third-party circumvention may be considered a  
            violation for purposes of the civil penalty if, at the time of  
            sale, the seller had received notification from the  
            manufacturer or operating system provider that the  
            vulnerability cannot be remedied by a software patch or other  
            solution.

          13.Specifies that there is no private right of action to enforce  
            these provisions.

          14.Provides that the retail sale in California of a smartphone  
            shall not result in any private civil liability to the seller  
            from that retail sale alone if the liability results from or  
            is caused by failure of a technological solution, including  
            any hacking or other third-party circumvention, unless at the  
            time of sale the seller had received notification from the  
            manufacturer or operating system provider that the  
            vulnerability cannot be remedied by a software patch or other  
            solution.

          15.Provides that nothing in these provisions preclude a suit for  
            civil damages on any other basis outside of the retail sale  
            transaction, including, but not limited to, a claim of false  
            advertising.

          16.States that nothing in these provisions prohibit a network  
            operator, device manufacturer, or operating system provider  
            from offering a technological solution or other service in  
            addition to the technological solution required to be provided  
            by the device manufacturer or operating system provider.

          17.States that nothing in these provisions require a  
            technological solution that is incompatible with, or renders  
            it impossible to comply with, obligations under state and  
            federal law and regulation related to any of the following:

             A.   The provision of emergency services through the 911  
               system, including text to 911, bounce-back messages, and  
               location accuracy requirements; 

             B.   Participation in the wireless emergency alert system;  
               and


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             C.   Participation in state and local emergency alert and  
               public safety warning systems.

          1.Defines the term "smartphone" to mean a cellular radio  
            telephone or other mobile voice communications handset device  
            (but not a radio cellular telephone commonly referred to as a  
            "feature" or "messaging" telephone, laptop, a tablet device,  
            or a device that only has electronic reading capability), that  
            includes all of the following features:

             A.   Utilizes a mobile operating system;

             B.   Possesses the capability to utilize mobile software  
               applications, access and browse the Internet, utilize text  
               messaging, utilize digital voice service, and send and  
               receive email;

             C.   Has wireless network connectivity; and

             D.   Is capable of operating on a long-term evolution network  
               or successor wireless data network communication standards.

          1.Defines the "essential features" of a smartphone to be the  
            ability to use the smartphone for voice communications, text  
            messaging, and the ability to browse the Internet, including  
            the ability to access and use mobile software applications.   
            Essential features do not include any functionality needed for  
            the operation of the technological solution, nor does it  
            include the ability of the smartphone to access emergency  
            services by a voice call or text to the numerals '911,' the  
            ability of a smartphone to receive wireless emergency alerts  
            and warnings, or the ability to call an emergency number  
            pre-designated by the owner.

          2.Defines the term "hard reset" to mean the restoration of a  
            smartphone to the state it was in when it left the factory  
            through processes commonly termed a factory reset or master  
            reset.

          3.Defines the term "Sold in California," or any variation  
            thereof, to mean that the smartphone is sold at retail from a  
            location within the state, or the smartphone is sold and  
            shipped to an end-use consumer at an address within the state.  
             Sold in California does not include a smartphone that is  

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            resold in the state on the secondhand market or that is  
            consigned and held as collateral on a loan.

          4.Makes findings and declarations such the enactment of a  
            uniform policy to deter the theft of smartphones and to  
            protect the privacy of owners of stolen smartphones is a  
            matter of statewide concern and that no city, county, or city  
            and county shall impose requirements on manufacturers,  
            operating system providers, wireless carriers, or retailers  
            relating to technological solutions for smartphones.

          5.Makes findings and declarations related to the prevalence and  
            ramifications of smartphone theft in the United States.

           Background
           
          As smartphones continue to transform all aspects of modern life,  
          they also have caused a crime epidemic.  More than 90% of all  
          Americans own a mobile device, and nearly 60% a smartphone.  The  
          high resale value of smartphones and other hand-held mobile  
          devices like tablets, and their relatively small size, make them  
          prime targets for thieves.  Many published reports document a  
          dramatic increase of smartphone theft.  According to reports  
          summarized by the San Francisco District Attorney's Office:

           Most robberies now involve the theft of a smartphone;

           In 2012, more than 50% of all robberies in San Francisco and  
            75% in Oakland involved the theft of a mobile device; and

           An estimated 1.6 million Americans were victimized for their  
            smartphones in 2012.

          The Federal Communications Commission, law enforcement, and  
          industry collaborated on efforts to address the problem in 2012.  
           These included providing consumers more security options on  
          devices and automatic prompts to establish passwords and  
          launching a public education campaign urging consumers to use  
          security apps that enable them to remotely locate, lock and wipe  
          devices.  A national database was established to help prevent  
          lost or stolen phones from being reactivated.  Wireless carriers  
          use the database to check whether a device presented to them has  
          been reported lost or stolen and, if so, it will not allow  
          service to be established.  Its effectiveness depends on  

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          consumers reporting a lost or stolen phone.  Industry reports  
          that efforts are underway to link more foreign carriers and  
          countries to the database.  Without that international  
          cooperation, stolen phones resold in foreign countries continue  
          to have value.

          Industry continues to introduce new and more sophisticated  
          security solutions for consumers.  These include options such as  
          Apple's "Find My iPhone" with "Activation Lock" feature that  
          allows a person who has lost or stolen an iPhone to remotely log  
          into a hosted platform and send a signal to lock the device and  
          make it unusable without the original owner's security passcode  
          established when the device was purchased.  Other solutions  
          include Samsung's "Reactivation Lock" and Android's "Lo Jack."   
          Some solutions are built into the device or downloaded as an  
          app, some with a fee.

           FISCAL EFFECT  :    Appropriation:  No   Fiscal Com.:  No   Local:  
           No

           SUPPORT  :   (Verified  8/7/14)

          San Francisco, District Attorney George Gasc�n (source)
          Alameda County District Attorney's Office
          Associated Students of the University of California
          Association of Chief Police Officers of the United Kingdom
          Association of Orange County Deputy Sheriffs Association
          Berkeley City Council
          California College & University Police Chiefs Association
          California District Attorneys Association
          California Fraternal Order of Police
          California Pawnbrokers Association
          California Police Chiefs Association 
          California State Sheriffs' Association
          California Transit Association 
          Cities of Emeryville, Los Angeles, Oakland, San Diego, San  
          Francisco, Santa Ana and Thousand Oaks
          City and County of San Francisco
          City of Los Angeles, Mayor Eric Garcetti
          City of Los Angeles, Police Chief Charlie Beck 
          City of Oakland, City Council Pro Tem Rebecca D. Kaplan
          Consumer Action
          Consumer Federation of California
          Consumers Union

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          Crime Victims United of California
          Hayward Police Department
          Long Beach Police Officers Association
          Los Angeles County Deputy Sheriffs Association
          Los Angeles County District Attorney's Office
          Los Angeles Police Protective League
          Los Angeles Professional Peace Officers Association
          Los Angeles, City Attorney Michael N. Feuer
          Mayors and Councilmembers Association of Sonoma County
          Metropolitan Police Service of London, U.K.
          Neighborhood Crime Prevention Councils of Oakland
          Oakland Chamber of Commerce
          Oakland City Council
          Oakland Police Department, Chief of Police Sean C. Whent
          Oakland, Mayor Jean Quan
          Riverside Sheriffs Association
          Sacramento County Deputy Sheriffs Association
          San Diego, District Attorney Bonnie Dumanis
          San Francisco Bay Area Transit District 
          San Francisco Bay Area Transit District Police Department
          San Francisco Municipal Transportation Agency
          San Mateo County Police Chiefs Association
          San Mateo County Sheriffs Association
          San Mateo, District Attorney Steve Wagstaffe
          Santa Ana Police Officers Association
          Santa Clara, District Attorney Jeff Rosen
          Secure Our Smartphones (S.O.S.) Initiative
          Temescal Merchants Association
          The Utility Reform Network 

           OPPOSITION  :    (Verified  8/7/14)

          CalChamber
          CTIA, the Wireless Association
          Electronic Frontier Foundation
          League of California Cities
          Los Angeles Area Chamber of Commerce
          San Jose Silicon Valley Chamber of Commerce
          Silicon Valley Leadership Group
          TechAmerica
          TechNet

           ARGUMENTS IN SUPPORT  :    According to the author "California is  
          experiencing an epidemic of smartphone thefts, many of which  

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          turn violent.?  There are existing, very serious penalties for  
          theft and robbery in California.  However, the epidemic nature  
          of this particular crime is so widespread that enforcement  
          agencies are overwhelmed.  That is why removing the value of a  
          stolen device on the black market is the most effective way to  
          deter would be criminals, and this bill will do just that by  
          requiring that smartphones sold in California come pre-equipped  
          with theft deterrent technology.?"

           ARGUMENTS IN OPPOSITION  :     The San Jose Silicon Valley Chamber  
          of Commerce "believes, as one of its guiding principles, that  
          private sector solutions should be sought whenever possible to  
          address public concerns.  While we applaud the goal to decrease  
          theft and increase privacy, we feel that SB 962, though  
          well-intentioned, would not achieve that ultimate outcome.  Most  
          operating systems developed in Silicon Valley already possess  
          the capability to remotely lock, erase, or disable their mobile  
          devices (including Apple's IOS and Microsoft's Windows Phone).   
          Also, as of late last year, all four major national wireless  
          carriers had begun participation in the international database  
          of lost or stolen4GLTE phones."

           ASSEMBLY FLOOR  :  53-20, 8/7/14
          AYES:  Achadjian, Alejo, Ammiano, Bloom, Bocanegra, Bonilla,  
            Bonta, Bradford, Brown, Buchanan, Ian Calderon, Campos, Chau,  
            Chesbro, Conway, Cooley, Dickinson, Eggman, Fong, Gatto,  
            Gomez, Gonzalez, Gordon, Gorell, Gray, Roger Hern�ndez,  
            Holden, Jones-Sawyer, Levine, Lowenthal, Maienschein, Medina,  
            Mullin, Muratsuchi, Nazarian, Nestande, Pan, John A. P�rez, V.  
            Manuel P�rez, Quirk, Rendon, Ridley-Thomas, Rodriguez, Salas,  
            Skinner, Stone, Ting, Weber, Wieckowski, Wilk, Williams,  
            Yamada, Atkins
          NOES:  Allen, Ch�vez, Dababneh, Dahle, Daly, Donnelly, Frazier,  
            Beth Gaines, Grove, Hagman, Harkey, Jones, Logue, Melendez,  
            Olsen, Patterson, Perea, Quirk-Silva, Wagner, Waldron
          NO VOTE RECORDED:  Bigelow, Fox, Garcia, Hall, Linder, Mansoor,  
            Vacancy


          JG:e  8/8/14   Senate Floor Analyses 

                           SUPPORT/OPPOSITION:  SEE ABOVE

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