BILL ANALYSIS                                                                                                                                                                                                    �






                            SENATE COMMITTEE ON HEALTH
                         Senator Ed Hernandez, O.D., Chair

          BILL NO:       SB 964
          AUTHOR:        Hernandez
          AMENDED:       April 9, 2014
          HEARING DATE:  April 30, 2014
          CONSULTANT:    Boughton

           SUBJECT  :  Health care service plans: timeliness standards:  
          medical surveys.
           
          SUMMARY  :  Requires health plans to use standardized survey  
          methodology, if developed by the Department of Managed Health  
          Care (DMHC), for timely access reporting.  Repeals an  
          exemption from DMHC medical surveys for Medi-Cal managed care  
          plans, as specified.  Requires a County Organized Health  
          System to be treated as a health plan under specified timely  
          access requirements.  Requires DMHC medical surveys to be  
          conducted by distinct product lines for Medi-Cal managed care  
          and Covered California products, and requires for those  
          product lines annual reviews for compliance with network  
          adequacy, timely access, continuity of care, and quality  
          management.  Exempts from the distinct review by product line  
          requirement plans that use the same network for Medi-Cal or  
          Covered California products.  Requires annual DMHC medical  
          surveys for the first five years after initial enrollment for  
          Medi-Cal managed care plans that enroll beneficiaries as a  
          result of the transition of the Healthy Families Program,  
          seniors and persons with disabilities, rural expansion, and  
          the Coordinated Care Initiative.  

          Existing law:
          1.Establishes DMHC to regulate health plans under the  
            Knox-Keene Health Care Service Plan Act of 1975 (Knox-Keene  
            Act), the California Department of Insurance (CDI) to  
            regulate health insurers under the Insurance Code and  
            Department of Health Care Services (DHCS) to administer the  
            Medi-Cal program, which provides health care to children,  
            seniors, persons with disabilities (SPDs), people also  
            eligible for Medicare and low-income individuals and  
            families.

          2.Requires DMHC to develop and adopt regulations to ensure  
            that health plan enrollees have access to health care  
            services in a timely manner, and requires DMHC to develop  
                                                         Continued---



          SB 964 | Page 2




            indicators of timeliness and consider the following:

                  a.        Waiting times for appointments with  
                    physicians and specialists;
                  b.        Timeliness of care in an episode of illness,  
                    including timeliness to referrals; and,
                  c.        Waiting time to speak to a physician,  
                    registered nurse or other qualified health  
                    professional.

          3.Requires DMHC to consider the needs of rural areas,  
            specifically those in which health facilities are more than  
            30 miles apart and any requirements imposed by DHCS on  
            health care service plans that contract to provide Medi-Cal  
            managed care.

          4.Requires contracts between health plans and health care  
            providers to assure compliance with the timely access  
            standards developed by DMHC.  Requires the contracts to  
            require reporting by health care providers to health plans  
            and by health plans to DMHC to ensure compliance with the  
            standards.

          5.Requires health plans to report annually to DMHC on  
            compliance with the timely access standards

          6.Requires DMHC to work with the Office of the Patient  
            Advocate to assure that the quality of care report card  
            incorporates information provided regarding the degree to  
            which health plans and health care providers comply with the  
            requirements of timely access to care.

          7.Requires DMHC to review information regarding compliance  
            with the timely access standards and to make recommendations  
            for changes that further protect enrollees.

          8.Requires DMHC to conduct periodically an onsite medical  
            survey of the health care delivery system of each plan.   
            Requires the survey to include a review of the procedures  
            for obtaining health services, the procedures for regulating  
            utilization, peer review mechanisms, internal procedures for  
            assuring quality of care, and the overall performance of the  
            plan in providing health care benefits and meeting the  
            health care needs of subscribers and enrollees.

          9.Requires DMHC medical surveys to be conducted as often as  




                                                             SB 964 | Page  
          3


          

            necessary, but not less frequently than once every three  
            years.

          10.Requires, to avoid duplication, the DMHC director to  
            employ, but not be bound by, the findings of DHCS medical  
            surveys, for health plans contracting with DHCS, as  
            specified.

          11.Requires, no later than 18 months following release of a  
            final medical survey report, DMHC to conduct a follow up  
            review to determine and report on the status of the plan's  
            efforts to correct any deficiencies.

          12.Exempts, notwithstanding 8) through 11), any health plan  
            that provides services solely to Medi-Cal beneficiaries from  
            being subject to 8) through 11) upon submission to the DMHC  
            director of the medical survey audit for the same period  
            conducted by the DHCS as part of the Medi-Cal contracting  
            process, unless the DMHC director determines that an  
            additional medical survey audit is required.

          13.Requires DHCS to conduct annual medical audits of each  
            Medi-Cal managed care plan unless the DHCS director  
            determines there is good cause for additional reviews.   
            Requires the reviews to use the standards and criteria  
            established pursuant to the Knox-Keene Act, or Insurance  
            Code, as appropriate. Requires, except in those instances  
            where major unanticipated administrative obstacles prevent,  
            or after a determination by the DHCS director of good cause,  
            the reviews to be scheduled and carried out jointly with  
            reviews carried out pursuant to the Knox-Keene Act, or the  
            Insurance Code, as appropriate, if reviews under either act  
            will be carried out within time periods, which satisfy the  
            requirements of federal law.

          14.Requires DHCS to be authorized to contract with  
            professional organizations or DMHC or CDI, as appropriate,  
            to perform the periodic review required by law. Requires  
            DHCS, or its designee, to make a finding of fact with  
            respect to the ability of the Medi-Cal managed care plan to  
            provide quality health care services, effectiveness of peer  
            review, and utilization control mechanisms, and the overall  
            performance of the Medi-Cal manage care plan in providing  
            health care benefits to its enrollees.





          SB 964 | Page 4




          15.Requires the CDI Commissioner, on or before January 1,  
            2004, to promulgate regulations applicable to health  
            insurers to ensure that insureds have the opportunity to  
            access needed health care services in a timely manner.   
            Requires these regulations to be designed to assure  
            accessibility of provider services in a timely manner to  
            individuals comprising the insured or contracted group  
            pursuant to the benefits covered.  Requires the regulations  
            to assure:

                  a.        Adequacy of number and locations of  
                    providers in relationship to size and location of  
                    group and that services are available at reasonable  
                    times;
                  b.        Adequacy of number and license  
                    classifications in relationship to projected demand;
                  c.        The policy or contract is not inconsistent  
                    with standards of good health and clinically  
                    appropriate care; and,
                  d.        All contracts are fair and reasonable.

          16.Requires pursuant to regulation, in determining whether an  
            insurer's arrangements for network provider services comply  
            with the regulations, the Commissioner to consider to the  
            extent the Commissioner deems necessary, the practices of  
            comparable plans licensed under the Knox-Keene Act.
          
          This bill:
          1.Requires health plans to use standardized survey methodology  
            if developed by DMHC for timely access reporting.

          2.Requires DMHC to annually review information regarding  
            compliance with the timely access standards, including any  
            waivers or alternative standards granted to a plan.   
            Requires by December 1, 2016, and annually thereafter, DMHC  
            to post its findings from that review on its Internet  
            Website.

          3.Repeals a provision in the Knox-Keene Act that exempts a  
            health plan that provides services only to Medi-Cal  
            beneficiaries from medical survey requirements upon  
            submission to the director of DMHC of the medical survey  
            audit for the same period conducted by DHCS as part of the  
            Medi-Cal contracting process, unless the director determines  
            that an additional medical survey audit is required.





                                                             SB 964 | Page  
          5


          

          4.Requires a health plan that provides services to Medi-Cal  
            managed care beneficiaries to receive DMHC medical surveys  
            by its Medi-Cal managed care product line distinct from its  
            other product lines, if any, in order to determine whether  
            services received by Medi-Cal beneficiaries comply with the  
            Knox-Keene Act.

          5.Requires these health plans to be annually reviewed with  
            respect to Medi-Cal managed care product lines for  
            compliance with:

               a.     Accessibility and availability of services,  
                 including network adequacy and timely access to care;
               b.     Continuity of Care; and, 
               c.     Quality management, including precautions to  
                 ensure that appropriate care is not withheld or delayed  
                 for any reason.

          6.Requires a health plan that provides services to enrollees  
            in Covered California to receive DMHC medical surveys by its  
            product line sold through Covered California distinct from  
            is product line sold outside Covered California, if any, in  
            order to determine whether the services received by Covered  
            California enrollees comply with the Knox-Keene Act.

          7.Requires these health plans to be annually reviewed with  
            respect to product line sold through Covered California for  
            compliance with:

               a.     Accessibility and availability of services,  
                 including network adequacy and timely access to care;
               b.     Continuity of Care; and, 
               c.     Quality management, including precautions to  
                 ensure that appropriate care is not withheld or delayed  
                 for any reason.

          8.Exempts from the DMHC medical survey distinct product  
            requirement a health plan that uses the same network for its  
            product line sold through Covered California as the network  
            used for its product line sold outside Covered California  
            and a health plan that uses the same network for its product  
            line sold through Covered California as the network used for  
            its Medi-Cal managed care product line.  

          9.Requires annual DMHC medical surveys with respect to the  




          SB 964 | Page 6




            populations enrolled for the first five years after initial  
            enrollment for a plan that enrolls Medi-Cal beneficiaries as  
            a result of:
               a.     The transition of Healthy Families Program;
               b.     Managed care expansion of SPDs; 
               c.     Managed care expansion in rural counties; and,   
               d.     The Coordinated Care Initiative.

          10.Authorizes DMHC to coordinate the surveys and reviews with  
            DHCS in order to allow for simultaneous oversight of  
            Medi-Cal managed care plans by both departments, provided  
            that this coordination does not result in a delay of the  
            surveys or reviews required or in the failure of DMHC to  
            conduct those surveys or reviews.

          11.Requires a County Organized Health System to be treated as  
            a health care service plan under the timely access  
            requirements to report by health care providers and health  
            plans and report annually to DMHC on compliance.
              

           FISCAL EFFECT :  This bill has not been analyzed by a fiscal  
          committee.



           COMMENTS  :  
           1.Author's statement.  According to the author, this bill has  
            been introduced to ensure that the DMHC medical surveys take  
            into consideration requirements unique to Medi-Cal managed  
            care and Covered California and that sufficient attention  
            and resources are given to health plan network adequacy and  
            timely access enforcement.  Media reports have raised  
            concerns about lack of access to health care providers and  
            "narrow" provider networks in Medi-Cal and Covered  
            California.  Covered California has also reported questions  
            about accuracy of provider directories, timely access calls  
            in certain areas or "hot spots," and confusion about  
            mismatch of physicians and hospitals, physician confusion  
            about network status and confusion about benefit design.   
            California has strong network adequacy and timely access to  
            services requirements for health plans and insurers but  
            monitoring and enforcement of these laws is developing at  
            the same time millions of new individuals are enrolling in  
            Medi-Cal managed care and Covered California plans.  Covered  
            California has recommended coordinating directly with  




                                                             SB 964 | Page  
          7


          

            regulators on network adequacy, requiring the use of the  
            regulator template, common analytics and coordinated product  
            and network filing reviews with cross plan comparisons. DMHC  
            also indicates that over the last 18 months significant  
            complaint increases with regard to access related to Covered  
            California and Medi-Cal include enrollees having difficulty  
            finding a provider that is contracted with their plan. This  
            bill is intended to clarify distinctions in enforcement  
            responsibility and ensure tools are in place so that DMHC  
            can monitor and enforce adequate network and timely access  
            requirements.   Having an insurance card only ensures better  
            health outcomes if patients actually have access to the  
            right care at the right place at the right time.
          
          2.Legislative Analyst Analysis.  As described in the LAO's  
            analysis of the Governor's 2014-15 Budget, managed care is  
            increasingly becoming the dominant delivery system in the  
            Medi-Cal program as both the number and the percentage of  
            Medi-Cal beneficiaries enrolled in managed care continues to  
            grow. Roughly 73 percent (about 7.5 million Medi-Cal  
            beneficiaries) will be enrolled in managed care in 2014-15.  
            The increase in managed care enrollment reflects transitions  
            of beneficiaries from fee-for-service to managed care, as  
            well as additional enrollees associated with the transfer of  
            the Healthy Families Program and implementation of the  
            Affordable Care Act (ACA), see table from LAO analysis  
            below.

          Recent and Upcoming Transitions to Medi-Cal Managed Care  
            Through 2014-15
          
             --------------------------------------------------------- 
            |Population            |Approximate        |Time Frame    |
            |                      |Enrollment         |              |
            |----------------------+-------------------+--------------|
            |Medi-Cal SPDs         |240,000            |June          |
            |                      |                   |2011-May      |
            |                      |                   |2012          |
            |----------------------+-------------------+--------------|
            |HFP to Medi-Cal       |850,000            |Jan - Nov     |
            |                      |                   |2013          |
            |----------------------+-------------------+--------------|
            |Rural expansion to    |400,000            |Sept - Nov    |
            |28 counties           |                   |2013          |
            |----------------------+-------------------+--------------|




          SB 964 | Page 8




            |ACA optional          |780,000            |Beg Jan       |
            |expansion             |                   |2014          |
            |----------------------+-------------------+--------------|
            |Coordinated Care      |450,000            |Beg April     |
            |Initiative dual       |                   |2014          |
            |eligible              |                   |              |
            |----------------------+-------------------+--------------|
            |                      |2,720,000          |              |
             --------------------------------------------------------- 

            According to the LAO, both the Knox- Keene Act and Medi-Cal  
            contracts contain a variety of requirements intended to  
            ensure that managed care plans are providing enrollees with  
            adequate access to care. For example, regulations  
            implementing the Knox- Keene Act establish three main  
            categories of standards that plans must follow to  
            demonstrate adequate access. These are: (1) minimum ratios  
            of full-time equivalent providers to enrollees; (2) maximum  
            distances between primary care providers and enrollees'  
            residences and workplaces; and, (3) limits on enrollee wait  
            times for appointment and referrals. (The first two  
            categories of requirements are often referred to as "network  
            adequacy" standards and geographic standards, while the  
            third category is a set of recently developed regulations  
            known as "timely access" standards.) DHCS monitors  
            additional contract-specific requirements related to access,  
            often with the DMHC's assistance under interagency  
            agreements. These additional requirements may account  
            for-among other areas-the number of network providers who  
            are not accepting new patients, the location and types of  
            specialists within the network (with specific requirements  
            that depend on the characteristics and health needs of the  
            plan's enrollees), and coverage of out-of-network services  
            that the plan may be unable to provide. Both departments  
            conduct various activities to monitor access to care,  
            including quarterly reviews of provider network data  
            submitted by plans, help lines that may identify early  
            access problems through beneficiary complaints, and periodic  
            on-site audits of plans' operations.  The LAO raises  
            questions regarding DMHC's implementation of Knox-Keene Act  
            standards, such as (1) how plans demonstrate timely access  
            and (2) whether current provider-to-enrollee ratios  
            meaningfully reflect network adequacy.

          3.DMHC and CDI Timely Access.  The DMHC's Timely Access to  
            Non-Emergency Health Care Services Regulation (Timely Access  




                                                             SB 964 | Page  
          9


          

            Regulation) became effective January 17, 2010. The purpose  
            of the Timely Access Regulation, is to fully implement AB  
            2179 (Cohn), Chapter 797, Statutes of 2002, which directed  
            DMHC and CDI to adopt regulations to ensure enrollees access  
            to necessary health care services in a timely manner. The  
            health plans licensed by DMHC had until January 17, 2011 to  
            fully implement the policies, procedures and systems  
            necessary to comply with the regulations. In October 2010,  
            health plans were required to submit a filing to demonstrate  
            how the standards and regulations would be met. Each health  
            plan must show that its provider network is large and varied  
            enough to offer enrollees appointments that meet the  
            following standards:

               a.     The clinical appropriateness standard requires  
                 that enrollees be offered appointments for covered  
                 health care services within a time period appropriate  
                 for their condition; and,

               b.     Quality assurance standards requiring that  
                 enrollees be offered appointments within the following  
                 time-elapsed standards:
                  
                     i.          Within 48 hours of a request for an  
                      urgent care appointment for services that do not  
                      require prior authorization;
                     ii.         Within 96 hours of a request for an  
                      urgent appointment for services that do require  
                      prior authorization; 
                     iii.        Within 10 business days of a request  
                      for non-urgent primary care appointments;
                     iv.         Within 15 business days of a request  
                      for an appointment with a specialist;
                     v.          Within 10 business days of a request  
                      for an appointment with non-physician mental  
                      health care providers; and, 
                     vi.         Within 15 business days of a request  
                      for a non-urgent appointment for ancillary  
                      services for the diagnosis or treatment of injury,  
                      illness, or other health condition. 

            The Timely Access Regulation also requires health plans to  
            provide or arrange for the provision of 24/7 telephone  
            triage or screening services, as defined for patients to  
            obtain timely assistance in determining the urgency of their  




          SB 964 | Page 10




            condition, including a reasonable call back time (not more  
            than 30 minutes). Beginning in March 2012, health plans must  
            also file an annual compliance report. The annual compliance  
            report includes compliance rates for each of the  
            time-specific standards. Plans must monitor network  
            compliance with the standards, and must investigate and  
            correct deficiencies.  Specialized plans licensed by DMHC  
            are subject to the Timely Access Regulation but to a lesser  
            extent than the full service health plans. DMHC informs  
            plans that their interpretation of the full time equivalent  
            basis and 1:2,000 means that a primary care provider cannot  
            be assigned more than 2,000 enrollees based upon all plans  
            and product types that primary care provider contracts to  
            accept.  The DMHC has only recently begun receiving reliable  
            data that can be used to determine what the impact is for  
            primary care providers that contract with multiple plans and  
            for multiple lines of business.  With this new data, DMHC  
            indicates it will be able to better analyze primary care  
            providers to enrollee ratios and work with plans to ensure  
            compliance. 

            CDI Timely Access Regulations require in arranging for  
            network provider services, insurers to ensure that:

                  a.        There is the equivalent of at least one  
                    full-time physician per 1,200 covered persons and at  
                    least the equivalent of one full-time primary care  
                    physician per 2,000 covered persons; 
                  b.        There are primary care network providers  
                    with sufficient capacity to accept covered persons  
                    within 30 minutes or 15 miles of each covered  
                    person's residence or workplace; 
                                                                                     c.        There are medically required network  
                    specialists who are certified or eligible for  
                    certification by the appropriate specialty board  
                    with sufficient capacity to accept covered persons  
                    within 60 minutes or 30 miles of a covered person's  
                    residence or workplace. Notwithstanding the above,  
                    the Commissioner may determine that certain medical  
                    needs require network specialty care located closer  
                    to covered persons when the nature and frequency of  
                    use of such health care services, support such  
                    modification;
                  d.        There are mental health professionals with  
                    skills appropriate to care for the mental health  
                    needs of covered persons and with sufficient  




                                                             SB 964 | Page  
          11


          

                    capacity to accept covered persons within 30 minutes  
                    or 15 miles of a covered person's residence or  
                    workplace; 
                  e.        There is a network hospital with sufficient  
                    capacity to accept covered persons for covered  
                    services within 30 minutes or 15 miles of a covered  
                    person's residence or workplace;
                  f.        Notwithstanding the above, these  
                    requirements are not intended to prevent the covered  
                    person from selecting providers as allowed by their  
                    insurance contract beyond the applicable geographic  
                    area specified by these standards; and, 

                  g.        If an insurer is unable to meet the network  
                    access standard(s) due to the absence of practicing  
                    providers located within sufficient geographic  
                    proximity of the insurer's covered persons, the  
                    insurer may apply to the Commissioner for a  
                    discretionary waiver of any network access standard  
                    for the applicable geographic area. Such application  
                    should include, at a minimum, a description of the  
                    affected area and covered persons in that area and  
                    how the insurer determined the absence of practicing  
                    providers. 

          4.Interagency Agreements.  The table below highlights DMHC's  
            responsibilities under the interagency agreements (IAs) with  
            DHCS.  A fourth IA on the rural expansion has not yet been  
            finalized between the two departments.
          
          
           ----------------------------------------------------------------- 
          |Authority   |Welfare and     |Welfare and       |AB 1467         |
          |            |Institutions    |Institutions      |                |
          |            |Code Section    |Code              |                |
          |            |14183.6         |14132.275(p)      |                |
          |------------+----------------+------------------+----------------|
          |Program     |1115 Waiver     |CCI               |Dental          |
          |or          |Bridge to       |                  |                |
          |Population  |Reform (SPDs)   |                  |                |
          |s           |                |                  |                |
          |------------+----------------+------------------+----------------|
          |Time        |Jan 1,          |July 1, 2013 -    |Sept 1, 2013    |
          |frame of    |2011-June 30,   |June 30, 2016     |- June 30,      |
          |Scope of    |2013            |                  |2015            |




          SB 964 | Page 12




          |Work        |extension to    |                  |                |
          |            |June 30,2014    |                  |                |
          |------------+----------------+------------------+----------------|
          |Contract    |$2,909,000      |$3,295,000        |$346,500        |
          |Amount      |                |                  |                |
          |------------+----------------+------------------+----------------|
          |DMHC        |               |                 |               |
          |Contract    |     Financial  |     Operational  |     Financial  |
          |Requiremen  |     Audits     |     Readiness    |     Audits     |
          |ts          |     (once      |     (first and   |     (once      |
          |            |     every      |     second       |     every      |
          |            |     three      |     quarters     |     three      |
          |            |     years)     |     of 2013)     |     years)     |
          |            |               |                 |               |
          |            |     Network    |     Financial Audits |     Dental Surveys |
          |            |     Adequacy   |     (once        |     (once      |
          |            |     (quarterl  |     every        |     every      |
          |            |     y)         |     three        |     three      |
          |            |     Includes   |     years)       |     years)     |
          |            |     assessmen  |       Network   |     Includes   |
          |            |     ts,        |     Adequacy     |     provider/  |
          |            |     changes    |     (review      |     dentist    |
          |            |     in         |     contractual  |     ratios     |
          |            |     enrollmen  |                  |     and        |
          |            |     t,         |     obligations  |     geographi  |
          |            |     network    |     )            |     c and      |
          |            |     changes,   |       Medical   |     timely     |
          |            |     geo        |     Surveys      |     access     |
          |            |     access,    |     (once        |     to care    |
          |            |     network    |     every        |     policies   |
          |            |     providers  |     three        |     and        |
          |            |      not       |     years)       |     procedure  |
          |            |     accepting  |                 |s               |
          |            |      new       |     Consumer     |                |
          |            |     patients,  |     Assistance   |                |
          |            |      access    |                  |                |
          |            |     related    |                  |                |
          |            |     feedback   |                  |                |
          |            |     from       |                  |                |
          |            |     enrollees  |                  |                |
          |            |     .          |                  |                |
          |            |               |                  |                |
          |            |     Medical    |                  |                |
          |            |     Surveys    |                  |                |
          |            |     (once      |                  |                |
          |            |     every      |                  |                |




                                                             SB 964 | Page  
          13


          

          |            |     three      |                  |                |
          |            |     years)     |                  |                |
           ----------------------------------------------------------------- 
            

          1.Covered California.  At Covered California's April 17, 2014  
            board meeting, staff reviewed its contractual expectations  
            for quality and access and shared with the board and public  
            concerns being raised about the accuracy of certain plan  
            provider directories, timely access to available providers,  
            including specialists and call hot spots in rural counties  
            and in Alameda County.  Confusion about benefit design with  
            regard to in-network vs out-of-network benefits was  
            described as well as mismatch of physicians and hospitals.   
            Covered California staff explained that they are  
            troubleshooting with plan partners and referring enrollees  
            to DMHC and independent legal assistance through the Health  
            Consumer Alliance.  Covered California indicates they have  
            been proactive with plans and provider organizations in  
            trying to communicate changes and add physicians to  
            networks.  Covered California is working to optimize timely  
            access and is considering methods such as sponsoring a third  
            party "secret shopper" survey.

          2.County Organized Health Systems.  In California, the oldest  
            model of Medi-Cal managed care is the County Organized  
            Health System, which serves approximately 1.3 million  
            beneficiaries through six health plans in 14 counties:  
            Marin, Mendocino, Merced, Monterey, Napa, Orange, San Mateo,  
            San Luis Obispo, Santa Barbara, Santa Cruz, Solano, Sonoma,  
            Ventura, and Yolo. In the County Organized Health System  
            model, DHCS contracts with a health plan established by the  
            county's Board of Supervisors and all Medi-Cal enrollees are  
            in the same health plan. Unlike other Medi-Cal managed care  
            plans, County Organized Health Systems are exempt from  
            licensure under the Knox-Keene Act and are therefore not  
            regulated by DMHC, but are required to meet most of the  
            Knox-Keene requirements by contract with DHCS. 
            
          3.Related legislation. AB 2533 (Ammiano) requires health plans  
            and insurers unable to meet timely access standards through  
            contracted providers to arrange for the provision of  
            services by a non-contracting provider, as specified, and  
            requires CDI to adopt new timely access standards for health  
            insurers in accordance with statutory criteria similar to  




          SB 964 | Page 14




            those applicable to health plans under DMHC.  AB 2533 is  
            pending in Assembly Health Committee.
            
            SB 1100 (Hernandez) would allow people with individual  
            health insurance coverage who are in the middle of treatment  
            for certain conditions, such as cancer or a pregnancy, when  
            they make a health plan change to complete the treatment  
            even if their provider is not in the new health plan's  
            network. This bill also requires notice of the process to  
            request completion of covered services to be provided in  
            every disclosure form, as specified, and in any evidence of  
            coverage issued after January 1, 2015. SB 1100 passed the  
            Senate Heal Committee by a vote of 7-1, on April 24, 2014.

          8.Prior legislation. SB 94 (Committee on Budget and Fiscal  
            Review), Chapter 37, Statutes of 2013, requires DHCS to  
            enter into an interagency agreement with DMHC to have DMHC,  
            on behalf of the DHCS, conduct financial audits, medical  
            surveys, and a review of the provider networks of the  
            managed care health plans participating in the federal  
            waiver demonstration project and the Medi-Cal managed care  
            expansion into rural counties, and to provide consumer  
            assistance to beneficiaries, as specified. Requires the  
            interagency agreement to be updated, as necessary, on an  
            annual basis in order to maintain functional clarity  
            regarding the roles and responsibilities of these core  
            activities. Prohibits DHCS from delegating its authority as  
            the single state Medicaid agency to DMHC. SB 94 also  
            requires DHCS to enter into an interagency agreement with  
            DMHC to perform some or all of DHCS' oversight and readiness  
            review activities for the CCI, as specified. These  
            activities may include providing consumer assistance to  
            beneficiaries and conducting financial audits, medical  
            surveys, and a review of the adequacy of provider networks  
            of the participating managed care health plans. Requires the  
            interagency agreement to be updated, as necessary, on an  
            annual basis in order to maintain functional clarity  
            regarding the roles and responsibilities of DMHC and DHCS.   
            Prohibits DHCS from delegating its authority under this  
            section as the single state Medicaid agency to DMHC.

            AB 1467 (Committee on Budget), Chapter 23, Statutes of 2012,  
            among other provisions addresses Medi-Cal Dental Managed  
            Care in Sacramento and Los Angeles counties.  Provides for  
            the establishment of a stakeholder advisory committee to  
            provide input on the delivery of oral health and dental care  




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            services in Sacramento County.  Provides the Director of  
            DHCS with the authority to establish a beneficiary dental  
            exception process in which Medi-Cal beneficiaries  
            mandatorily enrolled in dental health plans in Sacramento  
            County can move to fee-for-service Denti-Cal.  Establishes a  
            list of performance measures to ensure that dental health  
            plans meet quality criteria, and requires an interagency  
            agreement with DMHC.AB 1457 also provides for the expansion  
            of Medi-Cal managed care into the 28 rural counties that are  
            now fee-for-service.  This proposal will result in General  
            Fund savings of $2.7 million in 2012-13.
            
            AB 2179 (Cohn), Chapter 797, Statutes of 2002, requires DMHC  
            and CDI to develop and adopted regulations to ensure that  
            enrollees have access to needed health care services.
            
          9.Support.  Health Access California sponsors this bill  
            indicating for more than twenty years, directors of DHCS  
            have assured lawmakers, advocates, and other stakeholders  
            that those Californians covered through Medi-Cal managed  
            care would have the same protections as every other  
            Californian in a managed care plan. Yet during all these  
            decades, we have listened to complaint after complaint from  
            consumers and physicians about lack of timely access to  
            adequate networks for those in Medi-Cal. Today over 70  
            percent of Californians on Medi-Cal are in managed care and  
            that proportion is still rising as numerous managed care  
            transitions continue. About half the consumers that DMHC is  
            responsible for protecting are in Medi-Cal managed care-yet  
            there is no focused scrutiny on Medi-Cal managed care plans.  
             Covered California has been an active purchaser, driving  
            hard bargains with its contracting plans. Health Access does  
            not oppose narrow networks but does oppose inadequate  
            networks that do not assure timely access to medically  
            necessary care. The National Health Law Program among other  
            provisions supports that this bill will hold Medi-Cal County  
            Organized Health Systems to the same standards as other  
            plans.  The March of Dimes indicates that Medi-Cal pays for  
            nearly 50 percent of births and 1.4 million individuals have  
            enrolled in an exchange plan so any quality improvements for  
            both of these types of plans can lead to healthier  
            pregnancies and healthier babies for a large population.   
            The California Pan-Ethnic Health Network indicates narrow  
            networks must be adequate networks that provide timely  
            access to care so that Californians with coverage through  




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            Covered California get the care they need when they need it.  
             Western Center on Law and Poverty believes it is critical  
            with these increases in Medi-Cal managed care that there is  
            proper scrutiny paid to timely access to care, network  
            adequacy, continuity of care and quality of care.  Western  
            Center also writes that joint oversight and responsibility  
            of DMHC and DHCS should be formalized as does this bill.   
            Western Center indicates that a survey of a plan's  
            commercial product is not sufficient to give information  
            about the adequacy of the plan in serving their Medi-Cal or  
            Covered California enrollees.  The California Chapter of the  
            American College of Emergency Physicians believes Medi-Cal  
            enrollees are over represented in emergency departments  
            because they can't get in to see a doctor.

          10.Concerns.  The Local Health Plans of California (LHPC) is  
            unclear how this bill better coordinates or streamlines the  
            existing audit processes between DHCS and DMHC.  LHPC is  
            aware of existing IAs to conduct joint surveys whenever  
            possible but is also subject to separate audits and ad-hoc  
            reports that are not coordinated.  LHPC is most concerned  
            that this bill will actually create an additional layer of  
            audit to ensure the other audits have been conducted.  LHPC  
            is not sure what recent amendments to coordinate surveys  
            will accomplish since coordination already occurs.  LHPC  
            describes examples of three different plans being audited 16  
            or 17 times over a three to four year period by different  
            federal and state agencies.  LHPC also believes it is  
            unnecessary to require a county contracting with DHCS for  
            Medi-Cal to comply with timely access requirements because  
            model contract language already requires it.
          
          11.Opposition.  The California Association of Health Plans  
            (CAHP) writes that health plans are held strictly  
            accountable for enrollee access through regulation, statute,  
            and contracts with state entities like Covered California  
            and Medi-Cal.  Currently, in order to obtain a license in  
            California, a health plan must undergo an exhaustive  
            application process through DMHC, which can take upwards of  
            a year and entails hundreds of application exhibits  
            demonstrating every aspect of proposed operations. Plans  
            must file their entire provider network, GeoAccess standards  
            and maps (plotting the location of all providers and all  
            members in each plan region), and methodologies for ensuring  
            timely access to care. If a health plan desires to expand  
            into a new line of business, the health plan must file all  




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            new exhibits demonstrating network adequacy. Once licensed,  
            health plans must file several weekly, monthly, quarterly or  
            annual reports and a combination of network, timely access,  
            and geographic access related reports as a routine part of  
            health plan operations. Additional ad hoc reports are  
            routinely requested by DMHC, DHCS, or Covered California.  
            All health plans already undergo a routine medical survey  
            within the first year of licensure and every three to five  
            years thereafter. It is important to note that health plans  
            pay an annual assessment to the DMHC to support many of  
            these regulatory functions including a hotline that helps  
            enrollees if they experience any difficulties accessing  
            care.  CAHP believes this bill will lead to more cost and  
            administrative burdens.

          12.Policy Questions.  
               
                  a.        Application to CDI.  The primary focus of  
                    this bill is Medi-Cal managed care plans and plans  
                    participating in Covered California, which at  
                    present are mostly entities licensed primarily by  
                    DMHC.  However, County Organizations Health Systems  
                    are not licensed by either department, with the  
                    exception of one, San Mateo Health Plan.  One  
                    Covered California carrier is regulated by CDI.   
                    Should some of this bill's provisions be extended to  
                    CDI?  For example, should CDI develop a standard  
                    methodology for monitoring timely access, and should  
                    insurers be required to use it?
                  

           SUPPORT AND OPPOSITION  :
          Support:  Health Access California (sponsor)
                    American Federation of State, County and Municipal  
                    Employees AFL-CIO
                    California Chapter of the American College of  
                    Emergency Physicians
                    California Coverage and Health Initiatives
                    California Medical Association
                    California Pan-Ethnic Health Network
                    California Primary Care Association
                    Children Now
                    Children's Defense Fund - California
                    March of Dimes California Chapter
                    National Health Law Program




          SB 964 | Page 18




                    PICO California
                    Service Employees International Union - California  
                    State Council
                    The Children's Partnership
                    United Ways of California
                    Western Center on Law and Poverty

          Oppose:   California Association of Health Plans




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