BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  SB 969
                                                                  Page  1

          SENATE THIRD READING
          SB 969 (DeSaulnier)
          As Amended  August 19, 2014
          Majority vote

           SENATE VOTE  :35-0  
          
           ADMINISTRATIVE REVIEW         11-1                   
          APPROPRIATIONS      17-0        
           
           ----------------------------------------------------------------- 
          |Ayes:|Frazier, Achadjian,       |Ayes:|Gatto, Bigelow,           |
          |     |Buchanan,                 |     |Bocanegra, Bradford, Ian  |
          |     |Ian Calderon, Cooley,     |     |Calderon, Campos,         |
          |     |Gorell, Hagman,           |     |Donnelly, Eggman, Gomez,  |
          |     |Lowenthal, Medina, Olsen, |     |Holden, Jones, Linder,    |
          |     |Salas                     |     |Pan, Quirk,               |
          |     |                          |     |Ridley-Thomas, Wagner,    |
          |     |                          |     |Weber                     |
          |-----+--------------------------+-----+--------------------------|
          |Nays:|Quirk-Silva               |     |                          |
          |     |                          |     |                          |
           ----------------------------------------------------------------- 

           SUMMARY  :  Requires an agency administering a transportation  
          megaproject, as defined, to develop a comprehensive risk  
          management plan and establish a peer review group to review the  
          project's plans and finances.  Specifically,  this bill  :   

          1)Defines a transportation megaproject to mean a project with  
            total estimated development and construction costs exceeding  
            $2.5 billion.

          2)Requires an administering agency to establish a comprehensive  
            risk management plan and comply with various financial  
            requirements related to the megaproject.

          3)Deems the requirements in 2) above, to be satisfied if an  
            administering agency is undertaking similar activities for a  
            megaproject as required by any state or federal agency. 

          4)Directs an administering agency to establish a peer review  
            group to review the megaproject's plans and finances and issue  
            an analysis to the agency's governing board or the  
            Legislature.








                                                                  SB 969
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          5)Deems the requirement to establish a peer review group in 4)  
            above, to be satisfied if an administering agency has already  
            established one as required by any state or federal agency.

          6)Requires an administering agency to post a list of all  
            engineers in charge of any work related to the megaproject,  
            including their license numbers and license type, on its Web  
            site.

          7)Exempts the California High Speed Rail Authority, which  
            already has a peer review group, from the requirements of this  
            bill.

           FISCAL EFFECT  :  According to the Assembly Appropriations  
          Committee:

          1)Potential reimbursable General Fund costs exceeding $150,000  
            per megaproject for local transportation entities to establish  
            and administer peer review groups and risk management plans.   
            The California Department of Transportation (Caltrans)  
            indicates that there is about one new local megaproject each  
            year.

            To the extent the peer review groups and risk management plans  
            lead to better project outcomes, agencies could realize  
            significant unknown cost savings.  (Each 1% saved on a $2.5  
            billion project would be $25 million.)

          2)Any costs to Caltrans would be minor and absorbable.  The  
            department, which rarely has jurisdiction over projects of  
            this magnitude, already applies the proscribed activities on  
            large projects.

           COMMENTS  :  Current law permits local administering agencies to  
          establish a peer review group to provide expert advice on the  
          scientific and technical aspects of public works projects.  If  
          an agency chooses to create a peer review group for this  
          purpose, it must develop a transparent process for selecting  
          members of the group, draft a charter, and post the charter on  
          its Web site.  

          This bill requires agencies that administer transportation  
          megaprojects to establish both a peer review group and a  
          comprehensive risk management plan.  According to the author,  








                                                                  SB 969
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          this bill is intended to improve the state's delivery of large  
          projects by applying best practice principles of oversight and  
          risk management to all future transportation megaprojects.


           Analysis Prepared by  :    Cassie Royce / A. & A.R. / (916)  
          319-3600 


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