BILL ANALYSIS                                                                                                                                                                                                    �






                             SENATE JUDICIARY COMMITTEE
                         Senator Hannah-Beth Jackson, Chair
                              2013-2014 Regular Session


          SB 1050 (Monning)
          As Amended March 26, 2014
          Hearing Date: April 8, 2014
          Fiscal: Yes
          Urgency: No
          TMW


                                        SUBJECT
                                           
                 Notaries Public:  Verification of Identity:  Notice

                                      DESCRIPTION  

          This bill would add a statutory notice to specified forms  
          completed by a notary public indicating that the notarial  
          certification verifies only the identity of the person who  
          signed the document, and not the truthfulness, accuracy, or  
          validity of that document.  That notice would be included, as  
          specified, in a certificate of acknowledgment, proof of  
          execution, and jurat.

                                      BACKGROUND  

          A notary public is a public officer appointed and commissioned  
          by the Secretary of State to serve the public in non-contentious  
          matters generally concerning estates, deeds, powers-of-attorney,  
          foreign and international business, and other written  
          instruments.  Occasionally, an individual who is party to a more  
          sensitive formal agreement, such as a child custody agreement, a  
          confidential marriage license, or an advance healthcare  
          directive, must have the agreement notarized before it can enter  
          into force.  A notary's main functions are to take  
          acknowledgements of various written instruments, administer  
          oaths and affirmations, take depositions and affidavits, certify  
          copies of powers of attorney under the Probate Code, demand  
          acceptance and payment of foreign and inland bills of exchange  
          or promissory notes, and to protest nonpayment and nonacceptance  
          of bills and notes.  

          A certificate of acknowledgment is the form most frequently  
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          completed by a notary public.  In the certificate of  
          acknowledgment, the notary public certifies:  1) that the signer  
          personally appeared before the notary public on the date  
          indicated in the county indicated; 2) the identity of the  
          signer; and 3) that the signer acknowledged executing the  
          document.  A notary public may also certify this information on  
          a proof of execution of an instrument, or a jurat (a  
          certification added to an affidavit or deposition).

          This bill, sponsored by the Secretary of State, would add a  
          statutory notice to specified forms that the notarial  
          certification verifies only the identity of the person who  
          signed the document to which the certification is attached but  
          not the truthfulness, accuracy, or validity of that document.

                                CHANGES TO EXISTING LAW
           
           Existing law  authorizes the proof or acknowledgment of written  
          instruments before specified officers of the state, including  
          notaries public.  (Civ. Code Secs. 1180-1183.)

           Existing law  provides that the acknowledgment of an instrument  
          may not be taken unless the officer (notary public) taking it  
          has satisfactory evidence, as specified, that the person making  
          the acknowledgment is the individual who is described in and who  
          executed the instrument.  (Civ. Code Sec. 1185.)

           Existing law  provides that, when an instrument is executed prior  
          to being presented to a notary public for certification of the  
          document signer, a notary public may certify a proof of  
          execution after verifying the identification of the signer or  
          person who witnessed the execution of the document (subscribing  
          witness).  (Civ. Code Sec. 1195.)  However, a proof of execution  
          may not be used for certain documents such as a power of  
          attorney, grant deed, mortgage, deed of trust, quitclaim deed,  
          or security agreement.  (Civ. Code Sec. 1195(b)(1).)

           Existing law  provides that a public notary may execute a jurat,  
          as specified, to be attached to an affidavit or deposition  
          testimony whereby a person swears under oath that the statement  
          contained in the affidavit or deposition testimony are true and  
          correct.  (Gov. Code Sec. 8202.)

           Existing law  provides a form certificate of acknowledgment,  
          proof of execution, and jurat for a notary public to use when  
          certifying the identity of a person signing a document.  (Civ.  
                                                                      



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          Code Secs. 1189, 1195; Gov. Code Sec. 8202.)
           
          This bill  would add a statutory notice to a form certificate of  
          acknowledgment, proof of execution, and jurat that the notarial  
          certification verifies only the identity of the person who  
          signed the document to which the certification is attached, and  
          not the truthfulness, accuracy, or validity of that document.  

           This bill  would require that notice, in not less than 12-point  
          boldface font type, to be inserted in a box at the top of the  
          certificate of acknowledgment, proof of execution, or jurat.

                                        COMMENT
           
          1.  Stated need for the bill  
          
          The author writes:
          
            When people are unfamiliar with the meaning and effect of a  
            notary's seal and signature, there is an opportunity for  
            criminals to pass deceptive legal documents claiming a false  
            right to money, authority, or real property by inferring,  
            suggesting, or stating that the notary's seal and signature  
            constitute an official endorsement of authenticity. 

            SB 1050 seeks to reduce fraud by including a clear consumer  
            notification statement as to the limited effect of a notary's  
            seal and signature.  People unfamiliar with notary seals who  
            are studying a fraudulent document presented to them will not  
            give undue consideration to a notary seal as an official  
            endorsement of authenticity and legal correctness. 

          2.  Consumer notice statement  

          Existing law provides for the regulation of notaries public and  
          specifies the notary public oath, which includes that the person  
          signing the legal instrument personally appeared before the  
          notary public and the person provided satisfactory identifying  
          documents proving the person's identity.  This bill would add a  
          consumer notice statement to a certificate of acknowledgment,  
          proof of execution, and jurat form that the notarial  
          certification verifies only the identity of the person who  
          signed the document, not the truthfulness, accuracy, or validity  
          of that document.

          The author states that this bill would provide public awareness  
                                                                      



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          that a notary's seal on a document has limited effect and does  
          not provide official endorsement of the authenticity or legal  
          correctness of a document that has been notarized.  Further, the  
          author argues that "[c]urrent notary forms contain somewhat  
          dense language that relate to notaries' affirmation of the  
          identity of the signer, but there is no language included in  
          notary certificates indicating that the notary's acknowledgement  
           does not  verify or validate the content of  documents bearing a  
          notary's seal and signature."  (Emphasis in original.)  The  
          author argues that this bill will help reduce fraud by including  
          a clear consumer notification statement as to the limited effect  
          of the notary's seal and signature.

          The Secretary of State (SOS), sponsor of this bill, has reported  
          receiving inquiries from the public regarding the validity of  
          documents that bear a notary's seal and signature.  The SOS  
          states that "[w]hen people are unfamiliar with the meaning of a  
          notary's seal, it creates an opportunity for criminals to imply  
          or falsely state that a notary's seal and signature represent an  
          official endorsement or approval of the document.  One recent  
          instance of notary fraud involved false property titles and led  
          to dozens of people being cheated out of homes and rental  
          properties worth millions of dollars.  The victims may have been  
          more suspicious about the fraudulent transactions if they were  
          warned that a notary's seal did not guarantee the legal  
          correctness of [the] property transaction documents."  The SOS  
          asserts that the consumer protection statement in this bill  
          would protect businesses and members of the public, as well as  
          commissioned notaries from having their work misrepresented or  
          used for illegal purposes.

          In order to better inform the public that a notary public merely  
          verifies identification of the signer, not the validity of the  
          document itself, this bill seeks to educate the public as to the  
          function of a notary by clearly stating the role of the notary  
          in a notice to be included in a certificate of acknowledgment,  
          proof of execution, or jurat.  Further, by specifying the exact  
          location, presentation, and font type of the notice required to  
          be placed on the notarial certification, this bill would alert a  
          third-party receiving the document signed by the individual that  
          the document, though notarized, is not necessarily legal,  
          accurate, or valid merely because of the notarization.


           Support  :  None Known

                                                                      



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           Opposition  :  None Known

                                        HISTORY
           
           Source  :  California Secretary of State

           Related Pending Legislation  :  AB 2747 (Asm. Comm. on Judiciary,  
          2014) would impose a $1,500 civil penalty on a person who  
          willfully fails to discharge fully and faithfully any of the  
          duties or responsibilities required of a notary public.  This  
          bill is currently in the Assembly Committee on Judiciary.

           Prior Legislation  :

          AB 625 (Quirk, Ch. 159, Stats. 2013) added inmate identification  
          cards issued by the California Department of Corrections and  
          Rehabilitation to the list of documents presumed to prove the  
          identity of an incarcerated individual who executes a written  
          instrument.

          AB 886 (Runner, Ch. 399, Stats. 2007) required, among other  
          things, notaries public to determine by satisfactory evidence  
          only that a person acknowledging an instrument is the individual  
          who is described in and who signed the instrument, and to  
          certify the document under penalty of perjury.  AB 886 also  
          required notaries to obtain the thumbprint of a party signing a  
          document where the document to be notarized is a deed, quitclaim  
          deed, deed of trust affecting real property, or a power of  
          attorney.

          AB 2062 (Nakano, Ch. 539, Stats. 2004) required a notary public  
          to use a form jurat when authenticating the identity of a person  
          signing an affidavit.
          AB 1090 (Tucker, Ch. 1044, Stats. 1993), among other things,  
          revised the criteria for determining whether an individual has  
          presented satisfactory evidence of identity for a notary public  
          to take an acknowledgment of an instrument.

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