BILL ANALYSIS                                                                                                                                                                                                    �



                                                                  SB 1050
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          Date of Hearing:  June 10, 2014

                           ASSEMBLY COMMITTEE ON JUDICIARY
                                Bob Wieckowski, Chair
                    SB 1050 (Monning) - As Amended:  June 2, 2014

                                  PROPOSED CONSENT

           SENATE VOTE  :  35-0

           SUBJECT  :  NOTARIES PUBLIC: VERIFICATION OF IDENTITY: NOTICE

           KEY ISSUE  :  IN ORDER TO REDUCE MISREPRESENTATION OF NOTARIZED  
          DOCUMENTS TO COMMIT FRAUD, SHOULD THE NOTARY CERTIFICATE CONTAIN  
          A CONSUMER NOTICE INDICATING THAT THE NOTARY'S SEAL ON THE  
          DOCUMENT VERIFIES ONLY THE IDENTITY OF THE SIGNER, AND NOT THE  
          VALIDITY OR ACCURACY OF THE DOCUMENT ITSELF?

                                      SYNOPSIS
          
          This non-controversial bill, sponsored by the Secretary of  
          State, seeks to protect consumers and reduce the opportunity for  
          fraud that stems from a common misperception about what it means  
          when a notary public affixes his or her seal and signature to a  
          document (i.e. "notarizes" the document.)  According to the  
          author, when people are unfamiliar with the meaning of a  
          notary's seal, it creates an opportunity for criminals to imply  
          or falsely state that a notary's seal and signature represent an  
          official endorsement or approval of the document.  Because of  
          this kind of fraud, people have reportedly been cheated out of  
          title to homes and rental property.  This bill revises the three  
          types of common forms used by notaries to include a consumer  
          notification statement indicating that the notary public  
          verifies only the identity of the signer, and not the content of  
          the documents to which the notary certificate is attached.  The  
          bill requires this statement to be in text box above the body of  
          the certificate, so that the statement will be more visible and  
          will stand alone above the dense legal language in the actual  
          notary certificate.  The bill is intended to alert those  
          receiving the document signed by the individual that the  
          document, though notarized, is not necessarily legal, accurate,  
          or valid merely because of the notarization.  This bill passed  
          the Senate without receiving any "No" votes and has no known  
          opposition.









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           SUMMARY  :  Requires a statutory notice to appear at the top of  
          specified notary documents clarifying the meaning and effect of  
          the notary's seal and signature.  Specifically,  this bill  :    

          1)Adds a statutory notice to a form certificate of  
            acknowledgment, proof of execution, and jurat that the  
            notarial certification verifies only the identity of the  
            person who signed the document to which the certification is  
            attached, and not the truthfulness, accuracy, or validity of  
            that document.  

          2)Requires the above notice to be printed legibly and inserted  
            in a box at the top of the certificate of acknowledgment,  
            proof of execution, or jurat.



           EXISTING LAW:   

          1)Authorizes the proof or acknowledgment of written instruments  
            before specified officers of the state, including notaries  
            public.  (Civil Code Sections 1180 to 1183.  All further  
            references are to this code unless otherwise stated.)

          2)Provides that the acknowledgment of an instrument may not be  
            taken unless the notary public taking it has satisfactory  
            evidence, as specified, that the person making the  
            acknowledgment is the individual who is described in and who  
            executed the instrument.  (Section 1185.)

          3)Provides that, when an instrument is executed prior to being  
            presented to a notary public for certification of the document  
            signer, he or she may certify a proof of execution after  
            verifying the identification of the signer or person who  
            witnessed the execution of the document (also known as the  
            "subscribing witness.")  (Section 1195.)  

          4)Provides that a public notary may execute a jurat, as  
            specified, to be attached to an affidavit or deposition  
            testimony whereby a person swears under oath that the  
            statement contained in the affidavit or deposition testimony  
            are true and correct.  (Government Code Section 8202.)

          5)Specifies a statutory form for the certificate of  
            acknowledgment, proof of execution, and jurat to be used by a  








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            notary public when certifying the identity of a person signing  
            a document.  (Civil Code Sections 1189 and 1195; Government  
            Code Section 8202.)

           FISCAL EFFECT  :  As currently in print this bill is keyed fiscal.

           COMMENTS  :  This non-controversial bill, sponsored by the  
          Secretary of State, seeks to protect consumers and reduce the  
          opportunity for fraud that stems from a common misperception  
          about what it means when a notary public affixes his or her seal  
          and signature to a document (i.e. "notarizes" the document.)  

          In the animated 1966 Peanuts television special "It's the Great  
          Pumpkin, Charlie Brown," there is a classic scene in which Lucy  
          tries to persuade a skeptical Charlie Brown to kick the football  
          she will hold for him, despite the many previous times she has  
          pulled it away at the last moment, causing him to fly through  
          the air and land flat on his back.

               Lucy: This time you can trust me.  See?  (offering  
               document) Here's a signed document testifying that I  
               promise not to pull it away.

               Charlie Brown (examining the document): It is signed.   
               It's a signed document!  I guess if you have a signed  
               document in your possession, you can't go wrong.  This  
               year, I'm really going to kick that football!

               (He runs up to kick the football, falls flat on his  
               back after Lucy pulls the ball away.)

               Lucy (re-examining the document):  Peculiar thing about  
               this document, it was never notarized.

          Lucy's suggestion that the content of the document would have  
          been more trustworthy had it been simply notarized is precisely  
          the kind of misperception about notarized documents that the  
          author of this bill seeks to dispel.  According to the author:  

               When consumers are unfamiliar with the meaning and  
               effect of a notary's action and certificate, there is  
               an opportunity for criminals to pass deceptive legal  
               documents claiming a false right to money, authority,  
               or real property by inferring, suggesting, or stating  
               that the notary's seal and signature constitute an  








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               official endorsement of authenticity of the legal  
               document to which it is attached. 

               SB 1050 seeks to reduce fraud and protect consumers by  
               including a clear notification statement on a notary  
               certificate outlining the limited effect of a notary's  
               actions.  People unfamiliar with notary seals who are  
               studying a fraudulent document presented to them will  
               not give undue consideration to a notary certificate as  
               an official endorsement of authenticity and legal  
               correctness. 

           Background on notarization of documents  .  A notary public is a  
          public officer appointed and commissioned by the Secretary of  
          State to serve the public in non-contentious matters generally  
          concerning estates, deeds, powers-of-attorney, foreign and  
          international business, and other written instruments.   
          Occasionally, an individual who is party to a more sensitive  
          formal agreement, such as a child custody agreement, a  
          confidential marriage license, or an advance healthcare  
          directive, must have the agreement notarized before it can enter  
          into force.  A notary's main functions are to take  
          acknowledgements of various written instruments, administer  
          oaths and affirmations, take depositions and affidavits, certify  
          copies of powers of attorney under the Probate Code, demand  
          acceptance and payment of foreign and inland bills of exchange  
          or promissory notes, and to protest nonpayment and  
          non-acceptance of bills and notes.  

          A "certificate of acknowledgment" is the form most frequently  
          completed by a notary public.  In the certificate of  
          acknowledgment, the notary public certifies that: (1) the signer  
          personally appeared before the notary public on the date  
          indicated in the county indicated; (2) the identity of the  
          signer; and (3) the signer acknowledged executing the document.   
          The "proof of execution" is a notarized form that can be used  
          when the actual signer of a legal document does not physically  
          appear before a commissioned notary, but when a subscribing  
          witness appears in place of the consumer who signed the legal  
          document.  Finally, the "jurat" form is used by a commissioned  
          notary to verify the identity of a consumer who signs a legal  
          document in front of the notary, and then performs a sworn oath  
          to the notary confirming their identity.  Importantly, it should  
          be noted that while all three of these forms serve the purpose  
          of confirming the identity of a person, none of them purport to  








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          verify the contents of the actual document being signed.  

           This bill requires a specified consumer notification statement  
          to be added to the top of all three forms.   This bill revises  
          the three types of common forms used by notaries to include a  
          consumer notification statement indicating that the notary  
          public verifies only the identity of the signer, and not the  
          content of the documents to which the notary certificate is  
          attached.  The bill requires this statement to be in text box  
          above the body of the certificate, so that the statement will be  
          more visible and will stand alone above the dense legal language  
          in the actual notary certificate. 

          In order to better inform the public that a notary public merely  
          verifies identification of the signer, not the validity of the  
          document itself, this bill seeks to educate the public as to the  
          function of a notary by clearly stating the role of the notary  
          in a notice to be included in a certificate of acknowledgment,  
          proof of execution, or jurat.  The bill is intended to alert a  
          third-party receiving the document signed by the individual that  
          the document, though notarized, is not necessarily legal,  
          accurate, or valid merely because of the notarization.

          Recent amendments to the bill delete the requirement that the  
          notification statement appear in a 12 point boldface font, and  
          instead simply require the notice to be "legible."  According to  
          the author, the requirement that the notice simply be legible  
          reflects existing law, and is intended only to provide some  
          flexibility to those responsible for administering and printing  
          the forms-not to suggest that other forms and notices may be  
          illegible unless otherwise specifically required to be legible  
          by statute.
           
          ARGUMENTS IN SUPPORT  :  The Secretary of State (SOS), sponsor of  
          this bill, has reported receiving inquiries from the public  
          regarding the validity of documents that bear a notary's seal  
          and signature.  The SOS reports that "One recent instance of  
          notary fraud involved false property titles and led to dozens of  
          people being cheated out of homes and rental properties worth  
          millions of dollars.  The victims may have been more suspicious  
          about the fraudulent transactions if they were warned that a  
          notary's seal did not guarantee the legal correctness of [the]  
          property transaction documents."  The SOS asserts that the  
          consumer protection statement in this bill will protect  
          businesses and members of the public, and will also prevent  








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          commissioned notaries from having their work misrepresented or  
          used for illegal purposes.

           REGISTERED SUPPORT / OPPOSITION  :

           Support 
           
          Secretary of State Debra Bowen
           
            Opposition 
           
          None on file

           Analysis Prepared by  :   Anthony Lew / JUD. / (916) 319-2334