BILL ANALYSIS                                                                                                                                                                                                    �







                      SENATE COMMITTEE ON PUBLIC SAFETY
                            Senator Loni Hancock, Chair              S
                             2013-2014 Regular Session               B

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          SB 1097 (Nielsen) URGENCY                                   
          As Introduced: February 19, 2014 
          Hearing date:  April 22, 2014
          Penal Code
          AA:sl

                                     REALIGNMENT:

                              OFFENDER POPULATION DATA  


                                       HISTORY

          Source:  Author

          Prior Legislation: None

          Support: Association for Los Angeles Deputy Sheriffs; Los  
          Angeles Probation Officers 
                   Union, AFSCME Local 685; Riverside Sheriffs'  
          Association

          Opposition:None known
           


                                        KEY ISSUES
           
          SHOULD DATA FROM EACH COUNTY CONCERNING CRIMINAL OFFENDERS  
          "REALIGNED" PURSUANT TO AB 109 (2011) BE COLLECTED, COMPILED AND  
          REPORTED, AS SPECIFIED?

          SHOULD THE STATE PROVIDE FUNDING TO SUPPORT THE CREATION OR  
          EXPANSION OF INFRASTRUCTURE THAT ALLOWS EACH COUNTY TO CONSISTENTLY  


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          COLLECT AND REPORT THIS INFORMATION, AS SPECIFIED?






                                       PURPOSE

          The purpose of this bill is to establish funding and a  
          framework, established through the Board of State and Community  
          Corrections, for collecting and compiling data concerning  
          criminal offenders who were "realigned" pursuant to AB 109 in  
          2011, as specified.

           Under current law,  "crimes and public offenses" include  
          felonies, misdemeanors, and infractions. (Penal Code � 16).    
           Under current law  , a felony is a crime punishable by death, by  
          imprisonment in state prison, or by imprisonment in county jail,  
          as specified.  (See Penal Code �� 190 et seq.; 1170); every  
          other crime or public offense is a misdemeanor "except those  
          offenses that are classified as infractions." (Penal Code �  
          17(a).)
           
          Current law  provides that the Attorney General is the head of  
          the Department of Justice ("DOJ").  (Government Code � 12510.)

           Current law  requires DOJ "present to the Governor, on or before  
          July 1st, an annual report containing the criminal statistics of  
          the preceding calendar year and to present at other times as the  
          Attorney General may approve reports on special aspects of  
          criminal statistics.  A sufficient number of copies of all  
          reports shall be prepared to enable the Attorney General to send  
          a copy to all public officials in the state dealing with  
          criminals and to distribute them generally in channels where  
          they will add to the public enlightenment."  (Penal Code �  
          13010(g).)

           Current law  requires this report to contain statistics showing  
          all of the following:

               (a)    The amount and the types of offenses known to  


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                 the public authorities;
               (b)    The personal and social characteristics of  
                 criminals and delinquents;
               (c)    The administrative actions taken by law  
                 enforcement, judicial, penal, and correctional  
                 agencies or institutions, including those in the  
                 juvenile justice system, in dealing with criminals  
                 or delinquents;
               (d)    The administrative actions taken by law  
                 enforcement, prosecutorial, judicial,    
                 penal, and correctional agencies, including those in  
                 the juvenile justice system, in dealing with minors  
                 who are the subject of a petition or hearing in the  
                 juvenile court to transfer their case to the  
                 jurisdiction of an adult criminal court or whose  
                 cases are directly filed or otherwise initiated in  
                 an adult criminal court; and
               (e)    The number of citizens' complaints received by  
                 law enforcement agencies   
                 under Section 832.5. These statistics shall indicate  
                 the total number of these complaints, the number  
                 alleging criminal conduct of either a felony or  
                 misdemeanor, and the number sustained in each  
                 category. The report shall not contain a reference  
                 to any individual agency but shall be by gross  
                 numbers only.

               It shall be the duty of the DOJ to give adequate  
               interpretation of the statistics and so to present the  
               information that it may be of value in guiding the  
               policies of the Legislature and of those in charge of  
               the apprehension, prosecution, and treatment of the  
               criminals and delinquents, or concerned with the  
               prevention of crime and delinquency.  The report shall  
               also include statistics which are comparable with  
               national uniform criminal statistics published by  
               federal bureaus or departments heretofore mentioned.   
               (Penal Code � 13012.)

           Current law  establishes the "Board of State and Community  
          Corrections" ("BSCC"), with the following mission:    



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               The mission of the board shall include providing  
               statewide leadership, coordination, and technical  
               assistance to promote effective state and local  
               efforts and partnerships in California's adult and  
               juvenile criminal justice system, including addressing  
               gang problems.  This mission shall reflect the  
               principle of aligning fiscal policy and correctional  
               practices, including, but not limited
               to prevention, intervention, suppression, supervision,  
               and incapacitation, to promote a justice investment  
               strategy that fits each county and is consistent with  
               the integrated statewide goal of improved public  
               safety through cost-effective, promising, and  
               evidence-based strategies for managing criminal  
               justice populations.  (Penal Code � 6024(b).)
           
          Current law  enumerates the duties of the BSCC, including the  
          following with respect to data collection and analysis:

                 "Collect and maintain available information and data  
               about state and community correctional policies, practices,  
               capacities, and needs, including, but not limited to,  
               prevention, intervention, suppression, supervision, and  
               incapacitation, as they relate to both adult corrections,  
               juvenile justice, and gang problems.  "The board shall seek  
               to collect and make publicly available up-to-date data and  
               information reflecting the impact of state and community  
               correctional, juvenile justice, and gang-related policies  
               and practices enacted in the state, as well as information  
               and data concerning promising and evidence-based practices  
               from other jurisdictions;"
                 Develop recommendations for the improvement of criminal  
               justice and delinquency and gang prevention activity  
               throughout the state;
                 Identify, promote, and provide technical assistance  
               relating to evidence-based programs, practices, and  
               promising and innovative projects consistent with the  
               mission of the board;
                 Develop definitions of key terms, including, but not  
               limited to, "recidivism," "average daily population,"  
               "treatment program completion rates," and any other terms  
               deemed relevant in order to facilitate consistency in local  


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               data collection, evaluation, and implementation of  
               evidence-based practices, promising evidence-based  
               practices, and evidence-based programs, as specified;   
                 Cooperate with and render technical assistance to the  
               Legislature, state agencies, units of general local  
               government, combinations of those units, or other public or  
               private agencies, organizations, or institutions in matters  
               relating to criminal justice and delinquency prevention;
                 Conduct evaluation studies of the programs and  
               activities assisted by the federal acts;
                 Identify and evaluate state, local, and federal gang and  
               youth violence suppression, intervention, and prevention  
               programs and strategies, along with funding for those  
               efforts, as specified; 
                 Collect county realignment plans, as specified, and  
               analyze and report on "available data regarding the  
               implementation of the local plans and other outcome-based  
               measures," as specified; and,  
                 Support the development and implementation of first  
               phase baseline and ongoing data collection instruments to  
               reflect the local impact of realignment, specifically  
               related to dispositions for felony offenders and  
               postrelease community supervision, including making any  
               data collected in this regard available on the BSCC Web  
               site, as specified.  (Penal Code � 6027(a) and (b).)

           Current law  additionally authorizes the BSCC to:

                 Collect, evaluate, publish, and disseminate statistics  
               and other information on the condition and progress of  
               criminal justice in the state; and
                 Perform other functions and duties as required by  
               federal acts, rules, regulations, or guidelines in acting  
               as the administrative office of the state planning agency  
               for distribution of federal grants.  (Penal Code �  
               6027(c).)
           
          This bill  would establish the "Criminal Justice Reinvestment  
          Assessment Grant Program of 2014" ("Program"), with specified  
          purposes, requirements and features described below.

           Administration and Purpose


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          This bill  would require that the program be administered by  
          BSCC.

           This bill  would provide that the purpose of the program is to  
          establish and implement "reporting systems to identify and  
          expand programs that provide proven, evidence-based, local  
          programming opportunities for the successful reintegration of  
          offenders into society."

           This bill  would require BSCC to "award grants to assist counties  
          with the creation or expansion of infrastructure that allows  
          each county to consistently collect and report criminal justice  
          information" enumerated by this bill.

           Local Information Collection and Reporting Requirements
          
          This bill  would require that, on or before June 1, 2014, each  
          local community corrections partnership<1> shall report to BSCC  
          on the county's capacity to collect and report the data required  
          by this bill, as enumerated below.  

           This bill  would require that this report "include a local plan  
          that identifies the additional resources necessary for that  
          county to consistently collect and report criminal justice  
          information" required by this bill.    

           BSCC Review and Granting Authority
           
           This bill  would require BSCC to review each county's capacity  
          assessment, and "prioritize and award grants" pursuant to the  
          standards described below.  

           This bill  would require BSCC to "establish minimum standards,  
          funding schedules, and procedures for awarding grants, which  
          shall take into consideration, but not be limited to, all of the  
          following:

               (a) Size of the county.
               (b) Demonstrated efforts to report data prior to January 1,  
               -------------------------
          <1> Specifically, established pursuant to Penal Code Section  
          1230.

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               2016.
               (c) Demonstrated ability to report data prior to January 1,  
               2016." 

           This bill  would require that funding "shall be used to  
          supplement, rather than supplant, existing programs.  Grant  
          funds shall be used for programs that are identified in the  
          local plan . . . ." 

           BSCC Reporting
           
           This bill  would require BSCC to "submit to the Legislature on or  
          before June 15, 2014, a report detailing the estimated need,  
          cost, and schedule for each county to consistently collect and  
          report criminal justice information as required by (this bill) .  
          . . .  "

           This bill  would require BSCC to compile the local reports of the  
          data specified below concerning persons convicted of jail  
          felonies and, by May 15, 2015, and by May 15 of each year  
          thereafter, make a report to the Governor and the Legislature  
          that summarizes the data reported by the counties.  

           This bill  would require BSCC to compile the local reports of the  
          data specified below concerning persons released from prison and  
          subject to Postrelease Community Supervision and, by May 15,  
          2015, and by May 15 of each year thereafter, make a report to  
          the Governor and the Legislature that summarizes the data  
          reported by the counties pursuant to subdivision (a).  

           Data to be Reported
           
           This bill  would require that on or before January 1, 2015, and  
          annually each year thereafter, each county shall report  
          specified data to BSCC in a format prescribed by BSCC. 

           This bill  would require BSCC to "specify and define minimum  
          required reporting which shall include, but not be limited to,  
          the following for each individual sentenced" as a jail felon  
          (specifically, sentenced pursuant to Penal Code section  
          1170(h)):  



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               (1) Individual identifiers;
               (2) County identifiers;
               (3) Date of birth;
               (4) Gender;
               (5) Race or ethnicity;
               (6) Age at first arrest;
               (7) Conviction offense;
               (8) Sanction or sentence received;
               (9) Total jail time served;
               (10) Release status;
               (11) Violations of probation;
               (12) Rearrests;
               (13) Reconvictions;
               (14) Any other return to custody;
               (15) Use of flash incarceration;
               (16) Assessed risk level;
               (17) Participation in pretrial programs;
               (18) Participation in specialty court;
               (19) Participation in day reporting release programs;
               (20) Participation in electronic monitoring programs;
               (21) Participation in community service release programs;
               (22) Participation in work release programs;
               (23) Participation in intensive probation supervision;
               (24) Needs assessment;
               (25) Any reentry programming provided;
               (26) Participation in cognitive behavioral therapy;
               (27) Participation in mental health treatment;
               (28) Participation in substance abuse treatment;
               (29) Participation in gender-specific programming; 
               (30) Participation in family programming;
               (31) Any health care assistance provided;
               (32) Any housing assistance provided;
               (33) Any income support provided;
               (34) Any employment assistance provided;
               (35) Any vocational training assistance provided;
               (36) Any educational enrollment assistance provided;
               (37) Any mentoring programming provided; and,
               (38) Any peer support programming provided.

           This bill  would require that, on or before January 1, 2015, and  
          annually each year thereafter, each county shall provide  
          specified data to BSCC in a format prescribed by BSCC.  This  


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          bill would require BSCC to specify and define minimum required  
          reporting which shall include, but not be limited to, the  
          following for each individual released from prison who is  
          subject to local supervision (specifically, "Postrelease  
          Community Supervision," pursuant to Penal Code Section 3451):

               (1) Violations of postrelease community supervision;
               (2) Rearrests;
               (3) Reconvictions;
               (4) Any other return to custody;
               (5) Use of flash incarceration;
               (6) Participation in intensive probation supervision;
               (7) Any reentry programming provided;
               (8) Participation in cognitive behavioral therapy;
               (9) Participation in mental health treatment;
               (10) Participation in substance abuse treatment;
               (11) Participation in gender-specific programming;
               (12) Participation in family programming;
               (13) Any health care assistance provided;
               (14) Any housing assistance provided;
               (15) Any income support provided;
               (16) Any employment assistance provided;
               (17) Any vocational training assistance provided;
               (18) Any educational enrollment assistance provided;
               (19) Any mentoring programming provided; and,
               (20) Any peer support programming provided.

           Appropriation, Local Mandate and Local Planning Grants
           
           This bill  contains an unspecified General Fund appropriation to  
          BSCC for the 2014-15 fiscal year for the purposes of  
          implementing its provisions.
           
           This bill  would authorize BSCC to award up to the amount of the  
          appropriation, less BSCC's "administrative costs, not to exceed  
          5 percent of the total grant funding awarded statewide, as  
          individual grants not exceeding ____to counties to assist in  
          establishing data reporting systems that will allow a county to  
          consistently collect and report criminal justice information as  
          required by (this bill) . . ."

           Legislative Findings and Declarations


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           This bill  contains legislative findings and declarations  
          generally concerning the Legislature's commitment to reducing  
          recidivism among criminal offenders and the 2011 criminal  
          justice realignment (AB 109), including:
           
               (c) The 2011 Realignment Legislation addressing public  
               safety represents a significant shift of  
               responsibilities and may be the largest criminal  
               justice experiment in modern history. However, the  
               quick and unanticipated nature of the passage of this  
               legislation, in combination with broad county  
               discretion in its implementation, offers a unique and  
               crucial opportunity to identify best practices in  
               community corrections and the impacts of correctional  
               decentralization.

               (d) The 2011 Realignment Legislation addressing public  
               safety did not require counties to collect data on  
               outcome measures, nor did it provide specific  
               resources for data collection that if adequately  
               funded and properly implemented would allow  
               policymakers, researchers, stakeholders, and counties  
               to take advantage of the historic opportunity to study  
               and evaluate the changing felon population and the  
               strategies and interventions that counties employ to  
               reduce recidivism.

               (e) The Bureau of State Audits' September 2013 High  
               Risk report identified the 2011 realignment of  
               criminal justice responsibilities between the state  
               and counties as a "high-risk" policy, citing a lack of  
               "reliable and meaningful realignment data to ensure  
               [the state's] ability to effectively monitor progress  
               toward achieving intended realignment goals."

               (f) It is the intent of the Legislature to fully fund  
               the data collection and reporting efforts required by  
               this article. It is further the intent of the  
               Legislature that funding for these activities not come  
               from existing funding that supports the 2011  
               Realignment Legislation addressing public safety.


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           This bill  is an urgency bill, citing the following "facts  
          constituting the necessity":

               In order to ensure that relevant data pertaining to  
               the 2011 Realignment Legislation addressing public  
               safety are collected and reported as soon as possible  
               to allow stakeholders to measure the effectiveness of  
               this landmark change in public safety policy, it is  
               necessary that this bill go into immediate effect.

                     RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION

          For the last several years, severe overcrowding in California's  
          prisons has been the focus of evolving and expensive litigation  
          relating to conditions of confinement.  On May 23, 2011, the  
          United States Supreme Court ordered California to reduce its  
          prison population to 137.5 percent of design capacity within two  
          years from the date of its ruling, subject to the right of the  
          state to seek modifications in appropriate circumstances.   

          Beginning in early 2007, Senate leadership initiated a policy to  
          hold legislative proposals which could further aggravate the  
          prison overcrowding crisis through new or expanded felony  
          prosecutions.  Under the resulting policy, known as "ROCA"  
          (which stands for "Receivership/ Overcrowding Crisis  
          Aggravation"), the Committee held measures that created a new  
          felony, expanded the scope or penalty of an existing felony, or  
          otherwise increased the application of a felony in a manner  
          which could exacerbate the prison overcrowding crisis.  Under  
          these principles, ROCA was applied as a content-neutral,  
          provisional measure necessary to ensure that the Legislature did  
          not erode progress towards reducing prison overcrowding by  
          passing legislation, which would increase the prison population.  
            

          In January of 2013, just over a year after the enactment of the  
          historic Public Safety Realignment Act of 2011, the State of  
          California filed court documents seeking to vacate or modify the  
          federal court order requiring the state to reduce its prison  
          population to 137.5 percent of design capacity.  The State  
          submitted that the, ". . .  population in the State's 33 prisons  


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          has been reduced by over 24,000 inmates since October 2011 when  
          public safety realignment went into effect, by more than 36,000  
          inmates compared to the 2008 population . . . , and by nearly  
          42,000 inmates since 2006 . . . ."  Plaintiffs opposed the  
          state's motion, arguing that, "California prisons, which  
          currently average 150% of capacity, and reach as high as 185% of  
          capacity at one prison, continue to deliver health care that is  
          constitutionally deficient."  In an order dated January 29,  
          2013, the federal court granted the state a six-month extension  
          to achieve the 137.5 % inmate population cap by December 31,  
          2013.  

          The Three-Judge Court then ordered, on April 11, 2013, the state  
          of California to "immediately take all steps necessary to comply  
          with this Court's . . . Order . . . requiring defendants to  
          reduce overall prison population to 137.5% design capacity by  
          December 31, 2013."  On September 16, 2013, the State asked the  
          Court to extend that deadline to December 31, 2016.  In  
          response, the Court extended the deadline first to January 27,  
          2014 and then February 24, 2014, and ordered the parties to  
          enter into a meet-and-confer process to "explore how defendants  
          can comply with this Court's June 20, 2013 Order, including  
          means and dates by which such compliance can be expedited or  
          accomplished and how this Court can ensure a durable solution to  
          the prison crowding problem."

          The parties were not able to reach an agreement during the  
          meet-and-confer process.  As a result, the Court ordered  
          briefing on the State's requested extension and, on February 10,  
          2014, issued an order extending the deadline to reduce the  
          in-state adult institution population to 137.5% design capacity  
          to February 28, 2016.  The order requires the state to meet the  
          following interim and final population reduction benchmarks:

                 143% of design bed capacity by June 30, 2014;
                 141.5% of design bed capacity by February 28, 2015; and,
                 137.5% of design bed capacity by February 28, 2016. 

          If a benchmark is missed the Compliance Officer (a position  
          created by the February 10, 2016 order) can order the release of  
          inmates to bring the State into compliance with that benchmark.   



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          In a status report to the Court dated February 18, 2014, the  
          state reported that as of February 12, 2014, California's 33  
          prisons were at 144.3 percent capacity, with 117,686 inmates.   
          8,768 inmates were housed in out-of-state facilities.

          The ongoing prison overcrowding litigation indicates that prison  
          capacity and related issues concerning conditions of confinement  
          remain unresolved.  While real gains in reducing the prison  
          population have been made, even greater reductions may be  
          required to meet the orders of the federal court.  Therefore,  
          the Committee's consideration of ROCA bills -bills that may  
          impact the prison population - will be informed by the following  
          questions:

                 Whether a measure erodes realignment and impacts the  
               prison population;
                 Whether a measure addresses a crime which is directly  
               dangerous to the physical safety of others for which there  
               is no other reasonably appropriate sanction; 
                 Whether a bill corrects a constitutional infirmity or  
               legislative drafting error; 
                 Whether a measure proposes penalties which are  
               proportionate, and cannot be achieved through any other  
               reasonably appropriate remedy; and,
                 Whether a bill addresses a major area of public safety  
               or criminal activity for which there is no other  
               reasonable, appropriate remedy.

                                      COMMENTS

          1.  Stated Need for This Bill

           The author states:

               The Bureau of State Audits (BSA) identified AB 109  
               (2011) as a high-risk issue in California given the  
               pressures it places on local jail populations with  
               virtually no way to empirically evaluate the  
               effectiveness of realignment programs.  "The State  
               does not currently have access to reliable and  
               meaningful realignment data to ensure its ability to  


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               effectively monitor progress toward achieving intended  
               realignment goals" . . . .

               Similarly, the Public Policy Institute of California  
               (PPIC) has pointed to the failure to establish a clear  
               framework by which to evaluable realignment: "Because  
               AB 109 establishes no incentives, resources, or  
               standards for counties to measure outcomes, it will be  
               difficult to assess what California's most significant  
               justice reform in decades has achieved" . . . .

               SB 1097 seeks to provide for the collection and  
               reporting of a broad spectrum of offender and program  
               data which will help ensure best practices are  
               developed at the local level to promote public safety,  
               reduce recidivism, and address offenders'  
               rehabilitative needs.   

          2.  What This Bill Would Do

           As explained in detail above, this bill would enact a framework,  
          established through the BSCC, for collecting information  
          concerning criminal offenders who were "realigned" pursuant to  
          AB 109 in 2011 - specifically, persons who have been convicted  
          of jail felonies and persons who have been released from prison  
          and are subject to local supervision (probation), not parole.   
          The bill enumerates specific data to be included.  With respect  
          to jail felons, the data generally pertains to information about  
          the offender, the conviction offense, the sentence, what  
          happened to the person after sentencing, such as jail time,  
          programming and violation behavior.  With respect to persons  
          coming out of prison on postrelease community supervision  
          (probation, not parole, supervision), the data generally  
          concerns arrests, violation behavior, sanctions for violations,  
          and programming.  

          The bill proposes state grants, from a total General Fund amount  
          not specified in the bill, "to assist counties with the creation  
          or expansion of infrastructure that allows each county to  
          consistently collect and report criminal justice information"  
          required by this bill.  In addition, this bill would require  
          counties to report to BSCC the data described above.  The bill  


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          also requires the BSCC to compile local data and make annual  
          reports. 

          3.  Focus of this Bill: The 2011 Criminal Justice Realignment

           This bill pertains to data about two specific subgroups of  
          felony offenders - subclasses created by the "2011 Realignment  
          Legislation Addressing Public Safety" (AB 109)<2>.  These two  
          subgroups are 1) felony offenders who, because of their  
          conviction offense and criminal history, are subject to serving  
          their terms in jail instead of prison ("jail" felonies); and 2)  
          felony offenders who, because of their conviction offense and  
          other factors, are subject to local supervision instead of state  
          supervision (essentially, probation instead of parole) upon  
          release from prison ("postrelease community supervision").

           "Jail" Felonies
           
          Under California law operative until October 1, 2011, a  felony   
          was a crime punishable by death or imprisonment in state  
          prison.<3>  Effective October 1, 2011, criminal justice  
          realignment redefined the term "felony" to include certain  
          felonies punishable by imprisonment in a county jail, as  
          specified, depending upon the criminal history of the  
          offender.<4>   This change, contained in subdivision (h) of  
          Penal Code section 1170, applies only to criminal statutes which  
          have been expressly amended to provide for a felony jail term  
          where otherwise allowable.  

          Certain felons are categorically prohibited from serving an  
          ---------------------------
          <2>   AB 109 (Committee on Budget) (Ch. 15, Stats. 2011) is the  
          principal measure establishing the 2011 public safety  
          realignment.  Subsequent measures have revised AB 109 and  
          enacted additional provisions relating to certain aspects of  
          realignment. 
          <3> Penal Code � 17.  This classification does not affect the  
          ability of the court to suspend execution of a felony sentence  
          and impose conditions of probation where allowable, supervised  
          and performed locally.  (See Penal Code � 1203.1.)  A  
          misdemeanor is a crime punishable by imprisonment by 6 months or  
          not more than one year.  (Penal Code �� 19 and 19.2.)
          <4>   Penal Code � 17.

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          executed felony sentence in county jail.  The following persons  
          are statutorily ineligible to serve any executed felony sentence  
          in county jail:

                 The defendant has a prior or current felony conviction  
               for:
              o     a serious felony described in subdivision (c) of  
                Section 1192.7; or,
              o     a violent felony described in subdivision (c) of  
                Section 667.5;
                 The defendant has a prior felony conviction in another  
               jurisdiction for an offense that has all the elements of a  
               serious or violent felony in California, as specified;
                 The defendant is required to register as a sex offender;  
               or, 
                 The defendant is convicted of a crime and as part of the  
               sentence receives an aggravated theft enhancement, as  
               specified.<5>

          For convicted felony offenders subject to confinement in a  
          county jail, courts are authorized to impose the felony sentence  
          to commit a defendant to county jail as follows:

                 For a full term in custody as determined in accordance  
               with the applicable sentencing law.
                 For a term as determined in accordance with the  
               applicable sentencing law, but suspend execution of a  
               concluding portion of the term selected in the court's  
               discretion, during which time the defendant shall be  
               supervised by the county probation officer in accordance  
               with the terms, conditions, and procedures generally  
               applicable to persons placed on probation, for the  
               remaining unserved portion of the sentence imposed by the  
               court.  The period of supervision shall be mandatory, and  
               may not be terminated earlier except by court order.   
               During the period when the defendant is under such  
               supervision, unless in actual custody related to the  
               sentence imposed by the court, the defendant shall be  
               entitled to only actual time credit against the term of  


             --------------------------
          <5>   Penal Code � 1170(h) (3).



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               imprisonment imposed by the court.<6>

           Postrelease Community Supervision
           
          Prior to realignment, California law generally provided that  
          persons who had served a determinate sentence in state prison  
          for a felony were subject to up to three years of conditional  
          release ("parole") supervised by the California Department of  
          Corrections and Rehabilitation ("CDCR").<7>  This policy of  
          providing a period of conditional, supervised release for felons  
          immediately following a determinate prison term has continued  
          under realignment.<8>  Realignment requires, however, that on  
          and after October 1, 2011 some of these felons - generally  
          depending upon the crime that sent them to prison - are subject  
          instead to postrelease community supervision ("PRCS") by a local  
          entity determined by each county's board of supervisors - which  
          in every county has been determined to be probation.     

          Certain inmates are categorically excluded from PRCS by statute;  
          these offenders are subject to state parole supervision.<9>

          On and after October 1, 2011, persons released from prison after  
          serving a determinate prison sentence who are not excluded  
          because of the above-enumerated reasons are subject to PRCS  
          provided by a county agency designated by each county's board of  
          supervisors "which is consistent with evidence-based practices,  
          including, but not limited to, supervision policies, procedures,  
          programs, and practices demonstrated by scientific research to  
          reduce recidivism among individuals under postrelease  
          supervision."<10>   

          As noted by the Legislative Analyst's Office last year:

               When including all types of criminal cases-felony,  
               misdemeanor, traffic infractions, and juvenile  
               ----------------------
          <6>   Penal Code � 1170(h) (5).
          <7>  See Penal Code � 3000.  Parole periods for certain  
          offenses, such as sex crimes, can exceed three years;  
          realignment does not change the length of these parole periods.
          <8>   See Penal Code � 3000(a) (1).     
          <9>   Penal Code � 3000.08; see also Penal Code � 3451(b).
          <10>   Penal Code � 3451.   

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               delinquency-there were over 8 million filings in  
               California trial courts in 2009-10.  Only a few  
               hundred thousand of these are for felony cases each  
               year.  Of adult felony cases brought by the district  
               attorney, 80 percent result in a guilty verdict, and  
               most of these offenders are sentenced to a combination  
               of jail and probation.<11> 

          During this same period, 58,700 felons were admitted to  
          prison.<12>  While the data supporting this snapshot predates  
          realignment, it illustrates a felony population broader than  
          what this bill would reach.  There are other felons who are  
          handled locally, such as felons who are put on felony probation,  
          and those subject to parole supervision but affected locally by  
          court parole violation and detention decisions, who are not  
          included in this bill.  Members and the author may wish to  
          discuss whether felony offenders and what happens to them should  
          be tracked and analyzed more fully, not just the subsets of  
          felony offenders created by realignment.    

          4.  Data Collection

           The BSCC currently has responsibilities relating to data  
          collection.  As explained in the BSCC's 4th Quarterly Report  
          from last year:

               The BSCC has the broad responsibility to collect and  
               maintain available information and data about state  
               and community correctional policies, practices,  
               capacities, and needs, including but not limited to  
               prevention, intervention, suppression, supervision,  
               and incapacitation as they relate to both adult  
               corrections, juvenile justice, and gang problems. The  
               BSCC is also required to collect data and complete  
               reports related to public safety realignment,  
               including the development of first phase baseline and  
               ongoing data collection instruments and an annual  
               report on the implementation of local community  
               corrections plans. 
               ----------------------
          <11>   California's Criminal Justice System: A Primer (Jan.  
          2013)  Legislative Analyst's Office.
          <12>   Id.

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               In its first year, the BSCC has made significant  
               progress toward its data collection and reporting  
               responsibilities as defined by goal one.  The BSCC has  
               worked with stakeholders to design and implement first  
               phase realignment baseline data collection instruments  
               that will continue to be expanded and refined, has  
               completed a report on the local implementation of  
               community corrections plans, has made data available  
               on its Web site, developed a partnership with the  
               Public Policy Institute of California (PPIC) for a  
               multi-county individual level study, and begun  
               implementing longer term strategies for its broader  
               data collection and reporting responsibilities.

                First Phase Baseline and Ongoing Realignment-Related  
               Data Collection Instruments  :   Commencing on or after  
               July 1, 2012, the BSCC is required to consult with the  
               California State Association of Counties (CSAC),  
               Administrative Office of the Courts (AOC), Chief  
               Probation Officers of California (CPOC), and the  
               California State Sheriff's Association (CSSA) to  
               support the development and implementation of first  
               phase baseline and ongoing data collection instruments  
               to reflect the local impact of the 2011 Realignment  
               Legislation, specifically related to dispositions for  
               felony offenders and post-release community  
               supervision; make the data available on the BSCC Web  
               site; and promote collaboration and the reduction of  
               duplication of data collection and reporting, where  
               possible.

                Completed  : In December 2012, the BSCC consulted with  
               representatives from CSAC, AOC, CPOC, and CSSA and  
               reached agreement that the realignment-related data  
               currently collected by the BSCC, CPOC, and the AOC  
               will serve as the first phase baseline and ongoing  
               data collection instruments for this fiscal year. . .   
                

               . . .   



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                Data Integration  :  Due to staggered implementation  
               dates, the baseline data collection efforts as well as  
               the CCP report are all being reported separately.  
               After September 2013, the BSCC will work to integrate  
               the data from the baseline instruments with data  
               collected from the report on the implementation of  
               county CCP plans to provide a broader realignment  
               perspective.

                In Progress  : The BSCC has initiated a request for  
               technical assistance from the Integrated Justice  
               Information Systems Institute (IJIS) to identify the  
               needs and specifications of an information technology  
               system to collect and synthesize a variety of data  
               from multiple sources.  IJIS is a nonprofit membership  
               organization dedicated to joining forces with its  
               member companies to unite the private and public  
               sectors for improving mission-critical information  
               sharing. These members are information technology  
               companies and consultancies that provide solutions to  
               the justice, public safety, and homeland security  
               sectors to help these communities share information. .  
               . .   The purpose of this request is to assist the  
               BSCC to develop a "road map" and plan to design an  
               information system to support and provide relevant  
               adult and juvenile criminal justice data to our  
               stakeholders, constituents, research community, and  
               the public.

                Future Activities  : After September 2013, when the AOC  
               begins to report its data, the BSCC plans to work  
               toward integrating the data from all baseline  
               instruments with data collected from the BSCC report  
               on the implementation of county CCP plans to provide a  
               broader realignment perspective. The BSCC's data  
               collection efforts will continue to be refined and  
               expanded in conjunction with the development of longer  
               term research questions.  

               . . .  

                Partnerships  :  The BSCC is working to build  


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               partnerships with research organizations, academia,  
               and others on research projects related to  
               California's corrections system.

                In Progress  : The BSCC is working with the PPIC to  
               develop a multi-county data collection project, which  
               will track offender behavior at the individual level  
               and system responses in custody and in the community.   
               This project will assist the BSCC to achieve its  
               mission of aligning fiscal policy and correctional  
               practices to improve public safety through  
               cost-effective, promising, and evidence-based  
               strategies for managing criminal justice populations.  
               . .   The BSCC is partnering with the United States  
               DOJ's Office of Justice Programs' Diagnostic Center on  
               several issues, including strategic planning,  
               developing an information systems plan, developing  
               statewide technical assistance strategies, and grant  
               funding.

                Future Activities  : The BSCC will continue to expand  
               its research partnerships to support research efforts  
               that can inform state and local policy and decision  
               making.

               In January 2013, the Board approved the establishment  
               of a standing committee on data and research. The  
               purpose of this committee is to work with the BSCC  
               staff on the development of a comprehensive data  
               collection plan, the coordination of data collection  
               efforts by the BSCC with other entities to avoid  
               duplication of effort, and to leverage resources of  
               various groups focusing on the same or similar data  
                                                                       collection goals and objectives. . . .    

                In Progress  :  The BSCC is currently working to  
               identify individuals with expertise in data and  
               research to serve on the Data and Research Standing  
               Committee.

                Future Activities  : The Data and Research Standing  
               Committee will coordinate with the BSCC staff on the  


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               development of a long-term research plan.

                Other Strategies and Activities  :  Other strategies and  
               activities that the BSCC anticipates completing as  
               part of its data and research responsibilities and to  
               complement the activities currently underway include:  
               developing a long-term data collection and reporting  
               strategy; determining the needs and capabilities of a  
               consolidated realignment baseline database; helping  
               counties develop appropriate outcome measures to be  
               collected locally and inform data driven decision  
               making; developing processes for the reporting and  
               collecting of juvenile out-of-home and adult  
               out-of-county placements; and, developing standardized  
               definitions/dictionary of terms.

          Members of the Committee and the author may wish to discuss how  
          this bill differs from work now underway at the BSCC with  
          respect to data collection and analysis.

          HOW DOES THIS BILL COMPARE TO THE CURRENT DATA-RELATED  
          ACTIVITIES AND FUTURE PLANS OF THE BSCC?

          5.  Grants




















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           As currently structured, this bill would establish a grant  
          program to provide state funding in support of local data  
          infrastructure.  With respect to local data collection  
          capacities, grant awards would take into consideration, but not  
          be limited to:

          (a) Size of the county.
          (b) Demonstrated efforts to report data prior to January 1,  
          2016. 
          (c) Demonstrated ability to report data prior to January 1,  
          2016.

          Members and the author may wish to discuss how these granting  
          factors may affect local behavior in terms of dedicating county  
          resources to data infrastructure.  For example, would these  
          factors incentivize counties to invest in their own data  
          systems?  Or, would these factors incentivize counties to  
          demonstrate their inability to report data without state  
          assistance?  Members may wish to consider whether there are  
          additional or different factors to both incentivize local  
          resource commitments to data collection and reflect the range of  
          existing resource capacity among counties.  For example, would  
          the grant program be strengthened by requiring or adding a  
          preference to counties that show a substantial local investment,  
          relative to the county's budget, in the types of infrastructure  
          this bill would support?  
           
          COULD THIS BILL BE REVISED TO BETTER MARSHAL ITS GRANT AWARD  
          FACTORS TO INCENTIVIZE LOCAL COMMITMENT TO DATA COLLECTION?
           
           
           
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