BILL ANALYSIS                                                                                                                                                                                                    �







                      SENATE COMMITTEE ON PUBLIC SAFETY
                            Senator Loni Hancock, Chair              S
                             2013-2014 Regular Session               B

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          SB 1135 (Jackson)                                           
          As Amended: March 24, 2014
          Hearing date: April 29, 2014
          Penal Code
          JRD:sl

                                       INMATES: 

                                    STERILIZATION  


                                       HISTORY

          Source:  Justice Now

          Prior Legislation: None 

          Support:   ACCESS Women's Health Justice; ACLU of California;  
                   All Of Us Or None; Center on Reproductive Rights and  
                   Justice at UC Berkeley School of Law; Black and Pink  
                   San Diego; California Attorneys for Criminal Justice;  
                   California Catholic Conference of Bishops; California  
                   Coalition for Women Prisoners; California Correctional  
                   Health Care Services; California Partnership to End  
                   Domestic Violence; Californians United for a  
                   Responsible Budget; Critical Resistance; Friends  
                   Committee on Legislation of California; Justice Now;  
                   Legal Services for Prisoners with Children; National  
                   Asian Pacific American Women's Forum; National  
                   Association of Social Workers; California National  
                   Organization for Women; Planned Parenthood of  
                   Affiliates of California; Reconstruction Incorporation;  
                   Sister Strong; Women with a Vision; Women's Foundation;  
                   Women's Fightback Network; Women's Health Specialists;  
                   5 individuals

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                                                          SB 1135 (Jackson)
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          Opposition:American Congress of Obstetricians and Gynecologists  
                   (Oppose unless amended); Taxpayers for Improving Public  
                   Safety.

          Senate Health Committee Vote:  Ayes 9 - Noes 0


                                         KEY ISSUE
           
          SHOULD STERILIZATION BE PROHIBITED IN CALIFORNIA DETENTION  
          FACILITIES, EXCEPT AS SPECIFIED?


                                       PURPOSE

          The purpose of this legislation is to prohibit sterilization,  
          with limited exceptions, of an individual under the control of  
          the California Department of Corrections and Rehabilitation or a  
          county and imprisoned in the state prison or a reentry facility,  
          community correctional facility, county jail, or any other  
          institution in which an individual is involuntarily confined or  
          detained under a civil or criminal statute.

           Existing law  makes it unlawful to use in the prisons, any cruel,  
          corporal or unusual punishment or to inflict any treatment or  
          allow any lack of care whatever which would injur[e] or impair  
          the health of the prisoner, inmate or person confined; and  
          punishment by the use of the strait jacket, gag, thumb-screw,  
          shower-bath or the tricing up of prisoners, inmates or persons  
          confined is hereby prohibited. Any person who violates the  
          provisions of this section or who aids, abets, or at-tempts in  
          any way to contribute to the violation of this section shall be  
          guilty of a misdemeanor.  (Penal Code � 2652.) 

           Existing regulations  require the California Department of  
          Corrections and Rehabilitation (CDCR) to only provide medical  
          services for inmates which are based on medical necessity and  
          supported by outcome data as effective medical care.  (15 C.C.R  
          3350 (a).)

           Existing regulations define "medically necessary," for purposes  


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                                                          SB 1135 (Jackson)
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          of medical care provided to incarcerated persons, as health care  
          services that are determined by the attending physician to be  
          reasonable and necessary to protect life, prevent significant  
          illness or disability, or alleviate severe pain, and are  
          supported by health outcome data as being effective medical  
          care.  (15 C.C.R 3350 (b)(1).)

           Existing regulations  define "significant illness or disability,"  
          for purposes of medical care provided to incarcerated persons,  
          as any medical condition that causes or may cause, if left  
          untreated, a severe limitation of function or ability to perform  
          the daily activities of life or that may cause premature death.   
          (15 C.C.R 3350 (b)(5).)

           Existing regulations  exclude certain medical treatment for  
          incarcerated persons, including surgery that is not medically  
          necessary, which specifically includes, but is not limited to,  
          vasectomy and tubal ligation.  (15 C.C.R 3350 .1(a) through  
          (c).)
                    
           Existing regulations  allow treatment for excluded conditions in  
          cases where: 

             1.   The inmate's attending physician or dentist prescribed  
               the treatment as clinically necessary. 

             2.   The service is approved by the appropriate Utilization  
               Management Committee.  The committee's decision shall be  
               based on: 

                           Available health and dental care outcome data  
                    supporting the effectiveness of the services as  
                    medical or dental treatment. 

                           Other factors, such as: coexisting medical or  
                    dental problems; acuity; length of inmate's sentence;  
                    availability of the service; cost. 
                    (15 C.C.R 3350.1 (d).)

           This bill  would prohibit sterilization, for the purpose of birth  
          control, of any person who is involuntarily confined or detained  
          under a civil or criminal statute, including inmates in state  


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          prison, reentry facilities, community correctional facilities  
          and county jails. 

           This bill  allows for sterilization if either:

                 The procedure is required for the immediate preservation  
               of the individual's life in an emergency medical situation;  
               or,

                 The procedure is required for the necessary treatment of  
               a physical medical condition, excluding birth control, and  
               only if all of the following requirements are satisfied: 

                  o         Less drastic measures to address the medical  
                    need are non-existent, are refused by the individual,  
                    or are first attempted and deemed unsuccessful; 

                  o         A second physician independent of, and not  
                    employed by, the department or county department  
                    conducts an in-person consultation and confirms the  
                    need for medical intervention resulting in  
                    sterilization; and,

                  o         Informed consent is obtained from the patient.  


           This bill  would require that any inmate who undergoes  
          sterilization be provided with a presterilization and  
          poststerilization psychological consultation and medical  
          follow-up. 

           This bill  would require CDCR, county jails, and all other  
          institutions of confinement to publish an annual report of  
          sterilizations performed. 

           This bill  includes uncodified legislative intent language, as  
          specified.

                    RECEIVERSHIP/OVERCROWDING CRISIS AGGRAVATION

          For the last several years, severe overcrowding in California's  
          prisons has been the focus of evolving and expensive litigation  


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          relating to conditions of confinement.  On May 23, 2011, the  
          United States Supreme Court ordered California to reduce its  
          prison population to 137.5 percent of design capacity within two  
          years from the date of its ruling, subject to the right of the  
          state to seek modifications in appropriate circumstances.   

          Beginning in early 2007, Senate leadership initiated a policy to  
          hold legislative proposals which could further aggravate the  
          prison overcrowding crisis through new or expanded felony  
          prosecutions.  Under the resulting policy, known as "ROCA"  
          (which stands for "Receivership/ Overcrowding Crisis  
          Aggravation"), the Committee held measures that created a new  
          felony, expanded the scope or penalty of an existing felony, or  
          otherwise increased the application of a felony in a manner  
          which could exacerbate the prison overcrowding crisis.  Under  
          these principles, ROCA was applied as a content-neutral,  
          provisional measure necessary to ensure that the Legislature did  
          not erode progress towards reducing prison overcrowding by  
          passing legislation, which would increase the prison population.  
            

          In January of 2013, just over a year after the enactment of the  
          historic Public Safety Realignment Act of 2011, the State of  
          California filed court documents seeking to vacate or modify the  
          federal court order requiring the state to reduce its prison  
          population to 137.5 percent of design capacity.  The State  
          submitted that the, ". . .  population in the State's 33 prisons  
          has been reduced by over 24,000 inmates since October 2011 when  
          public safety realignment went into effect, by more than 36,000  
          inmates compared to the 2008 population . . . , and by nearly  
          42,000 inmates since 2006 . . . ."  Plaintiffs opposed the  
          state's motion, arguing that, "California prisons, which  
          currently average 150% of capacity, and reach as high as 185% of  
          capacity at one prison, continue to deliver health care that is  
          constitutionally deficient."  In an order dated January 29,  
          2013, the federal court granted the state a six-month extension  
          to achieve the 137.5 % inmate population cap by December 31,  
          2013.  

          The Three-Judge Court then ordered, on April 11, 2013, the state  
          of California to "immediately take all steps necessary to comply  
          with this Court's . . . Order . . . requiring defendants to  


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          reduce overall prison population to 137.5% design capacity by  
          December 31, 2013."  On September 16, 2013, the State asked the  
          Court to extend that deadline to December 31, 2016.  In  
          response, the Court extended the deadline first to January 27,  
          2014 and then February 24, 2014, and ordered the parties to  
          enter into a meet-and-confer process to "explore how defendants  
          can comply with this Court's June 20, 2013 Order, including  
          means and dates by which such compliance can be expedited or  
          accomplished and how this Court can ensure a durable solution to  
          the prison crowding problem."

          The parties were not able to reach an agreement during the  
          meet-and-confer process.  As a result, the Court ordered  
          briefing on the State's requested extension and, on February 10,  
          2014, issued an order extending the deadline to reduce the  
          in-state adult institution population to 137.5% design capacity  
          to February 28, 2016.  The order requires the state to meet the  
          following interim and final population reduction benchmarks:

                 143% of design bed capacity by June 30, 2014;
                 141.5% of design bed capacity by February 28, 2015; and,
                 137.5% of design bed capacity by February 28, 2016. 

          If a benchmark is missed the Compliance Officer (a position  
          created by the February 10, 2016 order) can order the release of  
          inmates to bring the State into compliance with that benchmark.   


          In a status report to the Court dated February 18, 2014, the  
          state reported that as of February 12, 2014, California's 33  
          prisons were at 144.3 percent capacity, with 117,686 inmates.   
          8,768 inmates were housed in out-of-state facilities.

          The ongoing prison overcrowding litigation indicates that prison  
          capacity and related issues concerning conditions of confinement  
          remain unresolved.  While real gains in reducing the prison  
          population have been made, even greater reductions may be  
          required to meet the orders of the federal court.  Therefore,  
          the Committee's consideration of ROCA bills -bills that may  
          impact the prison population - will be informed by the following  
          questions:



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                 Whether a measure erodes realignment and impacts the  
               prison population;
                 Whether a measure addresses a crime which is directly  
               dangerous to the physical safety of others for which there  
               is no other reasonably appropriate sanction; 
                 Whether a bill corrects a constitutional infirmity or  
               legislative drafting error; 
                 Whether a measure proposes penalties which are  
               proportionate, and cannot be achieved through any other  
               reasonably appropriate remedy; and,
                 Whether a bill addresses a major area of public safety  
               or criminal activity for which there is no other  
               reasonable, appropriate remedy.
          
                                      COMMENTS

          1.  Need for This Bill  

          According to the author:

               The Center for Investigative Reporting, based on  
               information gained through working with Justice Now,  
               broke a story in 2013 that documented cases of coerced  
               tubal ligations as late as 2010. 

               In addition to coerced tubal ligations, Justice Now  
               also found an alarming number of incarcerated women  
               who have lost their reproductive capacity through the  
               overly aggressive use of hysterectomies.  Too often  
               hysterectomies in prison appear to be the first option  
               for medical problems, such as fibroids, that may have  
               more effective and less drastic cures.  Many women  
               have had partial and full hysterectomies while  
               incarcerated that were later deemed unnecessary.

               Women were robbed of their reproductive choice by  
               these coerced procedures. Sterilizations that occurred  
               under the watch of California's corrections department  
               smack of eugenics.  These acts are unconscionable.  It  
               is well past time we put an end to them and make sure  
               situations like this never happen again.  
                


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          2.    Recent Events

           On July 7, 2013, the Sacramento Bee reported that female  
          inmates, in the custody of CDCR, were sterilized without  
          approval.  

               Doctors under contract with CDCR sterilized nearly 150  
               female inmates from 2006 to 2010 without required  
               state approvals, the Center for Investigative  
               Reporting has found.

               At least 148 women received tubal ligations in  
               violation of prison rules during those five years -  
               and there are perhaps 100 more dating back to the late  
               1990s, according to state documents and interviews.

               From 1997 to 2010, the state paid doctors $147,460 to  
               perform the procedure, according to a database of  
               contracted medical services for state prisoners. 

               The women were signed up for the surgery while they  
               were pregnant and housed at either the California  
               Institution for Women in Corona or Valley State Prison  
               for Women in Chowchilla, which is now a men's prison. 

               Former inmates and prisoner advocates maintain that  
               prison medical staff coerced the women, targeting  
               those deemed likely to return to prison in the future.  


          (Female Inmates Sterilized without Approval, Corey G. Johnson,  
          Sacramento Bee, July 7, 2013,  
          http://www.sacbee.com/2013/07/07/5549696/female-inmates-sterilize 
          d-in-california.html.)

          In response to this report, on August 13, 2013, the Senate  
          Public Safety Committee held an informational hearing regarding  
          female sterilization in California prisons.  The hearing  
          included representatives from CDCR, experts from Justice Now,  



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          and the Federal Receiver.<1>  The Los Angeles Times reported,

               Advocates for women prison inmates called Tuesday for  
               state law to be changed to make sure convicts are not  
               subject to sterilization surgery for birth control,  
               and oversight over medical care is improved.

               The proposal by members of the group Justice Now was  
               made at a legislative hearing into reports that 148  
               women in California prisons were given tubal ligation  
               surgery without the required approval of a state  
               medical committee during a five-year period ending in  
               2010.  The group called Tuesday for a state apology  
               and reparations.

               Some women said they felt coerced into having the  
               surgery, which is not surprising given the setting,  
               according to Nora Wilson, a staff attorney for Justice  
               Now. "In a coercive prison setting there is total  
               control over a person," Wilson told members of the  
               Senate Public Safety Committee. "Consent in that  
               environment cannot be relied upon."

               J. Clark Kelso, the receiver for prison medical care  
               appointed by a federal court, said the practice was  
               stopped in 2010 as soon as it came to his attention.  
               He had medical experts look at the records.

               "The determination I was given is that most of them  
               [surgeries] would not have been medically necessary  
               and we put a stop to it," Kelso told the committee.

          (Lawmakers Seek Safeguards against Sterilization of Prison  
          Inmates, Patrick McGreevy, Los Angeles Time, August 13, 2013.   
          http://articles.latimes.com/2013/aug/13/local/la-me-pc-protection 
          -against-sterilization-of-prison-inmates-proposed-by-activists-20 
          130813.)
          ---------------------------
          <1> On June 30, 2005, the United States District Court for the  
          Northern District of California established a Receivership to  
          take control of the delivery of medical services to all  
          California state prisoners confined by CDCR. 


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          3.   Effect of This Legislation  

          This legislation would codify the existing regulatory ban on  
          sterilization in California detention facilities.  The ban would  
          not apply to cases in which the procedure is medically necessary  
          and certain protocols are followed.   While this legislation  
          does not contain a penalty provision, existing law does make it  
          a misdemeanor to "inflict any treatment or allow any lack of  
          care whatever which would injur[e] or impair the health of the  
          prisoner, inmate or person confined."  (Penal Code � 2652.)  

          4.   Argument in Support   































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          California Correctional Health Care Services states, in part: 

               As you know, California Correctional Health Care  
               Services (CCHCS) put a halt to these procedures in  
               2010 when it was discovered that female inmates were  
               being offered tubal ligations while in state prison as  
               far back as 1999;  health officials from the  
               California Department of Corrections ordered its  
               clinician to offer tubal ligations as part of routine  
               post-partum services-despite a regulation in place at  
               the time prohibiting this procedure expect in extreme  
               cases where the health of the inmate was as take.  

               CCHCS appreciated the opportunity to assist in the  
               formulation of this measure.  This bill will codify  
               the existing regulation found in the California Code  
               of Regulations (Title 15, Section 3350.1).  In  
               addition, this bill will add important protocols to be  
               followed in cases where, due to a health-related  
               issue, a procedure that results in sterilization must  
               be performed.  These procedures mirror our current  
               practice, but it is important that it is placed into  
               law so that at the conclusion of the Receivership, the  
               State will continue to adhere to these protocols. 

               Finally, this bill also places these requirements on  
               our county jail system.  With the implementation of  
               public safety realignment, and the corresponding  
               increase in the number of females who will be housed  
               for longer periods of time in county jails, it is  
               important that the provisions apply to local jails. 

          5.   Argument in Opposition   
           
          The American Congress of Obstetricians and Gynecologists, which  
          is opposed to the legislation unless it is amended, states in  
          part: 

               In talking with other stakeholders of this bill, I  
               find that we have very common thoughts, concerns and  
               goals of respecting women's rights to  


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               self-determination over their reproductive health,  
               which includes making those decisions free of  
               coercion.  Given the history of coercion as uncovered  
               by recent audits, it is challenging to envision a  
               system that adequately balances those competing goals.  
                Given the inherently coercive environment of  
               incarceration, as cited in The Belmont Report, which  
               recognized the challenges of incarcerated persons  
               being able to have true informed consent for research  
               while incarcerated, and as well as the recent evidence  

               of abuses in California, an adequate process may be  
               difficult if not impossible to design, but we would  
               like the opportunity to try.


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